Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2015

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 180 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Dynamic Credit Income other 5.5 $88M 4.4M 20.18
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 3.2 $52M 4.3M 12.05
BlackRock Credit All Inc Trust IV (BTZ) 2.5 $40M 3.1M 12.67
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.2 $35M 4.1M 8.61
Spdr S&p 500 Etf (SPY) 2.2 $35M 170k 205.85
AllianceBernstein Income Fund 2.1 $34M 4.6M 7.44
American Capital 2.0 $33M 2.4M 13.55
Boulder Growth & Income Fund (STEW) 2.0 $33M 3.9M 8.44
Liberty All-Star Equity Fund (USA) 1.9 $30M 5.2M 5.75
BlackRock Corporate High Yield Fund VI (HYT) 1.7 $28M 2.6M 10.79
Vanguard Emerging Markets ETF (VWO) 1.6 $27M 651k 40.88
Adams Express Company (ADX) 1.5 $25M 1.8M 13.97
Tri-Continental Corporation (TY) 1.5 $24M 1.1M 21.19
iShares S&P 100 Index (OEF) 1.4 $23M 250k 90.84
PowerShares FTSE RAFI US 1000 1.4 $22M 241k 90.68
Templeton Global Income Fund 1.3 $21M 3.0M 7.03
Blackstone Gso Strategic (BGB) 1.3 $21M 1.3M 15.63
Fifth Street Finance 1.3 $20M 3.1M 6.55
Aberdeen Asia-Pacific Income Fund 1.2 $20M 4.0M 4.96
BlackRock Debt Strategies Fund 1.2 $20M 5.5M 3.62
Royce Value Trust (RVT) 1.2 $20M 1.4M 13.79
Vanguard Europe Pacific ETF (VEA) 1.2 $19M 483k 39.65
Blackrock Multi-sector Incom other (BIT) 1.2 $19M 1.1M 16.58
Eaton Vance Limited Duration Income Fund (EVV) 1.2 $19M 1.4M 13.47
Nuveen Premium Income Muni Fund 2 1.1 $18M 1.4M 13.28
Morgan Stanley Emerging Markets Domestic (EDD) 1.1 $17M 2.0M 8.65
Ubs Ag London Brh 2x lev lng lkd 1.0 $17M 811k 20.35
Alpine Total Dyn Fd New cefs 1.0 $17M 1.9M 8.64
BlackRock Global Opportunities Equity Tr (BOE) 1.0 $16M 1.2M 13.75
Invesco Van Kampen Dyn Cr Opp Fund 1.0 $16M 1.3M 11.61
Allianzgi Equity & Conv In 1.0 $16M 810k 19.30
Nuveen Long/short Commodity 0.9 $15M 931k 16.43
PowerShrs CEF Income Cmpst Prtfl 0.9 $15M 652k 22.83
Nuveen Intermediate 0.9 $15M 1.2M 12.25
Putnam Premier Income Trust (PPT) 0.9 $14M 2.8M 5.10
MFS Multimarket Income Trust (MMT) 0.9 $14M 2.3M 6.07
MFS Charter Income Trust (MCR) 0.8 $14M 1.6M 8.47
Templeton Emerging Markets Income Fund (TEI) 0.8 $14M 1.3M 10.71
Invesco Van Kampen Muni Opp Trust (VMO) 0.8 $14M 1.1M 12.20
Rydex Russell Top 50 ETF 0.8 $13M 95k 141.50
Nexpoint Credit Strategies 0.8 $13M 1.8M 7.33
First Tr High Income L/s (FSD) 0.8 $13M 839k 15.64
Medley Capital Corporation 0.8 $13M 1.5M 8.91
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.8 $13M 646k 20.27
General American Investors (GAM) 0.8 $13M 371k 34.81
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.8 $13M 1.0M 12.66
Invesco Van Kampen Municipal Trust (VKQ) 0.8 $12M 1.0M 12.02
Nuveen Global High (JGH) 0.7 $12M 712k 16.71
AllianceBernstein Global Hgh Incm (AWF) 0.7 $12M 963k 12.02
Clough Global Equity Fund closed-end fund (GLQ) 0.7 $11M 750k 14.80
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.7 $11M 737k 14.96
Nuveen Municipal Advantage Fund 0.7 $11M 849k 13.00
Nuveen Mtg opportunity term (JLS) 0.7 $11M 475k 22.69
Clearbridge Energy M 0.7 $11M 584k 18.28
Brookfield Mortg. Opportunity bond etf 0.7 $11M 675k 15.81
Western Asset Hgh Yld Dfnd (HYI) 0.6 $10M 665k 15.40
PowerShares FTSE RAFI Emerging MarketETF 0.6 $10M 521k 19.25
Prudential Sht Duration Hg Y 0.6 $9.7M 626k 15.47
