UBS O'Connor

Ubs Oconnor as of June 30, 2013

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 472 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teradyne Inc note 4.500% 3/1 2.5 $113M 35M 3.22
Gilead Sciences conv 2.3 $103M 45M 2.27
Mylan Inc note 3.750% 9/1 1.9 $83M 35M 2.37
Pfizer (PFE) 1.8 $81M 12M 6.95
Gilead Sciences conv 1.7 $75M 33M 2.27
Mondelez Int (MDLZ) 1.6 $73M 2.6M 28.53
Estee Lauder Companies (EL) 1.4 $64M 972k 65.77
Ual Corp note 6.000%10/1 1.3 $57M 16M 3.66
Avon Products 1.2 $55M 2.6M 21.03
Ashland 1.2 $54M 644k 83.50
Wal-Mart Stores (WMT) 1.2 $52M 696k 74.49
Omnicare Inc note 3.750%12/1 1.2 $52M 28M 1.86
Advance Auto Parts (AAP) 1.1 $51M 629k 81.17
Home Depot (HD) 1.1 $51M 653k 77.47
Foot Locker 1.1 $48M 1.4M 35.13
Philip Morris International (PM) 1.1 $48M 555k 86.62
Humana (HUM) 1.1 $47M 560k 84.38
Nielsen Holdings Nv 1.0 $46M 1.4M 33.59
Microsoft Corporation (MSFT) 1.0 $46M 1.3M 34.53
Chesapeake Energy Corp note 2.750%11/1 1.0 $44M 44M 1.00
Verisign Inc sdcv 3.250% 8/1 1.0 $44M 31M 1.41
Procter & Gamble Company (PG) 1.0 $43M 561k 76.99
Newell Rubbermaid (NWL) 0.9 $41M 1.6M 26.25
Mid-America Apartment (MAA) 0.9 $41M 597k 67.77
Coca-cola Enterprises 0.9 $40M 1.1M 35.16
Costco Wholesale Corporation (COST) 0.9 $39M 352k 110.57
Archer Daniels Midland Company (ADM) 0.9 $39M 1.2M 33.91
General Growth Properties 0.8 $38M 1.9M 19.87
Ventas (VTR) 0.8 $37M 527k 69.46
ConAgra Foods (CAG) 0.8 $35M 1.0M 34.93
Rlj Lodging Trust (RLJ) 0.8 $35M 1.6M 22.49
Facebook Inc cl a (META) 0.8 $34M 1.4M 24.86
Wesco Intl Inc dbcv 6.000% 9/1 0.8 $33M 14M 2.46
Adobe Systems Incorporated (ADBE) 0.7 $32M 711k 45.56
US Airways 0.7 $31M 1.9M 16.42
Pennsylvania R.E.I.T. 0.7 $31M 1.7M 18.88
Equity Lifestyle Properties (ELS) 0.7 $30M 384k 78.59
Camden Property Trust (CPT) 0.7 $29M 422k 69.14
Ralph Lauren Corp (RL) 0.6 $28M 163k 173.74
Mgm Mirage conv 0.6 $28M 25M 1.12
McGraw-Hill Companies 0.6 $27M 509k 53.19
Activision Blizzard 0.6 $27M 1.9M 14.26
Beazer Homes Pfd 7.5% 2015 pfd cv 0.6 $27M 913k 28.98
Navistar Intl Corp New note 3.000%10/1 0.6 $26M 27M 0.97
Google 0.6 $26M 29k 880.38
Dean Foods Company 0.6 $26M 2.6M 10.02
Capital One Financial (COF) 0.6 $25M 401k 62.81
Kilroy Realty Corporation (KRC) 0.6 $25M 468k 53.01
Sba Communications Corp note 4.000%10/0 0.6 $25M 10M 2.46
Microchip Technology Inc sdcv 2.125%12/1 0.5 $23M 16M 1.45
Developers Diversified Rlty note 1.750%11/1 0.5 $23M 20M 1.17
