Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2019

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 257 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nexpoint Credit Strategies Fund (NXDT) 9.1 $25M 1.4M 17.93
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 5.4 $15M 1.1M 13.35
Cornerstone Strategic Value (CLM) 4.9 $13M 1.2M 11.36
Boulder Growth & Income Fund (STEW) 4.6 $12M 1.1M 11.20
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 4.4 $12M 1.6M 7.48
Central Securities (CET) 4.2 $11M 361k 31.40
Ofs Credit Company (OCCI) 3.4 $9.1M 519k 17.53
Eaton Vance Limited Duration Income Fund (EVV) 3.0 $8.2M 656k 12.50
Pgim Short Duration High Yie (ISD) 2.8 $7.6M 508k 14.95
MasTec (MTZ) 2.7 $7.3M 112k 64.93
Herzfeld Caribbean Basin (HERZ) 2.5 $6.8M 1.1M 6.36
General American Investors (GAM) 2.4 $6.5M 180k 36.35
Pgim Global Short Duration H (GHY) 2.4 $6.5M 450k 14.37
Apollo Tactical Income Fd In (AIF) 2.0 $5.5M 366k 15.15
BlackRock Credit All Inc Trust IV (BTZ) 2.0 $5.4M 398k 13.62
Cornerstone Total Rtrn Fd In (CRF) 2.0 $5.4M 493k 10.99
First Tr Energy Infrastrctr 1.5 $4.0M 241k 16.51
Adams Express Company (ADX) 1.4 $3.8M 242k 15.84
RMR Asia Pacific Real Estate Fund 1.3 $3.4M 167k 20.39
Royal Caribbean Cruises (RCL) 1.2 $3.4M 31k 108.33
Nuveen Fltng Rte Incm Opp 1.1 $3.1M 324k 9.54
Voya Prime Rate Trust sh ben int 1.1 $3.1M 652k 4.71
Popular (BPOP) 1.1 $3.0M 55k 54.08
Norwegian Cruise Line Hldgs (NCLH) 1.1 $2.9M 57k 51.77
BlackRock Core Bond Trust (BHK) 1.1 $2.9M 200k 14.45
shares First Bancorp P R (FBP) 1.0 $2.6M 265k 9.98
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.9 $2.6M 309k 8.34
Tortoise Pwr & Energy 0.9 $2.5M 139k 18.01
Copa Holdings Sa-class A (CPA) 0.9 $2.4M 24k 98.75
Invesco Van Kampen Senior Income Trust (VVR) 0.9 $2.3M 555k 4.20
MFS Multimarket Income Trust (MMT) 0.8 $2.3M 384k 5.91
Lennar Corporation (LEN) 0.8 $2.3M 41k 55.85
Source Capital 0.8 $2.2M 60k 36.51
Taiwan Fund (TWN) 0.7 $1.8M 98k 18.47
New Germany Fund (GF) 0.7 $1.8M 127k 13.86
Marriott Vacations Wrldwde Cp (VAC) 0.6 $1.7M 17k 103.61
Ares Dynamic Cr Allocation (ARDC) 0.6 $1.6M 109k 14.90
Aberdeen Global Dynamic Divd F (AGD) 0.6 $1.5M 154k 9.65
India Fund (IFN) 0.5 $1.4M 70k 20.53
Fresh Del Monte Produce (FDP) 0.5 $1.4M 42k 34.10
Nextera Energy (NEE) 0.5 $1.4M 6.0k 232.93
Fomento Economico Mexicano SAB (FMX) 0.5 $1.4M 15k 91.57
MFS Charter Income Trust (MCR) 0.5 $1.4M 164k 8.31
PIMCO Short Term Mncpl (SMMU) 0.5 $1.3M 25k 50.64
Legg Mason Bw Global Income (BWG) 0.5 $1.3M 105k 12.10
Great Elm Cap 0.5 $1.2M 151k 8.20
iShares Lehman Short Treasury Bond (SHV) 0.4 $1.2M 11k 110.60
Carnival Corporation (CCL) 0.4 $1.2M 27k 43.71