Prudential Gl Sh Dur Hi Yld 0.6 $9.7M 640k 15.10
Nuveen Munpl Markt Opp Fund 0.6 $9.5M 738k 12.90
Wstrn Asst Emrgng Mrkts Incm Fnd 0.6 $9.2M 853k 10.73
Zweig Total Return 0.6 $9.2M 708k 12.94
Franklin Templeton (FTF) 0.6 $9.0M 771k 11.65
LEGG MASON BW GLOBAL Income 0.6 $9.0M 629k 14.23
MVC Capital 0.6 $8.9M 870k 10.20
Central Fd Cda Ltd cl a 0.5 $8.6M 738k 11.66
Western Asst High Incm Opprtnty Fnd (HIO) 0.5 $8.5M 1.7M 5.15
Clearbridge Amern Energ M 0.5 $8.1M 590k 13.80
Neuberger Berman Real Estate Sec (NRO) 0.5 $7.9M 1.7M 4.74
Nuveen Senior Income Fund 0.5 $7.3M 1.1M 6.40
Nuveen Build Amer Bd (NBB) 0.5 $7.4M 385k 19.35
Western Asset Global Cp Defi (GDO) 0.5 $7.2M 423k 17.15
Gsv Cap Corp 0.5 $7.3M 710k 10.31
Ares Dynamic Cr Allocation (ARDC) 0.5 $7.3M 474k 15.33
Deutsche High Income Opport 0.5 $7.3M 499k 14.60
Nuveen Premium Income Municipal Fund 0.4 $7.1M 541k 13.14
Stone Hbr Emerg Mkts Tl 0.4 $6.9M 495k 14.03
Apollo Tactical Income Fd In (AIF) 0.4 $6.8M 434k 15.77
Ivy High Income Opportunities 0.4 $6.8M 454k 14.94
Clough Global Allocation Fun (GLV) 0.4 $6.5M 439k 14.74
Eaton Vance Short Duration Diversified I (EVG) 0.4 $6.2M 447k 13.85
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.4 $6.0M 541k 11.19
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $6.1M 678k 9.01
Tortoise Energy Infrastructure 0.4 $6.0M 162k 36.91
Eaton Vance Senior Income Trust (EVF) 0.4 $5.8M 938k 6.21
Blackstone Gso Lng Shrt Cr I (BGX) 0.4 $5.9M 378k 15.49
Nuveen Div. Advantage Muni. Fund (NAD) 0.3 $5.7M 419k 13.58
Diversified Real Asset Inc F 0.3 $5.7M 325k 17.54
Nuveen Insd Dividend Advantage (NVG) 0.3 $5.4M 398k 13.56
Lehman Brothers First Trust IOF (NHS) 0.3 $5.5M 469k 11.78
VIRTUS GLOBAL Multi-sec (VGI) 0.3 $5.3M 337k 15.68
Western Asset Global High Income Fnd (EHI) 0.3 $4.9M 476k 10.34
New America High Income Fund I 0.3 $4.8M 543k 8.77
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.3 $4.9M 761k 6.41
Babson Cap Glb Sht Durhgh Yl 0.3 $4.5M 224k 19.95
Sprott Focus Tr (FUND) 0.3 $4.5M 634k 7.08
Strategic Global Income Fund 0.3 $4.4M 532k 8.27
Western Asset Managed High Incm Fnd 0.3 $4.2M 847k 4.94
Nuveen Build Amer Bd Opptny 0.3 $4.1M 211k 19.68
Deutsche High Income Tr 0.3 $4.1M 484k 8.52
Nexpoint Residential Tr (NXRT) 0.3 $4.1M 308k 13.43
Western Asset Worldwide Income Fund 0.2 $4.1M 378k 10.84
Fifth Str Sr Floating Rate 0.2 $4.0M 438k 9.22
Putnam Master Int. Income (PIM) 0.2 $3.9M 822k 4.72
Nuveen Floating Rate Income Fund (JFR) 0.2 $3.8M 358k 10.74
LMP Real Estate Income Fund 0.2 $3.9M 337k 11.70
Morgan Stanley income sec 0.2 $3.8M 221k 17.21
THE GDL FUND Closed-End fund (GDL) 0.2 $3.9M 380k 10.19
Avenue Income Cr Strat 0.2 $3.8M 267k 14.21
iShares Russell 2000 Index (IWM) 0.2 $3.7M 30k 124.87
Market Vectors Gold Miners ETF 0.2 $3.7M 210k 17.76
Full Circle Cap Corp 0.2 $3.7M 1.0M 3.57
Advent/Claymore Enhanced Growth & Income 0.2 $3.6M 392k 9.07
Clearbridge Energy Mlp Opp F 0.2 $3.5M 187k 18.72
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $3.4M 255k 13.36
Global High Income Fund 0.2 $3.4M 403k 8.49
Federated Enhanced Treasury 0.2 $3.4M 258k 13.21
Nuveen Select Quality Municipal Fund 0.2 $3.4M 260k 13.22
Aberdn Emring Mkts Telecomtions 0.2 $3.2M 248k 12.79
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $3.2M 236k 13.52
