Sanders Morris Harris

Sanders Morris Harris as of Sept. 30, 2016

Portfolio Holdings for Sanders Morris Harris

Sanders Morris Harris holds 158 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Blackstone 37.5 $3.6B 144k 25346.15
Spdr S&p 500 Etf (SPY) 30.7 $3.0B 15k 202500.00
Ez (EZPW) 26.5 $2.6B 231k 11096.00
Vanguard Total Bond Market ETF (BND) 2.1 $203M 2.0k 101000.00
Main Street Capital Corporation (MAIN) 0.6 $60M 1.7M 34.33
Nuveen Insd Dividend Advantage (NVG) 0.2 $19M 1.2k 15916.67
Exxon Mobil Corporation (XOM) 0.2 $18M 208k 88.24
Enterprise Products Partners (EPD) 0.2 $16M 585k 27.87
Teligent 0.1 $14M 1.8M 7.60
Eclipse Resources 0.1 $13M 3.9M 3.29
Ezcorp Inc sr unsecured 06/19 2.625 0.1 $12M 12k 972.53
Prospect Capital Corporation (PSEC) 0.1 $9.2M 1.1k 8080.88
Memorial Prodtn Partners 0.1 $7.7M 4.3M 1.78
Bank of America Corporation (BAC) 0.1 $6.7M 429k 15.65
General Motors Company (GM) 0.1 $6.1M 192k 31.77
Zoetis Inc Cl A (ZTS) 0.1 $6.1M 117k 52.01
Transunion (TRU) 0.1 $6.2M 181k 34.50
Joint (JYNT) 0.1 $5.2M 2.2M 2.38
Cinemark Holdings (CNK) 0.0 $3.9M 101k 38.29
Icahn Enterprises (IEP) 0.0 $3.7M 73k 50.56
PowerShares QQQ Trust, Series 1 0.0 $4.0M 33k 118.75
Therapeuticsmd 0.0 $3.4M 506k 6.81
Perrigo Company (PRGO) 0.0 $3.5M 38k 92.34
Micron Technology (MU) 0.0 $2.9M 162k 17.78
Gran Tierra Energy 0.0 $2.8M 939k 3.01
iShares Russell Midcap Index Fund (IWR) 0.0 $2.5M 14k 174.29
Kinder Morgan (KMI) 0.0 $2.8M 122k 23.12
Sanchez Energy Corp C ommon stocks 0.0 $2.7M 301k 8.84
Eaton (ETN) 0.0 $2.7M 41k 65.74
Intrexon 0.0 $2.6M 94k 28.02
Pfenex 0.0 $3.3M 373k 8.95
Yuma Energy 0.0 $2.7M 11M 0.25
Envestnet Inc note 1.750%12/1 0.0 $2.7M 2.8k 955.03
Aercap Holdings Nv Ord Cmn (AER) 0.0 $1.9M 50k 38.50
At&t (T) 0.0 $1.6M 39k 40.62
Altria (MO) 0.0 $2.2M 35k 63.23
Apple (AAPL) 0.0 $2.4M 21k 113.24
iShares Russell 2000 Index (IWM) 0.0 $1.8M 15k 122.45
Genesis Energy (GEL) 0.0 $1.9M 51k 37.98
Oaktree Cap 0.0 $1.9M 45k 42.39
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.0 $1.9M 69k 27.90
JPMorgan Chase & Co. (JPM) 0.0 $875k 13k 67.20
Waste Management (WM) 0.0 $1.1M 17k 63.77
Home Depot (HD) 0.0 $635k 4.9k 128.67
Johnson & Johnson (JNJ) 0.0 $862k 7.5k 114.29
Eli Lilly & Co. (LLY) 0.0 $768k 9.6k 80.28
Health Care SPDR (XLV) 0.0 $620k 8.6k 72.11
Chevron Corporation (CVX) 0.0 $606k 5.9k 103.00
General Electric Company 0.0 $521k 18k 29.64
Bristol Myers Squibb (BMY) 0.0 $585k 11k 53.92
Cullen/Frost Bankers (CFR) 0.0 $1.0M 14k 71.91
