Shufro Rose & Co as of March 31, 2020
Portfolio Holdings for Shufro Rose & Co
Shufro Rose & Co holds 287 positions in its portfolio as reported in the March 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Invesco S&p 500 Equal Weight Etf (RSP) | 6.5 | $55M | 654k | 84.02 | |
| Bscm etf | 5.1 | $43M | 2.0M | 21.18 | |
| Intel Corporation (INTC) | 4.5 | $38M | 695k | 54.12 | |
| Corning Incorporated (GLW) | 3.8 | $32M | 1.6M | 20.54 | |
| Guggenheim Bulletshrs 2023 Corp Bd Etf | 3.3 | $28M | 1.4M | 20.72 | |
| Bristol Myers Squibb (BMY) | 3.0 | $25M | 451k | 55.74 | |
| Avery Dennison Corporation (AVY) | 2.7 | $23M | 226k | 101.87 | |
| Berkshire Hathaway (BRK.B) | 2.7 | $22M | 122k | 182.83 | |
| Thermo Fisher Scientific (TMO) | 2.6 | $22M | 77k | 283.60 | |
| Microsoft Corporation (MSFT) | 2.5 | $21M | 135k | 157.71 | |
| Texas Instruments Incorporated (TXN) | 2.4 | $20M | 204k | 99.93 | |
| Cisco Systems (CSCO) | 2.3 | $19M | 490k | 39.31 | |
| Allergan | 2.2 | $19M | 106k | 177.10 | |
| UnitedHealth (UNH) | 2.1 | $17M | 70k | 249.37 | |
| Apple (AAPL) | 2.0 | $17M | 67k | 253.95 | |
| Amgen (AMGN) | 2.0 | $16M | 81k | 202.73 | |
| Sonoco Products Company (SON) | 1.9 | $16M | 352k | 46.35 | |
| Qualcomm (QCOM) | 1.9 | $16M | 236k | 67.65 | |
| JPMorgan Chase & Co. (JPM) | 1.8 | $15M | 164k | 90.03 | |
| Alleghany Corporation | 1.8 | $15M | 27k | 552.36 | |
| Johnson Controls International Plc equity (JCI) | 1.5 | $13M | 462k | 26.96 | |
| BorgWarner (BWA) | 1.3 | $11M | 453k | 24.37 | |
| Lennar Corporation (LEN) | 1.2 | $10M | 265k | 38.20 | |
| Starbucks Corporation (SBUX) | 1.2 | $10M | 154k | 65.74 | |
| MetLife (MET) | 1.1 | $9.2M | 302k | 30.57 | |
| National Western Life (NWLI) | 1.1 | $8.9M | 52k | 172.00 | |
| Ii-vi | 1.0 | $8.6M | 300k | 28.50 | |
| Invesco Bulletshares 2020 Corp | 1.0 | $8.5M | 406k | 21.01 | |
| Walker & Dunlop (WD) | 1.0 | $8.4M | 208k | 40.27 | |
| Exxon Mobil Corporation (XOM) | 0.9 | $7.7M | 202k | 37.97 | |
| Berkshire Hathaway (BRK.A) | 0.9 | $7.6M | 28.00 | 272000.00 | |
| salesforce (CRM) | 0.8 | $7.0M | 49k | 143.97 | |
| Ares Capital Corporation (ARCC) | 0.8 | $7.0M | 653k | 10.78 | |
| AutoZone (AZO) | 0.8 | $6.7M | 7.9k | 846.03 | |
| Illinois Tool Works (ITW) | 0.8 | $6.5M | 46k | 142.13 | |
| Eli Lilly & Co. (LLY) | 0.8 | $6.4M | 46k | 138.73 | |
| Nutrien (NTR) | 0.8 | $6.4M | 188k | 33.94 | |
| Kennametal (KMT) | 0.7 | $6.0M | 321k | 18.62 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.7 | $5.9M | 188k | 31.62 | |
| Sanderson Farms | 0.7 | $5.6M | 46k | 123.33 | |
| Walt Disney Company (DIS) | 0.7 | $5.5M | 57k | 96.60 | |
| Amazon (AMZN) | 0.6 | $5.1M | 2.6k | 1949.89 | |
| Howmet Aerospace (HWM) | 0.6 | $4.9M | 306k | 16.06 | |
| 3M Company (MMM) | 0.6 | $4.8M | 35k | 136.51 | |
| Johnson & Johnson (JNJ) | 0.5 | $4.5M | 35k | 131.13 | |
| United Technologies Corporation | 0.5 | $4.5M | 48k | 94.32 | |
| Ingredion Incorporated (INGR) | 0.5 | $4.3M | 57k | 75.50 | |
