Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Dec. 31, 2019

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 237 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nexpoint Credit Strategies Fund (NXDT) 8.7 $24M 1.4M 17.71
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 5.9 $17M 1.3M 12.43
Boulder Growth & Income Fund (STEW) 4.9 $14M 1.2M 11.79
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 4.8 $14M 1.8M 7.67
Cornerstone Strategic Value (CLM) 4.7 $13M 1.2M 11.21
Central Securities (CET) 4.5 $13M 383k 33.10
Eaton Vance Limited Duration Income Fund (EVV) 3.3 $9.1M 689k 13.25
General American Investors (GAM) 2.8 $7.7M 204k 37.74
Pgim Short Duration High Yie (ISD) 2.7 $7.7M 498k 15.40
Cornerstone Total Rtrn Fd In (CRF) 2.6 $7.3M 660k 10.99
Pgim Global Short Duration H (GHY) 2.4 $6.8M 452k 15.02
MasTec (MTZ) 2.4 $6.6M 102k 64.16
Ofs Credit Company (OCCI) 2.3 $6.4M 423k 15.21
BlackRock Credit All Inc Trust IV (BTZ) 2.1 $5.8M 418k 13.98
Adams Express Company (ADX) 1.6 $4.6M 289k 15.77
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 1.6 $4.4M 487k 8.95
Apollo Tactical Income Fd In (AIF) 1.5 $4.2M 280k 15.10
RMR Asia Pacific Real Estate Fund 1.5 $4.1M 205k 20.20
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 1.4 $4.1M 625k 6.48
Royal Caribbean Cruises (RCL) 1.4 $4.0M 30k 133.51
Aberdeen Global Dynamic Divd F (AGD) 1.4 $3.9M 375k 10.40
Aberdeen Chile Fund (AEF) 1.3 $3.7M 481k 7.62
Herzfeld Caribbean Basin (HERZ) 1.3 $3.6M 542k 6.62
MFS Intermediate Income Trust (MIN) 1.2 $3.3M 879k 3.80
Norwegian Cruise Line Hldgs (NCLH) 1.2 $3.3M 57k 58.41
Popular (BPOP) 1.2 $3.2M 55k 58.75
Source Capital 1.1 $3.1M 79k 38.68
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 1.1 $3.1M 520k 5.89
Royce Value Trust (RVT) 1.1 $3.0M 203k 14.77
shares First Bancorp P R (FBP) 1.0 $2.8M 265k 10.59
MFS Charter Income Trust (MCR) 1.0 $2.7M 325k 8.42
Oxford Lane Cap Corp (OXLC) 0.9 $2.6M 325k 8.16
Copa Holdings Sa-class A (CPA) 0.9 $2.4M 22k 108.07
Oxford Square Ca (OXSQ) 0.8 $2.3M 427k 5.44
Marriott Vacations Wrldwde Cp (VAC) 0.7 $2.0M 16k 128.74
Lennar Corporation (LEN) 0.7 $2.0M 36k 55.80
Eaton Vance Short Duration Diversified I (EVG) 0.7 $2.0M 145k 13.50
Invesco Cef Income Composite Etf (PCEF) 0.7 $1.9M 80k 23.30
Blackrock Debt Strat (DSU) 0.6 $1.8M 157k 11.20
Taiwan Fund (TWN) 0.6 $1.6M 77k 20.58
Legg Mason Bw Global Income (BWG) 0.5 $1.5M 120k 12.63
Fresh Del Monte Produce (FDP) 0.5 $1.4M 41k 34.98
Nextera Energy (NEE) 0.5 $1.5M 6.0k 242.10
New Germany Fund (GF) 0.5 $1.4M 91k 15.68
BlackRock Core Bond Trust (BHK) 0.5 $1.4M 96k 14.58
Fomento Economico Mexicano SAB (FMX) 0.5 $1.4M 15k 94.52
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.5 $1.3M 116k 11.54
Avianca Holdings Sa 0.5 $1.3M 300k 4.46
Carnival Corporation (CCL) 0.5 $1.3M 26k 50.83
Aberdeen Asia-Pacific Income Fund 0.5 $1.3M 295k 4.25
Grupo Aeroportuario del Sureste (ASR) 0.4 $1.2M 6.6k 187.42
Vertical Cap Income Fund shs ben int (CCIF) 0.4 $1.2M 116k 10.41
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.4 $1.1M 70k 16.29
