Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2013

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 165 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BlackRock Credit All Inc Trust IV (BTZ) 4.7 $42M 3.2M 12.98
Pimco Dynamic Incm Fund (PDI) 4.0 $36M 1.2M 29.25
iShares S&P 100 Index (OEF) 3.1 $28M 383k 71.95
Royce Value Trust (RVT) 2.9 $26M 1.7M 15.16
Pimco Dynamic Credit Income other 2.8 $25M 1.1M 22.91
PowerShares FTSE RAFI US 1000 2.8 $25M 347k 72.00
Liberty All-Star Equity Fund (USA) 2.8 $25M 4.8M 5.20
Eaton Vance Risk Managed Diversified (ETJ) 2.6 $23M 2.1M 10.90
Adams Express Company (ADX) 2.4 $22M 1.8M 11.96
AllianceBernstein Income Fund 2.3 $21M 2.8M 7.46
Eaton Vance Tax Managed Diversified Eq. (ETY) 2.2 $20M 1.9M 10.17
Tri-Continental Corporation (TY) 2.1 $19M 1.1M 17.90
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.1 $19M 1.5M 12.87
Aberdeen Asia-Pacific Income Fund (FAX) 1.8 $17M 2.7M 6.20
PIMCO Corporate Opportunity Fund (PTY) 1.8 $16M 814k 19.55
Nuveen Mult Curr St Gv Incm 1.7 $16M 1.4M 11.21
Morgan Stanley Emerging Markets Domestic (EDD) 1.6 $15M 1.0M 14.44
Pimco Income Strategy Fund II (PFN) 1.6 $14M 1.3M 10.52
Eaton Vance Tax-Managed Global Buy-Write (ETW) 1.6 $14M 1.3M 11.12
BlackRock Global Opportunities Equity Tr (BOE) 1.5 $14M 1.0M 13.50
Vanguard Emerging Markets ETF (VWO) 1.4 $13M 328k 38.80
Zweig Total Return 1.4 $13M 984k 12.86
Vanguard S&p 500 1.3 $11M 156k 73.34
LEGG MASON BW GLOBAL Income 1.2 $11M 618k 17.73
Putnam Premier Income Trust (PPT) 1.2 $10M 1.9M 5.35
General American Investors (GAM) 1.2 $10M 326k 31.94
Eaton Vance Enhanced Equity Income Fund (EOI) 1.1 $10M 894k 11.55
Rydex Russell Top 50 ETF 1.1 $10M 90k 113.76
Nexpoint Credit Strategies 1.1 $10M 1.3M 7.87
Blackrock Build America Bond Trust (BBN) 1.1 $10M 493k 20.20
Alpine Total Dynamic Dividend Fund 1.1 $9.9M 2.5M 3.91
Eaton Vance Tax-Managed Global Dive Eq (EXG) 1.0 $9.0M 969k 9.27
Thai Fund 0.9 $8.3M 383k 21.60
Clough Global Equity Fund closed-end fund (GLQ) 0.9 $8.0M 535k 14.97
Central Fd Cda Ltd cl a 0.9 $7.9M 582k 13.60
Pimco Income Strategy Fund (PFL) 0.9 $7.8M 652k 11.96
Allianzgi Equity & Conv In 0.8 $7.3M 399k 18.33
Prudential Gl Sh Dur Hi Yld 0.7 $6.4M 358k 17.88
Blackrock Multi-sector Incom other (BIT) 0.7 $6.3M 359k 17.56
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.7 $6.2M 525k 11.85
Nuveen Quality Pref. Inc. Fund II 0.7 $6.1M 695k 8.71
DWS Dreman Value Income Edge Fund 0.7 $6.0M 415k 14.41
Boulder Total Return Fund 0.7 $5.9M 276k 21.17
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.7 $5.8M 840k 6.91
Gabelli Dividend & Income Trust (GDV) 0.6 $5.8M 300k 19.31
Market Vectors Gold Miners ETF 0.6 $5.6M 230k 24.49
Nuveen Div. Advantage Muni. Fund (NAD) 0.6 $5.6M 409k 13.76
Calamos Convertible & Hi Income Fund (CHY) 0.6 $5.6M 453k 12.39
Central Europe and Russia Fund (CEE) 0.6 $5.6M 186k 29.82
PIMCO Income Opportunity Fund 0.6 $5.5M 191k 28.60
Nuveen Performance Plus Municipal Fund 0.6 $5.5M 380k 14.39
Apollo Tactical Income Fd In (AIF) 0.6 $5.5M 302k 18.08