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.4 $1.2M 70k 16.49
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.2M 11k 101.69
Avianca Holdings Sa 0.4 $1.1M 300k 3.64
Cemex SAB de CV (CX) 0.4 $1.1M 271k 3.92
Morgan Stanley India Investment Fund (IIF) 0.4 $1.0M 54k 18.96
PGT 0.4 $1.0M 60k 17.27
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $1.0M 93k 11.01
Watsco, Incorporated (WSO) 0.4 $1.0M 6.0k 169.17
Grupo Aeroportuario del Sureste (ASR) 0.4 $1.0M 6.6k 152.58
Spdr Ser Tr 1 3 hgh yield (BIL) 0.4 $1000k 11k 91.58
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.4 $996k 160k 6.22
Blackrock Muni Intermediate Drtn Fnd 0.3 $925k 65k 14.18
Empire St Rlty Tr Inc cl a (ESRT) 0.3 $912k 64k 14.27
Bancolombia 0.3 $904k 18k 49.45
Seaboard Corporation (SEB) 0.3 $893k 204.00 4377.45
Eaton Vance Short Duration Diversified I (EVG) 0.3 $906k 70k 13.02
Oxford Square Ca (OXSQ) 0.3 $881k 142k 6.23
MFS Investment Grade Municipal Trust (CXH) 0.3 $848k 85k 9.93
Martin Marietta Materials (MLM) 0.3 $822k 3.0k 274.00
Aberdeen Asia-Pacific Income Fund 0.3 $790k 189k 4.19
Western Asset Global High Income Fnd (EHI) 0.3 $774k 78k 9.93
Vulcan Materials Company (VMC) 0.3 $756k 5.0k 151.20
BlackRock Income Trust 0.3 $767k 126k 6.08
iShares Dow Jones US Medical Dev. (IHI) 0.3 $760k 3.1k 247.15
Franklin Universal Trust (FT) 0.3 $704k 93k 7.54
Kayne Anderson Mdstm Energy 0.2 $690k 64k 10.82
America Movil Sab De Cv spon adr l 0.2 $664k 45k 14.86
Royal Dutch Shell 0.2 $661k 276.00 2394.93
First Trust/Aberdeen Global Opportunity 0.2 $644k 61k 10.57
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $635k 7.5k 84.88
Pioneer Municipal High Income Advantage (MAV) 0.2 $621k 57k 10.95
Livanova Plc Ord (LIVN) 0.2 $615k 8.3k 73.83
Firsthand Tech Value (SVVC) 0.2 $557k 73k 7.65
Brookfield Global Listed 0.2 $570k 42k 13.71
Vertical Cap Income Fund shs ben int (CCIF) 0.2 $559k 52k 10.68
iShares NASDAQ Biotechnology Index (IBB) 0.2 $552k 5.6k 99.46
Evertec (EVTC) 0.2 $529k 17k 31.20
Brookfield Real Assets Incom shs ben int (RA) 0.2 $546k 24k 22.59
Rivernorth Opportunistic Mun (RMI) 0.2 $530k 24k 22.21
Principal Real Estate Income shs ben int (PGZ) 0.2 $427k 21k 20.58
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $408k 3.8k 106.64
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $414k 37k 11.07
Macquarie Global Infr Total Rtrn Fnd 0.1 $419k 17k 24.08
Advent Claymore Convertible Sec & Inc (AVK) 0.1 $378k 26k 14.56
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $343k 45k 7.58
MFS Government Markets Income Trust (MGF) 0.1 $358k 78k 4.61
Eagle Pt Cr (ECC) 0.1 $360k 23k 15.78
Aberdeen Chile Fund (AEF) 0.1 $338k 49k 6.96
