GRT Capital Partners

Shepherd Kaplan Krochuk as of Sept. 30, 2020

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 174 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 10.8 $26M 554k 46.74
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 9.1 $22M 65k 334.88
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 7.0 $17M 309k 54.27
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 3.7 $8.9M 299k 29.74
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.6 $8.6M 165k 52.19
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 3.5 $8.4M 157k 53.64
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 3.0 $7.2M 222k 32.45
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 2.7 $6.5M 443k 14.73
Apple (AAPL) 2.6 $6.2M 54k 115.82
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.5 $6.1M 29k 212.95
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.5 $6.0M 88k 68.32
Ishares Tr Msci Usa Mmentm (MTUM) 2.5 $5.9M 40k 147.41
First Tr Morningstar Divid L SHS (FDL) 2.1 $5.0M 190k 26.06
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 2.0 $4.9M 89k 55.16
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.8 $4.3M 212k 20.36
Copart (CPRT) 1.7 $4.1M 40k 105.16
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.6 $3.8M 117k 32.79
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.4 $3.3M 118k 28.15
Vanguard Index Fds Real Estate Etf (VNQ) 1.3 $3.0M 39k 78.96
S&p Global (SPGI) 1.2 $2.8M 7.7k 360.58
DaVita (DVA) 1.1 $2.7M 32k 85.65
Energy Transfer Com Ut Ltd Ptn (ET) 1.1 $2.6M 485k 5.42
Microsoft Corporation (MSFT) 0.9 $2.3M 11k 210.37
Campbell Soup Company (CPB) 0.9 $2.2M 45k 48.37
Mag Silver Corp (MAG) 0.6 $1.5M 92k 16.26
Thermo Fisher Scientific (TMO) 0.5 $1.2M 2.8k 441.44
Sprott Com New (SII) 0.5 $1.2M 36k 34.14
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.2M 830.00 1469.88
United Parcel Service CL B (UPS) 0.5 $1.2M 7.0k 166.57
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.5 $1.2M 14k 82.86
Dollar General (DG) 0.5 $1.2M 5.5k 209.57
Pretium Res Inc Com Isin# Ca74 0.5 $1.1M 90k 12.84
Ishares Tr S&p 500 Grwt Etf (IVW) 0.5 $1.1M 4.8k 231.07
Qualcomm (QCOM) 0.5 $1.1M 9.4k 117.71
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.4 $1.0M 3.3k 307.53
Wheaton Precious Metals Corp Call Option (WPM) 0.4 $1.0M 21k 49.20
Nuveen Muni Value Fund (NUV) 0.4 $999k 94k 10.66
Pepsi (PEP) 0.4 $970k 7.0k 138.57
Stamps Com New 0.4 $964k 4.0k 241.00
Paypal Holdings (PYPL) 0.4 $946k 4.8k 197.08
UnitedHealth (UNH) 0.4 $939k 3.0k 311.75
Valero Energy Corporation (VLO) 0.4 $935k 22k 43.30
Abbvie (ABBV) 0.4 $914k 10k 87.56
Parsley Energy Cl A 0.4 $907k 97k 9.36
Abbott Laboratories (ABT) 0.4 $871k 8.0k 108.88
Netflix (NFLX) 0.4 $868k 1.7k 500.29
Newmont Mining Corporation (NEM) 0.3 $830k 13k 63.48
Wal-Mart Stores (WMT) 0.3 $825k 5.9k 139.83
Glaxosmithkline Sponsored Adr 0.3 $824k 22k 37.63
Cenovus Energy (CVE) 0.3 $824k 212k 3.88
Facebook Cl A (META) 0.3 $785k 3.0k 261.84
American Express Company (AXP) 0.3 $782k 7.8k 100.26
Kirkland Lake Gold 0.3 $755k 16k 48.71
