Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of March 31, 2020

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 245 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 8.6 $16M 1.9M 8.53
Nexpoint Credit Strategies Fund (NXDT) 7.1 $13M 1.6M 8.26
Cornerstone Strategic Value (CLM) 5.4 $10M 1.2M 8.12
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 5.2 $9.7M 1.7M 5.67
Eaton Vance Limited Duration Income Fund (EVV) 4.1 $7.6M 720k 10.57
Central Securities (CET) 3.9 $7.3M 285k 25.82
Boulder Growth & Income Fund (STEW) 3.6 $6.8M 739k 9.20
Pgim Global Short Duration H (GHY) 3.3 $6.1M 552k 11.06
Pgim Short Duration High Yie (ISD) 3.2 $6.0M 517k 11.58
General American Investors (GAM) 2.2 $4.1M 149k 27.43
Cornerstone Total Rtrn Fd In (CRF) 2.1 $4.0M 500k 7.96
Eaton Vance Short Duration Diversified I (EVG) 1.9 $3.6M 328k 10.93
Adams Express Company (ADX) 1.8 $3.5M 274k 12.59
MasTec (MTZ) 1.8 $3.3M 102k 32.73
Apollo Tactical Income Fd In (AIF) 1.7 $3.2M 282k 11.33
MFS Charter Income Trust (MCR) 1.7 $3.1M 425k 7.40
BlackRock Credit All Inc Trust IV (BTZ) 1.6 $3.0M 258k 11.66
Vertical Cap Income Fund shs ben int (CCIF) 1.5 $2.8M 335k 8.38
Pioneer Municipal High Income Advantage (MAV) 1.4 $2.6M 259k 10.18
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 1.3 $2.5M 595k 4.24
Nextera Energy (NEE) 1.2 $2.2M 9.3k 240.58
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 1.2 $2.2M 493k 4.50
Western Asset High Incm Fd I (HIX) 1.2 $2.2M 441k 5.01
Ofs Credit Company (OCCI) 1.1 $2.0M 304k 6.67
Blackrock Debt Strat (DSU) 1.0 $1.9M 229k 8.45
Popular (BPOP) 1.0 $1.9M 55k 35.00
Source Capital 0.9 $1.8M 57k 30.70
Herzfeld Caribbean Basin (HERZ) 0.9 $1.8M 504k 3.48
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.9 $1.7M 261k 6.58
Aberdeen Global Dynamic Divd F (AGD) 0.9 $1.7M 231k 7.34
Aberdeen Chile Fund (AEF) 0.9 $1.7M 319k 5.18
RMR Asia Pacific Real Estate Fund 0.8 $1.6M 157k 10.15
Royce Value Trust (RVT) 0.8 $1.6M 164k 9.67
Aberdeen Asia-Pacific Income Fund 0.8 $1.6M 461k 3.38
shares First Bancorp P R (FBP) 0.8 $1.5M 290k 5.32
First Tr Inter Duration Pfd & Income (FPF) 0.8 $1.4M 81k 17.84
Legg Mason Bw Global Income (BWG) 0.8 $1.4M 134k 10.54
Rivernorth Doubleline Strate (OPP) 0.7 $1.4M 109k 12.80
Fresh Del Monte Produce (FDP) 0.7 $1.3M 49k 27.62
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.7 $1.3M 132k 9.56
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.6 $1.2M 53k 22.67
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $1.2M 111k 10.64