MFS Intermediate High Income Fund (CIF) 0.2 $3.3M 1.2M 2.66
Nuveen Mortgage opportunity trm fd2 0.2 $3.2M 146k 22.08
Cbre Clarion Global Real Estat re (IGR) 0.2 $3.2M 403k 7.96
Pioneer Floating Rate Trust (PHD) 0.2 $3.0M 263k 11.38
Nuveen Multi-Strategy Income & Growth (JPC) 0.2 $3.0M 327k 9.16
Central Europe and Russia Fund (CEE) 0.2 $3.1M 149k 20.87
Putnam Municipal Opportunities Trust (PMO) 0.2 $3.1M 267k 11.61
Goldman Sachs Mlp Inc Opp 0.2 $2.9M 197k 14.97
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $2.8M 632k 4.46
Western Asset Vrble Rate Strtgc Fnd 0.2 $2.5M 152k 16.50
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $2.4M 295k 7.98
Blackrock Build America Bond Trust (BBN) 0.1 $2.5M 126k 19.87
Nuveen Sht Dur Cr Opp 0.1 $2.5M 151k 16.48
Eaton Vance Fltg Rate In 0.1 $2.4M 172k 13.78
Voya Prime Rate Trust sh ben int 0.1 $2.5M 469k 5.25
Saratoga Investment (SAR) 0.1 $2.3M 135k 17.17
Nuveen Premier Mun Income 0.1 $2.3M 177k 12.90
Pimco Dynamic Incm Fund (PDI) 0.1 $2.3M 78k 29.21
Blackstone Gso Flting Rte Fu (BSL) 0.1 $2.1M 124k 17.17
MFS InterMarket Income Trust I 0.1 $2.1M 246k 8.43
Nuveen Qual Preferred Inc. Fund III 0.1 $2.2M 265k 8.15
Dreyfus Mun Bd Infrastructure 0.1 $2.1M 182k 11.63
Cohen & Steers REIT/P (RNP) 0.1 $2.0M 113k 17.49
LMP Corporate Loan Fund 0.1 $2.0M 177k 11.04
Special Opportunities Fund (SPE) 0.1 $2.0M 128k 15.29
Voya Emerging Markets High I etf (IHD) 0.1 $1.9M 188k 9.85
Central Securities (CET) 0.1 $1.7M 80k 21.33
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $1.8M 117k 15.15
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.8M 153k 11.82
Kayne Anderson Mdstm Energy 0.1 $1.7M 59k 29.54
Ares Multi Strategy Cr Fd In 0.1 $1.7M 91k 18.81
Montgomery Street Income Securities 0.1 $1.5M 93k 16.39
Deutsche Multi-mkt Income Tr Shs cef 0.1 $1.5M 191k 8.11
Dws Global High Income Fund 0.1 $1.7M 206k 8.14
Oha Investment 0.1 $1.7M 290k 5.69
Nuveen Insured Municipal Opp. Fund 0.1 $1.4M 103k 13.61
Tortoise MLP Fund 0.1 $1.5M 72k 21.24
First Trust/Aberdeen Global Opportunity 0.1 $1.5M 135k 10.92
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.5M 86k 16.94
Nuveen Quality Pref. Inc. Fund II 0.1 $1.2M 136k 8.47
Nuveen Diversified Commodty 0.1 $1.1M 91k 11.91
iShares Russell 1000 Value Index (IWD) 0.1 $936k 9.1k 103.16
Nuveen Performance Plus Municipal Fund 0.1 $887k 63k 14.03
Madison Strategic Sector Premium Fund 0.1 $1.0M 89k 11.69
Ubs Ag London Brh etracs mth 2xlv 0.1 $1.0M 50k 20.24
Pimco Income Strategy Fund II (PFN) 0.1 $827k 84k 9.83
Credit Suisse AM Inc Fund (CIK) 0.1 $884k 276k 3.20
Nuveen Dividend Advantage Municipal Fd 2 0.1 $764k 57k 13.41
Brookfield High Income Fd In 0.1 $787k 97k 8.15
Invesco Van Kampen Bond Fund (VBF) 0.0 $657k 38k 17.39
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $655k 79k 8.28
Western Asset High Incm Fd I (HIX) 0.0 $626k 83k 7.54
Royce Global Value Tr (RGT) 0.0 $714k 86k 8.31
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $471k 39k 12.20
Nuveen Quality Income Municipal Fund 0.0 $522k 39k 13.34
BlackRock Floating Rate Income Trust (BGT) 0.0 $378k 29k 12.99
Eaton Vance Municipal Bond Fund (EIM) 0.0 $378k 31k 12.19
Pimco Income Strategy Fund (PFL) 0.0 $113k 10k 10.87
Nuveen Insured Quality Muncipal Fund 0.0 $163k 13k 12.63
Kcap Financial 0.0 $111k 19k 5.99