Watsco, Incorporated (WSO) 0.4 $1.1M 6.0k 180.17
Morgan Stanley India Investment Fund (IIF) 0.4 $1.1M 54k 19.89
Cemex SAB de CV (CX) 0.4 $1.0M 271k 3.78
Advent Claymore Convertible Sec & Inc (AVK) 0.4 $1.0M 66k 15.56
Bancolombia 0.4 $1.0M 18k 54.81
Spdr Ser Tr 1 3 hgh yield (BIL) 0.4 $998k 11k 91.40
PIMCO Short Term Mncpl (SMMU) 0.3 $950k 19k 50.65
PGT 0.3 $897k 60k 14.91
BlackRock Income Trust 0.3 $888k 147k 6.05
Empire St Rlty Tr Inc cl a (ESRT) 0.3 $892k 64k 13.96
Seaboard Corporation (SEB) 0.3 $867k 204.00 4250.00
Martin Marietta Materials (MLM) 0.3 $839k 3.0k 279.67
iShares Dow Jones US Medical Dev. (IHI) 0.3 $813k 3.1k 264.39
Blackrock Muni Intermediate Drtn Fnd 0.3 $815k 57k 14.24
Pioneer Municipal High Income Advantage (MAV) 0.3 $778k 72k 10.82
First Tr High Income L/s (FSD) 0.3 $794k 50k 15.74
Vulcan Materials Company (VMC) 0.3 $720k 5.0k 144.00
iShares NASDAQ Biotechnology Index (IBB) 0.2 $669k 5.6k 120.54
MFS Investment Grade Municipal Trust (CXH) 0.2 $665k 68k 9.76
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $633k 7.5k 84.61
Royal Dutch Shell 0.2 $618k 276.00 2239.13
Livanova Plc Ord (LIVN) 0.2 $628k 8.3k 75.39
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $587k 5.8k 101.59
Evertec (EVTC) 0.2 $577k 17k 34.03
Franklin Universal Trust (FT) 0.2 $514k 66k 7.77
Rivernorth Opportunistic Mun (RMI) 0.2 $480k 21k 22.70
iShares Lehman Short Treasury Bond (SHV) 0.1 $381k 3.4k 110.53
Firsthand Tech Value (SVVC) 0.1 $399k 62k 6.42
Principal Real Estate Income shs ben int (PGZ) 0.1 $390k 19k 21.11
Grupo Televisa (TV) 0.1 $333k 28k 11.73
Nuveen Real (JRI) 0.1 $344k 19k 18.39
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $310k 41k 7.59
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $306k 25k 12.14
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $269k 2.5k 106.92
Macquarie Global Infr Total Rtrn Fnd 0.1 $270k 11k 24.81
America Movil Sab De Cv spon adr l 0.1 $251k 16k 15.99
Merck & Co (MRK) 0.1 $251k 2.8k 90.84
Western Asset Intm Muni Fd I (SBI) 0.1 $261k 29k 9.08
Brookfield Global Listed 0.1 $242k 17k 13.92
Sprott Physical Gold & S (CEF) 0.1 $265k 8.0k 33.12
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $242k 21k 11.32
Rivernorth Managed (RMM) 0.1 $243k 13k 19.30
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $215k 15k 14.01
Pimco NY Muni Income Fund II (PNI) 0.1 $227k 19k 12.06
Amgen (AMGN) 0.1 $169k 700.00 241.43
Eaton Vance Municipal Bond Fund (EIM) 0.1 $170k 13k 12.90
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $166k 12k 14.40
Novartis (NVS) 0.1 $130k 1.4k 95.03
MFS Municipal Income Trust (MFM) 0.1 $130k 18k 7.10
Delaware Inv Mn Mun Inc Fd I 0.1 $147k 11k 13.10
Era 0.1 $137k 14k 10.17
Bristol Myers Squibb (BMY) 0.0 $109k 1.7k 64.12
Tri-Continental Corporation (TY) 0.0 $109k 3.9k 28.11
Eaton Vance Municipal Income Trust (EVN) 0.0 $102k 8.0k 12.70
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $118k 8.4k 14.04
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $112k 9.8k 11.38
Blackrock California Mun. Income Trust (BFZ) 0.0 $119k 8.7k 13.60
