SII Investments

SII Investments as of Sept. 30, 2011

Portfolio Holdings for SII Investments

SII Investments holds 266 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
ConocoPhillips (COP) 8.1 $17M 269k 63.31
iShares Barclays TIPS Bond Fund (TIP) 4.0 $8.4M 74k 114.22
Chevron Corporation (CVX) 2.9 $6.1M 66k 92.56
Exxon Mobil Corporation (XOM) 2.5 $5.2M 71k 72.52
Direxion Shs Etf Tr dly smcap bear3x 2.0 $4.2M 79k 52.97
Johnson & Johnson (JNJ) 1.9 $3.9M 62k 63.76
SPDR Gold Trust (GLD) 1.9 $3.9M 25k 158.53
Apple (AAPL) 1.9 $3.9M 10k 380.77
At&t (T) 1.6 $3.3M 116k 28.67
McDonald's Corporation (MCD) 1.5 $3.1M 35k 88.15
Microsoft Corporation (MSFT) 1.3 $2.7M 107k 24.81
Procter & Gamble Company (PG) 1.3 $2.6M 42k 62.97
General Electric Company 1.2 $2.6M 168k 15.39
Oracle Corporation (ORCL) 1.2 $2.5M 87k 28.73
International Business Machines (IBM) 1.2 $2.5M 14k 174.24
Coca-Cola Company (KO) 1.1 $2.3M 34k 67.75
Verizon Communications (VZ) 1.0 $2.2M 60k 36.65
Kinder Morgan Energy Partners 1.0 $2.1M 31k 68.72
3M Company (MMM) 1.0 $2.1M 29k 71.56
Piedmont Office Realty Trust (PDM) 1.0 $2.1M 128k 16.18
iShares Gold Trust 1.0 $2.0M 127k 15.87
Philip Morris International (PM) 0.9 $1.9M 30k 62.34
Altria (MO) 0.9 $1.9M 69k 26.72
Hormel Foods Corporation (HRL) 0.9 $1.9M 69k 26.98
Vanguard Total Bond Market ETF (BND) 0.9 $1.9M 22k 83.72
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.9 $1.8M 22k 84.56
Pfizer (PFE) 0.9 $1.8M 102k 17.75
iShares S&P 500 Index (IVV) 0.9 $1.8M 16k 113.57
Norfolk Southern (NSC) 0.8 $1.7M 27k 60.72
iShares Silver Trust (SLV) 0.8 $1.6M 57k 28.99
Central Fd Cda Ltd cl a 0.7 $1.5M 75k 20.53
Wells Fargo & Company (WFC) 0.7 $1.5M 63k 23.97
iShares Lehman Aggregate Bond (AGG) 0.7 $1.5M 14k 109.81
Health Care REIT 0.7 $1.5M 32k 46.74
Zimmer Holdings (ZBH) 0.7 $1.5M 27k 53.20
New Germany Fund (GF) 0.7 $1.5M 114k 12.85
Berkshire Hathaway (BRK.B) 0.6 $1.3M 19k 71.32
Wal-Mart Stores (WMT) 0.6 $1.3M 26k 51.99
Walgreen Company 0.6 $1.3M 41k 32.81
Central Gold-Trust 0.6 $1.3M 21k 63.58
Archer Daniels Midland Company (ADM) 0.6 $1.3M 54k 24.68
Merck & Co (MRK) 0.6 $1.3M 39k 32.55
iShares MSCI Emerging Markets Indx (EEM) 0.6 $1.2M 35k 35.27
Charles Schwab Corporation (SCHW) 0.6 $1.2M 110k 11.26
iShares Dow Jones Select Dividend (DVY) 0.6 $1.2M 25k 49.28
Caterpillar (CAT) 0.6 $1.2M 16k 73.15
iShares FTSE/Xinhua China 25 Index (FXI) 0.6 $1.1M 37k 30.76
Spdr S&p 500 Etf (SPY) 0.5 $1.1M 10k 113.19
Kroger (KR) 0.5 $1.1M 50k 21.94
Annaly Capital Management 0.5 $1.1M 64k 16.74
Bristol Myers Squibb (BMY) 0.5 $1.1M 34k 31.37
Vodafone 0.5 $1.1M 42k 25.63