Sprint Nextel Corporation 0.5 $22M 7.6M 2.94
Post Holdings Inc Common (POST) 0.5 $23M 517k 43.66
Cobalt Intl Energy Inc note 0.5 $23M 21M 1.06
JPMorgan Chase & Co. (JPM) 0.5 $22M 424k 52.79
Teleflex Inc note 3.875% 8/0 0.5 $22M 16M 1.35
PG&E Corporation (PCG) 0.5 $21M 463k 45.73
DCT Industrial Trust 0.5 $21M 3.0M 7.15
Post Properties 0.5 $21M 422k 49.49
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.5 $20M 8.9M 2.29
GameStop (GME) 0.5 $21M 487k 42.03
National-Oilwell Var 0.5 $20M 291k 68.90
Yahoo! 0.5 $20M 787k 25.11
Myriad Genetics (MYGN) 0.5 $20M 750k 26.87
Federal Realty Inv. Trust 0.5 $20M 191k 103.68
Hospira 0.4 $19M 503k 38.31
J.C. Penney Company 0.4 $19M 1.1M 17.08
Home Properties 0.4 $18M 281k 65.37
Sovran Self Storage 0.4 $18M 281k 64.79
Lance 0.4 $18M 637k 28.41
Phh Corp cnv 0.4 $18M 10M 1.80
Hillshire Brands 0.4 $18M 530k 33.08
Monsanto Company 0.4 $17M 174k 98.80
Weingarten Realty Investors 0.4 $17M 562k 30.77
Equinix Inc note 4.750% 6/1 0.4 $17M 7.5M 2.27
Hewlett-Packard Company 0.4 $17M 675k 24.80
Colonial Properties Trust 0.4 $17M 703k 24.12
Mattress Firm Holding 0.4 $17M 413k 40.30
Dominion Resources (D) 0.4 $16M 287k 56.82
Howard Hughes 0.4 $17M 148k 112.09
Family Dollar Stores 0.4 $16M 256k 62.31
CVS Caremark Corporation (CVS) 0.4 $16M 281k 57.18
EastGroup Properties (EGP) 0.4 $16M 281k 56.27
Taubman Centers 0.4 $16M 211k 75.15
Whitewave Foods 0.4 $16M 980k 16.25
Uthr 1 09/15/16 0.4 $16M 11M 1.46
Whitewave Foods 0.4 $16M 1.1M 15.20
Alliant Energy Corporation (LNT) 0.3 $16M 308k 50.42
Hudson Pacific Properties (HPP) 0.3 $16M 731k 21.28
Thompson Creek Metal unit 99/99/9999 0.3 $15M 943k 16.38
SL Green Realty 0.3 $15M 169k 88.19
SBA Communications Corporation 0.3 $15M 203k 74.12
United Rentals (URI) 0.3 $15M 291k 49.91
Ofg Ban (OFG) 0.3 $15M 803k 18.11
Micron Technology Inc note 1.875% 6/0 0.3 $14M 13M 1.14
BioMed Realty Trust 0.3 $14M 703k 20.23
Redwood Trust (RWT) 0.3 $14M 821k 17.00
Praxair 0.3 $14M 119k 115.16
HCP 0.3 $14M 299k 45.44
Notes Gencorp Inc. 4.0625% dbcv 0.3 $14M 7.5M 1.85
Volcano Corporation note 1.750%12/0 0.3 $14M 15M 0.92
Equinix Inc note 3.000%10/1 0.3 $13M 7.7M 1.68
Lucent Technologies Inc dbcv 2.750% 6/1 0.3 $13M 13M 0.97
Emerson Electric (EMR) 0.3 $13M 237k 54.54
Westar Energy 0.3 $13M 407k 31.96
American Assets Trust Inc reit (AAT) 0.3 $13M 419k 30.86
D R Horton Inc note 2.000% 5/1 0.3 $13M 7.5M 1.66
Penn National Gaming (PENN) 0.3 $12M 231k 52.86
