Relative Value Partners

Relative Value Partners Group as of June 30, 2019

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 164 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.3 $60M 464k 129.59
iShares Lehman 1-3 Year Treas.Bond (SHY) 4.0 $38M 450k 84.78
Eaton Vance Limited Duration Income Fund (EVV) 3.7 $36M 2.8M 12.65
iShares Lehman 3-7 Yr Treasury Bond (IEI) 3.4 $33M 262k 125.76
Allianzgi Nfj Divid Int Prem S cefs 3.2 $30M 2.5M 12.40
Nuveen Mtg opportunity term (JLS) 3.1 $30M 1.3M 23.33
Vanguard Total Stock Market ETF (VTI) 3.1 $30M 198k 150.09
wisdomtreetrusdivd.. (DGRW) 3.1 $30M 683k 43.65
Ishares Tr Dec 2020 3.0 $29M 1.1M 25.34
Special Opportunities Fund (SPE) 2.9 $27M 2.0M 13.75
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 2.7 $26M 224k 116.64
Special Opp 3.5% Pfd Conv 2.7 $26M 1.0M 25.13
Ishares Tr cmn (GOVT) 2.7 $26M 994k 25.81
Eaton Vance Short Duration Diversified I (EVG) 2.3 $22M 1.6M 13.54
Nuveen Muni Value Fund (NUV) 2.2 $21M 2.1M 10.21
TCW Strategic Income Fund (TSI) 2.1 $20M 3.5M 5.83
BlackRock Credit All Inc Trust IV (BTZ) 2.1 $20M 1.5M 12.97
Western Asset Vrble Rate Strtgc Fnd 2.0 $20M 1.2M 16.37
Tri-Continental Corporation (TY) 2.0 $20M 722k 26.97
Voya Prime Rate Trust sh ben int 1.9 $18M 3.9M 4.76
First Trust/Four Corners SFRI Fund II (FCT) 1.8 $17M 1.4M 12.05
Vanguard Information Technology ETF (VGT) 1.8 $17M 81k 210.88
Nuveen Real (JRI) 1.8 $17M 995k 17.04
BlackRock Floating Rate Income Strat. Fn (FRA) 1.6 $15M 1.2M 12.83
Pioneer Floating Rate Trust (PHD) 1.5 $15M 1.4M 10.69
MFS Charter Income Trust (MCR) 1.4 $13M 1.6M 8.15
Vanguard Value ETF (VTV) 1.3 $13M 112k 111.62
MFS Intermediate Income Trust (MIN) 1.3 $12M 3.2M 3.86
Spdr Ser Tr shrt trsry etf (SPTS) 1.3 $12M 408k 30.00
Vanguard FTSE All-World ex-US ETF (VEU) 1.2 $12M 231k 50.99
THE GDL FUND Closed-End fund (GDL) 1.2 $12M 1.2M 9.25
Templeton Emerging Markets (EMF) 1.2 $11M 753k 15.10
MFS Government Markets Income Trust (MGF) 1.1 $11M 2.4M 4.57
Barings Bdc (BBDC) 1.1 $10M 1.0M 9.84
General American Investors (GAM) 1.0 $9.1M 258k 35.49
Eaton Vance Floating-Rate Income Trust (EFT) 0.9 $9.0M 666k 13.48
First Tr Mlp & Energy Income 0.9 $8.7M 734k 11.89
Eaton Vance Municipal Bond Fund (EIM) 0.9 $8.5M 681k 12.43
Nuveen Int Dur Qual Mun Trm 0.9 $8.3M 621k 13.34
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.8 $7.7M 70k 110.02
iShares Lehman Short Treasury Bond (SHV) 0.8 $7.4M 67k 110.65
Ishares Inc core msci emkt (IEMG) 0.7 $6.6M 128k 51.44
Aberdeen Chile Fund (AEF) 0.7 $6.4M 875k 7.31
Wisdomtree Tr blmbrg fl tr 0.6 $5.9M 233k 25.07
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $5.3M 661k 8.03
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.5 $4.8M 571k 8.34
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.5 $4.7M 145k 32.62
Oaktree Strategic Income Cor 0.5 $4.7M 549k 8.49
Vanguard Health Care ETF (VHT) 0.5 $4.3M 25k 173.93
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $4.2M 971k 4.32
