Rivernorth Capital Management

Rivernorth Capital Management as of March 31, 2018

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 181 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Western Asset Emerging Mrkts Dbt Fnd (EMD) 4.2 $57M 3.9M 14.53
Nuveen Insured Tax-Free Adv Munici (NEA) 3.5 $47M 3.6M 13.00
Eaton Vance Limited Duration Income Fund (EVV) 3.3 $44M 3.4M 13.02
Western Asst High Incm Opprtnty Fnd (HIO) 3.2 $43M 9.0M 4.81
Liberty All-Star Equity Fund (USA) 2.9 $39M 6.3M 6.13
BlackRock Credit All Inc Trust IV (BTZ) 2.8 $37M 3.0M 12.67
BlackRock Corporate High Yield Fund VI (HYT) 2.8 $37M 3.5M 10.59
Alpine Total Dyn Fd New cefs 2.7 $37M 4.1M 8.94
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.6 $35M 4.4M 7.94
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.1 $29M 2.7M 10.70
Nuveen Div. Advantage Muni. Fund (NAD) 2.1 $28M 2.1M 13.14
Templeton Global Income Fund (SABA) 2.1 $28M 4.3M 6.39
Legg Mason Bw Global Income (BWG) 2.0 $28M 2.1M 12.89
Invesco Van Kampen Senior Income Trust (VVR) 2.0 $27M 6.1M 4.40
Templeton Emerging Markets Income Fund (TEI) 1.9 $26M 2.3M 11.30
Prudential Gl Sh Dur Hi Yld 1.9 $25M 1.8M 13.88
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 1.9 $25M 1.6M 15.99
Voya Prime Rate Trust sh ben int 1.8 $24M 4.6M 5.21
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.6 $22M 2.0M 11.32
Western Asset Global High Income Fnd (EHI) 1.6 $21M 2.2M 9.41
Brookfield Real Assets Incom shs ben int (RA) 1.6 $21M 959k 21.77
Invesco Van Kampen Dyn Cr Opp Fund 1.5 $20M 1.7M 11.73
Nexpoint Credit Strategies Fund (NXDT) 1.3 $18M 769k 22.98
Kayne Anderson MLP Investment (KYN) 1.3 $17M 1.1M 16.47
Spdr S&p 500 Etf (SPY) 1.1 $15M 56k 263.43
Delaware Enhanced Glbl. Div. & Inc. Fund 1.1 $15M 1.3M 11.56
Prudential Sht Duration Hg Y 1.1 $15M 1.0M 14.13
Allianzgi Nfj Divid Int Prem S cefs 1.1 $15M 1.1M 12.70
Reaves Utility Income Fund (UTG) 1.0 $14M 496k 28.23
Blackrock Multi-sector Incom other (BIT) 1.0 $14M 837k 16.79
Vanguard Emerging Markets ETF (VWO) 1.0 $14M 292k 46.98
Western Asset Hgh Yld Dfnd (HYI) 1.0 $14M 936k 14.60
Morgan Stanley Emerging Markets Domestic (EDD) 1.0 $13M 1.7M 7.82
Blackrock Debt Strat (DSU) 1.0 $13M 1.1M 11.62
Managed Duration Invtmt Grd Mun Fund 1.0 $13M 950k 13.60
Allianzgi Con Incm 2024 Targ 0.9 $13M 1.4M 9.22
First Tr Sr Floating Rate 20 0.9 $13M 1.4M 9.36
Invesco Van Kampen High Inc Trust II (VLT) 0.8 $12M 826k 13.87
PowerShares FTSE RAFI US 1000 0.8 $11M 101k 110.18
Garrison Capital 0.8 $10M 1.3M 8.12
Virtus Total Return Fund cf 0.8 $10M 916k 11.23
Morgan Stanley Emerging Markets Debt (MSD) 0.8 $10M 1.1M 9.39
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.7 $9.6M 830k 11.53
Ares Dynamic Cr Allocation (ARDC) 0.7 $9.6M 590k 16.24
Central Fd Cda Ltd cl a 0.7 $9.2M 694k 13.22
Nuveen Mtg opportunity term (JLS) 0.7 $9.0M 377k 23.80
Sprott Focus Tr (FUND) 0.7 $9.1M 1.2M 7.79
Fs Investment Corporation 0.6 $8.5M 1.2M 7.25
Nuveen Mortgage opportunity trm fd2 0.6 $8.3M 367k 22.61
Delaware Investments Dividend And Income 0.6 $8.2M 777k 10.53
Western Asset High Incm Fd I (HIX) 0.6 $7.9M 1.2M 6.56
Tri-Continental Corporation (TY) 0.6 $7.8M 298k 26.31
Corporate Capital Trust 0.6 $7.6M 453k 16.90
Ares Capital Corporation (ARCC) 0.6 $7.5M 476k 15.87
Wells Fargo Adv Inc Opport Fund (EAD) 0.6 $7.5M 938k 8.04
Nuveen Global High (JGH) 0.6 $7.6M 472k 16.12
PowerShares FTSE RAFI Emerging MarketETF 0.5 $7.2M 308k 23.51
Tortoise Energy Infrastructure 0.5 $7.1M 285k 24.98
