GRT Capital Partners

Shepherd Kaplan Krochuk as of June 30, 2021

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 187 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
EQT Corporation (EQT) 7.0 $20M 883k 22.26
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 5.7 $16M 389k 41.30
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 5.2 $15M 242k 60.91
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 4.6 $13M 396k 32.90
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 4.6 $13M 242k 53.37
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 3.7 $11M 256k 40.90
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.6 $10M 148k 68.37
Apple (AAPL) 2.9 $8.1M 59k 136.96
California Res Corp Com Stock (CRC) 2.8 $7.8M 259k 30.14
Ishares Tr Msci Usa Mmentm (MTUM) 2.4 $6.8M 39k 173.42
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.4 $6.7M 64k 104.17
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.2 $6.3M 23k 277.93
First Tr Morningstar Divid L SHS (FDL) 2.2 $6.1M 183k 33.18
Goldman Sachs Etf Tr Activebeta Int (GSIE) 2.0 $5.6M 161k 34.93
Pioneer Natural Resources 1.9 $5.2M 32k 162.53
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 1.8 $5.1M 93k 54.84
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.6 $4.5M 187k 24.28
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.5 $4.3M 280k 15.32
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.5 $4.3M 105k 40.81
Vanguard Index Fds Real Estate Etf (VNQ) 1.4 $4.0M 39k 101.79
Energy Transfer Com Ut Ltd Ptn (ET) 1.2 $3.5M 329k 10.63
DaVita (DVA) 1.2 $3.3M 27k 120.44
Devon Energy Corporation (DVN) 1.1 $3.1M 105k 29.19
Ishares Tr Short Treas Bd (SHV) 1.1 $3.0M 27k 110.49
Copart (CPRT) 0.9 $2.6M 20k 131.85
Diamondback Energy (FANG) 0.9 $2.5M 27k 93.90
Campbell Soup Company (CPB) 0.7 $2.0M 45k 45.58
S&p Global (SPGI) 0.7 $1.9M 4.6k 410.51
Qualcomm (QCOM) 0.6 $1.7M 12k 142.89
Cimarex Energy 0.6 $1.7M 24k 72.45
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $1.7M 7.2k 237.33
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.6 $1.7M 50k 33.98
United Parcel Service CL B (UPS) 0.6 $1.7M 8.1k 207.92
Microsoft Corporation (MSFT) 0.6 $1.7M 6.2k 270.96
Alphabet Cap Stk Cl C (GOOG) 0.6 $1.6M 630.00 2506.35
PPL Corporation (PPL) 0.5 $1.5M 54k 27.96
General Dynamics Corporation (GD) 0.5 $1.5M 7.8k 188.28
Prudential Financial (PRU) 0.5 $1.4M 14k 102.47
Cenovus Energy (CVE) 0.5 $1.4M 151k 9.60
Mag Silver Corp (MAG) 0.5 $1.4M 69k 20.92
ConocoPhillips (COP) 0.5 $1.4M 23k 60.90
Ishares Tr S&p 500 Grwt Etf (IVW) 0.5 $1.4M 19k 72.73
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.5 $1.3M 3.3k 393.57
Thermo Fisher Scientific (TMO) 0.4 $1.2M 2.4k 504.35
Nuveen Muni Value Fund (NUV) 0.4 $1.2M 105k 11.53
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.4 $1.2M 2.8k 428.21
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.4 $1.2M 14k 82.71
Ultra Clean Holdings (UCTT) 0.4 $1.1M 21k 53.70
Scorpio Tankers SHS (STNG) 0.4 $1.1M 50k 22.04
Sprott Com New (SII) 0.4 $1.1M 27k 39.34
Paypal Holdings (PYPL) 0.4 $1.1M 3.6k 291.60
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.3 $964k 4.6k 207.36
Newmont Mining Corporation (NEM) 0.3 $941k 15k 63.34
Abbvie (ABBV) 0.3 $929k 8.3k 112.61
Netflix (NFLX) 0.3 $916k 1.7k 527.95
Facebook Cl A (META) 0.3 $907k 2.6k 347.78