First Tr Inter Duration Pfd & Income (FPF) 0.0 $114k 4.8k 23.58
Japan Equity Fund ietf (JEQ) 0.0 $110k 14k 7.77
Petroleum & Res Corp Com cef (PEO) 0.0 $111k 6.7k 16.50
Eli Lilly & Co. (LLY) 0.0 $79k 600.00 131.67
Sony Corporation (SONY) 0.0 $80k 1.2k 67.97
India Fund (IFN) 0.0 $84k 4.2k 20.04
Spdr S&p 500 Etf (SPY) 0.0 $71k 220.00 322.73
UnitedHealth (UNH) 0.0 $78k 265.00 294.34
European Equity Fund (EEA) 0.0 $84k 9.0k 9.38
Korea (KF) 0.0 $74k 2.5k 29.72
Takeda Pharmaceutical (TAK) 0.0 $84k 4.3k 19.63
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $75k 2.0k 37.50
Central Europe and Russia Fund (CEE) 0.0 $89k 3.2k 28.25
Pioneer Municipal High Income Trust (MHI) 0.0 $73k 6.1k 12.01
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $95k 6.5k 14.71
Voya Emerging Markets High I etf (IHD) 0.0 $90k 11k 8.03
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $90k 3.1k 29.42
ON Semiconductor (ON) 0.0 $53k 2.2k 24.54
Rogers Communications -cl B (RCI) 0.0 $53k 1.1k 49.21
Asa (ASA) 0.0 $68k 5.0k 13.53
SPDR S&P MidCap 400 ETF (MDY) 0.0 $56k 150.00 373.33
China Fund (CHN) 0.0 $48k 2.3k 20.91
Gabelli Dividend & Income Trust (GDV) 0.0 $66k 3.0k 21.98
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $60k 5.0k 11.97
Templeton Emerging Markets (EMF) 0.0 $64k 4.1k 15.71
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $63k 5.6k 11.22
Mexico Equity and Income Fund (MXE) 0.0 $45k 3.9k 11.66
Alibaba Group Holding (BABA) 0.0 $49k 231.00 212.12
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $42k 1.8k 23.97
Invesco Qqq Trust Series 1 (QQQ) 0.0 $57k 270.00 211.11
Amplify High Income Etf etf (YYY) 0.0 $62k 3.5k 17.89
Microsoft Corporation (MSFT) 0.0 $24k 150.00 160.00
JPMorgan Chase & Co. (JPM) 0.0 $20k 147.00 136.05
American Express Company (AXP) 0.0 $14k 112.00 125.00
Incyte Corporation (INCY) 0.0 $21k 242.00 86.78
Walt Disney Company (DIS) 0.0 $15k 104.00 144.23
Tiffany & Co. 0.0 $17k 126.00 134.92
Apple (AAPL) 0.0 $18k 60.00 300.00
Diageo (DEO) 0.0 $27k 160.00 168.75
United Technologies Corporation 0.0 $14k 93.00 150.54
Total (TTE) 0.0 $14k 262.00 53.44
Accenture (ACN) 0.0 $16k 74.00 216.22
Visa (V) 0.0 $14k 74.00 189.19
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $33k 6.0k 5.51
Banco Itau Holding Financeira (ITUB) 0.0 $19k 2.1k 9.03
Templeton Dragon Fund (TDF) 0.0 $25k 1.3k 19.23
Gabelli Equity Trust (GAB) 0.0 $34k 5.6k 6.09
Liberty All-Star Equity Fund (USA) 0.0 $31k 4.6k 6.72
Liberty All-Star Growth Fund (ASG) 0.0 $34k 5.2k 6.49
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $16k 1.6k 9.99
Japan Smaller Capitalizaion Fund (JOF) 0.0 $40k 4.5k 8.91
Nuveen Core Equity Alpha Fund (JCE) 0.0 $39k 2.7k 14.68
THE GDL FUND Closed-End fund (GDL) 0.0 $41k 4.4k 9.31
First Tr Energy Infrastrctr 0.0 $31k 1.8k 17.02
Aon 0.0 $15k 74.00 202.70
Mondelez Int (MDLZ) 0.0 $30k 549.00 54.64
Asml Holding (ASML) 0.0 $41k 138.00 297.10
Ptc (PTC) 0.0 $21k 278.00 75.54
Karyopharm Therapeutics 0.0 $29k 1.5k 19.33
Inovio Pharmaceuticals 0.0 $17k 5.0k 3.40
Equinix (EQIX) 0.0 $29k 49.00 591.84
Viavi Solutions Inc equities (VIAV) 0.0 $37k 2.5k 15.07