Eaton Vance Senior Income Trust (EVF) 0.5 $6.7M 989k 6.81
Clough Global Equity Fund closed-end fund (GLQ) 0.5 $6.7M 511k 13.15
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.5 $6.2M 291k 21.31
Advent Claymore Convertible Sec & Inc (AVK) 0.5 $6.0M 399k 15.08
MFS Charter Income Trust (MCR) 0.5 $6.0M 743k 8.12
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.5 $6.0M 460k 13.11
Lehman Brothers First Trust IOF (NHS) 0.5 $6.0M 541k 11.14
Blackstone Gso Strategic (BGB) 0.5 $6.1M 384k 15.88
Royce Micro Capital Trust (RMT) 0.4 $5.9M 626k 9.36
Vanguard Europe Pacific ETF (VEA) 0.4 $5.6M 126k 44.25
Eagle Grwth & Income Oppty F 0.4 $5.7M 377k 15.03
Nuveen Emerging Mkts Debt 20 0.4 $5.7M 635k 8.99
Nuveen Int Dur Qual Mun Trm 0.4 $5.5M 438k 12.56
Deutsche Multi-mkt Income Tr Shs cef 0.4 $5.5M 623k 8.77
Aberdeen Asia-Pacific Income Fund (FAX) 0.4 $4.9M 1.0M 4.74
Special Opp 3.5% Pfd Conv 0.4 $4.9M 191k 25.60
Morgan Stanley income sec 0.3 $4.6M 247k 18.83
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.3 $4.5M 810k 5.60
Morgan Stanley Emerging Markets Fund 0.3 $4.3M 231k 18.43
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.3 $4.3M 345k 12.51
Advent/Claymore Enhanced Growth & Income 0.3 $4.0M 511k 7.92
One Madison Unt 0.3 $4.0M 400k 10.00
Nuveen Muni Value Fund (NUV) 0.3 $3.8M 405k 9.47
Pensare Acquisition Corp 0.3 $3.8M 390k 9.72
General American Investors (GAM) 0.3 $3.7M 110k 33.47
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $3.4M 226k 15.08
Madison Covered Call Eq Strat (MCN) 0.2 $3.2M 438k 7.26
Hennessy Cap Acquston Corp I 0.2 $3.1M 311k 9.90
Eaton Vance Fltng Rate 2022 0.2 $3.1M 327k 9.32
Leisure Acquisition Corp unit 99/99/9999 0.2 $3.0M 307k 9.90
PIMCO High Income Fund (PHK) 0.2 $2.9M 389k 7.58
Oha Investment 0.2 $3.0M 2.1M 1.40
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $3.0M 136k 21.98
Haymaker Acquisition unit 10/19/2022 0.2 $2.9M 295k 9.95
Cm Seven Star Acquisition 0.2 $2.9M 300k 9.74
Nuveen Intermediate 0.2 $2.7M 218k 12.56
PIMCO Strategic Global Government Fund (RCS) 0.2 $2.6M 281k 9.28
Allianzgi Equity & Conv In 0.2 $2.5M 121k 20.69
Opes Acquisition Corp unit 03/07/2023 0.2 $2.5M 250k 10.06
American Cap Sr Floating 0.2 $2.4M 213k 11.15
Big Rock Partners Acquisi Co unit 11/20/2022 0.2 $2.5M 240k 10.35
Modern Media Acquisition 0.2 $2.3M 228k 9.95
National Energy Services Reu (NESR) 0.2 $2.3M 230k 9.93
AllianceBernstein Global Hgh Incm (AWF) 0.2 $2.2M 184k 11.89
Kbl Merger Corp Iv 0.2 $2.2M 220k 9.85
Eaton Vance Municipal Income Trust (EVN) 0.1 $2.0M 169k 11.71
Stellar Acquisition Iii 0.1 $2.1M 200k 10.35
Legacy Acquisition Corp unit 05/31/2024 0.1 $2.0M 200k 9.95
Mudrick Cap Acquisition Corp unit 02/01/2023 0.1 $2.0M 200k 10.22
Union Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.23
Pioneer Municipal High Income Trust (MHI) 0.1 $1.9M 166k 11.25
Pimco Dynamic Credit Income other 0.1 $1.9M 81k 22.88
Black Ridge Acquisition Corp 0.1 $1.9M 191k 9.69
Tortoise MLP Fund 0.1 $1.8M 111k 15.97
Special Opportunities Fund (SPE) 0.1 $1.8M 121k 14.75
Lazard World Dividend & Income Fund 0.1 $1.7M 152k 11.50
Osprey Energy Acquisition Co Cl A 0.1 $1.7M 175k 9.62
Gordon Pointe Acquisition Co unit 01/18/2023 0.1 $1.8M 175k 10.33
iShares Dow Jones US Real Estate (IYR) 0.1 $1.7M 22k 75.49
Putnam High Income Securities Fund 0.1 $1.6M 177k 9.04
Mtech Acquisition Corp unit 01/19/2023 0.1 $1.6M 155k 10.17
MFS Multimarket Income Trust (MMT) 0.1 $1.5M 253k 5.77
Apollo Tactical Income Fd In (AIF) 0.1 $1.5M 96k 15.70