Nuveen Mortgage opportunity trm fd2 0.4 $4.2M 187k 22.60
Liberty All-Star Equity Fund (USA) 0.4 $4.0M 616k 6.42
Tortoise Pwr & Energy 0.4 $3.8M 209k 18.33
BlackRock Ltd. Duration Income Trust (BLW) 0.4 $3.7M 248k 15.00
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $3.5M 2.6k 1364.38
Pennantpark Floating Rate Capi (PFLT) 0.4 $3.4M 294k 11.65
iShares S&P 500 Index (IVV) 0.3 $2.8M 9.6k 294.70
Equity Commonwealth (EQC) 0.3 $2.8M 87k 32.52
Ares Capital Corporation (ARCC) 0.3 $2.6M 148k 17.94
BlackRock Floating Rate Income Trust (BGT) 0.3 $2.6M 212k 12.42
First Tr Sr Floating Rate 20 0.3 $2.6M 287k 8.90
iShares S&P 500 Value Index (IVE) 0.2 $2.3M 20k 116.55
BlackRock MuniHolding Insured Investm 0.2 $2.3M 169k 13.35
Granite Pt Mtg Tr (GPMT) 0.2 $2.3M 121k 19.19
Tpg Re Finance Trust Inc reit (TRTX) 0.2 $2.3M 121k 19.29
Vanguard Short-Term Bond ETF (BSV) 0.2 $2.2M 28k 80.51
Ladder Capital Corp Class A (LADR) 0.2 $2.1M 127k 16.94
Focus Finl Partners 0.2 $2.1M 78k 27.31
MFA Mortgage Investments 0.2 $1.9M 259k 7.18
Blackrock Tcp Cap Corp (TCPC) 0.2 $1.7M 119k 14.25
Microsoft Corporation (MSFT) 0.1 $1.5M 11k 133.92
Ares Coml Real Estate (ACRE) 0.1 $1.5M 97k 15.19
Nuveen Mun 2021 Target Term 0.1 $1.4M 145k 9.66
iShares Russell 1000 Growth Index (IWF) 0.1 $1.3M 8.4k 157.35
BlackRock Enhanced Government Fund (EGF) 0.1 $1.4M 106k 13.10
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.2M 19k 65.72
SPDR S&P Dividend (SDY) 0.1 $1.2M 12k 100.87
Nuveen Select Tax Free Incom Portfolio 2 0.1 $1.2M 84k 14.45
Loews Corporation (L) 0.1 $1.0M 18k 54.69
Health Care SPDR (XLV) 0.1 $968k 10k 92.64
Vanguard Emerging Markets ETF (VWO) 0.1 $935k 22k 42.54
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $965k 62k 15.48
Vanguard REIT ETF (VNQ) 0.1 $863k 9.8k 88.21
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.1 $856k 63k 13.51
Trupanion (TRUP) 0.1 $876k 24k 36.13
Nuveen Multi-mkt Inc Income (JMM) 0.1 $838k 114k 7.36
Johnson & Johnson (JNJ) 0.1 $727k 5.2k 139.27
Intel Corporation (INTC) 0.1 $718k 15k 47.87
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $725k 82k 8.88
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $760k 50k 15.32
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $725k 25k 29.19
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $772k 13k 61.37
Ishares Msci Japan (EWJ) 0.1 $768k 14k 54.61
Chevron Corporation (CVX) 0.1 $694k 5.6k 124.48
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $696k 19k 36.83
Nuveen CA Select Tax-Free Incom Port (NXC) 0.1 $644k 43k 14.85
Ihs Markit 0.1 $666k 11k 63.68
Cisco Systems (CSCO) 0.1 $536k 9.8k 54.69
Nuveen Select Maturities Mun Fund (NIM) 0.1 $554k 53k 10.45
SPDR S&P Emerging Markets (SPEM) 0.1 $616k 17k 36.18
Citigroup (C) 0.1 $581k 8.3k 70.00
Aberdeen Global Dynamic Divd F (AGD) 0.1 $607k 63k 9.64
Bank of America Corporation (BAC) 0.1 $522k 18k 29.00
Spdr S&p 500 Etf (SPY) 0.1 $489k 1.7k 293.17
Utilities SPDR (XLU) 0.1 $525k 8.8k 59.66
General Motors Company (GM) 0.1 $437k 11k 38.57