| Invesco Bulletshares 2021 Corp | 0.5 | $4.4M | 209k | 20.97 | |
| Citigroup (C) | 0.5 | $4.2M | 101k | 42.12 | |
| Aon | 0.5 | $4.1M | 25k | 165.04 | |
| Abb (ABBNY) | 0.5 | $4.0M | 234k | 17.26 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.4 | $3.3M | 191k | 17.19 | |
| Goldman Sachs Etf Tr equal weig (GSEW) | 0.4 | $3.1M | 82k | 38.16 | |
| Pfizer (PFE) | 0.3 | $2.8M | 87k | 32.64 | |
| Unilever (UL) | 0.3 | $2.8M | 55k | 50.57 | |
| Vishay Precision (VPG) | 0.3 | $2.7M | 136k | 20.08 | |
| Cibc Cad (CM) | 0.3 | $2.7M | 47k | 57.97 | |
| A Mark Precious Metals (AMRK) | 0.3 | $2.6M | 209k | 12.28 | |
| Dominion Resources (D) | 0.3 | $2.6M | 35k | 72.20 | |
| General Mills (GIS) | 0.3 | $2.5M | 48k | 52.77 | |
| Chevron Corporation (CVX) | 0.3 | $2.5M | 34k | 72.47 | |
| Estee Lauder Companies (EL) | 0.3 | $2.3M | 15k | 159.36 | |
| Teradyne (TER) | 0.3 | $2.4M | 44k | 54.17 | |
| Equinix (EQIX) | 0.3 | $2.3M | 3.7k | 624.46 | |
| Home Depot (HD) | 0.3 | $2.2M | 12k | 186.68 | |
| J&J Snack Foods (JJSF) | 0.3 | $2.2M | 18k | 121.01 | |
| Dupont De Nemours (DD) | 0.3 | $2.2M | 64k | 34.10 | |
| Jacobs Engineering | 0.2 | $2.0M | 25k | 79.28 | |
| Vanguard Growth ETF (VUG) | 0.2 | $2.0M | 13k | 156.69 | |
| Emerson Electric (EMR) | 0.2 | $1.8M | 38k | 47.66 | |
| Seneca Foods Corporation (SENEA) | 0.2 | $1.8M | 45k | 39.78 | |
| Liberty Broadband Cl C (LBRDK) | 0.2 | $1.7M | 15k | 110.72 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.2 | $1.7M | 53k | 31.69 | |
| Western Union Company (WU) | 0.2 | $1.5M | 84k | 18.13 | |
| International Business Machines (IBM) | 0.2 | $1.5M | 13k | 110.90 | |
| Merck & Co (MRK) | 0.2 | $1.5M | 20k | 76.93 | |
| Wendy's/arby's Group (WEN) | 0.2 | $1.5M | 104k | 14.88 | |
| FedEx Corporation (FDX) | 0.2 | $1.4M | 12k | 121.25 | |
| General Motors Company (GM) | 0.2 | $1.5M | 71k | 20.77 | |
| Gladstone Ld (LAND) | 0.2 | $1.3M | 111k | 11.85 | |
| Bank of America Corporation (BAC) | 0.1 | $1.3M | 59k | 21.22 | |
| Xylem (XYL) | 0.1 | $1.2M | 19k | 65.15 | |
| Tri Pointe Homes (TPH) | 0.1 | $1.3M | 144k | 8.77 | |
| Nortonlifelock (GEN) | 0.1 | $1.2M | 66k | 18.70 | |
| Stryker Corporation (SYK) | 0.1 | $1.2M | 7.0k | 166.55 | |
| Valmont Industries (VMI) | 0.1 | $1.2M | 11k | 106.03 | |
| Mercer International (MERC) | 0.1 | $1.2M | 166k | 7.24 | |
| Automatic Data Processing (ADP) | 0.1 | $1.1M | 8.2k | 136.76 | |
| Henry Schein (HSIC) | 0.1 | $1.1M | 22k | 50.51 | |
| UMH Properties (UMH) | 0.1 | $1.1M | 101k | 10.86 | |
| Cheniere Energy (LNG) | 0.1 | $1.1M | 34k | 33.51 | |
| Manitex International (MNTX) | 0.1 | $1.1M | 259k | 4.13 | |
| Union Pacific Corporation (UNP) | 0.1 | $1.0M | 7.4k | 141.07 | |
| American National Insurance Company | 0.1 | $1.0M | 13k | 82.40 | |
| Builders FirstSource (BLDR) | 0.1 | $1.0M | 84k | 12.23 | |
| Dunkin' Brands Group | 0.1 | $982k | 19k | 53.08 | |
| General Electric Company | 0.1 | $893k | 112k | 7.94 | |
| Medical Properties Trust (MPW) | 0.1 | $953k | 55k | 17.30 | |