Nuveen Real (JRI) 0.1 $332k 19k 17.49
Japan Smaller Capitalizaion Fund (JOF) 0.1 $286k 33k 8.77
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $292k 25k 11.60
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $291k 25k 11.58
Grupo Televisa (TV) 0.1 $278k 28k 9.79
Western Asset Intm Muni Fd I (SBI) 0.1 $282k 31k 9.19
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $265k 11k 23.63
Blackrock Debt Strat (DSU) 0.1 $278k 26k 10.75
Merck & Co (MRK) 0.1 $233k 2.8k 84.33
Pimco NY Muni Income Fund II (PNI) 0.1 $255k 21k 11.94
Ivy High Income Opportunities 0.1 $257k 19k 13.68
Eaton Vance Municipal Bond Fund (EIM) 0.1 $228k 18k 12.96
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $219k 16k 14.15
Kayne Anderson MLP Investment (KYN) 0.1 $201k 14k 14.44
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $184k 13k 13.92
Royce Value Trust (RVT) 0.1 $177k 13k 13.73
Duff & Phelps Utility & Corp Bond Trust 0.1 $185k 20k 9.23
Mexico Equity and Income Fund (MXE) 0.1 $181k 17k 10.52
European Equity Fund (EEA) 0.1 $153k 17k 8.89
MFS Municipal Income Trust (MFM) 0.1 $159k 23k 7.03
Delaware Inv Mn Mun Inc Fd I 0.1 $156k 12k 13.13
First Trust/FIDAC Mortgage Income Fund (FMY) 0.1 $171k 12k 14.00
Amgen (AMGN) 0.1 $135k 700.00 192.86
Eaton Vance Municipal Income Trust (EVN) 0.1 $127k 9.9k 12.87
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $142k 10k 13.77
Era 0.1 $142k 14k 10.54
Novartis (NVS) 0.0 $119k 1.4k 86.99
Tri-Continental Corporation (TY) 0.0 $102k 3.7k 27.31
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $100k 6.4k 15.57
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $102k 7.1k 14.29
Japan Equity Fund ietf (JEQ) 0.0 $99k 14k 7.30
Petroleum & Res Corp Com cef (PEO) 0.0 $105k 6.6k 15.90
Sprott Physical Gold & S (CEF) 0.0 $113k 8.0k 14.12
Sony Corporation (SONY) 0.0 $89k 1.5k 59.29
Bristol Myers Squibb (BMY) 0.0 $86k 1.7k 50.59
Korea (KF) 0.0 $73k 2.7k 27.33
Takeda Pharmaceutical (TAK) 0.0 $74k 4.3k 17.29
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $75k 2.0k 37.50
Blackrock California Mun. Income Trust (BFZ) 0.0 $75k 5.5k 13.63
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $93k 6.5k 14.41
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $81k 3.0k 26.65
Invesco Cef Income Composite Etf (PCEF) 0.0 $79k 3.5k 22.57
Eli Lilly & Co. (LLY) 0.0 $67k 600.00 111.67
Spdr S&p 500 Etf (SPY) 0.0 $65k 220.00 295.45
UnitedHealth (UNH) 0.0 $56k 257.00 217.90
Rogers Communications -cl B (RCI) 0.0 $58k 1.2k 48.41
Sangamo Biosciences (SGMO) 0.0 $45k 5.0k 9.00
SPDR S&P MidCap 400 ETF (MDY) 0.0 $53k 150.00 353.33
Gabelli Dividend & Income Trust (GDV) 0.0 $64k 3.0k 21.44
