Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Dec. 31, 2015

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 324 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 7.8 $19M 805k 24.11
Source Capital 5.2 $13M 194k 66.26
Oxlc 8 1/8 06/30/24 4.9 $12M 483k 25.31
Boulder Growth & Income Fund (STEW) 4.9 $12M 1.6M 7.74
Blackrock Science & (BST) 3.6 $8.9M 516k 17.31
Tekla Healthcare Opportunit (THQ) 3.5 $8.7M 498k 17.39
Adams Express Company (ADX) 2.5 $6.4M 495k 12.83
Alpine Total Dyn Fd New cefs 2.3 $5.7M 740k 7.68
Pimco Dynamic Credit Income other 2.3 $5.6M 313k 18.03
Tekla World Healthcare Fd ben int (THW) 2.2 $5.5M 348k 15.83
Tri-Continental Corporation (TY) 1.9 $4.8M 242k 20.02
Liberty All-Star Equity Fund (USA) 1.9 $4.6M 869k 5.35
Mvc Capital Preferred Series B preferred 1.6 $4.0M 161k 24.60
General American Investors (GAM) 1.6 $3.9M 122k 31.94
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.4 $3.5M 35k 100.60
Alpine Global Dynamic 1.3 $3.3M 373k 8.85
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.2 $3.1M 304k 10.25
Nexpoint Credit Strategies Fund (NXDT) 1.2 $3.1M 153k 20.44
Royal Caribbean Cruises (RCL) 1.2 $3.1M 30k 101.21
Morgan Stanley China A Share Fund (CAF) 1.2 $3.0M 149k 19.91
Herzfeld Caribbean Basin (HERZ) 1.1 $2.8M 420k 6.62
First Tr Energy Infrastrctr 1.1 $2.8M 189k 14.59
RMR Asia Pacific Real Estate Fund 1.1 $2.7M 140k 19.28
Petroleum & Res Corp Com cef (PEO) 1.1 $2.6M 148k 17.74
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.0 $2.6M 330k 7.84
Copa Holdings Sa-class A (CPA) 1.0 $2.4M 51k 48.27
Virtus Total Return Fund Cef 1.0 $2.4M 640k 3.81
Lennar Corporation (LEN) 1.0 $2.4M 50k 48.91
PowerShrs CEF Income Cmpst Prtfl 0.9 $2.4M 110k 21.34
MasTec (MTZ) 0.9 $2.3M 135k 17.38
Salient Midstream & M 0.9 $2.3M 240k 9.53
Japan Equity Fund ietf (JEQ) 0.9 $2.3M 298k 7.70
Gabelli Dividend & Income Trust (GDV) 0.9 $2.3M 122k 18.46
Tortoise Pipeline & Energy 0.9 $2.2M 154k 14.51
Norwegian Cruise Line Hldgs (NCLH) 0.9 $2.1M 36k 58.61
Cohen & Steers infrastucture Fund (UTF) 0.8 $2.0M 107k 19.08
Tortoise Energy Infrastructure 0.8 $2.0M 72k 27.82
Royce Value Trust (RVT) 0.8 $1.9M 160k 11.77
Zweig Total Return 0.7 $1.7M 144k 12.18
H & Q Healthcare Fund equities (HQH) 0.7 $1.7M 57k 29.66
Seaboard Corporation (SEB) 0.7 $1.7M 580.00 2894.83
Cornerstone Strategic Value (CLM) 0.7 $1.7M 106k 15.66
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.6 $1.6M 130k 12.24
New Germany Fund (GF) 0.6 $1.5M 105k 14.70
First Tr Dynamic Europe Eqt 0.6 $1.5M 88k 17.16
Carnival Corporation (CCL) 0.6 $1.5M 27k 54.48
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.6 $1.5M 133k 10.96
Japan Smaller Capitalizaion Fund (JOF) 0.6 $1.4M 134k 10.23
Nextera Energy (NEE) 0.5 $1.4M 13k 103.92
Diversified Real Asset Inc F 0.5 $1.3M 85k 15.51