| Ishares Tr usa min vo (USMV) | 0.1 | $896k | 17k | 54.03 | |
| Ishares Tr liquid inc etf (ICSH) | 0.1 | $909k | 18k | 49.97 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $915k | 787.00 | 1162.64 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.1 | $937k | 2.1k | 436.42 | |
| Bsco etf (BSCO) | 0.1 | $891k | 43k | 20.64 | |
| L3harris Technologies (LHX) | 0.1 | $892k | 5.0k | 180.20 | |
| ConocoPhillips (COP) | 0.1 | $732k | 24k | 30.79 | |
| Kelly Services (KELYA) | 0.1 | $761k | 60k | 12.68 | |
| Village Super Market (VLGEA) | 0.1 | $713k | 29k | 24.59 | |
| Monmouth R.E. Inv | 0.1 | $754k | 63k | 12.04 | |
| Air Lease Corp (AL) | 0.1 | $772k | 35k | 22.14 | |
| Cbre Group Inc Cl A (CBRE) | 0.1 | $725k | 19k | 37.71 | |
| Voya Prime Rate Trust sh ben int | 0.1 | $794k | 214k | 3.71 | |
| Synchrony Financial (SYF) | 0.1 | $770k | 48k | 16.08 | |
| Medtronic (MDT) | 0.1 | $766k | 8.5k | 90.21 | |
| Pure Storage Inc - Class A (PSTG) | 0.1 | $753k | 61k | 12.30 | |
| BP (BP) | 0.1 | $655k | 27k | 24.41 | |
| Dick's Sporting Goods (DKS) | 0.1 | $674k | 32k | 21.27 | |
| Schnitzer Steel Industries (RDUS) | 0.1 | $691k | 53k | 13.04 | |
| CVS Caremark Corporation (CVS) | 0.1 | $688k | 12k | 59.36 | |
| SPDR S&P Biotech (XBI) | 0.1 | $658k | 8.5k | 77.41 | |
| Putnam Premier Income Trust (PPT) | 0.1 | $664k | 146k | 4.54 | |
| Goldfield Corporation | 0.1 | $652k | 230k | 2.84 | |
| Lincoln National Corporation (LNC) | 0.1 | $554k | 21k | 26.34 | |
| Boeing Company (BA) | 0.1 | $576k | 3.9k | 149.03 | |
| Verizon Communications (VZ) | 0.1 | $596k | 11k | 53.75 | |
| Alaska Air (ALK) | 0.1 | $618k | 22k | 28.47 | |
| Quest Diagnostics Incorporated (DGX) | 0.1 | $611k | 7.6k | 80.24 | |
| Seaboard Corporation (SEB) | 0.1 | $613k | 218.00 | 2811.93 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $573k | 2.2k | 262.96 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.1 | $601k | 60k | 10.01 | |
| Ishares Msci Usa Quality Facto invalid (QUAL) | 0.1 | $585k | 7.2k | 80.99 | |
| Tivo Corp | 0.1 | $557k | 79k | 7.08 | |
| Coca-Cola Company (KO) | 0.1 | $518k | 12k | 44.22 | |
| United Parcel Service (UPS) | 0.1 | $515k | 5.5k | 93.48 | |
| Royal Dutch Shell | 0.1 | $474k | 14k | 34.88 | |
| Biogen Idec (BIIB) | 0.1 | $475k | 1.5k | 316.67 | |
| Vornado Realty Trust (VNO) | 0.1 | $501k | 14k | 36.23 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $471k | 3.3k | 143.86 | |
| Friedman Inds (FRD) | 0.1 | $502k | 114k | 4.41 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $509k | 3.4k | 150.77 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $471k | 4.1k | 115.27 | |
| AllianceBernstein Global Hgh Incm (AWF) | 0.1 | $531k | 57k | 9.27 | |
| Manhattan Bridge Capital (LOAN) | 0.1 | $467k | 114k | 4.09 | |
| Apollo Sr Floating Rate Fd I (AFT) | 0.1 | $528k | 46k | 11.60 | |
| Facebook Inc cl a (META) | 0.1 | $509k | 3.1k | 166.80 | |