Valero Energy Corporation (VLO) 0.3 $836k 11k 78.07
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $794k 7.0k 113.25
Frontline Shs New 0.3 $789k 88k 9.00
Syntax Etf Tr Stratifd Lrg Cap 0.3 $783k 12k 66.28
Pepsi (PEP) 0.3 $770k 5.2k 148.08
Silvercrest Metals (SILV) 0.3 $742k 85k 8.73
Pretium Res Inc Com Isin# Ca74 0.2 $679k 71k 9.56
Neuberger Berman Mlp Income (NML) 0.2 $655k 131k 5.00
Kinder Morgan (KMI) 0.2 $654k 36k 18.22
UnitedHealth (UNH) 0.2 $648k 1.6k 400.49
General American Investors (GAM) 0.2 $648k 15k 43.40
Wisdomtree Tr Floatng Rat Trea 0.2 $646k 26k 25.11
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $646k 11k 61.47
Spdr Ser Tr Spdr Bloomberg (BIL) 0.2 $646k 7.1k 91.50
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $646k 6.5k 100.16
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $645k 13k 50.23
Royce Value Trust (RVT) 0.2 $644k 34k 18.97
Gabelli Dividend & Income Trust (GDV) 0.2 $639k 24k 26.30
Spdr Gold Tr Gold Shs (GLD) 0.2 $638k 3.9k 165.54
Citigroup Com New (C) 0.2 $637k 9.0k 70.78
Coca-Cola Company (KO) 0.2 $622k 12k 54.12
Wal-Mart Stores (WMT) 0.2 $611k 4.3k 141.04
Visa Com Cl A (V) 0.2 $586k 2.5k 233.65
Abbott Laboratories (ABT) 0.2 $580k 5.0k 116.00
Fidelity National Information Services (FIS) 0.2 $580k 4.1k 141.57
Enterprise Products Partners (EPD) 0.2 $576k 24k 24.11
Anthem (ELV) 0.2 $573k 1.5k 382.00
Wheaton Precious Metals Corp (WPM) 0.2 $573k 13k 44.08
Mondelez Intl Cl A (MDLZ) 0.2 $562k 9.0k 62.44
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $560k 92k 6.12
Crowdstrike Hldgs Cl A (CRWD) 0.2 $558k 2.2k 251.46
Asa Gold And Precious Mtls L SHS (ASA) 0.2 $542k 25k 21.59
Group 1 Automotive (GPI) 0.2 $541k 3.5k 154.57
Dht Holdings Shs New (DHT) 0.2 $537k 83k 6.49
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $536k 4.5k 120.21
Kirkland Lake Gold 0.2 $528k 14k 38.54
Royce Micro Capital Trust (RMT) 0.2 $524k 42k 12.39
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $518k 11k 45.72
Altra Holdings 0.2 $514k 7.9k 65.06
Procter & Gamble Company (PG) 0.2 $513k 3.8k 135.00
American Express Company (AXP) 0.2 $512k 3.1k 165.16
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $507k 10k 48.91
Johnson & Johnson (JNJ) 0.2 $504k 3.1k 164.71
Seagate Technology Hldngs Pl Ord Shs (STX) 0.2 $484k 5.5k 88.00
Stamps Com New 0.2 $481k 2.4k 200.42
Comstock Resources (CRK) 0.2 $464k 70k 6.66
Phillips 66 (PSX) 0.2 $459k 5.4k 85.79
Bank of New York Mellon Corporation (BK) 0.1 $419k 8.2k 51.18
Lumen Technologies (LUMN) 0.1 $410k 30k 13.57
Kearny Finl Corp Md (KRNY) 0.1 $406k 34k 11.94
At&t (T) 0.1 $405k 14k 28.77
BlackRock Global Energy & Resources Trus (BGR) 0.1 $402k 41k 9.81
BioDelivery Sciences International 0.1 $397k 111k 3.58
First Trust New Opportunities 0.1 $396k 67k 5.91
Bank of America Corporation (BAC) 0.1 $388k 9.4k 41.28
Taiwan Fund (TWN) 0.1 $385k 11k 35.35
New Germany Fund (GF) 0.1 $372k 18k 20.23
Central Securities (CET) 0.1 $365k 8.6k 42.25
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $360k 4.5k 80.84
Tri-Continental Corporation (TY) 0.1 $354k 10k 34.10
Travelers Companies (TRV) 0.1 $344k 2.3k 149.57
Atlas Air Worldwide Hldgs In Com New 0.1 $341k 5.0k 68.20
Petroleum & Res Corp Com cef (PEO) 0.1 $339k 21k 16.20
W.R. Grace & Co. 0.1 $339k 4.9k 69.18
Voya Global Eq Div & Pr Opp (IGD) 0.1 $338k 57k 5.95
