Relative Value Partners

Relative Value Partners Group as of Sept. 30, 2019

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 163 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.0 $60M 456k 131.49
iShares Lehman 1-3 Year Treas.Bond (SHY) 4.4 $44M 516k 84.82
Eaton Vance Limited Duration Income Fund (EVV) 3.7 $37M 3.0M 12.50
iShares Lehman 3-7 Yr Treasury Bond (IEI) 3.7 $36M 286k 126.80
wisdomtreetrusdivd.. (DGRW) 3.2 $31M 697k 45.09
Nuveen Mtg opportunity term (JLS) 3.1 $31M 1.3M 23.17
Allianzgi Nfj Divid Int Prem S cefs 3.1 $31M 2.5M 12.22
Vanguard Total Stock Market ETF (VTI) 3.1 $31M 202k 151.00
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 2.9 $29M 246k 117.86
Special Opportunities Fund (SPE) 2.9 $29M 2.0M 14.24
Ishares Tr cmn (GOVT) 2.7 $27M 1.0M 26.33
Special Opp 3.5% Pfd Conv 2.6 $26M 1.0M 25.25
Ishares Tr Dec 2020 2.4 $24M 953k 25.37
Eaton Vance Short Duration Diversified I (EVG) 2.2 $22M 1.7M 13.01
Western Asset Vrble Rate Strtgc Fnd 2.2 $22M 1.4M 16.33
Eaton Vance Municipal Bond Fund (EIM) 2.2 $22M 1.7M 12.96
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.1 $21M 189k 112.47
Nuveen Muni Value Fund (NUV) 2.0 $20M 1.9M 10.54
Tri-Continental Corporation (TY) 1.9 $19M 697k 27.25
Vanguard Value ETF (VTV) 1.9 $19M 170k 111.62
Voya Prime Rate Trust sh ben int 1.8 $18M 3.9M 4.71
Nuveen Real (JRI) 1.8 $18M 1.0M 17.62
Vanguard Information Technology ETF (VGT) 1.8 $18M 81k 216.38
First Trust/Four Corners SFRI Fund II (FCT) 1.7 $17M 1.4M 12.00
BlackRock Floating Rate Income Strat. Fn (FRA) 1.6 $16M 1.3M 12.62
BlackRock Credit All Inc Trust IV (BTZ) 1.6 $15M 1.1M 13.62
Pioneer Floating Rate Trust (PHD) 1.5 $14M 1.4M 10.53
Barings Bdc (BBDC) 1.4 $14M 1.3M 10.15
MFS Intermediate Income Trust (MIN) 1.3 $13M 3.3M 3.82
Spdr Ser Tr shrt trsry etf (SPTS) 1.2 $12M 400k 30.02
TCW Strategic Income Fund (TSI) 1.2 $12M 2.1M 5.76
THE GDL FUND Closed-End fund (GDL) 1.2 $12M 1.3M 9.19
Vanguard FTSE All-World ex-US ETF (VEU) 1.2 $12M 231k 49.90
Templeton Emerging Markets (EMF) 1.1 $11M 761k 14.66
MFS Government Markets Income Trust (MGF) 1.1 $11M 2.4M 4.61
Eaton Vance Floating-Rate Income Trust (EFT) 0.9 $9.3M 704k 13.22
First Tr Mlp & Energy Income 0.9 $9.1M 793k 11.48
Nuveen Int Dur Qual Mun Trm 0.9 $8.8M 641k 13.70
General American Investors (GAM) 0.8 $8.4M 230k 36.35
MFS Charter Income Trust (MCR) 0.8 $8.0M 967k 8.31
Ishares Inc core msci emkt (IEMG) 0.7 $6.6M 136k 49.02
Aberdeen Chile Fund (AEF) 0.6 $6.2M 892k 6.96
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $5.9M 784k 7.58
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.6 $5.8M 699k 8.34
iShares Lehman Short Treasury Bond (SHV) 0.6 $5.4M 49k 110.62
Wisdomtree Tr blmbrg fl tr 0.6 $5.4M 217k 25.05
Oaktree Strategic Income Cor 0.5 $5.0M 605k 8.25
Invesco Van Kampen Senior Income Trust (VVR) 0.5 $4.7M 1.1M 4.20
Nuveen Mortgage opportunity trm fd2 0.5 $4.4M 193k 23.06
Vanguard Health Care ETF (VHT) 0.4 $4.3M 26k 168.29
