GRT Capital Partners

Shepherd Kaplan Krochuk as of June 30, 2020

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 176 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 10.0 $23M 479k 46.91
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 7.4 $17M 54k 308.36
Proshares Tr Short S&p 500 Ne 3.8 $8.5M 379k 22.36
Ishares Tr Usa Momentum Fct (MTUM) 3.6 $8.1M 62k 131.00
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 3.6 $8.0M 264k 30.43
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 3.3 $7.5M 150k 49.68
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 3.1 $7.0M 244k 28.70
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 3.1 $7.0M 128k 54.37
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 2.9 $6.6M 131k 50.11
Apple (AAPL) 2.7 $6.1M 17k 364.78
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.5 $5.7M 32k 178.50
First Tr Morningstar Divid L SHS (FDL) 2.4 $5.3M 208k 25.36
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.2 $4.9M 75k 65.33
Vanguard Index Fds Real Estate Etf (VNQ) 2.2 $4.8M 61k 78.52
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 2.0 $4.5M 220k 20.38
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.6 $3.5M 133k 26.59
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.6 $3.5M 115k 30.29
Copart (CPRT) 1.5 $3.4M 41k 83.27
Pimco Etf Tr Inv Grd Crp Bd (CORP) 1.5 $3.3M 29k 114.29
Crowdstrike Hldgs Cl A (CRWD) 1.5 $3.3M 33k 100.28
Energy Transfer Com Ut Ltd Ptn (ET) 1.4 $3.0M 428k 7.12
DaVita (DVA) 1.2 $2.7M 34k 79.13
S&p Global (SPGI) 1.1 $2.5M 7.7k 329.52
Campbell Soup Company (CPB) 1.0 $2.2M 45k 49.63
Microsoft Corporation (MSFT) 0.9 $2.0M 10k 203.50
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 0.7 $1.6M 111k 14.12
Mag Silver Corp (MAG) 0.6 $1.4M 100k 14.10
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.2M 830.00 1413.25
United Parcel Service CL B (UPS) 0.5 $1.2M 11k 111.23
Valero Energy Corporation (VLO) 0.5 $1.2M 20k 58.83
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.5 $1.2M 14k 82.64
Dollar General (DG) 0.5 $1.1M 6.0k 190.56
Qualcomm (QCOM) 0.5 $1.1M 13k 91.19
Abbvie (ABBV) 0.5 $1.1M 11k 98.22
Parsley Energy Cl A 0.5 $1.0M 97k 10.68
Thermo Fisher Scientific (TMO) 0.5 $1.0M 2.8k 362.50
Ishares Tr S&p 500 Grwt Etf (IVW) 0.4 $998k 4.8k 207.57
Cenovus Energy Call Option (CVE) 0.4 $979k 210k 4.67
Wheaton Precious Metals Corp Call Option (WPM) 0.4 $968k 22k 44.00
Nuveen Muni Value Fund (NUV) 0.4 $956k 94k 10.20
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.4 $945k 3.3k 283.44
Glaxosmithkline Sponsored Adr 0.4 $934k 23k 40.78
Pepsi (PEP) 0.4 $926k 7.0k 132.29
Abb Sponsored Adr (ABBNY) 0.4 $890k 40k 22.55
UnitedHealth (UNH) 0.4 $885k 3.0k 295.00
Paypal Holdings (PYPL) 0.4 $836k 4.8k 174.17
Newmont Mining Corporation (NEM) 0.4 $807k 13k 61.72
PPL Corporation (PPL) 0.4 $797k 31k 25.84
Netflix (NFLX) 0.4 $789k 1.7k 454.75
American Express Company (AXP) 0.3 $762k 8.0k 95.25
Noble Energy 0.3 $757k 85k 8.96
Pretium Res Inc Com Isin# Ca74 0.3 $752k 90k 8.40
Wpx Energy 0.3 $749k 117k 6.38
Stamps Com New 0.3 $735k 4.0k 183.75