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.6 $1.1M 70k 16.39
Royal Caribbean Cruises (RCL) 0.6 $1.1M 35k 32.18
Spdr Ser Tr 1 3 hgh yield (BIL) 0.5 $1.0M 11k 91.68
Copa Holdings Sa-class A (CPA) 0.5 $917k 20k 45.28
Fomento Economico Mexicano SAB (FMX) 0.5 $884k 15k 60.51
Norwegian Cruise Line Hldgs (NCLH) 0.4 $841k 77k 10.96
Lennar Corporation (LEN) 0.4 $783k 21k 38.20
First Tr High Income L/s (FSD) 0.4 $780k 64k 12.16
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $770k 97k 7.98
Marriott Vacations Wrldwde Cp (VAC) 0.4 $764k 14k 55.58
Rivernorth Opportunistic Mun (RMI) 0.4 $758k 38k 20.13
iShares Dow Jones US Medical Dev. (IHI) 0.4 $693k 3.1k 225.37
Allianzgi Artificial 0.4 $689k 43k 16.01
Empire St Rlty Tr Inc cl a (ESRT) 0.4 $662k 74k 8.96
MFS Investment Grade Municipal Trust (CXH) 0.3 $652k 71k 9.16
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.3 $648k 7.5k 86.62
PGT 0.3 $647k 77k 8.39
Grupo Aeroportuario del Sureste (ASR) 0.3 $621k 6.6k 94.09
iShares NASDAQ Biotechnology Index (IBB) 0.3 $598k 5.6k 107.75
Bancolombia 0.3 $581k 23k 24.96
Western Asset Mrtg Defined Oppn Fund (DMO) 0.3 $577k 45k 12.79
Cemex SAB de CV (CX) 0.3 $574k 271k 2.12
Seaboard Corporation (SEB) 0.3 $574k 204.00 2813.73
Martin Marietta Materials (MLM) 0.3 $568k 3.0k 189.33
AllianceBernstein Global Hgh Incm (AWF) 0.3 $551k 60k 9.25
Blackrock California Mun. Income Trust (BFZ) 0.3 $540k 43k 12.70
Vulcan Materials Company (VMC) 0.3 $540k 5.0k 108.00
Western Asset Municipal Hgh Incm Fnd (MHF) 0.3 $516k 73k 7.07
BlackRock Income Trust 0.3 $508k 88k 5.75
Blackrock Muni Intermediate Drtn Fnd 0.3 $484k 37k 13.07
Franklin Universal Trust (FT) 0.2 $400k 66k 6.11
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $393k 4.0k 99.04
Evertec (EVTC) 0.2 $385k 17k 22.71
Livanova Plc Ord (LIVN) 0.2 $377k 8.3k 45.26
BlackRock Core Bond Trust (BHK) 0.2 $360k 27k 13.23
Pioneer Municipal High Income Trust (MHI) 0.2 $338k 30k 11.31
Carnival Corporation (CCL) 0.2 $337k 26k 13.19
Pimco NY Muni Income Fund II (PNI) 0.2 $323k 33k 9.78
Nuveen Div. Advantage Muni. Fund (NAD) 0.2 $298k 22k 13.73
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $297k 23k 12.74
Blackrock Build America Bond Trust (BBN) 0.2 $288k 13k 21.83
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $265k 25k 10.49
Western Asset Intm Muni Fd I (SBI) 0.1 $264k 31k 8.42
Avianca Holdings Sa 0.1 $250k 261k 0.96
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $250k 19k 13.33
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $245k 23k 10.77