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.4 $4.3M 145k 29.84
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $4.3M 2.8k 1522.36
Tortoise Pwr & Energy 0.4 $4.1M 230k 18.01
Pennantpark Floating Rate Capi (PFLT) 0.4 $3.8M 324k 11.69
Liberty All-Star Equity Fund (USA) 0.3 $3.1M 492k 6.40
Equity Commonwealth (EQC) 0.3 $3.2M 92k 34.25
First Tr Sr Floating Rate 20 0.3 $3.2M 359k 8.85
BlackRock Ltd. Duration Income Trust (BLW) 0.3 $3.1M 199k 15.63
Tpg Re Finance Trust Inc reit (TRTX) 0.3 $2.7M 138k 19.84
BlackRock Floating Rate Income Trust (BGT) 0.3 $2.7M 219k 12.27
Granite Pt Mtg Tr (GPMT) 0.3 $2.5M 136k 18.74
iShares S&P 500 Value Index (IVE) 0.2 $2.3M 20k 119.15
Ladder Capital Corp Class A (LADR) 0.2 $2.4M 135k 17.61
iShares S&P 500 Index (IVV) 0.2 $2.3M 7.7k 298.50
BlackRock MuniHolding Insured Investm 0.2 $2.3M 169k 13.57
Vanguard Short-Term Bond ETF (BSV) 0.2 $2.1M 27k 80.78
MFA Mortgage Investments 0.2 $2.1M 280k 7.36
Focus Finl Partners 0.2 $1.9M 78k 23.80
Nuveen Mun 2021 Target Term 0.2 $1.7M 179k 9.78
Microsoft Corporation (MSFT) 0.1 $1.5M 11k 139.00
Ares Capital Corporation (ARCC) 0.1 $1.5M 79k 18.64
Bain Cap Specialty Fin (BCSF) 0.1 $1.5M 75k 19.38
BlackRock Enhanced Government Fund (EGF) 0.1 $1.4M 109k 12.89
Ares Coml Real Estate (ACRE) 0.1 $1.4M 92k 15.56
Nuveen Select Tax Free Incom Portfolio 2 0.1 $1.3M 84k 15.02
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.2M 18k 65.19
SPDR S&P Dividend (SDY) 0.1 $1.2M 12k 102.59
iShares Russell 1000 Growth Index (IWF) 0.1 $1.0M 6.5k 159.68
Loews Corporation (L) 0.1 $944k 18k 51.47
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $999k 62k 16.08
Health Care SPDR (XLV) 0.1 $933k 10k 90.08
Vanguard Emerging Markets ETF (VWO) 0.1 $902k 22k 40.24
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.1 $864k 62k 13.84
Nuveen Multi-mkt Inc Income (JMM) 0.1 $892k 121k 7.38
Intel Corporation (INTC) 0.1 $773k 15k 51.53
Chevron Corporation (CVX) 0.1 $661k 5.6k 118.57
Bank Of America Corporation preferred (BAC.PL) 0.1 $690k 455.00 1516.48
Vanguard REIT ETF (VNQ) 0.1 $723k 7.8k 93.23
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $709k 19k 37.52
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $736k 25k 29.63
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $723k 12k 61.09
Ishares Msci Japan (EWJ) 0.1 $685k 12k 56.71
Utilities SPDR (XLU) 0.1 $579k 8.9k 64.79
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $623k 5.5k 114.17
SPDR S&P Emerging Markets (SPEM) 0.1 $584k 17k 34.30
Citigroup (C) 0.1 $587k 8.5k 69.06
Trupanion (TRUP) 0.1 $616k 24k 25.41
Ihs Markit 0.1 $572k 8.6k 66.82
Aberdeen Global Dynamic Divd F (AGD) 0.1 $617k 64k 9.65
Bank of America Corporation (BAC) 0.1 $535k 18k 29.19
Spdr S&p 500 Etf (SPY) 0.1 $515k 1.7k 296.66
Cisco Systems (CSCO) 0.1 $484k 9.8k 49.39
iShares Gold Trust 0.1 $490k 35k 14.11
Nuveen Select Maturities Mun Fund (NIM) 0.1 $539k 52k 10.43
Putnam Municipal Opportunities Trust (PMO) 0.1 $538k 41k 13.12