Diamondback Energy (FANG) 0.3 $732k 18k 41.81
Abbott Laboratories (ABT) 0.3 $731k 8.0k 91.38
Citigroup Com New (C) 0.3 $715k 14k 51.07
Wal-Mart Stores (WMT) 0.3 $707k 5.9k 119.83
Facebook Cl A (META) 0.3 $676k 3.0k 227.23
Coca-Cola Company (KO) 0.3 $670k 15k 44.67
Ultra Clean Holdings (UCTT) 0.3 $662k 29k 22.63
Kirkland Lake Gold 0.3 $660k 16k 41.25
Fidelity National Information Services (FIS) 0.3 $657k 4.9k 134.16
Cimarex Energy 0.3 $649k 24k 27.50
Northern Dynasty Minerals Lt Com New (NAK) 0.3 $644k 450k 1.43
Anthem (ELV) 0.3 $631k 2.4k 262.92
Pioneer Natural Resources 0.3 $626k 6.4k 97.75
Mondelez Intl Cl A (MDLZ) 0.3 $614k 12k 51.17
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $601k 3.8k 158.07
Vanguard Index Fds Mid Cap Etf (VO) 0.3 $573k 3.5k 164.04
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.3 $562k 5.6k 100.54
Ishares Tr Short Treas Bd (SHV) 0.3 $561k 5.1k 110.65
Spdr Ser Tr Spdr Bloomberg (BIL) 0.3 $561k 6.1k 91.52
Ishares Tr Msci Emg Mkt Etf (EEM) 0.2 $553k 14k 40.02
Procter & Gamble Company (PG) 0.2 $550k 4.6k 119.57
Asa Gold And Precious Mtls L SHS (ASA) 0.2 $530k 30k 17.52
Concho Resources 0.2 $513k 10k 51.55
Blackrock Enhanced Intl Div Com Bene Inter (BGY) 0.2 $509k 99k 5.14
Syntax Etf Tr Stratifd Lrg Cap 0.2 $495k 11k 45.70
Wisdomtree Tr Floatng Rat Trea 0.2 $494k 20k 25.11
Orion Engineered Carbons (OEC) 0.2 $480k 45k 10.60
Voya Global Eq Div & Pr Opp (IGD) 0.2 $477k 99k 4.83
Gabelli Dividend & Income Trust (GDV) 0.2 $473k 27k 17.58
Gilead Sciences (GILD) 0.2 $469k 6.1k 76.89
Mohawk Industries (MHK) 0.2 $458k 4.5k 101.78
Travelers Companies (TRV) 0.2 $456k 4.0k 114.00
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $456k 9.1k 50.33
Enbridge (ENB) 0.2 $444k 15k 30.41
Source Capital (SOR) 0.2 $441k 13k 33.08
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $440k 7.1k 62.23
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.2 $439k 8.5k 51.65
Merit Medical Systems (MMSI) 0.2 $434k 9.5k 45.68
At&t (T) 0.2 $426k 14k 30.26
Johnson & Johnson (JNJ) 0.2 $422k 3.0k 140.67
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $420k 14k 30.66
Spdr Gold Tr Gold Shs (GLD) 0.2 $417k 2.5k 167.47
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $410k 4.4k 92.91
Royce Value Trust (RVT) 0.2 $387k 31k 12.55
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.2 $386k 4.5k 86.51
Visa Com Cl A (V) 0.2 $386k 2.0k 193.00
Gaia Cl A (GAIA) 0.2 $385k 46k 8.37
Kinder Morgan (KMI) 0.2 $384k 25k 15.16
Kearny Finl Corp Md (KRNY) 0.2 $384k 47k 8.17
Dividend & Income Com New (BXSY) 0.2 $378k 37k 10.19
Ishares Tr Msci Eafe Etf (EFA) 0.2 $376k 6.2k 60.93
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.2 $374k 46k 8.19
Wells Fargo & Company (WFC) 0.2 $371k 15k 25.59
Altra Holdings 0.2 $366k 12k 31.83
Tekla Healthcare Invs Sh Ben Int (HQH) 0.2 $365k 17k 21.31
Phillips 66 (PSX) 0.2 $360k 5.0k 72.00
Marathon Petroleum Corp (MPC) 0.2 $355k 9.5k 37.37
Seagate Technology SHS 0.2 $349k 7.2k 48.47
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $346k 8.0k 43.16
Enterprise Products Partners (EPD) 0.2 $346k 19k 18.19
