Sawtooth Asset Management

Sawtooth Solutions as of Sept. 30, 2016

Portfolio Holdings for Sawtooth Solutions

Sawtooth Solutions holds 248 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard S&p 500 Etf idx (VOO) 6.2 $13M 64k 198.70
Vanguard Europe Pacific ETF (VEA) 4.5 $9.3M 248k 37.41
iShares Lehman Aggregate Bond (AGG) 3.8 $7.8M 69k 112.42
iShares S&P 500 Index (IVV) 3.5 $7.2M 33k 217.55
iShares iBoxx $ High Yid Corp Bond (HYG) 3.4 $7.0M 80k 87.26
SPDR Barclays Capital High Yield B 2.9 $5.9M 161k 36.72
iShares MSCI EAFE Index Fund (EFA) 2.4 $4.9M 84k 59.14
iShares Russell 1000 Index (IWB) 2.3 $4.7M 39k 120.47
Consumer Staples Select Sect. SPDR (XLP) 1.4 $2.9M 55k 53.21
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 1.3 $2.7M 24k 111.36
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 1.2 $2.5M 113k 21.62
iShares Lehman MBS Bond Fund (MBB) 1.1 $2.3M 21k 110.09
Pimco Total Return Etf totl (BOND) 1.1 $2.3M 21k 107.93
At&t (T) 1.1 $2.2M 55k 40.61
Schwab Strategic Tr us aggregate b (SCHZ) 1.1 $2.2M 40k 53.67
Philip Morris International (PM) 1.0 $2.1M 22k 97.24
Technology SPDR (XLK) 1.0 $2.0M 43k 47.78
Powershares S&p 500 0.9 $1.9M 48k 38.91
Apple (AAPL) 0.9 $1.8M 16k 113.03
Spdr Short-term High Yield mf (SJNK) 0.9 $1.8M 65k 27.69
SPDR Dow Jones Global Real Estate (RWO) 0.9 $1.8M 36k 49.81
Chevron Corporation (CVX) 0.8 $1.7M 17k 102.94
Dow Chemical Company 0.8 $1.7M 33k 51.81
Ishares Tr usa min vo (USMV) 0.8 $1.7M 38k 45.43
Spdr S&p 500 Etf (SPY) 0.8 $1.7M 7.9k 216.34
International Business Machines (IBM) 0.8 $1.7M 11k 158.86
Industrial SPDR (XLI) 0.8 $1.7M 29k 58.38
Ford Motor Company (F) 0.8 $1.6M 133k 12.07
Utilities SPDR (XLU) 0.8 $1.6M 33k 48.98
iShares Dow Jones US Real Estate (IYR) 0.8 $1.6M 19k 80.65
Wells Fargo & Company (WFC) 0.7 $1.5M 34k 44.29
iShares S&P SmallCap 600 Index (IJR) 0.7 $1.5M 12k 124.11
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.7 $1.4M 13k 112.75
Abbvie (ABBV) 0.7 $1.4M 22k 63.07
Vanguard Emerging Markets ETF (VWO) 0.6 $1.3M 34k 37.62
Pfizer (PFE) 0.6 $1.2M 36k 33.86
Royal Dutch Shell 0.6 $1.2M 22k 52.84
iShares Cohen & Steers Realty Maj. (ICF) 0.6 $1.2M 11k 104.88
Target Corporation (TGT) 0.5 $1.1M 16k 68.67
iShares Barclays TIPS Bond Fund (TIP) 0.5 $1.1M 9.2k 116.45
SPDR S&P International Dividend (DWX) 0.5 $1.1M 29k 36.78
Verizon Communications (VZ) 0.5 $1.0M 20k 51.99
Energy Select Sector SPDR (XLE) 0.5 $1.1M 15k 70.62
iShares MSCI EAFE Value Index (EFV) 0.5 $1.0M 23k 46.14
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $1.0M 19k 55.15
Merck & Co (MRK) 0.5 $1.0M 16k 62.44
Johnson & Johnson (JNJ) 0.5 $970k 8.2k 118.11
Procter & Gamble Company (PG) 0.5 $939k 11k 89.78
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.5 $922k 15k 63.25
iShares Russell 2000 Index (IWM) 0.4 $895k 7.2k 124.24
iShares S&P MidCap 400 Index (IJH) 0.4 $900k 5.8k 154.67
Powershares Senior Loan Portfo mf 0.4 $898k 39k 23.22
Qualcomm (QCOM) 0.4 $858k 13k 68.54
iShares MSCI EAFE Growth Index (EFG) 0.4 $867k 13k 68.39
First Trust Large Cap Core Alp Fnd (FEX) 0.4 $835k 18k 46.72