iShares Russell Midcap Index Fund (IWR) 0.5 $1.1M 12k 89.36
Johnson Controls 0.5 $1.0M 38k 26.33
iShares MSCI Brazil Index (EWZ) 0.5 $985k 19k 50.79
iShares Russell 2000 Index (IWM) 0.5 $956k 15k 64.34
iShares Dow Jones US Basic Mater. (IYM) 0.4 $874k 15k 58.56
Citigroup (C) 0.4 $873k 34k 25.75
U.S. Bancorp (USB) 0.4 $861k 37k 23.61
DWS Strategic Income Trust 0.4 $857k 66k 12.93
Intel Corporation (INTC) 0.4 $846k 40k 21.30
Pepsi (PEP) 0.4 $827k 13k 61.90
Ford Motor Company (F) 0.4 $833k 86k 9.67
iShares NASDAQ Biotechnology Index (IBB) 0.4 $838k 9.2k 90.79
PowerShares QQQ Trust, Series 1 0.4 $827k 16k 52.42
iShares MSCI EAFE Index Fund (EFA) 0.4 $821k 17k 47.74
Market Vectors Gold Miners ETF 0.4 $812k 14k 56.69
Abbott Laboratories (ABT) 0.4 $783k 15k 51.12
Seadrill 0.4 $773k 28k 27.60
Vanguard Growth ETF (VUG) 0.4 $751k 13k 56.07
Nextera Energy (NEE) 0.3 $728k 14k 53.58
EOG Resources (EOG) 0.3 $702k 10k 70.40
United Technologies Corporation 0.3 $688k 9.8k 70.56
iShares S&P MidCap 400 Index (IJH) 0.3 $685k 8.8k 77.89
JPMorgan Chase & Co. (JPM) 0.3 $671k 22k 30.29
Linn Energy 0.3 $665k 19k 35.86
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $668k 6.2k 108.60
Powershares DB Base Metals Fund 0.3 $660k 35k 18.65
Vanguard Value ETF (VTV) 0.3 $675k 14k 47.01
AllianceBernstein Global Hgh Incm (AWF) 0.3 $665k 51k 12.98
Kraft Foods 0.3 $639k 19k 33.78
Lowe's Companies (LOW) 0.3 $648k 33k 19.46
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.3 $653k 36k 18.05
Tortoise Energy Infrastructure 0.3 $648k 19k 33.98
BP (BP) 0.3 $636k 18k 36.13
Fluor Corporation (FLR) 0.3 $624k 13k 46.58
Baxter International (BAX) 0.3 $610k 11k 56.07
Cooper Industries 0.3 $612k 13k 46.06
iShares S&P SmallCap 600 Index (IJR) 0.3 $610k 10k 58.43
Illinois Tool Works (ITW) 0.3 $583k 14k 41.37
Vanguard Small-Cap Growth ETF (VBK) 0.3 $582k 8.7k 67.14
iShares MSCI Canada Index (EWC) 0.3 $589k 23k 25.60
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $594k 5.5k 108.26
iShares 2015 S&P AMT-Free Mun Ser ETF 0.3 $595k 11k 52.56
Team 0.3 $566k 27k 20.88
Consolidated Edison (ED) 0.3 $550k 9.5k 57.71
Cisco Systems (CSCO) 0.3 $537k 34k 15.60
BP Prudhoe Bay Royalty Trust (BPT) 0.3 $554k 5.2k 105.58
CurrencyShares Australian Dollar Trust 0.3 $553k 5.7k 96.59
China Mobile 0.2 $531k 11k 48.66
FTI Consulting (FCN) 0.2 $527k 14k 36.87
Colgate-Palmolive Company (CL) 0.2 $513k 5.8k 88.45
New York Community Ban (NYCB) 0.2 $524k 44k 11.87
Sovran Self Storage 0.2 $530k 14k 37.32
Acacia Research Corporation (ACTG) 0.2 $531k 15k 36.06
Target Corporation (TGT) 0.2 $498k 10k 49.29
WisdomTree Dividend ex-Fin Fund (AIVL) 0.2 $507k 11k 46.94