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.1 $333k 19k 17.98
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $322k 2.1k 156.61
Nutrien (NTR) 0.1 $321k 10k 32.10
Agnico (AEM) 0.1 $320k 5.0k 64.00
Aberdeen Asia-Pacific Income Fund 0.1 $317k 83k 3.81
Blackrock Res & Commodities SHS (BCX) 0.1 $311k 51k 6.14
Bank of America Corporation (BAC) 0.1 $309k 13k 23.77
Amgen (AMGN) 0.1 $307k 1.3k 236.15
Comstock Resources (CRK) 0.1 $305k 70k 4.38
Axalta Coating Sys (AXTA) 0.1 $304k 14k 22.52
Osisko Gold Royalties (OR) 0.1 $300k 30k 10.00
F M C Corp Com New (FMC) 0.1 $299k 3.0k 99.67
Select Sector Spdr Tr Energy (XLE) 0.1 $288k 7.6k 37.90
New Germany Fund (GF) 0.1 $279k 18k 15.17
Vanguard Index Fds Small Cp Etf (VB) 0.1 $275k 1.9k 145.97
Group 1 Automotive (GPI) 0.1 $272k 4.1k 65.88
Berry Plastics (BERY) 0.1 $270k 6.1k 44.26
Methanex Corp (MEOH) 0.1 $266k 15k 18.10
Petroleum & Res Corp Com cef (PEO) 0.1 $259k 23k 11.37
Tri-Continental Corporation (TY) 0.1 $256k 10k 24.66
Bwx Technologies (BWXT) 0.1 $255k 4.5k 56.67
Ishares Tr Nasdaq Biotech (IBB) 0.1 $254k 1.9k 136.85
BP Sponsored Adr (BP) 0.1 $252k 11k 23.33
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $252k 27k 9.41
Allianzgi Nfj Divid Int Prem S cefs 0.1 $249k 22k 11.20
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $249k 1.1k 223.72
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $249k 25k 10.06
Lazard Global Total Return & Income Fund (LGI) 0.1 $248k 18k 14.08
Royce Micro Capital Trust (RMT) 0.1 $247k 34k 7.21
Vulcan Materials Company (VMC) 0.1 $243k 2.1k 115.71
Vermilion Energy (VET) 0.1 $227k 51k 4.46
KAR Auction Services (KAR) 0.1 $224k 16k 13.73
Aberdeen Chile Fund (AEF) 0.1 $222k 37k 6.05
BioDelivery Sciences International 0.1 $220k 50k 4.37
Biolife Solutions Com New (BLFS) 0.1 $216k 13k 16.36
Japan Smaller Capitalizaion Fund (JOF) 0.1 $215k 28k 7.82
Harborone Bancorp Com New (HONE) 0.1 $214k 25k 8.56
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $214k 2.2k 97.27
Discovery Com Ser C 0.1 $212k 11k 19.27
Tecnoglass SHS (TGLS) 0.1 $207k 38k 5.45
Walgreen Boots Alliance (WBA) 0.1 $203k 4.8k 42.29
Vodafone Group Sponsored Adr (VOD) 0.1 $191k 12k 15.92
Cbre Clarion Global Real Estat re (IGR) 0.1 $187k 31k 5.97
Nuveen Equity Premium Income Fund (BXMX) 0.1 $185k 17k 10.98
Invesco SHS Call Option (IVZ) 0.1 $183k 17k 10.76
Exp World Holdings Inc equities (EXPI) 0.1 $171k 10k 17.10
Cnx Resources Corporation (CNX) 0.1 $163k 19k 8.66
New Gold Inc Cda Call Option (NGD) 0.1 $163k 121k 1.35
Goodrich Pete Corp Com Par 0.1 $138k 19k 7.20
Nuveen Sht Dur Cr Opp 0.1 $125k 11k 11.75
Nexgen Energy (NXE) 0.1 $116k 90k 1.29
Callon Pete Co Del Com Stk 0.1 $112k 97k 1.15
Kinross Gold Corp (KGC) 0.0 $108k 15k 7.20
Enerplus Corp 0.0 $82k 29k 2.82
Northern Oil & Gas Call Option 0.0 $60k 71k 0.85
Antero Res (AR) 0.0 $50k 20k 2.53
Century Casinos (CNTY) 0.0 $44k 11k 4.19
JMP 0.0 $44k 16k 2.75
Dawson Geophysical (DWSN) 0.0 $38k 27k 1.43
Galectin Therapeutics Com New (GALT) 0.0 $37k 12k 3.08
Highpoint Res Corp 0.0 $32k 108k 0.30
Reed's 0.0 $29k 30k 0.97