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $811k 7.3k 111.86
iShares S&P 1500 Index Fund (ITOT) 0.4 $770k 16k 49.55
Ishares Tr rus200 grw idx (IWY) 0.4 $771k 14k 55.86
Altria (MO) 0.4 $769k 12k 63.22
Ishares Tr rus200 val idx (IWX) 0.4 $760k 17k 44.22
iShares MSCI Emerging Markets Indx (EEM) 0.4 $739k 20k 37.45
Ishares Trust Barclays (CMBS) 0.4 $731k 14k 53.07
Chubb (CB) 0.4 $738k 5.9k 125.64
LKQ Corporation (LKQ) 0.3 $710k 20k 35.45
Spectra Energy 0.3 $718k 17k 42.78
Berkshire Hathaway (BRK.B) 0.3 $690k 4.8k 144.38
Cummins (CMI) 0.3 $690k 5.4k 128.11
Duke Energy (DUK) 0.3 $693k 8.7k 79.99
Southern Company (SO) 0.3 $674k 13k 51.33
Taiwan Semiconductor Mfg (TSM) 0.3 $628k 21k 30.58
Novo Nordisk A/S (NVO) 0.3 $635k 15k 41.56
Global Net Lease 0.3 $627k 77k 8.16
Coca-Cola Company (KO) 0.3 $615k 15k 42.32
3M Company (MMM) 0.3 $626k 3.6k 176.24
priceline.com Incorporated 0.3 $621k 422.00 1471.56
PowerShares Emerging Markets Sovere 0.3 $620k 20k 30.61
Alphabet Inc Class A cs (GOOGL) 0.3 $614k 764.00 803.66
International Paper Company (IP) 0.3 $602k 13k 47.95
Gilead Sciences (GILD) 0.3 $596k 7.5k 79.07
Vanguard High Dividend Yield ETF (VYM) 0.3 $605k 8.4k 72.20
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $597k 24k 25.34
Caterpillar (CAT) 0.3 $565k 6.4k 88.84
Pepsi (PEP) 0.3 $566k 5.2k 108.87
SPDR Gold Trust (GLD) 0.3 $565k 4.5k 125.70
Schwab U S Small Cap ETF (SCHA) 0.3 $570k 9.9k 57.55
Health Care SPDR (XLV) 0.3 $548k 7.6k 72.16
Tyson Foods (TSN) 0.3 $561k 7.5k 74.64
Vanguard Short-Term Bond ETF (BSV) 0.3 $562k 7.0k 80.81
iShares Silver Trust (SLV) 0.3 $561k 31k 18.21
Industries N shs - a - (LYB) 0.3 $554k 6.9k 80.73
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $545k 5.1k 105.85
CVS Caremark Corporation (CVS) 0.3 $532k 6.0k 89.01
UnitedHealth (UNH) 0.3 $535k 3.8k 140.02
Alphabet Inc Class C cs (GOOG) 0.3 $540k 695.00 776.98
Nucor Corporation (NUE) 0.2 $518k 11k 49.47
Emerson Electric (EMR) 0.2 $523k 9.6k 54.54
Eaton (ETN) 0.2 $515k 7.8k 65.77
Ishares Inc core msci emkt (IEMG) 0.2 $505k 11k 45.63
People's United Financial 0.2 $487k 31k 15.81
Baxter International (BAX) 0.2 $495k 10k 47.63
Consolidated Edison (ED) 0.2 $496k 6.6k 75.31
Ca 0.2 $486k 15k 33.10
Accenture (ACN) 0.2 $493k 4.0k 122.30
CenterPoint Energy (CNP) 0.2 $498k 21k 23.24
Materials SPDR (XLB) 0.2 $487k 10k 47.77
Garmin (GRMN) 0.2 $500k 10k 48.10
iShares Dow Jones US Technology (IYW) 0.2 $499k 4.2k 119.09
Core Laboratories 0.2 $479k 4.3k 112.28
Pitney Bowes (PBI) 0.2 $478k 26k 18.17
CenturyLink 0.2 $463k 17k 27.45
Canadian Pacific Railway 0.2 $471k 3.1k 152.77
Omni (OMC) 0.2 $465k 5.5k 85.01
Thor Industries (THO) 0.2 $464k 5.5k 84.70
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $477k 3.5k 137.42
iShares Dow Jones US Financial (IYF) 0.2 $468k 5.2k 89.97
iShares Dow Jones US Industrial (IYJ) 0.2 $467k 4.1k 114.38
TJX Companies (TJX) 0.2 $456k 6.1k 74.77
Visa (V) 0.2 $459k 5.6k 82.66
Entergy Corporation (ETR) 0.2 $459k 6.0k 76.67
Stoneridge (SRI) 0.2 $459k 25k 18.38