Darden Restaurants (DRI) 0.2 $475k 11k 42.46
Energizer Holdings 0.2 $480k 7.2k 66.29
Southern Company (SO) 0.2 $478k 12k 41.40
Vanguard Small-Cap Value ETF (VBR) 0.2 $473k 8.5k 55.62
Vanguard Mid-Cap ETF (VO) 0.2 $486k 7.5k 65.03
Honeywell International (HON) 0.2 $469k 11k 43.46
Freeport-McMoRan Copper & Gold (FCX) 0.2 $468k 15k 30.46
Google 0.2 $456k 886.00 514.67
National Presto Industries (NPK) 0.2 $462k 5.2k 88.08
Southern Copper Corporation (SCCO) 0.2 $466k 19k 24.06
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $469k 4.2k 112.31
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.2 $451k 8.5k 53.33
Penn West Energy Trust 0.2 $464k 32k 14.75
Microchip Technology (MCHP) 0.2 $445k 14k 30.92
Schlumberger (SLB) 0.2 $440k 7.4k 59.86
Vail Resorts (MTN) 0.2 $433k 12k 37.64
Templeton Dragon Fund (TDF) 0.2 $444k 18k 24.40
iShares Russell Midcap Growth Idx. (IWP) 0.2 $448k 9.1k 49.44
Vanguard Extended Market ETF (VXF) 0.2 $440k 9.5k 46.23
Rivus Bond Fund 0.2 $436k 24k 18.35
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.2 $431k 42k 10.36
Xcel Energy (XEL) 0.2 $427k 17k 24.48
Jos. A. Bank Clothiers 0.2 $426k 9.1k 46.84
Adams Express Company (ADX) 0.2 $417k 46k 9.08
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $424k 30k 14.13
Hartford Financial Services (HIG) 0.2 $397k 25k 16.10
United Parcel Service (UPS) 0.2 $402k 6.4k 62.71
Boeing Company (BA) 0.2 $403k 6.7k 60.32
GlaxoSmithKline 0.2 $395k 9.6k 41.25
Wisconsin Energy Corporation 0.2 $390k 13k 31.33
iShares S&P 500 Value Index (IVE) 0.2 $406k 7.9k 51.50
Vanguard Dividend Appreciation ETF (VIG) 0.2 $407k 8.2k 49.35
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $399k 11k 35.03
John Hancock Patriot Premium Div Fund II (PDT) 0.2 $405k 34k 11.97
40/86 Strategic Income Fund (HHY) 0.2 $393k 43k 9.20
Costco Wholesale Corporation (COST) 0.2 $373k 4.5k 82.07
Home Properties 0.2 $385k 6.8k 56.78
Vanguard Emerging Markets ETF (VWO) 0.2 $368k 10k 35.88
First Trust Mid Cap Core Alpha Fnd (FNX) 0.2 $369k 13k 28.39
Bank of America Corporation (BAC) 0.2 $351k 58k 6.08
Teva Pharmaceutical Industries (TEVA) 0.2 $350k 9.3k 37.52
NVIDIA Corporation (NVDA) 0.2 $363k 29k 12.55
Union Pacific Corporation (UNP) 0.2 $354k 4.4k 81.32
General Mills (GIS) 0.2 $358k 9.4k 38.29
Vanguard Small-Cap ETF (VB) 0.2 $356k 5.8k 61.15
Goldman Sachs (GS) 0.2 $329k 3.5k 93.76
V.F. Corporation (VFC) 0.2 $342k 2.8k 121.54
Vanguard Total Stock Market ETF (VTI) 0.2 $330k 5.7k 57.68
Montgomery Street Income Securities 0.2 $325k 21k 15.49
Walt Disney Company (DIS) 0.1 $321k 11k 30.25
Duke Energy Corporation 0.1 $312k 16k 19.95