DNP Select Income Fund (DNP) 0.6 $5.4M 552k 9.82
Boulder Growth & Income Fund (STEW) 0.6 $5.4M 724k 7.44
First Trust Energy Income & Gr (FEN) 0.6 $5.2M 152k 33.98
Vanguard Europe Pacific ETF (VEA) 0.6 $5.0M 140k 35.60
Nuveen Build Amer Bd (NBB) 0.6 $4.9M 255k 19.36
Nuveen Premium Income Muni Fund 2 0.5 $4.8M 357k 13.54
SPDR Barclays Capital Convertible SecETF (CWB) 0.5 $4.7M 111k 42.68
Montgomery Street Income Securities 0.5 $4.8M 297k 16.16
Nuveen Premium Income Municipal Fund 0.5 $4.6M 345k 13.31
Western Asset Global Cp Defi (GDO) 0.5 $4.4M 241k 18.18
Nuveen Multi-Strategy Income & Growth (JPC) 0.5 $4.3M 454k 9.55
Royce Focus Tr 0.5 $4.2M 607k 6.98
Nuveen Build Amer Bd Opptny 0.5 $4.3M 213k 20.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.5 $4.1M 279k 14.66
Virtus Total Return Fund Cef 0.5 $4.2M 1.1M 3.87
VIRTUS GLOBAL Multi-sec (VGI) 0.5 $4.1M 238k 17.44
Advent Claymore Convertible Sec & Inc (AVK) 0.5 $4.0M 237k 16.94
Advent/Claymore Enhanced Growth & Income 0.4 $3.9M 398k 9.78
THE GDL FUND Closed-End fund (GDL) 0.4 $3.9M 342k 11.44
Pimco Municipal Income Fund II (PML) 0.4 $3.5M 298k 11.71
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $3.4M 467k 7.37
PowerShares FTSE RAFI Emerging MarketETF 0.4 $3.3M 175k 19.15
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.4 $3.3M 435k 7.61
Macquarie Global Infr Total Rtrn Fnd 0.4 $3.3M 164k 20.42
Gabelli Utility Trust (GUT) 0.3 $3.1M 481k 6.47
Firsthand Tech Value (SVVC) 0.3 $3.1M 157k 19.86
Brookfield Total Return Fd I 0.3 $3.1M 130k 24.04
Babson Cap Glb Sht Durhgh Yl 0.3 $3.1M 133k 22.95
PIMCO Corporate Income Fund (PCN) 0.3 $3.0M 171k 17.43
Wisdomtree Tr em lcl debt (ELD) 0.3 $2.8M 59k 48.04
Gsv Cap Corp 0.3 $2.9M 370k 7.86
Federated Enhanced Treasury 0.3 $2.8M 213k 13.01
Nuveen Intermediate 0.3 $2.8M 218k 12.81
Special Opportunities Fund (SPE) 0.3 $2.7M 161k 16.93
Morgan Stanley East. Euro 0.3 $2.7M 168k 16.17
BlackRock Debt Strategies Fund 0.3 $2.6M 615k 4.25
Western Asset Inflation Mgnt Fnd (IMF) 0.3 $2.6M 156k 16.54
Spdr S&p 500 Etf (SPY) 0.3 $2.5M 16k 160.45
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $2.5M 137k 18.41
Ofs Capital (OFS) 0.3 $2.5M 208k 11.90
Nuveen Qual Preferred Inc. Fund III 0.2 $2.2M 261k 8.42
Nuveen Insured Municipal Opp. Fund 0.2 $2.2M 156k 14.00
Eaton Vance Municipal Bond Fund (EIM) 0.2 $2.1M 174k 11.98
Affiliated Managers (AMG) 0.2 $2.0M 12k 163.97
Western Asset Mrtg Defined Oppn Fund (DMO) 0.2 $1.8M 76k 23.12
Putnam Master Int. Income (PIM) 0.2 $1.7M 336k 4.98
Lehman Brothers First Trust IOF (NHS) 0.2 $1.7M 130k 12.82
Nuveen Quality Preferred Income Fund 0.2 $1.6M 197k 8.30
DWS Global High Income Fund 0.2 $1.7M 206k 8.07
Nuveen Mtg opportunity term (JLS) 0.2 $1.6M 65k 25.40
Aberdn Emring Mkts Telecomtions 0.2 $1.5M 76k 19.90
John Hancock Hdg Eq & Inc (HEQ) 0.2 $1.5M 91k 16.89
First Trust Strategic 0.2 $1.5M 96k 15.75
Nuveen Global Govt. Enhanced Income Fund 0.2 $1.4M 116k 12.36
Nuveen Muni Value Fund (NUV) 0.2 $1.4M 147k 9.57
Nuveen Mun High Inc Oppty 0.2 $1.4M 117k 12.20
Aberdeen Global Income Fund (FCO) 0.1 $1.4M 123k 11.05