Central Europe and Russia Fund (CEE) 0.0 $47k 1.8k 26.26
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $54k 4.7k 11.60
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $64k 5.6k 11.40
Asml Holding (ASML) 0.0 $41k 164.00 250.00
Invesco Qqq Trust Series 1 (QQQ) 0.0 $51k 270.00 188.89
Microsoft Corporation (MSFT) 0.0 $20k 144.00 138.89
JPMorgan Chase & Co. (JPM) 0.0 $14k 116.00 120.69
Incyte Corporation (INCY) 0.0 $18k 242.00 74.38
Tiffany & Co. 0.0 $29k 314.00 92.36
Diageo (DEO) 0.0 $28k 173.00 161.85
Unilever 0.0 $15k 257.00 58.37
Accenture (ACN) 0.0 $18k 93.00 193.55
ON Semiconductor (ON) 0.0 $27k 1.4k 18.89
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $34k 6.5k 5.21
Banco Itau Holding Financeira (ITUB) 0.0 $18k 2.1k 8.56
Asa (ASA) 0.0 $19k 5.0k 3.78
Suncor Energy (SU) 0.0 $19k 607.00 31.30
China Fund (CHN) 0.0 $26k 1.3k 19.39
Templeton Dragon Fund (TDF) 0.0 $23k 1.3k 17.69
Gabelli Equity Trust (GAB) 0.0 $33k 5.4k 6.06
Liberty All-Star Equity Fund (USA) 0.0 $30k 4.6k 6.50
Liberty All-Star Growth Fund (ASG) 0.0 $31k 5.2k 5.92
Western Asset Vrble Rate Strtgc Fnd 0.0 $16k 982.00 16.29
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $14k 1.6k 8.88
Nuveen Core Equity Alpha Fund (JCE) 0.0 $37k 2.6k 14.18
Eaton Vance California Mun. Income Trust (CEV) 0.0 $22k 1.6k 13.60
THE GDL FUND Closed-End fund (GDL) 0.0 $40k 4.4k 9.18
Aon 0.0 $18k 94.00 191.49
Ptc (PTC) 0.0 $16k 239.00 66.95
Karyopharm Therapeutics 0.0 $14k 1.5k 9.33
Alibaba Group Holding (BABA) 0.0 $40k 238.00 168.07
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $38k 1.7k 22.07
Equinix (EQIX) 0.0 $23k 40.00 575.00
Viavi Solutions Inc equities (VIAV) 0.0 $40k 2.9k 13.91
Chubb (CB) 0.0 $15k 90.00 166.67
Coca Cola European Partners (CCEP) 0.0 $14k 244.00 57.38
Ihs Markit 0.0 $14k 211.00 66.35
Virtus Total Return Fund cf 0.0 $14k 1.2k 11.24
Qudian (QD) 0.0 $16k 2.3k 7.07
Morphosys (MOR) 0.0 $23k 837.00 27.48
Kaixin Auto Hldgs 0.0 $14k 8.0k 1.75
SK Tele 0.0 $3.0k 153.00 19.61
Taiwan Semiconductor Mfg (TSM) 0.0 $6.0k 139.00 43.17
American Express Company (AXP) 0.0 $11k 91.00 120.88
Exxon Mobil Corporation (XOM) 0.0 $3.0k 45.00 66.67
McDonald's Corporation (MCD) 0.0 $10k 45.00 222.22
Wal-Mart Stores (WMT) 0.0 $12k 99.00 121.21
Waste Management (WM) 0.0 $8.0k 68.00 117.65
Home Depot (HD) 0.0 $9.0k 40.00 225.00
Pfizer (PFE) 0.0 $5.0k 129.00 38.76
Walt Disney Company (DIS) 0.0 $11k 82.00 134.15
Cisco Systems (CSCO) 0.0 $7.0k 132.00 53.03
Northrop Grumman Corporation (NOC) 0.0 $10k 27.00 370.37
Travelers Companies (TRV) 0.0 $4.0k 29.00 137.93
Verizon Communications (VZ) 0.0 $7.0k 113.00 61.95
Koninklijke Philips Electronics NV (PHG) 0.0 $9.0k 204.00 44.12
