GRT Capital Partners

Shepherd Kaplan Krochuk as of Dec. 31, 2020

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 181 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 10.8 $29M 650k 45.13
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 7.1 $19M 356k 54.07
EQT Corporation (EQT) 4.7 $13M 1.0M 12.71
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 4.3 $12M 252k 46.19
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.7 $10M 167k 59.53
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 3.5 $9.4M 293k 32.10
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 3.4 $9.3M 166k 56.23
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 2.9 $7.9M 221k 35.88
Ishares Tr Msci Usa Mmentm (MTUM) 2.6 $6.9M 43k 161.29
Apple (AAPL) 2.2 $6.0M 46k 132.69
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.2 $6.0M 26k 231.86
Ishares Tr Short Treas Bd (SHV) 2.2 $6.0M 54k 110.52
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 2.1 $5.8M 103k 56.24
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.1 $5.7M 15k 374.54
First Tr Morningstar Divid L SHS (FDL) 2.0 $5.3M 180k 29.59
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.9 $5.0M 132k 38.17
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.8 $4.8M 150k 31.90
Copart (CPRT) 1.5 $4.0M 31k 127.24
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.4 $3.9M 257k 15.26
DaVita (DVA) 1.3 $3.6M 31k 117.39
Parsley Energy Cl A 1.2 $3.4M 237k 14.20
Vanguard Index Fds Real Estate Etf (VNQ) 1.2 $3.2M 38k 84.94
Energy Transfer Com Ut Ltd Ptn (ET) 0.9 $2.5M 410k 6.18
S&p Global (SPGI) 0.9 $2.3M 7.1k 328.78
Microsoft Corporation (MSFT) 0.8 $2.3M 10k 222.45
Campbell Soup Company (CPB) 0.8 $2.1M 45k 48.35
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.7 $1.8M 50k 36.02
Mag Silver Corp (MAG) 0.6 $1.6M 79k 20.52
Qualcomm (QCOM) 0.6 $1.5M 10k 152.37
Wpx Energy 0.5 $1.5M 181k 8.15
California Res Corp Common Stock (CRC) 0.5 $1.5M 62k 23.59
United Parcel Service CL B (UPS) 0.5 $1.4M 8.3k 168.43
Vanguard Index Fds Mid Cap Etf (VO) 0.5 $1.4M 6.6k 206.81
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.4M 780.00 1751.28
Diamondback Energy (FANG) 0.5 $1.3M 27k 48.39
Pioneer Natural Resources 0.5 $1.3M 11k 113.90
Cenovus Energy (CVE) 0.5 $1.3M 210k 6.03
Ishares Tr S&p 500 Grwt Etf (IVW) 0.5 $1.2M 19k 63.80
Thermo Fisher Scientific (TMO) 0.4 $1.2M 2.5k 465.92
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.4 $1.2M 14k 83.29
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.4 $1.1M 3.3k 343.58
Paypal Holdings (PYPL) 0.4 $1.1M 4.7k 234.26
UnitedHealth (UNH) 0.4 $1.0M 2.9k 350.62
Pepsi (PEP) 0.4 $1.0M 6.8k 148.24
Pretium Res Inc Com Isin# Ca74 0.4 $987k 86k 11.48
Nuveen Muni Value Fund (NUV) 0.4 $985k 89k 11.10
Sprott Com New (SII) 0.4 $955k 33k 28.94
Netflix (NFLX) 0.3 $938k 1.7k 540.63
Valero Energy Corporation (VLO) 0.3 $885k 16k 56.59
Cimarex Energy 0.3 $885k 24k 37.49
Concho Resources 0.3 $874k 15k 58.37
Ultra Clean Holdings (UCTT) 0.3 $835k 27k 31.16
Wal-Mart Stores (WMT) 0.3 $822k 5.7k 144.21
Abbott Laboratories (ABT) 0.3 $821k 7.5k 109.47
Spdr Gold Tr Gold Shs (GLD) 0.3 $798k 4.5k 178.36
Coca-Cola Company (KO) 0.3 $796k 15k 54.84
Facebook Cl A (META) 0.3 $792k 2.9k 273.29