Dominion Res Inc Va unit 04/01/2013 0.3 $13M 250k 50.04
NRG Energy (NRG) 0.3 $12M 441k 26.70
Joy Global 0.3 $12M 251k 48.53
Ameren Corporation (AEE) 0.3 $12M 350k 34.44
Extra Space Storage (EXR) 0.3 $12M 287k 41.93
Parkway Properties 0.3 $12M 703k 16.76
CMS Energy Corporation (CMS) 0.3 $12M 424k 27.17
Nextera Energy (NEE) 0.3 $11M 140k 81.48
Hershey Company (HSY) 0.3 $12M 132k 89.28
Sandisk Corp note 1.500% 8/1 0.3 $11M 8.5M 1.34
Interxion Holding 0.3 $12M 448k 26.13
Rowan Companies 0.3 $11M 334k 34.07
Ryman Hospitality Pptys (RHP) 0.3 $11M 290k 39.01
Walter Invt Mgmt Corp note 0.3 $12M 12M 1.01
Hess (HES) 0.2 $11M 168k 66.49
EOG Resources (EOG) 0.2 $11M 84k 131.68
M.D.C. Holdings 0.2 $11M 336k 32.51
Maiden Holdings 0.2 $11M 999k 11.22
National Bank Hldgsk (NBHC) 0.2 $11M 573k 19.70
Sonoco Products Company (SON) 0.2 $10M 302k 34.57
Corporate Office Properties Trust (CDP) 0.2 $11M 422k 25.50
Exelixis Inc cnv 0.2 $11M 11M 0.96
Auxilium Pharmaceuticals note 0.2 $11M 11M 0.97
U.S. Bancorp (USB) 0.2 $10M 282k 36.15
Canadian Pacific Railway 0.2 $10M 84k 121.38
Zions Bancorporation (ZION) 0.2 $10M 350k 28.88
Herbalife Ltd Com Stk (HLF) 0.2 $10M 224k 45.14
Hornbeck Offshore Services 0.2 $10M 189k 53.50
Royal Gold Inc conv 0.2 $10M 11M 0.92
PPG Industries (PPG) 0.2 $9.7M 67k 146.40
Dominion Resources Inc 6% 07/01/2016 conbnp 0.2 $9.8M 195k 50.09
Dow Chemical Company 0.2 $9.2M 287k 32.17
Meadowbrook Insurance 0.2 $9.3M 1.2M 8.03
Evercore Partners (EVR) 0.2 $9.1M 233k 39.28
Ensco Plc Shs Class A 0.2 $9.4M 162k 58.12
Xpo Logistics note 4.5% 10/1 0.2 $9.4M 7.6M 1.24
J.B. Hunt Transport Services (JBHT) 0.2 $9.1M 125k 72.24
Goodyear Tire & Rubber Company (GT) 0.2 $9.1M 593k 15.29
First Midwest Ban 0.2 $9.0M 658k 13.72
Pinnacle West Capital Corporation (PNW) 0.2 $9.0M 162k 55.47
Chatham Lodging Trust (CLDT) 0.2 $8.8M 512k 17.18
First Republic Bank/san F (FRCB) 0.2 $9.0M 235k 38.48
Pvh Corporation (PVH) 0.2 $9.1M 72k 125.06
Intermune Inc note 2.500% 9/1 0.2 $8.7M 11M 0.82
Mentor Graphics 4% 2031 conv 0.2 $9.1M 7.5M 1.21
Annaly Cap Mgmt Inc note 5.000% 5/1 0.2 $9.1M 9.0M 1.01
Capit Bk Fin A 0.2 $8.9M 470k 18.99
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.2 $9.0M 10M 0.90
FedEx Corporation (FDX) 0.2 $8.3M 84k 98.58
Digital Realty Trust (DLR) 0.2 $8.6M 141k 61.00
Northstar Realty Finance 0.2 $8.5M 939k 9.10
Duke Energy (DUK) 0.2 $8.6M 127k 67.50
Barrick Gold Corp (GOLD) 0.2 $7.9M 503k 15.74
Signature Bank (SBNY) 0.2 $8.2M 99k 83.02