Dell 0.1 $323k 23k 14.23
Market Vectors Agribusiness 0.1 $314k 7.5k 42.02
SPDR S&P Dividend (SDY) 0.1 $321k 6.6k 48.53
Western Union Company (WU) 0.1 $293k 19k 15.26
Kimberly-Clark Corporation (KMB) 0.1 $284k 4.0k 71.21
Anadarko Petroleum Corporation 0.1 $296k 4.7k 63.37
Alleghany Corporation 0.1 $285k 991.00 287.59
PowerShares DB Com Indx Trckng Fund 0.1 $299k 12k 25.83
Enterprise Products Partners (EPD) 0.1 $301k 7.5k 40.19
Tortoise Pwr & Energy (TPZ) 0.1 $303k 14k 22.42
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $291k 5.4k 53.95
Nuveen Quality Preferred Income Fund 0.1 $303k 40k 7.51
iShares 2014 S&P AMT-Free Mun Ser ETF 0.1 $297k 5.8k 51.19
DWS Global High Income Fund 0.1 $285k 40k 7.15
ProShares Ultra Basic Materials (UYM) 0.1 $303k 12k 25.35
Harley-Davidson (HOG) 0.1 $271k 8.0k 33.85
Las Vegas Sands (LVS) 0.1 $262k 6.8k 38.53
Yum! Brands (YUM) 0.1 $277k 5.6k 49.78
UnitedHealth (UNH) 0.1 $266k 5.7k 46.37
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $263k 3.0k 87.90
Vanguard Short-Term Bond ETF (BSV) 0.1 $270k 3.3k 81.84
Energy Select Sector SPDR (XLE) 0.1 $273k 4.7k 58.67
iShares Dow Jones US Utilities (IDU) 0.1 $270k 3.3k 81.99
SPDR Barclays Capital High Yield B 0.1 $271k 7.4k 36.41
Barclays Bk Plc ipth s^p vix 0.1 $282k 5.3k 52.82
Petroleum & Resources Corporation 0.1 $276k 12k 22.74
Progress Energy 0.1 $253k 4.9k 51.36
Becton, Dickinson and (BDX) 0.1 $242k 3.3k 73.69
Deere & Company (DE) 0.1 $242k 3.8k 63.94
Starbucks Corporation (SBUX) 0.1 $256k 6.9k 37.17
General Dynamics Corporation (GD) 0.1 $244k 4.2k 58.58
Central Securities (CET) 0.1 $248k 13k 19.70
Baidu (BIDU) 0.1 $260k 2.4k 107.22
iShares Russell 1000 Index (IWB) 0.1 $252k 4.0k 62.39
Technology SPDR (XLK) 0.1 $241k 10k 23.44
Utilities SPDR (XLU) 0.1 $247k 7.3k 33.63
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $254k 4.1k 61.44
Home Depot (HD) 0.1 $234k 7.1k 32.76
Kohl's Corporation (KSS) 0.1 $228k 4.6k 49.16
Medtronic 0.1 $233k 7.0k 33.25
E.I. du Pont de Nemours & Company 0.1 $225k 5.6k 40.15
Emerson Electric (EMR) 0.1 $233k 5.6k 41.65
CVS Caremark Corporation (CVS) 0.1 $235k 7.1k 33.09
Novartis (NVS) 0.1 $221k 3.9k 57.02
Exelon Corporation (EXC) 0.1 $238k 5.5k 43.26
Williams Companies (WMB) 0.1 $229k 9.4k 24.37
Penn Virginia Resource Partners 0.1 $222k 9.4k 23.62
iShares Russell 1000 Growth Index (IWF) 0.1 $229k 4.4k 52.51
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $235k 2.8k 82.98
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $227k 2.1k 106.52
Vanguard REIT ETF (VNQ) 0.1 $232k 4.5k 51.26
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.1 $237k 7.1k 33.18