Dow Chemical Company 0.0 $744k 14k 51.84
Las Vegas Sands (LVS) 0.0 $881k 15k 57.58
CVS Caremark Corporation (CVS) 0.0 $1.0M 11k 88.99
Philip Morris International (PM) 0.0 $574k 5.9k 97.21
Procter & Gamble Company (PG) 0.0 $734k 8.3k 88.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $663k 61k 10.86
Solar Cap (SLRC) 0.0 $1.2M 57.00 20543.86
Fifth Street Finance 0.0 $663k 114.00 5815.79
iShares NASDAQ Biotechnology Index (IBB) 0.0 $521k 1.8k 289.44
American Capital 0.0 $1.3M 78.00 17000.00
Cliffs Natural Resources 0.0 $603k 103k 5.85
Concho Resources 0.0 $1.4M 10k 137.35
Oneok Partners 0.0 $535k 13k 39.93
Plains All American Pipeline (PAA) 0.0 $784k 25k 31.38
Energy Transfer Partners 0.0 $731k 20k 36.98
Holly Energy Partners 0.0 $496k 15k 33.94
Global Partners (GLP) 0.0 $718k 45k 16.15
Apollo Investment 0.0 $749k 129.00 5806.20
Reading International (RDI) 0.0 $1.3M 99k 13.35
Consumer Staples Select Sect. SPDR (XLP) 0.0 $595k 11k 53.09
Consumer Discretionary SPDR (XLY) 0.0 $492k 6.1k 80.18
KKR & Co 0.0 $745k 52.00 14326.92
iShares FTSE NAREIT Mort. Plus Capp 0.0 $956k 91.00 10505.49
Targa Res Corp (TRGP) 0.0 $693k 14k 49.08
Apollo Global Management 'a' 0.0 $1.4M 76.00 17986.84
Kate Spade & Co 0.0 $1.1M 64k 17.12
Argos Therapeutics 0.0 $1.2M 242k 4.97
Gopro (GPRO) 0.0 $847k 51k 16.67
Equity Commonwealth (EQC) 0.0 $1.0M 34.00 30176.47
Landmark Infrastructure 0.0 $539k 31k 17.57
EXCO Resources 0.0 $325k 304k 1.07
Grupo Televisa (TV) 0.0 $411k 16k 25.69
American Express Company (AXP) 0.0 $197k 3.2k 61.54
Equifax (EFX) 0.0 $283k 2.1k 134.76
AutoNation (AN) 0.0 $244k 5.0k 48.80
Caterpillar (CAT) 0.0 $0 2.4k 0.00
Coca-Cola Company (KO) 0.0 $409k 9.7k 42.34
McDonald's Corporation (MCD) 0.0 $242k 2.1k 115.24
Wal-Mart Stores (WMT) 0.0 $198k 2.8k 72.00
Pfizer (PFE) 0.0 $385k 11k 33.82
Edwards Lifesciences (EW) 0.0 $205k 1.7k 120.59
Reynolds American 0.0 $283k 6.0k 47.04
Wells Fargo & Company (WFC) 0.0 $230k 5.0k 46.15
Ross Stores (ROST) 0.0 $418k 6.5k 64.31
Verizon Communications (VZ) 0.0 $273k 5.2k 52.17
Cincinnati Financial Corporation (CINF) 0.0 $241k 3.2k 75.36
Foot Locker (FL) 0.0 $271k 4.0k 67.75
AstraZeneca (AZN) 0.0 $296k 9.0k 32.89
Potash Corp. Of Saskatchewan I 0.0 $245k 15k 16.33
Avnet (AVT) 0.0 $393k 9.6k 41.07
ConocoPhillips (COP) 0.0 $230k 5.3k 43.48
International Business Machines (IBM) 0.0 $0 2.3k 0.00
Nike (NKE) 0.0 $211k 4.0k 52.75
Praxair 0.0 $387k 3.2k 120.94
UnitedHealth (UNH) 0.0 $224k 1.6k 140.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $263k 4.4k 59.33