| Townsquare Media Inc cl a (TSQ) | 0.1 | $485k | 105k | 4.61 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $508k | 437.00 | 1162.47 | |
| Itt (ITT) | 0.1 | $497k | 11k | 45.40 | |
| Consolidated Edison (ED) | 0.1 | $455k | 5.8k | 77.96 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $389k | 1.5k | 257.79 | |
| At&t (T) | 0.1 | $387k | 13k | 29.13 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $384k | 3.0k | 128.00 | |
| Raytheon Company | 0.1 | $433k | 3.3k | 131.21 | |
| Novartis (NVS) | 0.1 | $409k | 5.0k | 82.54 | |
| Gilead Sciences (GILD) | 0.1 | $396k | 5.3k | 74.72 | |
| General Dynamics Corporation (GD) | 0.1 | $423k | 3.2k | 132.19 | |
| Public Service Enterprise (PEG) | 0.1 | $460k | 10k | 44.95 | |
| Darling International (DAR) | 0.1 | $396k | 21k | 19.15 | |
| Meritage Homes Corporation (MTH) | 0.1 | $387k | 11k | 36.51 | |
| Trinity Industries (TRN) | 0.1 | $458k | 29k | 16.07 | |
| Tesla Motors (TSLA) | 0.1 | $406k | 775.00 | 523.87 | |
| iShares S&P Cal AMTFr Mncpl Bnd (CMF) | 0.1 | $437k | 7.2k | 60.56 | |
| Ishares Core Intl Stock Etf core (IXUS) | 0.1 | $444k | 9.5k | 46.98 | |
| Hannon Armstrong (HASI) | 0.1 | $439k | 22k | 20.40 | |
| Intercontinental Exchange (ICE) | 0.1 | $444k | 5.5k | 80.73 | |
| Anthem (ELV) | 0.1 | $397k | 1.8k | 226.90 | |
| Rpt Realty | 0.1 | $444k | 74k | 6.03 | |
| M&T Bank Corporation (MTB) | 0.0 | $367k | 3.6k | 103.38 | |
| Wal-Mart Stores (WMT) | 0.0 | $363k | 3.2k | 113.72 | |
| Norfolk Southern (NSC) | 0.0 | $310k | 2.1k | 145.88 | |
| NVIDIA Corporation (NVDA) | 0.0 | $339k | 1.3k | 263.81 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $321k | 1.0k | 318.14 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $343k | 38k | 8.94 | |
| McKesson Corporation (MCK) | 0.0 | $365k | 2.7k | 135.19 | |
| D.R. Horton (DHI) | 0.0 | $333k | 9.8k | 33.98 | |
| New York Community Ban | 0.0 | $317k | 34k | 9.39 | |
| J.M. Smucker Company (SJM) | 0.0 | $319k | 2.9k | 110.88 | |
| MFS Intermediate Income Trust (MIN) | 0.0 | $370k | 103k | 3.60 | |
| Netflix (NFLX) | 0.0 | $351k | 935.00 | 375.40 | |
| Enbridge (ENB) | 0.0 | $314k | 11k | 29.10 | |
| Healthcare Services (HCSG) | 0.0 | $363k | 15k | 23.92 | |
| Westlake Chemical Corporation (WLK) | 0.0 | $368k | 9.7k | 38.13 | |
| Ametek (AME) | 0.0 | $308k | 4.3k | 72.06 | |
| Hurco Companies (HURC) | 0.0 | $338k | 12k | 29.14 | |
| Dana Holding Corporation (DAN) | 0.0 | $325k | 42k | 7.81 | |
| Frequency Electronics (FEIM) | 0.0 | $312k | 34k | 9.13 | |
| Research Frontiers (REFR) | 0.0 | $374k | 160k | 2.34 | |
| Templeton Global Income Fund | 0.0 | $337k | 63k | 5.35 | |
| LogMeIn | 0.0 | $375k | 4.5k | 83.33 | |
| iShares S&P Latin America 40 Index (ILF) | 0.0 | $370k | 20k | 18.28 | |
| Eaton Vance Floating-Rate Income Trust (EFT) | 0.0 | $298k | 29k | 10.24 | |
| Pimco Income Strategy Fund (PFL) | 0.0 | $326k | 39k | 8.45 | |
| Rand Capital Corporation | 0.0 | $376k | 168k | 2.24 | |
| Pdc Energy | 0.0 | $311k | 50k | 6.22 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.0 | $297k | 27k | 10.96 | |