Raytheon Company 0.0 $8.0k 43.00 186.05
Becton, Dickinson and (BDX) 0.0 $7.0k 27.00 259.26
Air Products & Chemicals (APD) 0.0 $7.0k 30.00 233.33
Apple (AAPL) 0.0 $12k 53.00 226.42
Pepsi (PEP) 0.0 $12k 88.00 136.36
Sanofi-Aventis SA (SNY) 0.0 $6.0k 135.00 44.44
Stryker Corporation (SYK) 0.0 $10k 45.00 222.22
United Technologies Corporation 0.0 $11k 78.00 141.03
American Electric Power Company (AEP) 0.0 $8.0k 83.00 96.39
Total (TTE) 0.0 $10k 191.00 52.36
TJX Companies (TJX) 0.0 $6.0k 116.00 51.72
Sap (SAP) 0.0 $9.0k 76.00 118.42
Visa (V) 0.0 $13k 74.00 175.68
United States Oil Fund 0.0 $11k 1.0k 11.00
HDFC Bank (HDB) 0.0 $7.0k 130.00 53.85
Amazon (AMZN) 0.0 $10k 6.00 1666.67
New Oriental Education & Tech 0.0 $6.0k 56.00 107.14
Intuit (INTU) 0.0 $6.0k 24.00 250.00
Ingersoll-rand Co Ltd-cl A 0.0 $10k 78.00 128.21
Prudential Public Limited Company (PUK) 0.0 $5.0k 136.00 36.76
Banco Bradesco SA (BBD) 0.0 $4.0k 456.00 8.77
Lululemon Athletica (LULU) 0.0 $10k 52.00 192.31
Bk Nova Cad (BNS) 0.0 $4.0k 73.00 54.79
Rbc Cad (RY) 0.0 $9.0k 106.00 84.91
Tor Dom Bk Cad (TD) 0.0 $10k 167.00 59.88
Simon Property (SPG) 0.0 $6.0k 36.00 166.67
Embraer S A (ERJ) 0.0 $6.0k 325.00 18.46
TCW Strategic Income Fund (TSI) 0.0 $11k 2.0k 5.50
Neuberger Berman NY Int Mun Common 0.0 $3.0k 241.00 12.45
Pioneer Municipal High Income Trust (MHI) 0.0 $7.0k 600.00 11.67
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $3.0k 186.00 16.13
New Ireland Fund 0.0 $5.0k 546.00 9.16
American Tower Reit (AMT) 0.0 $7.0k 30.00 233.33
Zoetis Inc Cl A (ZTS) 0.0 $11k 91.00 120.88
Neuberger Berman Mlp Income (NML) 0.0 $9.0k 1.3k 6.94
Gw Pharmaceuticals Plc ads 0.0 $4.0k 32.00 125.00
Orange Sa (ORANY) 0.0 $8.0k 483.00 16.56
Allegion Plc equity (ALLE) 0.0 $10k 95.00 105.26
Wix (WIX) 0.0 $5.0k 42.00 119.05
Voya Emerging Markets High I etf (IHD) 0.0 $9.0k 1.3k 6.92
Inovio Pharmaceuticals 0.0 $10k 5.0k 2.00
Cyberark Software (CYBR) 0.0 $8.0k 76.00 105.26
Nuveen Multi-mkt Inc Income (JMM) 0.0 $7.0k 1.0k 6.99
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $8.0k 112.00 71.43
Medtronic (MDT) 0.0 $8.0k 71.00 112.68
Relx (RELX) 0.0 $10k 406.00 24.63
Cushing Mlp Total Return Fd Com New cef 0.0 $9.0k 889.00 10.12
Alphabet Inc Class A cs (GOOGL) 0.0 $10k 8.00 1250.00
Rivernorth Doubleline Strate (OPP) 0.0 $5.0k 300.00 16.67
National Grid (NGG) 0.0 $13k 239.00 54.39
Social Cap Hedosophia Hldgs cl a 0.0 $11k 1.0k 11.00
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $13k 419.00 31.03
Pagseguro Digital Ltd-cl A (PAGS) 0.0 $7.0k 146.00 47.95
Proshares Short Vix St Futur etf (SVXY) 0.0 $6.0k 110.00 54.55
Alcon (ALC) 0.0 $11k 192.00 57.29
Repay Hldgs Corp (RPAY) 0.0 $13k 1.0k 13.00