Special Opportunities Fund (SPE) 0.5 $1.2M 92k 13.20
Watsco, Incorporated (WSO) 0.5 $1.2M 10k 117.13
Fomento Economico Mexicano SAB (FMX) 0.4 $1.1M 12k 92.33
Royal Dutch Shell 0.4 $1.1M 708.00 1542.37
Central Securities (CET) 0.4 $1.1M 55k 19.01
Korea (KF) 0.4 $985k 31k 31.84
First Tr High Income L/s (FSD) 0.4 $1.0M 71k 14.08
Atlantic Tele-Network 0.4 $938k 12k 78.24
Spirit Airlines 0.4 $956k 24k 39.83
Nuveen Multi-mkt Inc Income (JMM) 0.4 $939k 132k 7.10
Pimco Income Strategy Fund (PFL) 0.3 $851k 87k 9.74
Guggenheim Enhanced Equity Strategy 0.3 $855k 54k 15.77
Cemex SAB de CV (CX) 0.3 $815k 146k 5.57
Tortoise MLP Fund 0.3 $830k 48k 17.36
Popular (BPOP) 0.3 $822k 29k 28.34
Allianzgi Nfj Divid Int Prem S cefs 0.3 $826k 67k 12.38
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.3 $791k 41k 19.34
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.3 $809k 78k 10.44
Grupo Televisa (TV) 0.3 $773k 28k 27.22
Gabelli Global Multimedia Trust (GGT) 0.3 $757k 101k 7.50
PIMCO Corporate Income Fund (PCN) 0.3 $737k 55k 13.41
Guggenheim Enhanced Equity Income Fund. 0.3 $716k 93k 7.68
Apollo Tactical Income Fd In (AIF) 0.3 $727k 52k 13.90
Tortoise Pwr & Energy 0.3 $693k 41k 16.78
PIMCO Income Opportunity Fund 0.3 $697k 33k 21.17
Avianca Holdings Sa 0.3 $674k 158k 4.27
Gdl Fund Preferred Series B preferred 0.3 $643k 13k 50.23
America Movil Sab De Cv spon adr l 0.2 $628k 45k 14.05
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.2 $623k 8.8k 70.80
Liberty All-Star Growth Fund (ASG) 0.2 $588k 128k 4.58
Tortoise Energy equity 0.2 $575k 51k 11.27
Bancolombia 0.2 $529k 20k 26.74
Aberdeen Asia-Pacific Income Fund 0.2 $526k 115k 4.57
Cohen & Steers Total Return Real (RFI) 0.2 $531k 42k 12.61
Bancroft Fund (BCV) 0.2 $533k 29k 18.20
Taiwan Fund (TWN) 0.2 $517k 35k 14.64
Cushing Mlp Total Return Fd Com New cef 0.2 $522k 49k 10.66
Norfolk Southern (NSC) 0.2 $486k 5.8k 84.52
Advent/Claymore Enhanced Growth & Income 0.2 $510k 62k 8.26
Macquarie Global Infr Total Rtrn Fnd 0.2 $487k 26k 19.05
Marriott Vacations Wrldwde Cp (VAC) 0.2 $506k 8.9k 56.92
Livanova Plc Ord (LIVN) 0.2 $495k 8.3k 59.42
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $476k 70k 6.80
Cme (CME) 0.2 $453k 5.0k 90.60
LMP Capital and Income Fund (SCD) 0.2 $418k 34k 12.38
First Trust/FIDAC Mortgage Income Fund (FMY) 0.2 $429k 30k 14.54
Brookfield Total Return Fd I 0.2 $427k 20k 21.93
Martin Marietta Materials (MLM) 0.2 $410k 3.0k 136.67
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $389k 7.8k 49.87
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $402k 43k 9.36
Evertec (EVTC) 0.2 $396k 24k 16.75
Vulcan Materials Company (VMC) 0.1 $380k 4.0k 95.00
Alliance California Municipal Income Fun 0.1 $364k 26k 14.08
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $363k 17k 21.57
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $348k 25k 13.82