Retail Opportunity Investments 0.2 $8.2M 589k 13.90
Tower Group International 0.2 $8.0M 389k 20.51
Walt Disney Company (DIS) 0.2 $7.4M 117k 63.15
Kohl's Corporation (KSS) 0.2 $7.6M 151k 50.51
CIGNA Corporation 0.2 $7.5M 104k 72.50
Biogen Idec (BIIB) 0.2 $7.7M 36k 215.19
Gilead Sciences (GILD) 0.2 $7.6M 148k 51.21
Teck Resources Ltd cl b (TECK) 0.2 $7.5M 350k 21.37
Archer Daniels Midland Co note 0.875% 2/1 0.2 $7.1M 7.0M 1.01
Apartment Investment and Management 0.2 $7.0M 232k 30.04
Deere & Company (DE) 0.2 $7.0M 87k 81.25
Reliance Steel & Aluminum (RS) 0.2 $6.9M 106k 65.56
Ramco-Gershenson Properties Trust 0.2 $7.3M 469k 15.53
LTC Properties (LTC) 0.2 $6.9M 177k 39.05
American Water Works (AWK) 0.2 $7.0M 169k 41.23
Marriott International (MAR) 0.1 $6.7M 167k 40.37
Standard Pacific 0.1 $6.5M 776k 8.33
Weatherford International Lt reg 0.1 $6.9M 500k 13.70
Kcap Financial 0.1 $6.7M 591k 11.26
Crown Castle International 0.1 $6.0M 83k 72.39
Great Plains Energy Incorporated 0.1 $6.1M 269k 22.54
FMC Technologies 0.1 $6.2M 111k 55.68
Public Storage (PSA) 0.1 $6.4M 42k 153.33
Thermo Fisher Scientific (TMO) 0.1 $6.1M 72k 84.62
Amgen (AMGN) 0.1 $6.3M 64k 98.66
Level 3 Communications Inc note 0.1 $6.4M 5.5M 1.16
General Motors Company (GM) 0.1 $6.4M 314k 20.25
Triangle Capital Corporation 0.1 $6.4M 231k 27.51
COMMON Uns Energy Corp 0.1 $6.2M 140k 44.73
Vale (VALE) 0.1 $5.8M 441k 13.15
D.R. Horton (DHI) 0.1 $6.0M 281k 21.28
Celanese Corporation (CE) 0.1 $5.5M 124k 44.80
Hercules Technology Growth Capital (HTGC) 0.1 $5.7M 410k 13.94
Integra Lifesciences Holdings conv bnd 0.1 $5.9M 6.0M 0.98
Zoetis Inc Cl A (ZTS) 0.1 $5.8M 188k 30.89
Rti Intl Metals Inc note 1.625%10/1 0.1 $5.9M 6.3M 0.95
First Nbc Bank Holding 0.1 $5.6M 229k 24.40
Independent Bank 0.1 $5.9M 194k 30.40
Mylan 0.1 $5.5M 176k 31.03
Vodafone 0.1 $5.5M 192k 28.74
Apollo 0.1 $5.5M 311k 17.72
Highwoods Properties (HIW) 0.1 $5.3M 150k 35.61
Cedar Shopping Centers 0.1 $5.5M 1.1M 5.18
Lakeland Ban 0.1 $5.2M 501k 10.43
First Merchants Corporation (FRME) 0.1 $5.3M 310k 17.15
Cornerstone Ondemand 0.1 $5.1M 118k 43.29
Gt Advanced Technologies Inc conv 0.1 $5.5M 6.3M 0.87
Bristol Myers Squibb (BMY) 0.1 $4.8M 107k 44.69
Verizon Communications (VZ) 0.1 $4.9M 98k 50.34
Commercial Metals Company (CMC) 0.1 $4.7M 320k 14.77
Nokia Corporation (NOK) 0.1 $4.8M 1.3M 3.74
Merck & Co (MRK) 0.1 $4.8M 104k 46.45
Hersha Hospitality Trust 0.1 $5.0M 888k 5.64
Cimarex Energy 0.1 $5.0M 77k 64.99
