Relative Value Partners

Relative Value Partners Group as of March 31, 2020

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 179 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.3 $54M 454k 118.62
iShares Lehman 1-3 Year Treas.Bond (SHY) 5.1 $43M 498k 86.67
Ishares Tr cmn (GOVT) 4.8 $41M 1.5M 28.01
Eaton Vance Limited Duration Income Fund (EVV) 4.2 $35M 3.3M 10.57
Vanguard Total Stock Market ETF (VTI) 3.4 $29M 221k 128.91
wisdomtreetrusdivd.. (DGRW) 3.3 $28M 721k 38.91
iShares Lehman 7-10 Yr Treas. Bond (IEF) 3.3 $28M 230k 121.48
iShares Lehman 3-7 Yr Treasury Bond (IEI) 3.3 $28M 208k 133.34
Spdr Ser Tr shrt trsry etf (SPTS) 3.1 $26M 855k 30.72
Allianzgi Nfj Divid Int Prem S cefs 2.9 $25M 2.6M 9.61
Special Opp 3.5% Pfd Conv 2.9 $24M 1.0M 24.18
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 2.8 $24M 256k 92.44
Eaton Vance Municipal Bond Fund (EIM) 2.3 $20M 1.6M 12.48
Western Asset Vrble Rate Strtgc Fnd 2.3 $20M 1.4M 13.81
Eaton Vance Short Duration Diversified I (EVG) 2.2 $19M 1.7M 10.93
Special Opportunities Fund (SPE) 2.2 $19M 2.0M 9.50
Vanguard Mortgage Bkd Sects ETF (VMBS) 2.1 $18M 331k 54.50
Vanguard Value ETF (VTV) 1.9 $17M 186k 89.06
Vanguard Information Technology ETF (VGT) 1.9 $16M 77k 211.89
Voya Prime Rate Trust sh ben int 1.7 $14M 3.8M 3.71
BlackRock Floating Rate Income Strat. Fn (FRA) 1.6 $14M 1.4M 10.01
Vertical Cap Income Fund shs ben int (CCIF) 1.5 $13M 1.6M 8.38
First Trust/Four Corners SFRI Fund II (FCT) 1.5 $13M 1.4M 9.51
MFS Intermediate Income Trust (MIN) 1.4 $12M 3.2M 3.60
Barings Bdc (BBDC) 1.3 $11M 1.4M 7.48
Tri-Continental Corporation (TY) 1.2 $10M 499k 20.93
Pioneer Floating Rate Trust (PHD) 1.2 $10M 1.4M 7.65
Vanguard FTSE All-World ex-US ETF (VEU) 1.2 $9.9M 242k 41.02
THE GDL FUND Closed-End fund (GDL) 1.1 $9.6M 1.2M 7.84
Vanguard Europe Pacific ETF (VEA) 1.1 $9.5M 285k 33.34
Ishares Tr Dec 2020 1.1 $9.4M 374k 25.21
Nuveen Int Dur Qual Mun Trm 1.1 $9.1M 679k 13.33
Templeton Emerging Markets (EMF) 1.1 $9.0M 800k 11.21
Nuveen Real (JRI) 0.9 $7.9M 796k 9.87
MFS Government Markets Income Trust (MGF) 0.9 $7.6M 1.7M 4.53
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.8 $7.0M 663k 10.51
Eaton Vance Floating-Rate Income Trust (EFT) 0.8 $6.4M 626k 10.25
Ishares Inc core msci emkt (IEMG) 0.7 $6.1M 152k 40.47
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.6 $5.2M 783k 6.58
Aberdeen Chile Fund (AEF) 0.6 $5.1M 992k 5.18
iShares MSCI ACWI Index Fund (ACWI) 0.6 $5.0M 79k 62.56
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $4.6M 3.6k 1273.85
iShares S&P 500 Index (IVV) 0.5 $4.1M 16k 258.37
Oaktree Strategic Income Cor 0.5 $3.9M 711k 5.54
Equity Commonwealth (EQC) 0.4 $3.8M 119k 31.71
Ishares Tr ibnd dec21 etf 0.4 $3.5M 143k 24.65
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.4 $3.5M 156k 22.20
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $3.4M 591k 5.67
Voya Global Eq Div & Pr Opp (IGD) 0.4 $3.3M 722k 4.56
General American Investors (GAM) 0.4 $3.2M 114k 27.56
BlackRock MuniHolding Insured Investm 0.4 $3.0M 231k 13.08
WisdomTree Earnings 500 Fund (EPS) 0.4 $3.0M 107k 28.11
Ares Capital Corporation (ARCC) 0.4 $3.0M 276k 10.78
Tortoise Pwr & Energy 0.3 $2.6M 379k 6.99
First Tr Sr Floating Rate 20 0.3 $2.6M 348k 7.33
Western Asset Corporate Loan F 0.3 $2.5M 352k 7.10