Canadian Pacific Railway 0.0 $458k 3.0k 152.67
Total (TTE) 0.0 $317k 6.7k 47.64
Buckeye Partners 0.0 $430k 6.0k 71.67
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $386k 4.4k 87.85
Vanguard Short-Term Bond ETF (BSV) 0.0 $342k 4.3k 80.45
Marathon Oil Corporation (MRO) 0.0 $190k 12k 15.83
Barnes & Noble 0.0 $316k 28k 11.31
Capital Product 0.0 $88k 27k 3.30
Deutsche Bank Ag-registered (DB) 0.0 $327k 25k 13.08
Medical Properties Trust (MPW) 0.0 $178k 12k 14.83
Navios Maritime Partners 0.0 $190k 137k 1.39
Tyler Technologies (TYL) 0.0 $428k 2.5k 171.20
Technology SPDR (XLK) 0.0 $408k 8.5k 47.80
Approach Resources 0.0 $137k 41k 3.37
American DG Energy 0.0 $7.0k 25k 0.28
iShares Lehman Aggregate Bond (AGG) 0.0 $388k 3.4k 112.82
Oasis Petroleum 0.0 $229k 20k 11.45
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $398k 3.6k 111.83
SPDR S&P Oil & Gas Explore & Prod. 0.0 $0 11k 0.00
Vanguard Emerging Markets ETF (VWO) 0.0 $411k 11.00 37363.64
Alerian Mlp Etf 0.0 $367k 29k 12.68
DNP Select Income Fund (DNP) 0.0 $113k 11k 10.27
First Trust DJ Internet Index Fund (FDN) 0.0 $439k 5.4k 81.61
Vanguard REIT ETF (VNQ) 0.0 $438k 5.1k 86.29
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $216k 15.00 14400.00
BlackRock Core Bond Trust (BHK) 0.0 $337k 24k 14.22
Pernix Therapeutics Holdings 0.0 $6.0k 10k 0.60
Vanguard Russell 1000 Value Et (VONV) 0.0 $209k 2.3k 92.40
Earthstone Energy 0.0 $104k 12k 8.60
Cutwater Select Income 0.0 $400k 20k 20.27
Zynga 0.0 $58k 20k 2.90
Mid-con Energy Partners 0.0 $64k 22k 2.90
stock 0.0 $149k 225k 0.66
Sandridge Mississippian Tr I 0.0 $32k 23k 1.39
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.0 $474k 16k 29.48
Mondelez Int (MDLZ) 0.0 $290k 6.6k 43.89
Doubleline Income Solutions (DSL) 0.0 $211k 11k 19.18
Colony Finl Inc note 5.00% 0.0 $13k 13k 1.00
Prospect Capital Corporati mtnf 5.375% 0.0 $7.3k 7.3k 1.00
Pedev 0.0 $44k 246k 0.18
Container Store (TCS) 0.0 $243k 49k 5.01
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.0 $369k 16k 22.88
Enlink Midstream (ENLC) 0.0 $190k 11k 16.76
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.0 $7.8k 7.8k 1.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $77k 80k 0.97
Fluidigm Corporation convertible cor 0.0 $31k 51k 0.60
Voya Prime Rate Trust sh ben int 0.0 $65k 12k 5.24
Aemetis (AMTX) 0.0 $93k 86k 1.08
Fenix Parts 0.0 $199k 50k 3.96
Kraft Heinz (KHC) 0.0 $339k 3.8k 89.61
North Atlantic Drilling 0.0 $79k 26k 3.03