Nuveen Mun High Income Opp F (NMZ) 0.1 $237k 19k 12.44
Principal Real Estate Income shs ben int (PGZ) 0.1 $219k 18k 12.09
Nuveen Ohio Quality Income M 0.1 $219k 15k 14.71
Merck & Co (MRK) 0.1 $210k 2.7k 76.92
Rivernorth Managed (RMM) 0.1 $198k 11k 17.88
America Movil Sab De Cv spon adr l 0.1 $185k 16k 11.78
Nuveen Real (JRI) 0.1 $181k 18k 9.87
Eaton Vance Municipal Bond Fund (EIM) 0.1 $172k 14k 12.51
Grupo Televisa (TV) 0.1 $165k 28k 5.81
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $156k 12k 13.53
Amgen (AMGN) 0.1 $142k 700.00 202.86
Delaware Inv Mn Mun Inc Fd I 0.1 $139k 11k 12.39
Firsthand Tech Value (SVVC) 0.1 $130k 35k 3.70
Oxford Square Ca (OXSQ) 0.1 $129k 51k 2.54
MFS Municipal Income Trust (MFM) 0.1 $117k 18k 6.39
Sprott Physical Gold & S (CEF) 0.1 $117k 8.0k 14.62
Pimco CA Muni. Income Fund III (PZC) 0.1 $114k 12k 9.77
Novartis (NVS) 0.1 $113k 1.4k 82.60
Eaton Vance Municipal Income Trust (EVN) 0.1 $96k 8.0k 11.95
Bristol Myers Squibb (BMY) 0.1 $95k 1.7k 55.88
Sutter Rock Cap Corp 0.1 $94k 16k 5.88
PIMCO Strategic Global Government Fund (RCS) 0.0 $91k 15k 6.07
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $87k 6.5k 13.48
Nuveen (NMCO) 0.0 $86k 6.6k 12.96
Eli Lilly & Co. (LLY) 0.0 $83k 600.00 138.33
Tri-Continental Corporation (TY) 0.0 $82k 3.9k 20.88
Nuveen Mun Value Fd 2 (NUW) 0.0 $78k 5.0k 15.60
Era 0.0 $72k 14k 5.34
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $70k 3.1k 22.88
Takeda Pharmaceutical (TAK) 0.0 $65k 4.3k 15.19
UnitedHealth (UNH) 0.0 $65k 261.00 249.04
Sony Corporation (SONY) 0.0 $65k 1.1k 59.04
MFS High Yield Municipal Trust (CMU) 0.0 $58k 14k 4.24
Spdr S&p 500 Etf (SPY) 0.0 $57k 220.00 259.09
Petroleum & Res Corp Com cef (PEO) 0.0 $56k 6.7k 8.30
Asa (ASA) 0.0 $52k 5.0k 10.35
Dws Strategic Municipal Income Trust (KSM) 0.0 $52k 5.0k 10.40
Invesco Qqq Trust Series 1 (QQQ) 0.0 $51k 270.00 188.89
Rogers Communications -cl B (RCI) 0.0 $45k 1.1k 41.78
United States Oil Fund 0.0 $42k 10k 4.20
SPDR S&P MidCap 400 ETF (MDY) 0.0 $39k 150.00 260.00
Alibaba Group Holding (BABA) 0.0 $39k 203.00 192.12
Inovio Pharmaceuticals 0.0 $37k 5.0k 7.40
Mondelez Int (MDLZ) 0.0 $35k 699.00 50.07
THE GDL FUND Closed-End fund (GDL) 0.0 $35k 4.5k 7.84
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $34k 1.8k 19.09
Equinix (EQIX) 0.0 $31k 49.00 632.65
Paypal Holdings (PYPL) 0.0 $31k 323.00 95.98
Nuveen Core Equity Alpha Fund (JCE) 0.0 $29k 2.7k 10.73
Karyopharm Therapeutics 0.0 $29k 1.5k 19.33
ON Semiconductor (ON) 0.0 $27k 2.2k 12.50
Gabelli Equity Trust (GAB) 0.0 $25k 5.8k 4.33