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.3 $2.4M 46k 52.89
Vanguard Short-Term Bond ETF (BSV) 0.3 $2.4M 30k 82.17
Nuveen Mun 2021 Target Term 0.3 $2.4M 254k 9.45
Vanguard Health Care ETF (VHT) 0.3 $2.1M 13k 166.06
First Tr Mlp & Energy Income 0.2 $2.1M 470k 4.42
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.2 $2.1M 91k 22.68
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $2.0M 17k 113.00
iShares S&P 500 Value Index (IVE) 0.2 $1.9M 20k 96.22
Agnc Invt Corp Com reit (AGNC) 0.2 $1.9M 177k 10.74
Blackstone Mtg Tr (BXMT) 0.2 $1.8M 95k 19.23
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $1.8M 36k 49.88
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $1.8M 563k 3.22
Focus Finl Partners 0.2 $1.8M 78k 23.00
BlackRock Floating Rate Income Trust (BGT) 0.2 $1.8M 180k 9.81
Microsoft Corporation (MSFT) 0.2 $1.7M 11k 157.64
MFS Charter Income Trust (MCR) 0.2 $1.6M 221k 7.40
iShares Lehman Short Treasury Bond (SHV) 0.2 $1.5M 13k 111.02
BlackRock Enhanced Government Fund (EGF) 0.2 $1.4M 113k 12.84
Waddell & Reed Financial 0.2 $1.3M 117k 11.37
iShares Russell 1000 Growth Index (IWF) 0.1 $1.3M 8.3k 150.54
BRT Realty Trust (BRT) 0.1 $1.2M 117k 10.46
Granite Pt Mtg Tr (GPMT) 0.1 $1.2M 234k 5.07
Colony Cr Real Estate Inc Com Cl A reit 0.1 $1.1M 268k 4.04
iShares Russell 1000 Value Index (IWD) 0.1 $1.1M 11k 99.11
Intel Corporation (INTC) 0.1 $952k 18k 54.09
Bain Cap Specialty Fin (BCSF) 0.1 $886k 96k 9.27
SPDR S&P Dividend (SDY) 0.1 $878k 11k 79.80
Nuveen Select Tax Free Incom Portfolio 2 0.1 $877k 62k 14.20
Ladder Capital Corp Class A (LADR) 0.1 $854k 180k 4.74
Nuveen Multi-mkt Inc Income (JMM) 0.1 $834k 137k 6.10
Vanguard Total World Stock Idx (VT) 0.1 $830k 13k 62.79
Nuveen Muni Value Fund (NUV) 0.1 $825k 85k 9.75
Nuveen Equity Premium Income Fund (BXMX) 0.1 $805k 80k 10.10
Pennantpark Floating Rate Capi (PFLT) 0.1 $791k 163k 4.86
Nuveen NY Select Tax-Free Income Portfol 0.1 $767k 61k 12.64
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $754k 49k 15.38
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $750k 25k 30.19
Vanguard Emerging Markets ETF (VWO) 0.1 $719k 21k 33.55
iShares MSCI EAFE Index Fund (EFA) 0.1 $704k 13k 53.40
iShares Gold Trust 0.1 $696k 46k 15.05
Spdr S&p 500 Etf (SPY) 0.1 $667k 2.6k 257.63
Loews Corporation (L) 0.1 $645k 19k 34.79
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $645k 55k 11.65
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $642k 51k 12.61
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $634k 20k 31.80
Trupanion (TRUP) 0.1 $631k 24k 26.03
SPDR Barclays Capital TIPS (SPIP) 0.1 $627k 22k 29.01
iShares S&P MidCap 400 Index (IJH) 0.1 $625k 4.4k 143.68
Western Asset Invest. Grade Defined Opp (IGI) 0.1 $547k 29k 18.74
Vanguard REIT ETF (VNQ) 0.1 $542k 7.8k 69.76
Bank Of America Corporation preferred (BAC.PL) 0.1 $540k 427.00 1264.64
Tpg Re Finance Trust Inc reit (TRTX) 0.1 $539k 98k 5.48
Nuveen Mtg opportunity term (JLS) 0.1 $533k 32k 16.43
Nuveen Select Maturities Mun Fund (NIM) 0.1 $531k 54k 9.76
Ihs Markit 0.1 $513k 8.6k 59.93
Vanguard Small-Cap Value ETF (VBR) 0.1 $504k 5.7k 88.76
Automatic Data Processing (ADP) 0.1 $502k 3.7k 136.49
Utilities SPDR (XLU) 0.1 $500k 9.0k 55.33
Putnam Municipal Opportunities Trust (PMO) 0.1 $489k 41k 11.93