Celgene Corporation 0.1 $5.0M 43k 116.91
Chimera Investment Corporation 0.1 $4.8M 1.6M 3.00
Safeguard Scientifics 0.1 $4.9M 304k 16.05
American Tower Reit (AMT) 0.1 $4.8M 65k 73.17
GROUP Affymetrix Inc cnv 0.1 $4.9M 5.0M 0.99
Incyte Corporation (INCY) 0.1 $4.5M 206k 22.00
DISH Network 0.1 $4.5M 105k 42.52
Agilent Technologies Inc C ommon (A) 0.1 $4.3M 101k 42.76
AvalonBay Communities (AVB) 0.1 $4.4M 32k 134.91
Illumina (ILMN) 0.1 $4.6M 61k 74.84
Capital Senior Living Corporation 0.1 $4.3M 179k 23.90
EXACT Sciences Corporation (EXAS) 0.1 $4.6M 330k 13.91
Mgic Invt Corp Wis note 5.000% 5/0 0.1 $4.6M 4.5M 1.02
Medley Capital Corporation 0.1 $4.5M 330k 13.58
SVB Financial (SIVBQ) 0.1 $3.8M 46k 83.33
NVR (NVR) 0.1 $3.8M 4.2k 922.12
Ashford Hospitality Trust 0.1 $4.0M 351k 11.45
Hertz Global Holdings 0.1 $3.9M 158k 24.80
Key (KEY) 0.1 $3.8M 346k 11.04
Dana Holding Corporation (DAN) 0.1 $4.0M 210k 19.26
United Cmnty Bks Ga Cap Stk (UCB) 0.1 $3.8M 308k 12.42
Micron Technology Inc Mu Cvt 1 convert 0.1 $4.0M 3.0M 1.34
Express Scripts Holding 0.1 $4.1M 67k 61.69
Pbf Energy Inc cl a (PBF) 0.1 $3.8M 146k 25.90
Spdr S&p 500 Etf (SPY) 0.1 $3.4M 3.1M 1.09
3M Company (MMM) 0.1 $3.5M 32k 109.34
Onyx Pharmaceuticals 0.1 $3.5M 40k 86.83
CF Industries Holdings (CF) 0.1 $3.4M 20k 171.49
Airtran Hldgs Inc note 5.250%11/0 0.1 $3.5M 2.5M 1.42
Hca Holdings (HCA) 0.1 $3.6M 101k 36.06
On Semiconductor Corp note 2.625%12/1 0.1 $3.4M 3.0M 1.14
Accuray Inc Del note 3.750% 8/0 0.1 $3.6M 3.7M 0.96
Actavis 0.1 $3.7M 29k 126.21
Norfolk Southern (NSC) 0.1 $3.1M 43k 72.65
Cisco Systems (CSCO) 0.1 $3.0M 125k 24.31
Nike (NKE) 0.1 $3.0M 765k 3.95
ITC Holdings 0.1 $3.2M 35k 91.29
Cablevision Systems Corporation 0.1 $3.3M 195k 16.82
Industrial SPDR (XLI) 0.1 $3.0M 71k 42.63
American Equity Investment Life Holding 0.1 $3.2M 202k 15.70
Delek US Holdings 0.1 $3.3M 114k 28.78
Molina Healthcare (MOH) 0.1 $3.2M 87k 37.18
Tanger Factory Outlet Centers (SKT) 0.1 $3.2M 95k 33.46
Bgc Partners, Inc. note 4.500% 7/1 0.1 $3.0M 2.9M 1.04
Diamondback Energy (FANG) 0.1 $3.2M 95k 33.32
Starwood Property Trust (STWD) 0.1 $2.8M 111k 24.75
BioMarin Pharmaceutical (BMRN) 0.1 $2.6M 47k 55.79
International Game Technology 0.1 $2.5M 151k 16.71
Zebra Technologies (ZBRA) 0.1 $2.6M 61k 43.44
Boeing Company (BA) 0.1 $2.8M 135k 20.78
Anadarko Petroleum Corporation 0.1 $2.8M 33k 85.92
WellPoint 0.1 $2.9M 35k 81.83
Coinstar 0.1 $2.5M 42k 58.68
Southwestern Energy Company 0.1 $2.4M 67k 36.53