| Perma-pipe International (PPIH) | 0.0 | $374k | 60k | 6.22 | |
| Jefferies Finl Group (JEF) | 0.0 | $306k | 22k | 13.66 | |
| Invesco Qqq Trust Series 1 (QQQ) | 0.0 | $306k | 1.6k | 190.30 | |
| Gencor Industries (GENC) | 0.0 | $248k | 24k | 10.50 | |
| American Express Company (AXP) | 0.0 | $285k | 3.3k | 85.51 | |
| Northern Trust Corporation (NTRS) | 0.0 | $264k | 3.5k | 75.43 | |
| Abbott Laboratories (ABT) | 0.0 | $265k | 3.4k | 78.87 | |
| Regeneron Pharmaceuticals (REGN) | 0.0 | $293k | 600.00 | 488.33 | |
| American Eagle Outfitters (AEO) | 0.0 | $226k | 28k | 7.96 | |
| Morgan Stanley (MS) | 0.0 | $263k | 7.7k | 33.98 | |
| Valero Energy Corporation (VLO) | 0.0 | $236k | 5.2k | 45.38 | |
| Becton, Dickinson and (BDX) | 0.0 | $218k | 950.00 | 229.47 | |
| American Financial (AFG) | 0.0 | $210k | 3.0k | 70.00 | |
| Honeywell International (HON) | 0.0 | $262k | 2.0k | 133.81 | |
| Nextera Energy (NEE) | 0.0 | $212k | 882.00 | 240.36 | |
| Procter & Gamble Company (PG) | 0.0 | $253k | 2.3k | 110.00 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $275k | 6.3k | 43.79 | |
| Target Corporation (TGT) | 0.0 | $232k | 2.5k | 92.80 | |
| Discovery Communications | 0.0 | $235k | 13k | 17.50 | |
| Big Lots (BIGGQ) | 0.0 | $293k | 21k | 14.22 | |
| GATX Corporation (GATX) | 0.0 | $263k | 4.2k | 62.62 | |
| Consolidated-Tomoka Land | 0.0 | $227k | 5.0k | 45.40 | |
| Texas Pacific Land Trust | 0.0 | $285k | 750.00 | 380.00 | |
| Bar Harbor Bankshares (BHB) | 0.0 | $283k | 16k | 17.27 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $231k | 4.1k | 56.00 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.0 | $287k | 29k | 9.90 | |
| First Trust/Four Corners SFRI Fund II (FCT) | 0.0 | $274k | 29k | 9.51 | |
| Invesco Van Kampen Trust For Inv Grd Mun (VGM) | 0.0 | $212k | 18k | 12.11 | |
| Pimco Income Strategy Fund II (PFN) | 0.0 | $270k | 36k | 7.57 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $278k | 12k | 23.61 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $276k | 20k | 13.78 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $229k | 5.0k | 45.80 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $226k | 2.1k | 106.91 | |
| Hubbell (HUBB) | 0.0 | $227k | 2.0k | 114.94 | |
| Impinj (PI) | 0.0 | $267k | 16k | 16.70 | |
| Jbg Smith Properties (JBGS) | 0.0 | $220k | 6.9k | 31.82 | |
| Invesco Exch Trd Slf Idx Fd bulshs 2022 hy | 0.0 | $292k | 14k | 21.63 | |
| Fidelity low durtin etf (FLDR) | 0.0 | $239k | 4.9k | 48.78 | |
| Vanguard Esg U.s. Stock Etf etf (ESGV) | 0.0 | $266k | 5.8k | 45.86 | |
| Covetrus | 0.0 | $240k | 30k | 8.14 | |
| Dow (DOW) | 0.0 | $267k | 9.1k | 29.25 | |
| Viacomcbs (PARA) | 0.0 | $290k | 21k | 14.03 | |
| Comcast Corporation (CMCSA) | 0.0 | $203k | 5.9k | 34.40 | |
| Enterprise Products Partners (EPD) | 0.0 | $189k | 13k | 14.26 | |
| Coeur d'Alene Mines Corporation (CDE) | 0.0 | $148k | 46k | 3.22 | |