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $314k 36k 8.85
Pimco Income Strategy Fund II (PFN) 0.1 $336k 38k 8.77
Nuveen Insd Dividend Advantage (NVG) 0.1 $315k 22k 14.48
Nuveen Global High (JGH) 0.1 $332k 24k 13.75
Templeton Dragon Fund (TDF) 0.1 $297k 17k 17.83
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $300k 24k 12.35
First Trust New Opportunities 0.1 $305k 28k 10.79
Sprott Focus Tr (FUND) 0.1 $301k 52k 5.80
Tahoe Resources 0.1 $277k 32k 8.68
Western Union Company (WU) 0.1 $251k 14k 17.93
Bk Nova Cad (BNS) 0.1 $243k 6.0k 40.50
Putnam Premier Income Trust (PPT) 0.1 $239k 48k 4.95
Brookfield Global Listed 0.1 $247k 21k 11.76
Clearbridge Energy M 0.1 $261k 21k 12.32
Era 0.1 $240k 22k 11.16
Dreyfus Mun Bd Infrastructure 0.1 $237k 19k 12.40
Freeport-McMoRan Copper & Gold (FCX) 0.1 $228k 34k 6.76
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $227k 17k 13.45
Eaton Vance California Mun. Income Trust (CEV) 0.1 $221k 17k 13.33
MFS High Yield Municipal Trust (CMU) 0.1 $225k 50k 4.52
Mexico Equity and Income Fund (MXE) 0.1 $233k 22k 10.74
Mexico Fund (MXF) 0.1 $220k 13k 16.61
Singapore Fund 0.1 $222k 26k 8.55
Fresh Del Monte Produce (FDP) 0.1 $194k 5.0k 38.80
Gilead Sciences (GILD) 0.1 $202k 2.0k 101.00
Morgan Stanley Asia Pacific Fund 0.1 $207k 15k 13.81
Nuveen Insured Quality Muncipal Fund 0.1 $207k 15k 13.62
Zweig Fund 0.1 $195k 15k 13.12
Cushing Renaissance 0.1 $205k 14k 14.25
Archer Daniels Midland Company (ADM) 0.1 $183k 5.0k 36.60
Putnam High Income Securities Fund 0.1 $174k 24k 7.31
MFS Municipal Income Trust (MFM) 0.1 $180k 26k 6.81
Nuveen Dividend Advantage Municipal Fd 2 0.1 $166k 12k 14.12
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $171k 20k 8.59
Blackstone Gso Strategic (BGB) 0.1 $172k 13k 13.33
Jpmorgan China Region 0.1 $170k 11k 15.36
Cornerstone Total Rtrn Fd In (CRF) 0.1 $166k 9.9k 16.84
Thai Fund 0.1 $149k 22k 6.85
Nuveen Insured Municipal Opp. Fund 0.1 $153k 11k 14.34
MFS High Income Municipal Trust (CXE) 0.1 $152k 31k 4.91
Nuveen Select Quality Municipal Fund 0.1 $153k 11k 14.05
Mainstay Definedterm Mn Opp (MMD) 0.1 $151k 8.0k 18.80
Blackrock Multi-sector Incom other (BIT) 0.1 $146k 9.2k 15.82
Cohen & Steers Mlp Fund 0.1 $141k 14k 10.46
Eagle Grwth & Income Oppty F 0.1 $145k 9.6k 15.12
Morgan Stanley India Investment Fund (IIF) 0.1 $127k 5.0k 25.57
Amgen (AMGN) 0.1 $114k 700.00 162.86
Teekay Lng Partners 0.1 $126k 9.6k 13.14
European Equity Fund (EEA) 0.1 $133k 17k 8.08
Equus Total Return (EQS) 0.1 $118k 66k 1.80
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $127k 13k 10.16
TCW Strategic Income Fund (TSI) 0.1 $116k 22k 5.27
Nuveen Tax-Advantaged Dividend Growth 0.1 $131k 9.4k 13.94
Pacholder High Yield 0.1 $134k 22k 6.07
New Ireland Fund 0.1 $122k 8.7k 13.97
Aberdeen Indonesia Fund 0.1 $132k 24k 5.54