Coca-Cola Company (KO) 0.3 $746k 15k 49.37
Abb Sponsored Adr (ABBNY) 0.3 $743k 29k 25.45
PPL Corporation (PPL) 0.3 $739k 27k 27.20
Fidelity National Information Services (FIS) 0.3 $721k 4.9k 147.23
Mondelez Intl Cl A (MDLZ) 0.3 $689k 12k 57.42
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $657k 3.8k 172.80
Vanguard Index Fds Mid Cap Etf (VO) 0.3 $651k 3.7k 176.28
Anthem (ELV) 0.3 $645k 2.4k 268.75
Spdr Gold Tr Gold Shs (GLD) 0.3 $643k 3.6k 177.13
Procter & Gamble Company (PG) 0.3 $639k 4.6k 138.91
Citigroup Com New (C) 0.3 $621k 14k 43.12
Ultra Clean Holdings (UCTT) 0.3 $612k 29k 21.47
Noble Energy 0.3 $604k 71k 8.55
Wpx Energy 0.2 $575k 117k 4.90
Cimarex Energy 0.2 $574k 24k 24.32
Syntax Etf Tr Stratifd Lrg Cap (SSPY) 0.2 $564k 12k 48.44
Pioneer Natural Resources 0.2 $551k 6.4k 86.04
Visa Com Cl A (V) 0.2 $550k 2.8k 199.78
Diamondback Energy (FANG) 0.2 $527k 18k 30.10
Johnson & Johnson (JNJ) 0.2 $521k 3.5k 148.98
Nuveen Equity Premium Income Fund (BXMX) 0.2 $515k 46k 11.27
Gabelli Dividend & Income Trust (GDV) 0.2 $494k 27k 18.36
Voya Global Eq Div & Pr Opp (IGD) 0.2 $489k 99k 4.95
Northern Dynasty Minerals Lt Com New (NAK) 0.2 $457k 466k 0.98
Travelers Companies (TRV) 0.2 $454k 4.2k 108.10
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.2 $445k 5.1k 86.58
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $441k 14k 32.19
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $439k 7.1k 62.09
Concho Resources 0.2 $439k 10k 44.11
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.2 $438k 8.5k 51.53
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $434k 4.3k 100.46
Spdr Ser Tr Spdr Bloomberg (BIL) 0.2 $434k 4.7k 91.56
Gaia Cl A (GAIA) 0.2 $433k 44k 9.84
Wisdomtree Tr Floatng Rat Trea 0.2 $431k 17k 25.12
Ishares Tr Short Treas Bd (SHV) 0.2 $431k 3.9k 110.80
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $431k 8.6k 50.29
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $429k 4.4k 96.95
Enbridge (ENB) 0.2 $426k 15k 29.18
Royce Value Trust (RVT) 0.2 $426k 34k 12.63
Mfs Multimarket Income Tr Sh Ben Int (MMT) 0.2 $413k 73k 5.63
Kearny Finl Corp Md (KRNY) 0.2 $410k 57k 7.22
Altra Holdings 0.2 $407k 11k 37.00
Phillips 66 (PSX) 0.2 $407k 7.9k 51.85
At&t (T) 0.2 $401k 14k 28.49
Vanguard Index Fds Total Stk Mkt (VTI) 0.2 $398k 2.3k 170.16
Agnico (AEM) 0.2 $398k 5.0k 79.60
Biolife Solutions Com New (BLFS) 0.2 $382k 13k 28.94
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.2 $381k 46k 8.34
Amgen (AMGN) 0.2 $366k 1.4k 254.52
Kinder Morgan (KMI) 0.1 $357k 29k 12.34
Seagate Technology SHS 0.1 $355k 7.2k 49.31
Osisko Gold Royalties (OR) 0.1 $355k 30k 11.83
Group 1 Automotive (GPI) 0.1 $354k 4.0k 88.50
Tekla Healthcare Invs Sh Ben Int (HQH) 0.1 $353k 17k 20.61
Enterprise Products Partners (EPD) 0.1 $350k 22k 15.79
Asa Gold And Precious Mtls L SHS (ASA) 0.1 $349k 16k 21.30
Legg Mason Bw Global Income (BWG) 0.1 $343k 30k 11.50
Northern Oil And Gas Inc Mn (NOG) 0.1 $339k 71k 4.76
Dividend & Income Com New (BXSY) 0.1 $338k 37k 9.11
CenturyLink 0.1 $333k 33k 10.10