Matlin & Partners Acquisitio cl a 0.1 $1.5M 150k 9.80
Atlantic Acquisition Corp 0.1 $1.5M 150k 9.92
Industrea Acquisition Corp cl a 0.1 $1.5M 150k 9.81
Pimco Municipal Income Fund (PMF) 0.1 $1.3M 104k 12.53
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.1 $1.4M 70k 19.81
Cushing Renaissance 0.1 $1.4M 89k 15.73
Adams Express Company (ADX) 0.1 $1.3M 86k 14.78
Gabelli Utility Trust (GUT) 0.1 $1.2M 185k 6.23
Royce Value Trust (RVT) 0.1 $1.2M 80k 15.56
Fintech Acquisition Corp Ii 0.1 $1.2M 125k 9.94
Bison Cap Acquisition Corp ord 0.1 $1.2M 125k 9.94
Draper Oakwood Technology 0.1 $1.2M 120k 9.86
Tiberius Acquisition Corp unit 02/28/2021 0.1 $1.3M 125k 10.10
Gabelli Equity Trust (GAB) 0.1 $1.1M 174k 6.12
Western Asset Global Cp Defi (GDO) 0.1 $1.0M 61k 16.72
Constellation Alpha Cap Corp 0.1 $1.1M 113k 9.87
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $946k 95k 10.01
Nuveen Preferred And equity (JPI) 0.1 $890k 38k 23.70
LMP Capital and Income Fund (SCD) 0.1 $819k 65k 12.62
Gty Technology Holdings Inc cl a 0.1 $796k 80k 9.95
Nuveen Build Amer Bd (NBB) 0.1 $629k 30k 20.80
Mexico Equity and Income Fund (MXE) 0.1 $715k 65k 10.96
Cbre Clarion Global Real Estat re (IGR) 0.1 $683k 94k 7.30
Tcp Capital 0.1 $635k 45k 14.22
Madison Strategic Sector Premium Fund 0.0 $229k 20k 11.21
Dws Strategic Income Trust 0.0 $214k 18k 12.26
National Energy Services Reu *w exp 05/05/202 0.0 $207k 230k 0.90
Cohen & Steers REIT/P (RNP) 0.0 $192k 10k 18.70
Neuberger Berman Real Estate Sec (NRO) 0.0 $125k 26k 4.77
Aberdeen Chile Fund (AEF) 0.0 $149k 17k 9.03
Aberdeen Indonesia Fund 0.0 $97k 13k 7.29
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $152k 17k 8.88
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $92k 200k 0.46
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $83k 63k 1.33
Rosehill Resources Inc - A warrant 0.0 $99k 120k 0.83
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $75k 150k 0.50
Modern Media Acquisition right 99/99/9999 0.0 $92k 230k 0.40
Kbl Merger Corp Iv right 03/22/2019 0.0 $81k 230k 0.35
Atlantic Acquisition Corp right 02/08/2019 0.0 $74k 150k 0.49
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $140k 169k 0.83
Industrea Acquisition Corp *w exp 08/01/202 0.0 $83k 150k 0.55
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $67k 88k 0.77
Pensare Acquisition Corp *w exp 07/27/202 0.0 $82k 175k 0.47
Pensare Acquisition Corp right 0.0 $175k 350k 0.50
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $120k 300k 0.40
Draper Oakwood Technology right 09/19/2018 0.0 $68k 120k 0.57
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $96k 300k 0.32
Convergeone Hldgs Inc *w exp 04/12/202 0.0 $119k 100k 1.19
Gty Technology Holdings Inc w exp 99/99/999 0.0 $33k 27k 1.24
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $44k 75k 0.59
Modern Media Acquisition w exp 05/17/202 0.0 $60k 115k 0.52
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $55k 230k 0.24
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $31k 120k 0.26
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $25k 63k 0.40
Bison Cap Acquisition Corp right 03/20/2019 0.0 $63k 125k 0.50
Constellation Alpha Cap Corp right 99/99/9999 0.0 $43k 120k 0.36
Black Ridge Acquisition Corp right 07/10/2019 0.0 $30k 100k 0.30
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $66k 150k 0.44
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $53k 150k 0.35
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $51k 60k 0.85