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $334k 25k 13.49
Ishares Tr Core S&p500 Etf (IVV) 0.1 $334k 777.00 429.86
Aberdeen Chile Fund (AEF) 0.1 $332k 37k 9.05
Swiss Helvetia Fund (SWZ) 0.1 $325k 33k 9.74
Korea Com New (KF) 0.1 $322k 7.0k 46.20
Mexico Fund (MXF) 0.1 $319k 21k 15.25
AllianceBernstein Global Hgh Incm (AWF) 0.1 $314k 25k 12.52
Berry Plastics (BERY) 0.1 $313k 4.8k 65.21
Vontier Corporation (VNT) 0.1 $306k 9.4k 32.55
Osisko Gold Royalties (OR) 0.1 $301k 22k 13.68
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.1 $299k 31k 9.82
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $290k 31k 9.36
Goodrich Pete Corp Com Par 0.1 $286k 19k 14.93
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $283k 23k 12.57
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.1 $283k 3.3k 86.28
Aldeyra Therapeutics (ALDX) 0.1 $283k 25k 11.32
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.1 $283k 5.5k 51.27
New Gold Inc Cda Call Option (NGD) 0.1 $282k 156k 1.81
Vermilion Energy (VET) 0.1 $279k 32k 8.75
Amgen (AMGN) 0.1 $278k 1.1k 243.86
Cbre Clarion Global Real Estat re (IGR) 0.1 $276k 31k 8.81
Skyworks Solutions (SWKS) 0.1 $273k 1.4k 191.71
Discovery Com Ser C 0.1 $272k 9.4k 28.94
Fmc Corp Com New (FMC) 0.1 $271k 2.5k 108.40
Vanguard Index Fds Small Cp Etf (VB) 0.1 $265k 1.2k 225.53
Merit Medical Systems (MMSI) 0.1 $265k 4.1k 64.63
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $264k 1.2k 222.78
Wabtec Corporation (WAB) 0.1 $263k 3.2k 82.19
Enbridge (ENB) 0.1 $260k 6.5k 40.00
Cnx Resources Corporation (CNX) 0.1 $257k 19k 13.65
Iaa 0.1 $256k 4.7k 54.47
Gilead Sciences (GILD) 0.1 $255k 3.7k 68.92
Alamos Gold Com Cl A Call Option (AGI) 0.1 $255k 33k 7.65
Gaia Cl A (GAIA) 0.1 $254k 23k 11.00
Proshares Tr Pshs Ultra O&g (DIG) 0.1 $254k 3.5k 72.28
Japan Smaller Capitalizaion Fund (JOF) 0.1 $248k 28k 9.02
Vulcan Materials Company (VMC) 0.1 $244k 1.4k 174.29
Harborone Bancorp Com New (HONE) 0.1 $244k 17k 14.35
Agnico (AEM) 0.1 $242k 4.0k 60.50
Enerplus Corp 0.1 $232k 32k 7.21
Nutrien (NTR) 0.1 $230k 3.8k 60.53
Ingevity (NGVT) 0.1 $228k 2.8k 81.43
Bwx Technologies (BWXT) 0.1 $227k 3.9k 58.21
Northern Dynasty Minerals Lt Com New (NAK) 0.1 $221k 450k 0.49
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $217k 3.9k 55.08
Envista Hldgs Corp (NVST) 0.1 $216k 5.0k 43.20
Vanguard Index Fds Growth Etf (VUG) 0.1 $202k 703.00 287.34
Suncor Energy (SU) 0.1 $202k 8.4k 23.96
First Tr Mlp & Energy Income 0.1 $199k 25k 7.90
Templeton Emerging Markets (EMF) 0.1 $199k 10k 19.82
Nexgen Energy (NXE) 0.1 $185k 45k 4.11
Marathon Oil Corporation Call Option (MRO) 0.1 $181k 13k 13.61
Rimini Str Inc Del (RMNI) 0.1 $170k 28k 6.17
Whole Earth Brands Com Cl A (FREE) 0.1 $167k 12k 14.52
Gty Govtech Inc gty govtech 0.1 $146k 21k 7.12
Taseko Cad (TGB) 0.1 $142k 67k 2.12
Sustainable Develp Acqu I Unit 02/04/2026 0.0 $112k 11k 10.18
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGUF) 0.0 $110k 11k 10.00
Transocean Reg Shs Call Option (RIG) 0.0 $104k 23k 4.50
Kinross Gold Corp (KGC) 0.0 $102k 16k 6.38
ardmore Shipping Call Option (ASC) 0.0 $81k 19k 4.22
Ion Geophysical Corp Note 8.000%12/1 0.0 $75k 74k 1.01
Tilray Note 5.000%10/0 0.0 $49k 50k 0.98
Applied Genetic Technol Corp C 0.0 $39k 10k 3.90
Galectin Therapeutics Com New (GALT) 0.0 $38k 12k 3.17
Imac Hldgs 0.0 $24k 12k 1.98