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.1 $326k 19k 17.60
W.R. Grace & Co. 0.1 $326k 8.1k 40.25
F M C Corp Com New (FMC) 0.1 $318k 3.0k 106.00
Bank of America Corporation (BAC) 0.1 $313k 13k 24.08
New Germany Fund (GF) 0.1 $310k 18k 16.86
Crowdstrike Hldgs Cl A (CRWD) 0.1 $305k 2.2k 137.45
Comstock Resources (CRK) 0.1 $305k 70k 4.38
Blackrock Res & Commodities SHS (BCX) 0.1 $302k 51k 5.96
Gilead Sciences (GILD) 0.1 $297k 4.7k 63.19
Blackrock Multi-sector Incom other (BIT) 0.1 $297k 19k 15.76
Berry Plastics (BERY) 0.1 $295k 6.1k 48.36
Iaa 0.1 $292k 5.6k 52.14
Vulcan Materials Company (VMC) 0.1 $285k 2.1k 135.71
Wabtec Corporation (WAB) 0.1 $278k 4.5k 61.78
Magellan Midstream Prtnrs Com Unit Rp Lp 0.1 $274k 8.0k 34.18
Lazard Global Total Return & Income Fund (LGI) 0.1 $273k 18k 15.50
Vanguard Index Fds Small Cp Etf (VB) 0.1 $272k 1.8k 153.59
Tri-Continental Corporation (TY) 0.1 $269k 10k 25.92
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $266k 1.1k 238.78
Royce Micro Capital Trust (RMT) 0.1 $263k 34k 7.67
John Hancock Investors Trust (JHI) 0.1 $263k 17k 15.82
Ishares Tr Core S&p500 Etf (IVV) 0.1 $261k 777.00 335.91
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $256k 25k 10.34
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $256k 27k 9.56
Ishares Tr Nasdaq Biotech (IBB) 0.1 $251k 1.9k 135.24
Bwx Technologies (BWXT) 0.1 $242k 4.3k 56.28
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $240k 17k 14.23
Japan Smaller Capitalizaion Fund (JOF) 0.1 $238k 28k 8.66
Aberdeen Chile Fund (AEF) 0.1 $238k 37k 6.49
Methanex Corp (MEOH) 0.1 $237k 9.7k 24.43
BioDelivery Sciences International 0.1 $236k 63k 3.72
Nutrien (NTR) 0.1 $235k 6.0k 39.17
Select Sector Spdr Tr Energy (XLE) 0.1 $232k 7.7k 29.99
Harborone Bancorp Com New (HONE) 0.1 $224k 28k 8.06
Merit Medical Systems (MMSI) 0.1 $218k 5.0k 43.60
Exxon Mobil Corporation (XOM) 0.1 $216k 6.3k 34.29
New Gold Inc Cda Call Option (NGD) 0.1 $213k 125k 1.70
General American Investors (GAM) 0.1 $210k 6.2k 33.93
BP Sponsored Adr (BP) 0.1 $210k 12k 17.50
Arch Resources Cl A (ARCH) 0.1 $204k 4.8k 42.50
Discovery Com Ser C 0.1 $196k 10k 19.60
Cbre Clarion Global Real Estat re (IGR) 0.1 $187k 31k 5.97
Cnx Resources Corporation (CNX) 0.1 $178k 19k 9.45
Tecnoglass SHS (TGLS) 0.1 $178k 34k 5.30
Invesco SHS Call Option (IVZ) 0.1 $171k 15k 11.40
Guggenheim Enhanced Equity Income Fund. 0.1 $162k 30k 5.46
Vermilion Energy (VET) 0.1 $154k 66k 2.34
Goodrich Pete Corp Com Par 0.1 $147k 19k 7.67
Silvercrest Metals (SILV) 0.1 $144k 17k 8.47
Pdl Cmnty Bancorp 0.1 $133k 15k 8.85
Kinross Gold Corp (KGC) 0.1 $132k 15k 8.80
Nuveen Sht Dur Cr Opp 0.1 $132k 11k 12.41
Varex Imaging (VREX) 0.1 $127k 10k 12.70
Nexgen Energy (NXE) 0.0 $118k 68k 1.74
Whole Earth Brands Com Cl A (FREE) 0.0 $108k 13k 8.31
Enerplus Corp 0.0 $60k 32k 1.86
Antero Res (AR) 0.0 $35k 13k 2.76
Galectin Therapeutics Com New (GALT) 0.0 $32k 12k 2.67
JMP 0.0 $27k 11k 2.50
Highpoint Res Corp 0.0 $25k 108k 0.23
Hycroft Mining Holding Corp *w Exp 02/12/202 (HYMCW) 0.0 $16k 10k 1.57