Clyme US Cptl Mkts Mco Trm Fxd Idx 0.2 $460k 9.2k 50.15
Microsoft Corporation (MSFT) 0.2 $421k 7.3k 57.58
MasterCard Incorporated (MA) 0.2 $423k 4.2k 101.81
United Parcel Service (UPS) 0.2 $441k 4.0k 109.43
CenterState Banks 0.2 $439k 25k 17.73
Financial Select Sector SPDR (XLF) 0.2 $435k 23k 19.28
Allergan 0.2 $438k 1.9k 230.16
Union Pacific Corporation (UNP) 0.2 $415k 4.3k 97.53
iShares Russell 1000 Value Index (IWD) 0.2 $402k 3.8k 105.62
Invesco (IVZ) 0.2 $411k 13k 31.24
Dycom Industries (DY) 0.2 $407k 5.0k 81.69
General Motors Company (GM) 0.2 $410k 13k 31.77
Phillips 66 (PSX) 0.2 $416k 5.2k 80.54
Facebook Inc cl a (META) 0.2 $409k 3.2k 128.33
Ecolab (ECL) 0.2 $383k 3.2k 121.55
Amgen (AMGN) 0.2 $388k 2.3k 166.74
Honeywell International (HON) 0.2 $385k 3.3k 116.45
Middleby Corporation (MIDD) 0.2 $383k 3.1k 123.47
Hp (HPQ) 0.2 $381k 25k 15.52
Dollar Tree (DLTR) 0.2 $360k 4.6k 79.00
HDFC Bank (HDB) 0.2 $372k 5.2k 71.98
Ctrip.com International 0.2 $368k 7.9k 46.58
Amphenol Corporation (APH) 0.2 $375k 5.8k 64.87
TreeHouse Foods (THS) 0.2 $372k 4.3k 87.18
Swift Transportation Company 0.2 $361k 17k 21.48
Kinder Morgan (KMI) 0.2 $371k 16k 23.13
Cognizant Technology Solutions (CTSH) 0.2 $353k 7.4k 47.66
AES Corporation (AES) 0.2 $348k 27k 12.86
Cisco Systems (CSCO) 0.2 $343k 11k 31.74
PPL Corporation (PPL) 0.2 $357k 10k 34.53
Amazon (AMZN) 0.2 $358k 427.00 838.41
Maximus (MMS) 0.2 $353k 6.2k 56.52
Mobile Mini 0.2 $354k 12k 30.20
First Trust Financials AlphaDEX (FXO) 0.2 $339k 14k 24.27
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $356k 2.8k 126.56
Navient Corporation equity (NAVI) 0.2 $354k 24k 14.49
Discover Financial Services 0.2 $329k 5.8k 56.58
Abbott Laboratories (ABT) 0.2 $336k 8.0k 42.25
Sherwin-Williams Company (SHW) 0.2 $324k 1.2k 276.45
iShares S&P 100 Index (OEF) 0.2 $323k 3.4k 95.93
Ishares Tr eafe min volat (EFAV) 0.2 $327k 4.8k 67.58
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.2 $323k 6.2k 52.26
Steris 0.2 $336k 4.6k 73.04
Comcast Corporation (CMCSA) 0.1 $309k 4.7k 66.25
Wal-Mart Stores (WMT) 0.1 $304k 4.2k 72.02
Host Hotels & Resorts (HST) 0.1 $311k 20k 15.59
Reynolds American 0.1 $317k 6.7k 47.18
ConocoPhillips (COP) 0.1 $318k 7.3k 43.54
Exelon Corporation (EXC) 0.1 $299k 9.0k 33.31
Ventas (VTR) 0.1 $316k 4.5k 70.58
Seagate Technology Com Stk 0.1 $301k 7.8k 38.57
MetLife (MET) 0.1 $318k 7.2k 44.40
Unilever (UL) 0.1 $300k 6.3k 47.40
iShares Russell Midcap Index Fund (IWR) 0.1 $312k 1.8k 174.20
Oneok (OKE) 0.1 $313k 6.1k 51.40
SPDR S&P MidCap 400 ETF (MDY) 0.1 $303k 1.1k 282.12
iShares Russell Midcap Growth Idx. (IWP) 0.1 $316k 3.3k 97.23
First Trust Cnsumer Stapl Alpha (FXG) 0.1 $309k 6.6k 46.47
NRG Energy (NRG) 0.1 $283k 25k 11.20
Microchip Technology (MCHP) 0.1 $285k 4.6k 62.12
W.W. Grainger (GWW) 0.1 $278k 1.2k 224.92
Cincinnati Financial Corporation (CINF) 0.1 $295k 3.9k 75.35
National-Oilwell Var 0.1 $290k 7.9k 36.75
Thermo Fisher Scientific (TMO) 0.1 $291k 1.8k 159.10
Casey's General Stores (CASY) 0.1 $288k 2.4k 120.15
Frontier Communications 0.1 $280k 67k 4.17
