GRT Capital Partners

Shepherd Kaplan Krochuk as of Sept. 30, 2021

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 188 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 7.8 $21M 516k 41.29
EQT Corporation (EQT) 6.6 $18M 883k 20.46
Vaneck Etf Trust Fallen Angel Hg (ANGL) 4.6 $13M 380k 33.05
Vanguard Scottsdale Fds Mtg-bkd Secs Etf (VMBS) 4.6 $12M 233k 53.29
California Res Corp Com Stock (CRC) 4.0 $11M 269k 41.00
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 3.8 $10M 168k 60.84
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.4 $9.3M 138k 67.48
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 3.4 $9.2M 225k 40.93
Apple (AAPL) 3.1 $8.5M 60k 141.50
Ishares Tr Msci Usa Mmentm (MTUM) 2.4 $6.4M 37k 175.60
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.2 $6.1M 61k 100.10
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.2 $6.1M 22k 272.94
First Tr Morningstar Divid L SHS (FDL) 2.1 $5.8M 177k 32.76
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 1.8 $4.8M 88k 54.36
Pioneer Natural Resources 1.7 $4.6M 28k 166.50
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.6 $4.2M 124k 34.17
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.5 $4.1M 182k 22.72
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.5 $4.1M 271k 15.03
Vanguard Index Fds Real Estate Etf (VNQ) 1.4 $3.8M 37k 101.77
Devon Energy Corporation (DVN) 1.4 $3.7M 105k 35.51
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.3 $3.4M 92k 37.10
Energy Transfer Com Ut Ltd Ptn (ET) 1.1 $3.1M 320k 9.58
DaVita (DVA) 1.1 $3.0M 25k 116.26
Ishares Tr Short Treas Bd (SHV) 1.0 $2.8M 25k 110.47
Copart (CPRT) 1.0 $2.6M 19k 138.73
Diamondback Energy (FANG) 0.9 $2.6M 27k 94.67
Cimarex Energy 0.8 $2.1M 24k 87.19
S&p Global (SPGI) 0.7 $2.0M 4.6k 424.94
Campbell Soup Company (CPB) 0.7 $1.9M 45k 41.80
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $1.7M 7.2k 236.70
Alphabet Cap Stk Cl C (GOOG) 0.6 $1.7M 630.00 2665.08
Microsoft Corporation (MSFT) 0.6 $1.7M 5.9k 281.86
Qualcomm (QCOM) 0.5 $1.5M 11k 129.00
Vaneck Etf Trust Gold Miners Etf (GDX) 0.5 $1.5M 50k 29.48
United Parcel Service CL B (UPS) 0.5 $1.5M 8.0k 182.09
General Dynamics Corporation (GD) 0.5 $1.4M 7.3k 196.01
Prudential Financial (PRU) 0.5 $1.4M 13k 105.18
PPL Corporation (PPL) 0.5 $1.4M 51k 27.88
Ishares Tr S&p 500 Grwt Etf (IVW) 0.5 $1.4M 19k 73.90
Cenovus Energy (CVE) 0.5 $1.4M 138k 10.04
Thermo Fisher Scientific (TMO) 0.5 $1.4M 2.4k 571.49
ConocoPhillips Call Option (COP) 0.5 $1.4M 20k 68.00
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.5 $1.3M 3.4k 394.39
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.4 $1.2M 2.8k 429.29
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.4 $1.2M 14k 82.43
Mag Silver Corp (MAG) 0.4 $1.1M 68k 16.21
Netflix (NFLX) 0.4 $1.1M 1.7k 610.44
Ultra Clean Holdings (UCTT) 0.4 $971k 23k 42.59
Paypal Holdings (PYPL) 0.3 $941k 3.6k 260.09
Sprott Com New (SII) 0.3 $938k 26k 36.78
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.3 $937k 4.6k 201.55
Scorpio Tankers SHS (STNG) 0.3 $935k 50k 18.53
Facebook Cl A (META) 0.3 $879k 2.6k 339.25
Abbvie (ABBV) 0.3 $850k 7.9k 107.81
Newmont Mining Corporation Call Option (NEM) 0.3 $826k 15k 54.17
Frontline Shs New Call Option 0.3 $826k 90k 9.17
Nuveen Muni Value Fund (NUV) 0.3 $813k 72k 11.32