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $239k 6.6k 36.23
General American Investors (GAM) 0.1 $239k 10k 22.89
iShares MSCI Australia Index Fund (EWA) 0.1 $226k 11k 20.08
MFS InterMarket Income Trust I 0.1 $223k 28k 8.05
Eli Lilly & Co. (LLY) 0.1 $213k 5.7k 37.07
Dominion Resources (D) 0.1 $213k 4.3k 49.91
Dow Chemical Company 0.1 $208k 9.4k 22.04
Omnicare 0.1 $206k 8.1k 25.37
Lockheed Martin Corporation (LMT) 0.1 $212k 2.9k 72.28
Allstate Corporation (ALL) 0.1 $210k 8.8k 23.77
Nike (NKE) 0.1 $204k 2.4k 85.39
iShares Russell 1000 Value Index (IWD) 0.1 $215k 3.8k 56.91
Amazon (AMZN) 0.1 $216k 994.00 217.30
BHP Billiton (BHP) 0.1 $217k 3.3k 66.65
Guess? (GES) 0.1 $213k 7.5k 28.44
iShares Russell Midcap Value Index (IWS) 0.1 $215k 5.6k 38.57
Financial Select Sector SPDR (XLF) 0.1 $200k 17k 11.90
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.1 $214k 8.8k 24.38
iShares MSCI BRIC Index Fund (BKF) 0.1 $211k 6.2k 33.85
iShares Dow Jones US Technology (IYW) 0.1 $216k 3.6k 59.19
First Trust Strgy. High Income Fund II (FHY) 0.1 $200k 43k 4.63
iShares MSCI Japan Index 0.1 $190k 20k 9.50
Mission West Properties 0.1 $191k 25k 7.59
Nuveen Select Tax Free Incom Portfolio 2 0.1 $179k 14k 12.96
Titanium Metals Corporation 0.1 $159k 11k 14.30
DNP Select Income Fund (DNP) 0.1 $141k 14k 10.04
Corning Incorporated (GLW) 0.1 $125k 10k 12.31
Hansen Medical 0.1 $118k 35k 3.37
BlackRock Corporate High Yield Fund V In 0.1 $119k 11k 10.82
Blackrock Strategic Bond Trust 0.1 $136k 11k 12.83
Frontier Communications 0.1 $101k 19k 5.36
Infinera (INFN) 0.1 $104k 13k 7.94
Dendreon Corporation 0.1 $99k 11k 9.45
DCT Industrial Trust 0.1 $99k 22k 4.42
H&Q Life Sciences Investors 0.1 $111k 11k 10.50
Key (KEY) 0.0 $77k 13k 5.91
Sirius XM Radio 0.0 $86k 56k 1.53
Select Medical Holdings Corporation (SEM) 0.0 $88k 13k 6.67
Liberty All-Star Equity Fund (USA) 0.0 $74k 18k 4.14
Western Asset Managed High Incm Fnd 0.0 $94k 17k 5.60
Neoprobe Corp 0.0 $87k 29k 2.99
Nokia Corporation (NOK) 0.0 $59k 11k 5.63
Oculus Innovative Sciences 0.0 $56k 35k 1.60
Dragonwave 0.0 $55k 17k 3.26
Gabelli Equity Trust (GAB) 0.0 $57k 12k 4.71
BioCryst Pharmaceuticals (BCRX) 0.0 $46k 16k 2.82
Paramount Gold and Silver 0.0 $38k 17k 2.18
Alpine Total Dynamic Dividend Fund 0.0 $50k 11k 4.55
QuickLogic Corporation 0.0 $52k 23k 2.25
Arena Pharmaceuticals 0.0 $29k 21k 1.36
Rentech 0.0 $11k 15k 0.76
Antares Pharma 0.0 $29k 13k 2.28
Platinum Group Metals 0.0 $31k 30k 1.03
Gasco Energy 0.0 $3.0k 18k 0.17
Zalicus 0.0 $9.0k 12k 0.78
Wizzard Software Corporation (WZE) 0.0 $3.0k 16k 0.19