Liberty All-Star Growth Fund (ASG) 0.0 $25k 5.4k 4.59
Microsoft Corporation (MSFT) 0.0 $24k 150.00 160.00
Liberty All-Star Equity Fund (USA) 0.0 $23k 4.8k 4.75
Virgin Galactic Holdings Inc virgin galactic holdings 0.0 $22k 1.5k 14.67
Unilever 0.0 $22k 448.00 49.11
Asml Holding (ASML) 0.0 $21k 79.00 265.82
Diageo (DEO) 0.0 $20k 160.00 125.00
Incyte Corporation (INCY) 0.0 $18k 242.00 74.38
Gabelli Dividend & Income Trust (GDV) 0.0 $18k 1.2k 14.57
Viavi Solutions Inc equities (VIAV) 0.0 $17k 1.6k 10.91
Vectoiq Acquisition Corp 0.0 $16k 1.5k 10.67
Ptc (PTC) 0.0 $15k 243.00 61.73
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $15k 338.00 44.38
Morphosys (MOR) 0.0 $14k 571.00 24.52
National Grid (NGG) 0.0 $14k 239.00 58.58
JPMorgan Chase & Co. (JPM) 0.0 $13k 147.00 88.44
Apple (AAPL) 0.0 $13k 52.00 250.00
Visa (V) 0.0 $12k 74.00 162.16
Aon 0.0 $12k 74.00 162.16
Amazon (AMZN) 0.0 $12k 6.00 2000.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $11k 1.6k 6.70
Taiwan Semiconductor Mfg (TSM) 0.0 $11k 220.00 50.00
Wal-Mart Stores (WMT) 0.0 $11k 99.00 111.11
Thomson Reuters Corp 0.0 $11k 155.00 70.97
Virtus Global Divid Income F (ZTR) 0.0 $10k 1.4k 7.14
TCW Strategic Income Fund (TSI) 0.0 $10k 2.0k 5.00
Far Pt Acquisition Corp cl a founders sh 0.0 $10k 1.0k 10.00
Stryker Corporation (SYK) 0.0 $10k 59.00 169.49
American Express Company (AXP) 0.0 $10k 112.00 89.29
Pepsi (PEP) 0.0 $10k 84.00 119.05
Walt Disney Company (DIS) 0.0 $10k 104.00 96.15
Total (TTE) 0.0 $10k 262.00 38.17
Banco Itau Holding Financeira (ITUB) 0.0 $9.0k 2.1k 4.28
Ihs Markit 0.0 $9.0k 142.00 63.38
United Technologies Corporation 0.0 $9.0k 93.00 96.77
Air Products & Chemicals (APD) 0.0 $9.0k 45.00 200.00
Alphabet Inc Class A cs (GOOGL) 0.0 $9.0k 8.00 1125.00
Alcon (ALC) 0.0 $9.0k 173.00 52.02
Koninklijke Philips Electronics NV (PHG) 0.0 $8.0k 204.00 39.22
Northrop Grumman Corporation (NOC) 0.0 $8.0k 28.00 285.71
McDonald's Corporation (MCD) 0.0 $8.0k 50.00 160.00
Intuit (INTU) 0.0 $8.0k 33.00 242.42
Zoetis Inc Cl A (ZTS) 0.0 $8.0k 65.00 123.08
Medtronic (MDT) 0.0 $8.0k 89.00 89.89
Pack (PACK) 0.0 $8.0k 1.3k 6.11
Relx (RELX) 0.0 $7.0k 328.00 21.34
Prudential Public Limited Company (PUK) 0.0 $7.0k 271.00 25.83
Bk Nova Cad (BNS) 0.0 $7.0k 167.00 41.92
Tor Dom Bk Cad (TD) 0.0 $7.0k 167.00 41.92
Sanofi-Aventis SA (SNY) 0.0 $7.0k 162.00 43.21
Fidelity National Information Services (FIS) 0.0 $7.0k 61.00 114.75
Home Depot (HD) 0.0 $7.0k 40.00 175.00
Toyota Motor Corporation (TM) 0.0 $7.0k 56.00 125.00