Ishares Msci Japan (EWJ) 0.1 $486k 9.9k 49.33
Abbott Laboratories (ABT) 0.1 $485k 6.1k 78.90
SPDR S&P Emerging Markets (SPEM) 0.1 $484k 17k 28.43
Liberty All-Star Equity Fund (USA) 0.1 $463k 96k 4.84
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $457k 49k 9.31
Bank of America Corporation (BAC) 0.1 $437k 21k 21.19
Abbvie (ABBV) 0.1 $436k 5.7k 76.06
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $426k 4.3k 99.93
Chevron Corporation (CVX) 0.0 $422k 5.8k 72.30
Aberdeen Global Dynamic Divd F (AGD) 0.0 $397k 54k 7.34
Merck & Co (MRK) 0.0 $387k 5.0k 77.40
Johnson & Johnson (JNJ) 0.0 $385k 2.9k 131.09
Cisco Systems (CSCO) 0.0 $384k 9.8k 39.21
BlackRock New York Insured Municipal 0.0 $379k 30k 12.48
TCW Strategic Income Fund (TSI) 0.0 $365k 69k 5.30
Health Care SPDR (XLV) 0.0 $361k 4.1k 88.48
Schwab Strategic Tr 0 (SCHP) 0.0 $358k 6.2k 57.45
Citigroup (C) 0.0 $339k 8.1k 42.03
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $337k 28k 12.08
Eli Lilly & Co. (LLY) 0.0 $335k 2.4k 138.60
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $324k 14k 22.98
MFS Multimarket Income Trust (MMT) 0.0 $317k 63k 5.02
Ishares Tr intl dev ql fc (IQLT) 0.0 $310k 12k 25.83
BlackRock Core Bond Trust (BHK) 0.0 $306k 23k 13.20
Williams Companies (WMB) 0.0 $285k 20k 14.11
iShares Russell 2000 Index (IWM) 0.0 $282k 2.5k 114.31
Union Pacific Corporation (UNP) 0.0 $282k 2.0k 141.00
Vanguard Small-Cap ETF (VB) 0.0 $279k 2.4k 115.19
Vanguard Utilities ETF (VPU) 0.0 $263k 2.2k 121.48
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $263k 6.2k 42.75
New Germany Fund (GF) 0.0 $261k 23k 11.57
Exxon Mobil Corporation (XOM) 0.0 $258k 6.8k 37.93
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $257k 2.7k 94.69
Paychex (PAYX) 0.0 $251k 4.0k 62.75
Ellsworth Fund (ECF) 0.0 $250k 29k 8.56
Ishares Tr hdg msci eafe (HEFA) 0.0 $246k 10k 24.18
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $244k 38k 6.38
General Motors Company (GM) 0.0 $239k 12k 20.73
Pfizer (PFE) 0.0 $235k 7.2k 32.64
Southside Bancshares (SBSI) 0.0 $235k 7.7k 30.34
Blackrock Muni Intermediate Drtn Fnd 0.0 $234k 18k 13.01
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.0 $230k 4.7k 48.80
Wal-Mart Stores (WMT) 0.0 $228k 2.0k 114.00
Macquarie Global Infr Total Rtrn Fnd 0.0 $224k 15k 15.43
European Equity Fund (EEA) 0.0 $223k 32k 7.05
Alerian Mlp Etf 0.0 $220k 64k 3.43
Vanguard Mid-Cap ETF (VO) 0.0 $218k 1.7k 131.25
Berkshire Hathaway (BRK.B) 0.0 $215k 1.2k 182.20
Reaves Utility Income Fund (UTG) 0.0 $210k 7.3k 28.72
Kellogg Company (K) 0.0 $209k 3.5k 59.71
WisdomTree India Earnings Fund (EPI) 0.0 $208k 13k 16.20
Ishares Tr msci usavalfct (VLUE) 0.0 $208k 3.3k 62.78
Verizon Communications (VZ) 0.0 $204k 3.8k 53.61
Royce Global Value Tr (RGT) 0.0 $198k 25k 8.02
Japan Equity Fund ietf (JEQ) 0.0 $167k 27k 6.23
Lazard Global Total Return & Income Fund (LGI) 0.0 $161k 14k 11.97
Nuveen New York Mun Value 0.0 $157k 12k 13.51
Nuveen Senior Income Fund 0.0 $110k 25k 4.40
Elements Rogers Intl Commodity Etn etf 0.0 $80k 22k 3.62
PennantPark Investment (PNNT) 0.0 $77k 30k 2.57
Ares Coml Real Estate (ACRE) 0.0 $77k 11k 7.18
Genworth Financial (GNW) 0.0 $39k 12k 3.25
Anworth Mortgage Asset Corporation 0.0 $28k 25k 1.12
Tuesday Morning Corporation 0.0 $7.0k 13k 0.54