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $119k 17k 7.10
Cohen & Steers Ltd Dur Pfd I (LDP) 0.1 $131k 5.8k 22.59
Nuveen Flexible Invt Income 0.1 $130k 8.9k 14.64
Royce Global Value Tr (RGT) 0.1 $117k 16k 7.47
Seacor Holdings 0.0 $105k 2.0k 52.50
Merck & Co (MRK) 0.0 $106k 2.0k 53.00
Celgene Corporation 0.0 $96k 800.00 120.00
Calamos Global Dynamic Income Fund (CHW) 0.0 $106k 15k 7.16
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $91k 6.4k 14.33
Nuveen Core Equity Alpha Fund (JCE) 0.0 $88k 6.2k 14.25
RENN Global Entrepreneurs Fund (RCG) 0.0 $87k 97k 0.90
THE GDL FUND Closed-End fund (GDL) 0.0 $100k 10k 10.04
Avenue Income Cr Strat 0.0 $97k 8.6k 11.34
Exchange Traded Concepts Tr sust no am oil 0.0 $105k 5.9k 17.80
Clearbridge Amern Energ M 0.0 $100k 12k 8.16
Inovio Pharmaceuticals 0.0 $101k 15k 6.73
Deutsche Multi-mkt Income Tr Shs cef 0.0 $93k 12k 7.67
Teva Pharmaceutical Industries (TEVA) 0.0 $69k 1.0k 65.97
AstraZeneca (AZN) 0.0 $67k 2.0k 33.96
PriceSmart (PSMT) 0.0 $83k 1.0k 83.00
Central Fd Cda Ltd cl a 0.0 $80k 8.0k 10.00
China Fund (CHN) 0.0 $78k 5.0k 15.60
Jp Morgan Alerian Mlp Index 0.0 $87k 3.0k 29.00
Nuveen Diversified Dividend & Income 0.0 $82k 7.6k 10.81
DTF Tax Free Income (DTF) 0.0 $64k 4.3k 15.01
Credit Suisse Nassau Brh invrs vix sterm 0.0 $77k 3.0k 25.67
Clearbridge Energy Mlp Opp F 0.0 $80k 6.3k 12.69
Blackrock Util & Infrastrctu (BUI) 0.0 $80k 4.7k 16.86
Prudential Sht Duration Hg Y 0.0 $64k 4.4k 14.58
Brookfield Mortg. Opportunity bond etf 0.0 $74k 5.0k 14.80
Karyopharm Therapeutics 0.0 $65k 4.9k 13.35
SK Tele 0.0 $46k 2.3k 20.14
FedEx Corporation (FDX) 0.0 $60k 400.00 150.00
BioMarin Pharmaceutical (BMRN) 0.0 $42k 400.00 105.00
Eli Lilly & Co. (LLY) 0.0 $51k 600.00 85.00
Mitsubishi UFJ Financial (MUFG) 0.0 $40k 6.4k 6.27
ING Groep (ING) 0.0 $47k 3.5k 13.34
Market Vectors Gold Miners ETF 0.0 $41k 3.0k 13.67
Aberdn Emring Mkts Telecomtions 0.0 $54k 5.0k 10.88
iShares Barclays TIPS Bond Fund (TIP) 0.0 $45k 410.00 109.76
iShares Dow Jones US Medical Dev. (IHI) 0.0 $55k 450.00 122.22
Royce Micro Capital Trust (RMT) 0.0 $38k 5.2k 7.32
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $40k 3.1k 12.90
Nuveen Quality Income Municipal Fund 0.0 $57k 4.0k 14.25
PCM Fund (PCM) 0.0 $40k 4.3k 9.28
Western Asset Worldwide Income Fund 0.0 $45k 4.5k 9.99
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $56k 5.3k 10.49
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $51k 5.0k 10.20
Aberdeen Israel Fund 0.0 $40k 2.3k 17.23
Clough Global Allocation Fun (GLV) 0.0 $40k 3.0k 13.33
Cohen and Steers Global Income Builder 0.0 $46k 4.9k 9.38
Asia Pacific Fund 0.0 $52k 5.2k 10.10
Delaware Investments Dividend And Income 0.0 $41k 4.7k 8.72
LEGG MASON BW GLOBAL Income 0.0 $45k 3.9k 11.65
Doubleline Income Solutions (DSL) 0.0 $41k 2.5k 16.40