Valero Energy Corporation (VLO) 0.3 $793k 11k 70.61
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $786k 7.0k 112.11
Syntax Etf Tr Stratifd Lrg Cap 0.3 $780k 12k 66.02
Silvercrest Metals (SILV) 0.3 $775k 111k 6.98
Pepsi (PEP) 0.3 $767k 5.1k 150.39
Pretium Res Inc Com Isin# Ca74 0.3 $723k 75k 9.64
Comstock Resources (CRK) 0.3 $721k 70k 10.36
Neuberger Berman Mlp Income (NML) 0.2 $669k 136k 4.93
Spdr Ser Tr Spdr Bloomberg (BIL) 0.2 $646k 7.1k 91.50
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $646k 6.5k 100.16
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $645k 13k 50.23
Central Securities (CET) 0.2 $642k 15k 42.26
Petroleum & Res Corp Com cef (PEO) 0.2 $637k 41k 15.70
Royce Micro Capital Trust (RMT) 0.2 $635k 56k 11.43
Royce Value Trust (RVT) 0.2 $635k 35k 18.01
Wisdomtree Tr Floatng Rat Trea 0.2 $633k 25k 25.09
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $633k 10k 61.46
UnitedHealth (UNH) 0.2 $632k 1.6k 390.61
Citigroup Com New (C) 0.2 $632k 9.0k 70.22
Gabelli Dividend & Income Trust (GDV) 0.2 $627k 24k 25.80
General American Investors (GAM) 0.2 $622k 15k 43.05
Group 1 Automotive (GPI) 0.2 $620k 3.3k 187.88
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $605k 104k 5.85
Coca-Cola Company (KO) 0.2 $603k 12k 52.46
Kinder Morgan (KMI) 0.2 $597k 36k 16.72
Wal-Mart Stores (WMT) 0.2 $585k 4.2k 139.29
Abbott Laboratories (ABT) 0.2 $567k 4.8k 118.12
Anthem (ELV) 0.2 $559k 1.5k 372.67
Asa Gold And Precious Mtls L SHS (ASA) 0.2 $558k 30k 18.88
Kirkland Lake Gold 0.2 $553k 13k 41.58
Crowdstrike Hldgs Cl A (CRWD) 0.2 $545k 2.2k 245.61
Dht Holdings Shs New (DHT) 0.2 $540k 83k 6.52
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $533k 4.5k 119.27
Mondelez Intl Cl A (MDLZ) 0.2 $524k 9.0k 58.22
Enterprise Products Partners (EPD) 0.2 $517k 24k 21.64
Procter & Gamble Company (PG) 0.2 $508k 3.6k 139.75
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $506k 11k 44.66
American Express Company (AXP) 0.2 $503k 3.0k 167.67
Visa Com Cl A (V) 0.2 $503k 2.3k 222.76
Stamps Com New 0.2 $495k 1.5k 330.00
Spdr Gold Tr Gold Shs (GLD) 0.2 $494k 3.0k 164.12
New Germany Fund (GF) 0.2 $493k 25k 19.77
Fidelity National Information Services (FIS) 0.2 $474k 3.9k 121.63
Wheaton Precious Metals Corp (WPM) 0.2 $474k 13k 37.62
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $472k 10k 45.53
Johnson & Johnson (JNJ) 0.2 $467k 2.9k 161.59
Seagate Technology Hldngs Pl Ord Shs (STX) 0.2 $454k 5.5k 82.55
Goodrich Pete Corp Com Par 0.2 $453k 19k 23.64
Altra Holdings 0.2 $415k 7.5k 55.33
Kearny Finl Corp Md (KRNY) 0.2 $410k 33k 12.42
Atlas Air Worldwide Hldgs In Com New 0.1 $408k 5.0k 81.60
BioDelivery Sciences International 0.1 $386k 107k 3.61
Salient Midstream & M Sh Ben Int 0.1 $383k 60k 6.35
Taiwan Fund (TWN) 0.1 $383k 11k 35.17
At&t (T) 0.1 $380k 14k 27.00
Lumen Technologies (LUMN) 0.1 $374k 30k 12.38
Cushing Mlp & Infrastruct Com New (SRV) 0.1 $370k 12k 31.81
Phillips 66 (PSX) 0.1 $361k 5.2k 70.10
Bank of America Corporation (BAC) 0.1 $357k 8.4k 42.50
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $353k 4.5k 79.27
Travelers Companies (TRV) 0.1 $350k 2.3k 152.17
Tri-Continental Corporation (TY) 0.1 $346k 10k 33.33
Ishares Tr Core S&p500 Etf (IVV) 0.1 $335k 777.00 431.15
Voya Global Eq Div & Pr Opp (IGD) 0.1 $335k 57k 5.90