| ImmuCell Corporation (ICCC) | 0.0 | $192k | 51k | 3.79 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $137k | 14k | 9.79 | |
| Aberdeen Global Income Fund (FCO) | 0.0 | $173k | 32k | 5.42 | |
| Nuveen Quality Pref. Inc. Fund II | 0.0 | $174k | 24k | 7.26 | |
| BlackRock Enhanced Dividend Achievers Tr (BDJ) | 0.0 | $191k | 29k | 6.52 | |
| Blackrock Muniyield Ariz | 0.0 | $130k | 10k | 13.00 | |
| Invesco Van Kampen Muni Opp Trust (VMO) | 0.0 | $177k | 16k | 11.42 | |
| BlackRock MuniYield New York Insured Fnd (MYN) | 0.0 | $191k | 16k | 12.24 | |
| BlackRock MuniHoldings New York Insured (MHN) | 0.0 | $205k | 16k | 12.58 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 0.0 | $171k | 13k | 13.15 | |
| Western Asset Municipal Partners Fnd | 0.0 | $163k | 12k | 13.65 | |
| Ishares Inc cmn (EUSA) | 0.0 | $204k | 4.4k | 46.67 | |
| Brixmor Prty (BRX) | 0.0 | $185k | 20k | 9.50 | |
| Novocure Ltd ord (NVCR) | 0.0 | $202k | 3.0k | 67.33 | |
| Pedev (PED) | 0.0 | $128k | 146k | 0.88 | |
| Invesco Exch Trd Slf Idx Fd bulshs 2021 hy | 0.0 | $200k | 9.0k | 22.14 | |
| Ford Motor Company (F) | 0.0 | $49k | 10k | 4.82 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $50k | 12k | 4.24 | |
| Acacia Research Corporation (ACTG) | 0.0 | $49k | 22k | 2.23 | |
| Universal Stainless & Alloy Products (USAP) | 0.0 | $109k | 14k | 7.68 | |
| Cerus Corporation (CERS) | 0.0 | $86k | 19k | 4.65 | |
| Blackrock Kelso Capital | 0.0 | $45k | 21k | 2.20 | |
| Orbcomm | 0.0 | $88k | 36k | 2.44 | |
| Putnam Master Int. Income (PIM) | 0.0 | $45k | 11k | 4.09 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $75k | 22k | 3.37 | |
| Cohen & Steers Quality Income Realty (RQI) | 0.0 | $116k | 13k | 9.06 | |
| Eaton Vance Municipal Income Trust (EVN) | 0.0 | $120k | 10k | 12.00 | |
| Opko Health (OPK) | 0.0 | $77k | 58k | 1.33 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.0 | $73k | 10k | 7.30 | |
| Atlantic American Corporation (AAME) | 0.0 | $76k | 36k | 2.11 | |
| Magal Security Sys Ltd ord | 0.0 | $52k | 18k | 2.92 | |
| Nuveen Arizona Premium Income Mun (NAZ) | 0.0 | $124k | 10k | 12.40 | |
| S&W Seed Company (SANW) | 0.0 | $120k | 59k | 2.05 | |
| Japan Equity Fund ietf (JEQ) | 0.0 | $116k | 19k | 6.23 | |
| Finjan Holdings | 0.0 | $47k | 47k | 1.01 | |
| 180 Degree Cap | 0.0 | $102k | 75k | 1.36 | |
| Ovid Therapeutics (OVID) | 0.0 | $75k | 25k | 3.00 | |
| Onespaworld Holdings Ltd onespaworld hold (OSW) | 0.0 | $111k | 27k | 4.05 | |
| Service Pptys Tr (SVC) | 0.0 | $116k | 21k | 5.42 | |
| Bellicum Pharmaceuticals | 0.0 | $61k | 13k | 4.71 | |
| J.C. Penney Company | 0.0 | $5.0k | 13k | 0.38 | |
| Pennsylvania R.E.I.T. | 0.0 | $10k | 11k | 0.91 | |
| Equus Total Return (EQS) | 0.0 | $17k | 18k | 0.96 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.0 | $32k | 10k | 3.20 | |
| Wireless Tele | 0.0 | $22k | 23k | 0.97 | |
| Arts-Way Manufacturing (ARTW) | 0.0 | $40k | 19k | 2.13 | |
| Pacific Ethanol | 0.0 | $3.0k | 10k | 0.30 | |
| Izea Worldwide | 0.0 | $4.0k | 20k | 0.20 |