New Germany Fund (GF) 0.1 $460k 32k 14.22
Vanguard Utilities ETF (VPU) 0.1 $433k 3.3k 132.82
Putnam Municipal Opportunities Trust (PMO) 0.1 $521k 41k 12.71
Macquarie Global Infr Total Rtrn Fnd 0.1 $482k 20k 23.66
Lazard World Dividend & Income Fund 0.1 $478k 48k 9.95
Exxon Mobil Corporation (XOM) 0.0 $344k 4.5k 76.61
Union Pacific Corporation (UNP) 0.0 $338k 2.0k 169.00
Merck & Co (MRK) 0.0 $380k 4.5k 84.44
iShares Gold Trust 0.0 $381k 28k 13.49
WisdomTree India Earnings Fund (EPI) 0.0 $335k 13k 26.09
Vanguard Small-Cap ETF (VB) 0.0 $416k 2.6k 157.16
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $418k 28k 14.99
European Equity Fund (EEA) 0.0 $355k 40k 8.96
BlackRock New York Insured Municipal 0.0 $409k 31k 13.32
Schwab Strategic Tr 0 (SCHP) 0.0 $351k 6.2k 56.33
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $363k 6.2k 59.01
Royce Global Value Tr (RGT) 0.0 $367k 35k 10.55
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $354k 14k 25.56
Hartford Financial Services (HIG) 0.0 $257k 4.6k 56.04
Lincoln National Corporation (LNC) 0.0 $277k 4.3k 64.42
Pfizer (PFE) 0.0 $290k 6.7k 43.28
Unum (UNM) 0.0 $252k 7.5k 33.60
Williams Companies (WMB) 0.0 $283k 10k 28.02
PennantPark Investment (PNNT) 0.0 $244k 38k 6.49
Southside Bancshares (SBSI) 0.0 $251k 7.7k 32.40
Chemical Financial Corporation 0.0 $264k 6.4k 41.19
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $307k 2.7k 112.99
Vanguard Mid-Cap ETF (VO) 0.0 $280k 1.7k 167.66
Alerian Mlp Etf 0.0 $252k 26k 9.86
Vanguard European ETF (VGK) 0.0 $248k 4.5k 54.94
Nuveen California Municipal Value Fund (NCA) 0.0 $290k 29k 10.10
WisdomTree Japan Total Dividend (DXJ) 0.0 $265k 5.5k 48.61
Blackrock Muni Intermediate Drtn Fnd 0.0 $253k 18k 14.07
Ellsworth Fund (ECF) 0.0 $300k 29k 10.27
Abbvie (ABBV) 0.0 $294k 4.0k 72.72
Japan Equity Fund ietf (JEQ) 0.0 $266k 38k 6.99
Ishares Tr hdg msci eafe (HEFA) 0.0 $281k 9.4k 29.79
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.0 $307k 5.8k 53.01
Docusign (DOCU) 0.0 $322k 6.5k 49.68
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $296k 2.7k 109.06
Affiliated Managers (AMG) 0.0 $212k 2.3k 92.17
Wal-Mart Stores (WMT) 0.0 $221k 2.0k 110.50
Abbott Laboratories (ABT) 0.0 $209k 2.5k 84.10
Eli Lilly & Co. (LLY) 0.0 $239k 2.2k 110.65
Morgan Stanley (MS) 0.0 $219k 5.0k 43.80
General Mills (GIS) 0.0 $223k 4.3k 52.47
iShares S&P 500 Growth Index (IVW) 0.0 $216k 1.2k 179.25
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $209k 5.5k 38.26
Nuveen Senior Income Fund 0.0 $149k 25k 5.96
SPDR Barclays Capital TIPS (SPIP) 0.0 $225k 4.0k 56.63
Nuveen New York Mun Value 0.0 $182k 13k 14.33
Exd - Eaton Vance Tax-advant 0.0 $188k 20k 9.44
Ishares Tr core msci euro (IEUR) 0.0 $228k 4.9k 46.59
Genworth Financial (GNW) 0.0 $65k 18k 3.69
Anworth Mortgage Asset Corporation 0.0 $95k 25k 3.80
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $120k 10k 12.00
Elements Rogers Intl Commodity Etn etf 0.0 $115k 22k 5.21
Tuesday Morning Corporation 0.0 $46k 27k 1.70