Fastenal Company (FAST) 0.1 $278k 6.6k 41.82
Wynn Resorts (WYNN) 0.1 $278k 2.8k 97.58
Celgene Corporation 0.1 $279k 2.7k 104.57
iShares Russell Midcap Value Index (IWS) 0.1 $296k 3.9k 76.84
Rydex S&P Equal Weight ETF 0.1 $295k 3.5k 83.69
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.1 $279k 2.5k 113.41
Welltower Inc Com reit (WELL) 0.1 $279k 3.7k 74.74
Packaging Corporation of America (PKG) 0.1 $268k 3.3k 81.26
McDonald's Corporation (MCD) 0.1 $263k 2.3k 115.55
Dominion Resources (D) 0.1 $272k 3.7k 74.34
Coach 0.1 $273k 7.5k 36.60
AFLAC Incorporated (AFL) 0.1 $263k 3.7k 71.76
Boeing Company (BA) 0.1 $275k 2.1k 131.77
Intel Corporation (INTC) 0.1 $260k 6.9k 37.68
Occidental Petroleum Corporation (OXY) 0.1 $265k 3.6k 72.80
Dollar General (DG) 0.1 $261k 3.7k 70.05
Vanguard REIT ETF (VNQ) 0.1 $270k 3.1k 86.84
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $272k 2.3k 117.09
Icon (ICLR) 0.1 $277k 3.6k 77.24
JPMorgan Chase & Co. (JPM) 0.1 $248k 3.7k 66.60
Western Union Company (WU) 0.1 $239k 12k 20.83
CBS Corporation 0.1 $239k 4.4k 54.83
Mattel (MAT) 0.1 $247k 8.2k 30.28
Automatic Data Processing (ADP) 0.1 $247k 2.8k 88.15
Marsh & McLennan Companies (MMC) 0.1 $246k 3.7k 67.32
Illinois Tool Works (ITW) 0.1 $253k 2.1k 119.91
Lowe's Companies (LOW) 0.1 $238k 3.3k 72.21
Paccar (PCAR) 0.1 $245k 4.2k 58.89
Intuit (INTU) 0.1 $239k 2.2k 109.94
ProShares Ultra Russell2000 (UWM) 0.1 $253k 2.7k 94.69
Vanguard Dividend Appreciation ETF (VIG) 0.1 $246k 2.9k 84.07
Mosaic (MOS) 0.1 $254k 10k 24.47
Yandex Nv-a (NBIS) 0.1 $256k 12k 21.04
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $245k 5.2k 47.37
Dbx Etf Tr infrstr rev (RVNU) 0.1 $254k 9.2k 27.54
State Street Corporation (STT) 0.1 $228k 3.3k 69.75
Clean Harbors (CLH) 0.1 $217k 4.5k 48.01
Becton, Dickinson and (BDX) 0.1 $227k 1.3k 179.73
Sanofi-Aventis SA (SNY) 0.1 $216k 5.7k 38.22
United Technologies Corporation 0.1 $223k 2.2k 101.69
VCA Antech 0.1 $224k 3.2k 70.11
Lazard Ltd-cl A shs a 0.1 $230k 6.3k 36.32
Starbucks Corporation (SBUX) 0.1 $234k 4.3k 54.03
Public Service Enterprise (PEG) 0.1 $221k 5.3k 41.92
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.1 $235k 6.7k 35.18
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.1 $230k 4.4k 52.80
First Trust Health Care AlphaDEX (FXH) 0.1 $236k 3.9k 60.76
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $233k 4.3k 53.86
Ambev Sa- (ABEV) 0.1 $228k 37k 6.09
Cerner Corporation 0.1 $213k 3.4k 61.77
Xerox Corporation 0.1 $212k 21k 10.11
Weyerhaeuser Company (WY) 0.1 $209k 6.5k 31.93
AmSurg 0.1 $207k 3.1k 66.99
HCP 0.1 $213k 5.6k 37.90
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $214k 5.8k 36.71
PowerShares Fin. Preferred Port. 0.1 $198k 10k 19.06
Ishares Tr fltg rate nt (FLOT) 0.1 $215k 4.2k 50.66
Powershares DB Base Metals Fund 0.1 $183k 13k 14.06
Bank of America Corporation (BAC) 0.1 $158k 10k 15.61
United Development Funding closely held st 0.1 $123k 38k 3.20
Cohen and Steers Global Income Builder 0.1 $108k 12k 8.89
BlackRock Debt Strategies Fund 0.0 $43k 12k 3.65