Amazon (AMZN) 0.1 $2.7M 9.8k 277.64
Impax Laboratories 0.1 $2.7M 137k 19.95
Huntsman Corporation (HUN) 0.1 $2.6M 157k 16.56
American Campus Communities 0.1 $2.9M 70k 40.65
Infinity Pharmaceuticals (INFIQ) 0.1 $2.9M 176k 16.25
Rosetta Stone 0.1 $2.6M 175k 14.74
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $2.8M 2.5M 1.12
Pacific Drilling Sa 0.1 $2.6M 263k 9.78
Trak 1 1/2 03/15/17 0.1 $2.9M 2.5M 1.15
Hannon Armstrong (HASI) 0.1 $2.9M 241k 11.88
Comcast Corporation (CMCSA) 0.1 $2.1M 50k 41.88
Regeneron Pharmaceuticals (REGN) 0.1 $2.0M 8.9k 224.83
Health Care SPDR (XLV) 0.1 $2.0M 43k 47.60
Travelers Companies (TRV) 0.1 $2.2M 27k 79.91
Harley-Davidson (HOG) 0.1 $2.0M 37k 54.82
Aetna 0.1 $2.2M 34k 63.53
UnitedHealth (UNH) 0.1 $2.4M 36k 65.47
Graphic Packaging Holding Company (GPK) 0.1 $2.3M 293k 7.74
Sequenom 0.1 $2.4M 559k 4.21
Navistar International Corporation 0.1 $2.3M 84k 27.76
American International (AIG) 0.1 $2.0M 45k 44.71
Consumer Discretionary SPDR (XLY) 0.1 $2.1M 37k 56.41
Bankunited (BKU) 0.1 $2.2M 85k 26.01
Sanofi Aventis Wi Conval Rt 0.1 $2.3M 1.2M 1.90
Amreit Inc New cl b 0.1 $2.0M 106k 19.34
Emerald Oil 0.1 $2.1M 300k 6.86
Tesla Mtrs Inc note 1.500% 6/0 0.1 $2.2M 2.0M 1.12
Auxilium Pharmaceuticals 0.0 $1.8M 110k 16.63
Health Net 0.0 $1.6M 51k 31.82
Brady Corporation (BRC) 0.0 $1.6M 52k 30.73
Medivation 0.0 $1.9M 39k 49.21
Eagle Ban (EGBN) 0.0 $1.6M 73k 22.38
Antares Pharma 0.0 $2.0M 475k 4.16
Terreno Realty Corporation (TRNO) 0.0 $1.8M 98k 18.53
Kinder Morgan (KMI) 0.0 $1.8M 360k 5.07
Nuance Communications Inc note 2.750%11/0 0.0 $1.6M 1.5M 1.03
PetSmart 0.0 $1.4M 20k 66.97
Valero Energy Corporation (VLO) 0.0 $1.3M 38k 34.78
Mueller Industries (MLI) 0.0 $1.5M 29k 50.43
Smithfield Foods 0.0 $1.3M 200k 6.35
Goldcorp 0.0 $1.3M 51k 24.73
Forestar 0.0 $1.4M 70k 20.06
Progenics Pharmaceuticals 0.0 $1.4M 318k 4.46
Pharmacyclics 0.0 $1.3M 17k 79.46
Yamana Gold 0.0 $1.2M 128k 9.51
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $1.5M 17k 90.91
Salix Pharmaceuticals Inc note 2.750% 5/1 0.0 $1.5M 1.0M 1.53
Biodel 0.0 $1.1M 270k 4.18
L Brands 0.0 $1.4M 28k 49.25
Harvest Cap Cr 0.0 $1.3M 85k 15.09
E TRADE Financial Corporation 0.0 $978k 729k 1.34
Linear Technology Corp note 3.000% 5/0 0.0 $1.0M 1.0M 1.05
Two Harbors Investment 0.0 $894k 87k 10.25
IAC/InterActive 0.0 $1.0M 21k 47.54
Heartland Express (HTLD) 0.0 $729k 53k 13.88
Northrop Grumman Corporation (NOC) 0.0 $828k 10k 82.80