Citigroup Com New (C) 0.3 $789k 13k 61.64
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $781k 7.6k 102.71
PPL Corporation (PPL) 0.3 $779k 28k 28.20
Stamps Com New 0.3 $746k 3.8k 196.32
Newmont Mining Corporation (NEM) 0.3 $746k 13k 59.89
Anthem (ELV) 0.3 $739k 2.3k 321.30
American Express Company (AXP) 0.3 $725k 6.0k 120.83
Fidelity National Information Services (FIS) 0.3 $693k 4.9k 141.52
Mondelez Intl Cl A (MDLZ) 0.3 $690k 12k 58.47
Syntax Etf Tr Stratifd Lrg Cap 0.2 $661k 12k 55.95
Procter & Gamble Company (PG) 0.2 $640k 4.6k 139.13
Kirkland Lake Gold 0.2 $640k 16k 41.29
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.2 $634k 3.8k 167.77
Wheaton Precious Metals Corp (WPM) 0.2 $626k 15k 41.73
Northern Oil And Gas Inc Mn Call Option (NOG) 0.2 $622k 71k 8.76
Gabelli Dividend & Income Trust (GDV) 0.2 $580k 27k 21.47
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $580k 5.8k 100.17
Visa Com Cl A (V) 0.2 $580k 2.7k 218.62
Spdr Ser Tr Spdr Bloomberg (BIL) 0.2 $580k 6.3k 91.48
Royce Value Trust (RVT) 0.2 $578k 36k 16.14
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $575k 92k 6.29
Invesco Exchange Traded Fd T S&p500 Quality (SPHQ) 0.2 $569k 14k 42.11
Voya Global Eq Div & Pr Opp (IGD) 0.2 $565k 108k 5.22
Scorpio Tankers SHS (STNG) 0.2 $565k 50k 11.20
Johnson & Johnson (JNJ) 0.2 $551k 3.5k 157.47
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $543k 11k 50.28
Wisdomtree Tr Floatng Rat Trea 0.2 $543k 22k 25.12
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.2 $542k 6.3k 86.31
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.2 $542k 11k 51.42
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $537k 8.7k 61.65
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $534k 14k 38.98
Kinder Morgan (KMI) 0.2 $522k 38k 13.66
Denbury 0.2 $514k 20k 25.70
Altra Holdings 0.2 $504k 9.1k 55.38
Phillips 66 (PSX) 0.2 $500k 7.2k 69.93
Group 1 Automotive (GPI) 0.2 $498k 3.8k 131.05
Travelers Companies (TRV) 0.2 $491k 3.5k 140.29
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $477k 4.4k 107.46
Crowdstrike Hldgs Cl A (CRWD) 0.2 $470k 2.2k 211.81
Enterprise Products Partners (EPD) 0.2 $468k 24k 19.59
General Motors Company Call Option (GM) 0.2 $467k 11k 41.67
Vanguard Index Fds Total Stk Mkt (VTI) 0.2 $448k 2.3k 194.61
Seagate Technology SHS 0.2 $441k 7.1k 62.11
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $440k 10k 42.45
Mfs Multimarket Income Tr Sh Ben Int (MMT) 0.2 $431k 71k 6.11
Neuberger Berman Mlp Income (NML) 0.2 $426k 127k 3.37
Devon Energy Corporation (DVN) 0.2 $411k 26k 15.81
Tekla Healthcare Invs Sh Ben Int (HQH) 0.2 $408k 17k 23.82
At&t (T) 0.1 $405k 14k 28.77
Gaia Cl A (GAIA) 0.1 $405k 41k 9.88
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.1 $400k 46k 8.76
W.R. Grace & Co. 0.1 $400k 7.3k 54.79
Biolife Solutions Com New (BLFS) 0.1 $399k 10k 39.90
Kearny Finl Corp Md (KRNY) 0.1 $383k 36k 10.55
Bank of America Corporation (BAC) 0.1 $379k 13k 30.32
BioDelivery Sciences International 0.1 $378k 90k 4.20
Blackrock Res & Commodities SHS (BCX) 0.1 $376k 51k 7.42
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.1 $366k 19k 19.76
Asa Gold And Precious Mtls L SHS (ASA) 0.1 $358k 16k 21.85
New Germany Fund (GF) 0.1 $350k 18k 19.03