American Tower Reit (AMT) 0.0 $7.0k 30.00 233.33
Rbc Cad (RY) 0.0 $7.0k 118.00 59.32
Ishares Msci Japan (EWJ) 0.0 $7.0k 138.00 50.72
New Germany Fund (GF) 0.0 $7.0k 634.00 11.04
SK Tele 0.0 $6.0k 342.00 17.54
Canadian Natl Ry (CNI) 0.0 $6.0k 83.00 72.29
New Oriental Education & Tech 0.0 $6.0k 56.00 107.14
Trane Technologies (TT) 0.0 $6.0k 78.00 76.92
American Electric Power Company (AEP) 0.0 $6.0k 73.00 82.19
Raytheon Company 0.0 $6.0k 43.00 139.53
Lululemon Athletica (LULU) 0.0 $6.0k 33.00 181.82
Allegion Plc equity (ALLE) 0.0 $6.0k 66.00 90.91
Coca Cola European Partners (CCEP) 0.0 $6.0k 150.00 40.00
Mosaic Acqu-cw22 equity wrt 0.0 $6.0k 4.0k 1.50
Becton, Dickinson and (BDX) 0.0 $6.0k 27.00 222.22
Chubb (CB) 0.0 $6.0k 52.00 115.38
Atlassian Corp Plc cl a 0.0 $6.0k 42.00 142.86
TJX Companies (TJX) 0.0 $6.0k 116.00 51.72
Verizon Communications (VZ) 0.0 $6.0k 113.00 53.10
HDFC Bank (HDB) 0.0 $6.0k 162.00 37.04
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $5.0k 589.00 8.49
Kaixin Auto Hldgs 0.0 $5.0k 5.4k 0.93
ICICI Bank (IBN) 0.0 $5.0k 637.00 7.85
Cisco Systems (CSCO) 0.0 $5.0k 132.00 37.88
Wix (WIX) 0.0 $5.0k 48.00 104.17
Cushing Mlp Total Return Fd Com New cef 0.0 $4.0k 1.1k 3.64
ING Groep (ING) 0.0 $4.0k 823.00 4.86
New Ireland Fund 0.0 $4.0k 605.00 6.61
Pagseguro Digital Ltd-cl A (PAGS) 0.0 $4.0k 232.00 17.24
Gw Pharmaceuticals Plc ads 0.0 $4.0k 41.00 97.56
Waste Management (WM) 0.0 $4.0k 44.00 90.91
Cyberark Software (CYBR) 0.0 $4.0k 48.00 83.33
Central Europe and Russia Fund (CEE) 0.0 $4.0k 222.00 18.02
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $4.0k 330.00 12.12
Japan Equity Fund ietf (JEQ) 0.0 $4.0k 561.00 7.13
European Equity Fund (EEA) 0.0 $4.0k 608.00 6.58
Nuveen Quality Pref. Inc. Fund II 0.0 $3.0k 356.00 8.43
Banco Bradesco SA (BBD) 0.0 $3.0k 887.00 3.38
India Fund (IFN) 0.0 $3.0k 215.00 13.95
Orange Sa (ORANY) 0.0 $3.0k 213.00 14.08
Morgan Stanley India Investment Fund (IIF) 0.0 $3.0k 211.00 14.22
Proshares Short Vix St Futur etf (SVXY) 0.0 $3.0k 110.00 27.27
Templeton Emerging Markets (EMF) 0.0 $3.0k 238.00 12.61
Mexico Fund (MXF) 0.0 $3.0k 309.00 9.71
Blackrock 2022 Gbl Incm Opp 0.0 $2.0k 300.00 6.67
Neuberger Berman NY Int Mun Common 0.0 $2.0k 196.00 10.20
Ingersoll Rand (IR) 0.0 $2.0k 68.00 29.41
Exxon Mobil Corporation (XOM) 0.0 $2.0k 50.00 40.00
Korea (KF) 0.0 $2.0k 85.00 23.53
Aercap Holdings Nv Ord Cmn (AER) 0.0 $2.0k 66.00 30.30
Japan Smaller Capitalizaion Fund (JOF) 0.0 $2.0k 321.00 6.23
Far Pt Acquisition Corp w exp 06/01/202 0.0 $1.0k 2.0k 0.50