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $327k 25k 13.21
First Trust New Opportunities 0.1 $319k 56k 5.68
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $314k 34k 9.12
Mexico Fund (MXF) 0.1 $311k 21k 14.87
Swiss Helvetia Fund (SWZ) 0.1 $306k 33k 9.17
Aberdeen Chile Fund (AEF) 0.1 $305k 37k 8.32
Safeguard Scientifics Com New 0.1 $293k 33k 8.88
Bank of New York Mellon Corporation (BK) 0.1 $290k 5.6k 51.91
Merit Medical Systems (MMSI) 0.1 $287k 4.0k 71.75
Korea Com New (KF) 0.1 $285k 7.0k 40.89
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.1 $283k 3.3k 86.28
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.1 $283k 5.5k 51.27
Arch Resources Cl A (ARCH) 0.1 $278k 3.0k 92.67
Wabtec Corporation (WAB) 0.1 $276k 3.2k 86.25
Alamos Gold Com Cl A Call Option (AGI) 0.1 $275k 38k 7.18
Berry Plastics (BERY) 0.1 $274k 4.5k 60.89
Taseko Cad (TGB) 0.1 $271k 143k 1.89
Cbre Clarion Global Real Estat re (IGR) 0.1 $262k 31k 8.37
Methanex Corp (MEOH) 0.1 $262k 5.7k 45.96
Vontier Corporation (VNT) 0.1 $259k 7.7k 33.64
Gilead Sciences (GILD) 0.1 $258k 3.7k 69.73
Vanguard Index Fds Small Cp Etf (VB) 0.1 $257k 1.2k 218.35
Ati Physical Therapy Com Cl A 0.1 $255k 67k 3.81
Osisko Gold Royalties (OR) 0.1 $253k 23k 11.24
Japan Smaller Capitalizaion Fund (JOF) 0.1 $249k 28k 9.06
Iaa 0.1 $246k 4.5k 54.67
Proshares Tr Pshs Ultra O&g (DIG) 0.1 $241k 3.5k 68.18
Harborone Bancorp Com New (HONE) 0.1 $241k 17k 14.01
Enerplus Corp 0.1 $240k 30k 8.00
Enbridge (ENB) 0.1 $239k 6.0k 39.83
Cnx Resources Corporation (CNX) 0.1 $238k 19k 12.64
Vulcan Materials Company (VMC) 0.1 $237k 1.4k 169.29
Skyworks Solutions (SWKS) 0.1 $235k 1.4k 164.57
Nutrien (NTR) 0.1 $233k 3.6k 64.72
Fmc Corp Com New (FMC) 0.1 $229k 2.5k 91.60
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $227k 1.0k 222.11
Amgen (AMGN) 0.1 $221k 1.0k 212.30
Aldeyra Therapeutics (ALDX) 0.1 $220k 25k 8.80
Discovery Com Ser C 0.1 $218k 9.0k 24.22
Bwx Technologies (BWXT) 0.1 $215k 4.0k 53.75
Nexgen Energy (NXE) 0.1 $213k 45k 4.73
Gaia Cl A (GAIA) 0.1 $210k 22k 9.50
Agnico (AEM) 0.1 $207k 4.0k 51.75
Northern Dynasty Minerals Lt Com New (NAK) 0.1 $207k 450k 0.46
Brooks Automation (AZTA) 0.1 $205k 2.0k 102.50
Vanguard Index Fds Growth Etf (VUG) 0.1 $204k 703.00 290.18
Envista Hldgs Corp (NVST) 0.1 $201k 4.8k 41.88
New Gold Inc Cda (NGD) 0.1 $198k 186k 1.07
Vermilion Energy (VET) 0.1 $196k 20k 9.90
Marathon Oil Corporation Call Option (MRO) 0.1 $180k 13k 13.64
Templeton Emerging Markets (EMF) 0.1 $170k 10k 16.93
Rimini Str Inc Del (RMNI) 0.1 $169k 18k 9.66
Gty Govtech Inc gty govtech 0.1 $150k 20k 7.50
First Tr Mlp & Energy Income 0.1 $146k 20k 7.19
Invacare Corporation 0.1 $139k 29k 4.77
Whole Earth Brands Com Cl A (FREE) 0.0 $116k 10k 11.60
Sustainable Develp Acqu I Unit 02/04/2026 0.0 $111k 11k 10.09
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGUF) 0.0 $109k 11k 9.91
ardmore Shipping (ASC) 0.0 $105k 25k 4.17
Imac Hldgs 0.0 $101k 68k 1.49
Kinross Gold Corp (KGC) 0.0 $88k 17k 5.33
Transocean Reg Shs (RIG) 0.0 $87k 23k 3.75
Ion Geophysical Corp Note 8.000%12/1 0.0 $64k 74k 0.86
Tilray Note 5.000%10/0 0.0 $49k 50k 0.98
Gold Resource Corporation (GORO) 0.0 $47k 30k 1.57
Galectin Therapeutics Com New (GALT) 0.0 $47k 12k 3.92
Applied Genetic Technol Corp C 0.0 $30k 10k 3.00