Royce Micro Capital Trust (RMT) 0.1 $347k 34k 10.13
Methanex Corp (MEOH) 0.1 $346k 7.5k 46.13
Fmc Corp Com New (FMC) 0.1 $345k 3.0k 115.00
Iaa 0.1 $338k 5.2k 65.00
New Gold Inc Cda Call Option (NGD) 0.1 $337k 154k 2.19
Berry Plastics (BERY) 0.1 $337k 6.0k 56.17
Agnico (AEM) 0.1 $331k 4.7k 70.43
Osisko Gold Royalties (OR) 0.1 $330k 26k 12.69
Silvercrest Metals (SILV) 0.1 $330k 30k 11.19
Vanguard Index Fds Small Cp Etf (VB) 0.1 $325k 1.7k 194.61
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $322k 4.5k 72.33
Amgen (AMGN) 0.1 $308k 1.3k 230.02
Tri-Continental Corporation (TY) 0.1 $306k 10k 29.48
Comstock Resources (CRK) 0.1 $304k 70k 4.37
Putnam Premier Income Tr Sh Ben Int (PPT) 0.1 $303k 65k 4.65
Aberdeen Chile Fund (AEF) 0.1 $299k 37k 8.15
Harborone Bancorp Com New (HONE) 0.1 $298k 27k 10.88
Vulcan Materials Company (VMC) 0.1 $297k 2.0k 148.50
Select Sector Spdr Tr Energy (XLE) 0.1 $297k 7.8k 37.88
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $296k 25k 11.95
AllianceBernstein Global Hgh Incm (AWF) 0.1 $295k 25k 11.77
CenturyLink 0.1 $294k 30k 9.73
Putnam Master Inter Income T Sh Ben Int (PIM) 0.1 $293k 69k 4.22
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $292k 27k 10.91
Ishares Tr Core S&p500 Etf (IVV) 0.1 $291k 776.00 375.00
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $287k 31k 9.26
First Trust New Opportunities 0.1 $286k 67k 4.27
Ishares Tr Nasdaq Biotech (IBB) 0.1 $281k 1.9k 151.40
Ingevity (NGVT) 0.1 $265k 3.5k 75.71
Discovery Com Ser C 0.1 $262k 10k 26.20
Nutrien (NTR) 0.1 $260k 5.4k 48.15
Bwx Technologies (BWXT) 0.1 $259k 4.3k 60.23
Enbridge (ENB) 0.1 $256k 8.0k 32.00
Merit Medical Systems (MMSI) 0.1 $250k 4.5k 55.56
Japan Smaller Capitalizaion Fund (JOF) 0.1 $249k 28k 9.06
Wabtec Corporation (WAB) 0.1 $242k 3.3k 73.33
Envista Hldgs Corp (NVST) 0.1 $236k 7.0k 33.71
Frontline Shs New 0.1 $234k 38k 6.21
Gilead Sciences (GILD) 0.1 $233k 4.0k 58.25
General American Investors (GAM) 0.1 $230k 6.2k 37.16
Cbre Clarion Global Real Estat re (IGR) 0.1 $215k 31k 6.86
Tesla Motors Call Option (TSLA) 0.1 $212k 300.00 706.67
ConocoPhillips Call Option (COP) 0.1 $212k 5.3k 40.00
Vermilion Energy (VET) 0.1 $205k 46k 4.46
Cnx Resources Corporation (CNX) 0.1 $203k 19k 10.78
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $203k 3.9k 51.56
Skyworks Solutions (SWKS) 0.1 $200k 1.3k 152.79
Goodrich Pete Corp Com Par 0.1 $193k 19k 10.07
Dht Holdings Shs New (DHT) 0.1 $171k 33k 5.22
Alamos Gold Com Cl A Call Option (AGI) 0.1 $163k 19k 8.76
Nexgen Energy (NXE) 0.1 $160k 58k 2.75
Tecnoglass SHS (TGLS) 0.1 $152k 22k 6.91
First Tr Mlp & Energy Income 0.1 $146k 25k 5.80
Northern Dynasty Minerals Lt Com New (NAK) 0.1 $145k 451k 0.32
Eaton Vance Short Duration Diversified I (EVG) 0.1 $145k 12k 12.37
Whole Earth Brands Com Cl A (FREE) 0.0 $125k 12k 10.87
Kinross Gold Corp (KGC) 0.0 $123k 17k 7.32
Zynga Cl A Call Option 0.0 $118k 12k 9.83
Enerplus Corp 0.0 $101k 32k 3.14
Antero Res (AR) 0.0 $69k 13k 5.44
Tilray Note 5.000%10/0 0.0 $42k 50k 0.84
ardmore Shipping Call Option (ASC) 0.0 $39k 12k 3.25
Hycroft Mining Holding Corp *w Exp 02/12/202 (HYMCW) 0.0 $28k 20k 1.40
Galectin Therapeutics Com New (GALT) 0.0 $28k 13k 2.23