Claymore Guggenheim Strategic (GOF) 0.1 $1.3M 57k 22.08
iShares Russell 1000 Value Index (IWD) 0.1 $1.2M 14k 83.77
New America High Income Fund I (HYB) 0.1 $1.2M 116k 10.06
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $1.1M 111k 10.18
MFS Charter Income Trust (MCR) 0.1 $1.0M 113k 9.25
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $1.1M 183k 5.94
Templeton Emerging Markets Income Fund (TEI) 0.1 $1.1M 74k 14.89
Blackrock Muniholdings Fund II 0.1 $1.0M 69k 14.98
Putnam Managed Municipal Income Trust (PMM) 0.1 $1.0M 146k 7.14
RMK Strategic Income Fund 0.1 $1.1M 177k 6.11
New Germany Fund (GF) 0.1 $1.0M 58k 17.60
Neuberger Berman Real Estate Sec (NRO) 0.1 $971k 201k 4.82
Putnam High Income Securities Fund 0.1 $1.0M 131k 7.90
TCW Strategic Income Fund (TSI) 0.1 $965k 174k 5.54
Goodyear Tire Rubr Pfd 5.875% p 0.1 $931k 19k 49.26
AllianceBernstein Global Hgh Incm (AWF) 0.1 $775k 52k 15.04
Western Asset Managed Municipals Fnd (MMU) 0.1 $800k 60k 13.33
Clough Global Allocation Fun (GLV) 0.1 $833k 55k 15.15
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $817k 42k 19.48
BlackRock Income Opportunity Trust 0.1 $730k 73k 10.07
Avenue Income Cr Strat 0.1 $704k 41k 17.15
Utilities SPDR (XLU) 0.1 $621k 17k 37.64
Pimco Municipal Income Fund III (PMX) 0.1 $672k 61k 11.01
Managed High Yield Plus Fund 0.1 $639k 319k 2.00
Allianzgi Conv & Inc Fd taxable cef 0.1 $596k 65k 9.17
Apple (AAPL) 0.1 $515k 1.3k 396.15
Equus Total Return (EQS) 0.1 $564k 295k 1.91
Western Asset Managed High Incm Fnd 0.1 $541k 93k 5.84
Blackrock Muniyield Quality Fund II (MQT) 0.1 $531k 41k 12.94
Strategic Global Income Fund 0.1 $561k 60k 9.43
Morgan Stanley income sec 0.1 $574k 34k 17.03
Brookfield Mortg. Opportunity bond etf 0.1 $501k 27k 18.46
Nuveen Int Dur Qual Mun Trm 0.1 $518k 42k 12.44
iShares Dow Jones US Real Estate (IYR) 0.1 $441k 6.6k 66.36
BlackRock Senior High Income Fund 0.1 $422k 102k 4.15
RMK Advantage Income Fund (HAV) 0.1 $447k 54k 8.33
Western Asset Worldwide Income Fund 0.1 $446k 34k 13.09
Health Care SPDR (XLV) 0.0 $333k 7.0k 47.57
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $355k 19k 18.81
MFS High Income Municipal Trust (CXE) 0.0 $379k 78k 4.88
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $292k 22k 13.24
BlackRock Insured Municipal Income Trust (BYM) 0.0 $303k 21k 14.20
Transamerica Income Shares 0.0 $276k 13k 20.63
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.0 $170k 15k 11.49
Eaton Vance Municipal Income Trust (EVN) 0.0 $216k 18k 12.27
Pimco Municipal Income Fund (PMF) 0.0 $209k 16k 12.76
PCM Fund (PCM) 0.0 $209k 18k 11.74
Western Asset Global High Income Fnd (EHI) 0.0 $170k 14k 12.23
Thai Capital Fund 0.0 $156k 13k 11.71
Prudential Sht Duration Hg Y 0.0 $187k 10k 18.70
Ares Dynamic Cr Allocation (ARDC) 0.0 $188k 10k 18.80
Arch Coal 0.0 $46k 12k 3.77
BlackRock Income Trust 0.0 $74k 11k 6.85
American Strategic Income Portf. Inc II 0.0 $82k 10k 8.20
RMK Multi-Sector High Income Fund (HMH) 0.0 $133k 23k 5.74
Franklin Universal Trust (FT) 0.0 $94k 14k 6.86