Vodafone Group New Adr F (VOD) 0.0 $47k 1.5k 32.35
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $60k 10k 6.00
Goldman Sachs Mlp Energy Ren 0.0 $55k 10k 5.50
China Petroleum & Chemical 0.0 $29k 489.00 59.30
ICICI Bank (IBN) 0.0 $23k 2.9k 7.82
Taiwan Semiconductor Mfg (TSM) 0.0 $21k 942.00 22.29
Ace Limited Cmn 0.0 $34k 289.00 117.65
Incyte Corporation (INCY) 0.0 $26k 242.00 107.44
Mattel (MAT) 0.0 $31k 1.2k 26.93
Diageo (DEO) 0.0 $29k 268.00 108.21
Unilever 0.0 $34k 790.00 43.04
Biogen Idec (BIIB) 0.0 $31k 100.00 310.00
Canadian Pacific Railway 0.0 $32k 253.00 126.48
Canadian Natural Resources (CNQ) 0.0 $20k 922.00 21.69
Shire 0.0 $34k 167.00 203.59
Barclays (BCS) 0.0 $31k 2.4k 13.00
Magna Intl Inc cl a (MGA) 0.0 $13k 312.00 41.67
HDFC Bank (HDB) 0.0 $30k 487.00 61.60
Toyota Motor Corporation (TM) 0.0 $37k 303.00 122.11
Estee Lauder Companies (EL) 0.0 $19k 216.00 87.96
Baidu (BIDU) 0.0 $35k 185.00 189.19
Ingersoll-rand Co Ltd-cl A 0.0 $34k 615.00 55.28
MVC Capital 0.0 $19k 2.6k 7.26
Prudential Public Limited Company (PUK) 0.0 $27k 605.00 44.63
Alexion Pharmaceuticals 0.0 $26k 138.00 188.41
Credicorp (BAP) 0.0 $22k 223.00 98.65
British American Tobac (BTI) 0.0 $29k 266.00 109.02
China Uni 0.0 $18k 1.5k 12.15
National Grid 0.0 $30k 428.00 70.09
Lloyds TSB (LYG) 0.0 $31k 7.2k 4.30
Ladenburg Thalmann Financial Services 0.0 $28k 10k 2.80
Asa (ASA) 0.0 $22k 3.0k 7.33
Fibria Celulose 0.0 $29k 2.3k 12.81
Sensata Technologies Hldg Bv 0.0 $25k 539.00 46.38
Nxp Semiconductors N V (NXPI) 0.0 $34k 407.00 83.54
Clearbridge Energy M 0.0 $21k 1.4k 15.00
Gabelli Equity Trust (GAB) 0.0 $20k 3.7k 5.44
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $13k 655.00 19.85
Industries N shs - a - (LYB) 0.0 $29k 336.00 86.31
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $23k 2.0k 11.50
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $21k 1.5k 13.92
Neuberger Berman Real Estate Sec (NRO) 0.0 $36k 7.2k 4.99
Nuveen Qual Preferred Inc. Fund III 0.0 $26k 3.1k 8.43
Pimco Municipal Income Fund II (PML) 0.0 $25k 2.0k 12.50
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $31k 2.0k 15.50
Central Europe and Russia Fund (CEE) 0.0 $33k 2.0k 16.39
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $24k 1.5k 16.40
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $26k 2.0k 13.00
Invesco Quality Municipal Inc Trust (IQI) 0.0 $25k 2.0k 12.50
Nuveen Municipal Advantage Fund 0.0 $35k 2.5k 14.00
Nuveen Munpl Markt Opp Fund 0.0 $28k 2.0k 14.00
Nuveen Maryland Premium Income Municipal 0.0 $25k 2.0k 12.50
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $36k 2.5k 14.40
Swiss Helvetia Fund (SWZ) 0.0 $24k 2.3k 10.36
MFS Investment Grade Municipal Trust (CXH) 0.0 $20k 2.0k 10.00
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $14k 1.0k 14.00