Paypal Holdings (PYPL) 0.0 $23k 216.00 106.48
Virtus Global Divid Income F (ZTR) 0.0 $15k 1.3k 11.13
National Grid (NGG) 0.0 $15k 239.00 62.76
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $17k 419.00 40.57
Morphosys (MOR) 0.0 $30k 837.00 35.84
Kaixin Auto Hldgs 0.0 $15k 8.0k 1.88
Repay Hldgs Corp (RPAY) 0.0 $15k 1.0k 15.00
SK Tele 0.0 $8.0k 342.00 23.39
Taiwan Semiconductor Mfg (TSM) 0.0 $11k 190.00 57.89
Aercap Holdings Nv Ord Cmn (AER) 0.0 $4.0k 66.00 60.61
Canadian Natl Ry (CNI) 0.0 $8.0k 83.00 96.39
Exxon Mobil Corporation (XOM) 0.0 $3.0k 45.00 66.67
McDonald's Corporation (MCD) 0.0 $9.0k 45.00 200.00
Wal-Mart Stores (WMT) 0.0 $12k 99.00 121.21
Waste Management (WM) 0.0 $5.0k 44.00 113.64
Home Depot (HD) 0.0 $9.0k 40.00 225.00
Pfizer (PFE) 0.0 $5.0k 129.00 38.76
Cisco Systems (CSCO) 0.0 $6.0k 132.00 45.45
Northrop Grumman Corporation (NOC) 0.0 $9.0k 27.00 333.33
Verizon Communications (VZ) 0.0 $7.0k 113.00 61.95
Koninklijke Philips Electronics NV (PHG) 0.0 $10k 204.00 49.02
Raytheon Company 0.0 $9.0k 43.00 209.30
Becton, Dickinson and (BDX) 0.0 $7.0k 27.00 259.26
Air Products & Chemicals (APD) 0.0 $10k 44.00 227.27
Pepsi (PEP) 0.0 $11k 84.00 130.95
Sanofi-Aventis SA (SNY) 0.0 $7.0k 135.00 51.85
Stryker Corporation (SYK) 0.0 $9.0k 45.00 200.00
Unilever 0.0 $13k 230.00 56.52
American Electric Power Company (AEP) 0.0 $5.0k 54.00 92.59
TJX Companies (TJX) 0.0 $7.0k 116.00 60.34
United States Oil Fund 0.0 $13k 1.0k 13.00
HDFC Bank (HDB) 0.0 $10k 162.00 61.73
Amazon (AMZN) 0.0 $11k 6.00 1833.33
Toyota Motor Corporation (TM) 0.0 $8.0k 56.00 142.86
New Oriental Education & Tech 0.0 $7.0k 56.00 125.00
Intuit (INTU) 0.0 $7.0k 25.00 280.00
Ingersoll-rand Co Ltd-cl A 0.0 $10k 78.00 128.21
Prudential Public Limited Company (PUK) 0.0 $10k 271.00 36.90
Banco Bradesco SA (BBD) 0.0 $6.0k 668.00 8.98
ING Groep (ING) 0.0 $8.0k 660.00 12.12
Lululemon Athletica (LULU) 0.0 $4.0k 18.00 222.22
Bk Nova Cad (BNS) 0.0 $9.0k 167.00 53.89
Rbc Cad (RY) 0.0 $9.0k 118.00 76.27
Tor Dom Bk Cad (TD) 0.0 $9.0k 167.00 53.89
TCW Strategic Income Fund (TSI) 0.0 $12k 2.0k 6.00
Neuberger Berman NY Int Mun Common 0.0 $2.0k 196.00 10.20
New Ireland Fund 0.0 $12k 1.2k 10.01
American Tower Reit (AMT) 0.0 $7.0k 30.00 233.33
Zoetis Inc Cl A (ZTS) 0.0 $9.0k 65.00 138.46
Gw Pharmaceuticals Plc ads 0.0 $4.0k 41.00 97.56
Orange Sa (ORANY) 0.0 $7.0k 483.00 14.49
Allegion Plc equity (ALLE) 0.0 $8.0k 66.00 121.21
Wix (WIX) 0.0 $5.0k 42.00 119.05
Cyberark Software (CYBR) 0.0 $6.0k 48.00 125.00
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $7.0k 112.00 62.50
Medtronic (MDT) 0.0 $8.0k 71.00 112.68
Relx (RELX) 0.0 $8.0k 328.00 24.39
Alphabet Inc Class A cs (GOOGL) 0.0 $11k 8.00 1375.00
Chubb (CB) 0.0 $8.0k 52.00 153.85
Coca Cola European Partners (CCEP) 0.0 $8.0k 150.00 53.33
Ihs Markit 0.0 $11k 142.00 77.46
Pagseguro Digital Ltd-cl A (PAGS) 0.0 $7.0k 214.00 32.71
Proshares Short Vix St Futur etf (SVXY) 0.0 $7.0k 110.00 63.64
Alcon (ALC) 0.0 $11k 192.00 57.29
Virgin Galactic Holdings Inc virgin galactic holdings 0.0 $12k 1.0k 12.00