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.1 $536k 10k 53.58
Merck & Co (MRK) 0.0 $381k 4.5k 84.67
Williams Companies (WMB) 0.0 $375k 16k 24.04
Vanguard Small-Cap ETF (VB) 0.0 $410k 2.7k 153.96
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $422k 28k 15.13
General Motors Company (GM) 0.0 $425k 11k 37.51
New Germany Fund (GF) 0.0 $390k 28k 13.86
BlackRock New York Insured Municipal 0.0 $420k 31k 13.78
Macquarie Global Infr Total Rtrn Fnd 0.0 $437k 18k 24.09
Schwab Strategic Tr 0 (SCHP) 0.0 $354k 6.2k 56.81
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $360k 6.2k 58.52
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $377k 14k 26.74
Hartford Financial Services (HIG) 0.0 $279k 4.6k 60.84
Lincoln National Corporation (LNC) 0.0 $271k 4.5k 60.22
Exxon Mobil Corporation (XOM) 0.0 $334k 4.7k 70.58
Johnson & Johnson (JNJ) 0.0 $287k 2.2k 129.28
Eli Lilly & Co. (LLY) 0.0 $257k 2.3k 111.74
Pfizer (PFE) 0.0 $259k 7.2k 35.97
Union Pacific Corporation (UNP) 0.0 $324k 2.0k 162.00
Verizon Communications (VZ) 0.0 $273k 4.5k 60.34
iShares Russell 1000 Value Index (IWD) 0.0 $275k 2.1k 128.09
Southside Bancshares (SBSI) 0.0 $264k 7.7k 34.08
WisdomTree India Earnings Fund (EPI) 0.0 $306k 13k 23.83
Vanguard Mid-Cap ETF (VO) 0.0 $281k 1.7k 167.86
European Equity Fund (EEA) 0.0 $320k 36k 8.91
Vanguard Utilities ETF (VPU) 0.0 $313k 2.2k 144.57
Blackrock Muni Intermediate Drtn Fnd 0.0 $256k 18k 14.23
Ubs Ag Jersey Brh Alerian Infrst 0.0 $292k 14k 20.86
Ellsworth Fund (ECF) 0.0 $306k 29k 10.47
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $340k 22k 15.78
Royce Global Value Tr (RGT) 0.0 $306k 30k 10.11
Japan Equity Fund ietf (JEQ) 0.0 $251k 35k 7.27
Ishares Tr hdg msci eafe (HEFA) 0.0 $298k 9.9k 29.96
Ishares Tr intl dev ql fc (IQLT) 0.0 $337k 11k 29.71
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $295k 2.7k 108.70
Affiliated Managers (AMG) 0.0 $200k 2.4k 83.33
Wal-Mart Stores (WMT) 0.0 $237k 2.0k 118.50
Abbott Laboratories (ABT) 0.0 $208k 2.5k 83.70
Morgan Stanley (MS) 0.0 $213k 5.0k 42.60
Unum (UNM) 0.0 $223k 7.5k 29.73
Kellogg Company (K) 0.0 $225k 3.5k 64.29
PennantPark Investment (PNNT) 0.0 $243k 38k 6.46
iShares S&P 500 Growth Index (IVW) 0.0 $216k 1.2k 179.70
Alerian Mlp Etf 0.0 $241k 26k 9.14
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $204k 5.4k 37.73
WisdomTree Japan Total Dividend (DXJ) 0.0 $238k 4.7k 50.37
SPDR Barclays Capital TIPS (SPIP) 0.0 $237k 8.3k 28.49
Nuveen New York Mun Value 0.0 $177k 13k 14.18
Exd - Eaton Vance Tax-advant 0.0 $171k 18k 9.51
Lazard World Dividend & Income Fund 0.0 $242k 26k 9.33
Zoetis Inc Cl A (ZTS) 0.0 $201k 1.6k 124.54
Ishares Tr core msci euro (IEUR) 0.0 $202k 4.4k 45.78
Genworth Financial (GNW) 0.0 $65k 15k 4.42
Anworth Mortgage Asset Corporation 0.0 $85k 25k 3.40
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $119k 10k 11.90
Elements Rogers Intl Commodity Etn etf 0.0 $112k 22k 5.07
Nuveen Senior Income Fund 0.0 $145k 25k 5.80
Tuesday Morning Corporation 0.0 $42k 27k 1.56