Pimco NY Municipal Income Fund (PNF) 0.0 $24k 2.0k 12.00
Turkish Investment Fund 0.0 $36k 4.6k 7.78
Aberdeen Chile Fund (AEF) 0.0 $27k 4.8k 5.62
BlackRock Municipal Bond Investment Tst 0.0 $30k 2.0k 15.00
Morgan Stanley income sec 0.0 $36k 2.1k 16.94
Gabelli Equity Trust Preferred Series D preferred 0.0 $22k 848.00 25.94
Tri-Continental Corp. preferred Preferred B 0.0 $25k 500.00 50.00
Trust Spanish (SBSAA) 0.0 $32k 10k 3.19
Telefonica Brasil Sa 0.0 $17k 1.8k 9.25
Duff & Phelps Global (DPG) 0.0 $21k 1.4k 14.89
Tripadvisor (TRIP) 0.0 $16k 183.00 87.43
Delphi Automotive 0.0 $35k 413.00 84.75
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $29k 1.9k 15.06
Asml Holding (ASML) 0.0 $32k 358.00 89.39
Ares Dynamic Cr Allocation (ARDC) 0.0 $21k 1.6k 13.16
Allianzgi Equity & Conv In 0.0 $36k 2.0k 18.00
Liberty Global Inc Com Ser A 0.0 $30k 702.00 42.74
Mallinckrodt Pub 0.0 $30k 405.00 74.07
Gw Pharmaceuticals Plc ads 0.0 $21k 308.00 68.18
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $28k 2.8k 10.00
Eaton Vance Fltg Rate In 0.0 $21k 1.5k 14.28
Dws Strategic Income Trust 0.0 $19k 1.9k 10.27
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $26k 1.3k 19.64
Health Care SPDR (XLV) 0.0 $8.0k 111.00 72.07
United States Oil Fund 0.0 $11k 1.0k 11.00
iShares NASDAQ Biotechnology Index (IBB) 0.0 $12k 36.00 333.33
MannKind Corporation 0.0 $1.0k 1.0k 1.00
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.0 $4.0k 36k 0.11
Momenta Pharmaceuticals 0.0 $1.0k 100.00 10.00
Alnylam Pharmaceuticals (ALNY) 0.0 $5.0k 50.00 100.00
Consumer Discretionary SPDR (XLY) 0.0 $5.0k 65.00 76.92
Morgan Stanley Emerging Markets Fund 0.0 $9.0k 716.00 12.57
Vanguard Information Technology ETF (VGT) 0.0 $11k 100.00 110.00
LMP Corporate Loan Fund 0.0 $6.0k 600.00 10.00
Nuveen Global Value Opportunities Fund 0.0 $11k 1.0k 11.00
WisdomTree Japan Total Dividend (DXJ) 0.0 $7.0k 143.00 48.95
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $4.0k 250.00 16.00
BlackRock Municipal Bond Trust 0.0 $3.0k 200.00 15.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $9.0k 1.2k 7.32
Dreyfus Municipal Income 0.0 $11k 1.2k 9.17
Lehman Brothers First Trust IOF (NHS) 0.0 $7.0k 700.00 10.00
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $3.0k 200.00 15.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $3.0k 234.00 12.82
Latin American Discovery Fund 0.0 $6.0k 800.00 7.50
Rand Capital Corporation 0.0 $8.0k 2.0k 4.00
First Trust Cloud Computing Et (SKYY) 0.0 $6.0k 209.00 28.71
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.0 $11k 500.00 22.00
Quantum Fuel Sys Technologies 0.0 $1.0k 1.0k 1.00
Five Prime Therapeutics 0.0 $2.0k 50.00 40.00
Gabelli mutual funds - (GGZ) 0.0 $7.0k 700.00 10.00
Tekla Life Sciences sh ben int (HQL) 0.0 $999.790000 61.00 16.39
Nexpoint Residential Tr (NXRT) 0.0 $11k 833.00 13.21