WellCare Health Plans 0.0 $1.0M 18k 55.56
WESCO International (WCC) 0.0 $681k 10k 67.92
Intel Corp sdcv 0.0 $1.1M 1.0M 1.09
Fastenal Company (FAST) 0.0 $945k 21k 45.87
Boise 0.0 $823k 3.4M 0.25
Array BioPharma 0.0 $908k 200k 4.54
Equinix 0.0 $934k 189k 4.94
Loral Space & Communications 0.0 $939k 16k 59.99
Wabash National Corporation (WNC) 0.0 $1.1M 106k 10.18
Community Health Systems (CYH) 0.0 $938k 20k 46.90
Starwood Hotels & Resorts Worldwide 0.0 $826k 272k 3.04
Western Refining 0.0 $1.0M 37k 28.08
Ingersoll-rand Co Ltd-cl A 0.0 $720k 13k 55.51
Centene Corporation (CNC) 0.0 $1.0M 20k 52.45
Diamond Foods 0.0 $944k 46k 20.75
Duke Realty Corporation 0.0 $1.0M 65k 15.60
NPS Pharmaceuticals 0.0 $912k 60k 15.10
Dendreon Corporation 0.0 $692k 168k 4.12
Nabors Industries 0.0 $688k 45k 15.30
Ariad Pharmaceuticals 0.0 $874k 50k 17.48
Optimer Pharmaceuticals 0.0 $868k 60k 14.47
United States Stl Corp New note 4.000% 5/1 0.0 $1.0M 1.0M 1.03
General Mtrs Co jr pfd cnv srb 0.0 $958k 20k 47.90
Nuvasive Inc. conv 0.0 $991k 1.0M 0.99
Astex Pharmaceuticals 0.0 $773k 188k 4.11
Synergy Pharmaceuticals 0.0 $756k 175k 4.32
Us Silica Hldgs (SLCA) 0.0 $773k 37k 20.79
Cempra 0.0 $783k 100k 7.83
Webmd Health Conv Sr Notes conv 0.0 $930k 1.0M 0.93
Sunshine Heart 0.0 $938k 175k 5.37
Broadsoft Inc. 1.5% 07/01/2018 conv 0.0 $1.0M 1.0M 1.03
Epr Properties (EPR) 0.0 $894k 18k 50.29
Nuverra Environmental Soluti 0.0 $1.0M 350k 2.90
Take-two Interactive Softwar note 1.000% 7/0 0.0 $974k 1.0M 0.97
Omthera Pharmaceutica-ls 0.0 $931k 70k 13.30
Tibco Software Inc. 2.25 05-01 conv 0.0 $904k 925k 0.98
Goldman Sachs (GS) 0.0 $500k 71k 7.02
Charles Schwab Corporation (SCHW) 0.0 $579k 1.1M 0.53
Caterpillar (CAT) 0.0 $596k 229k 2.61
Lennar Corporation (LEN) 0.0 $230k 556k 0.41
Forest Oil Corporation 0.0 $468k 115k 4.09
Kimberly-Clark Corporation (KMB) 0.0 $276k 855k 0.32
Meru Networks 0.0 $544k 135k 4.03
Morgan Stanley (MS) 0.0 $349k 559k 0.62
Comerica Incorporated (CMA) 0.0 $239k 250k 0.96
PerkinElmer (RVTY) 0.0 $397k 12k 32.51
American Financial (AFG) 0.0 $346k 7.1k 48.90
Anadigics 0.0 $396k 180k 2.20
Marsh & McLennan Companies (MMC) 0.0 $445k 11k 39.90
Freeport-McMoRan Copper & Gold (FCX) 0.0 $622k 23k 27.61
Accenture (ACN) 0.0 $486k 60k 8.10
Abercrombie & Fitch (ANF) 0.0 $472k 10k 45.26
Clorox Company (CLX) 0.0 $545k 300k 1.82
Fifth Third Ban (FITB) 0.0 $501k 28k 18.04
Gladstone Commercial Corporation (GOOD) 0.0 $559k 30k 18.63
Douglas Emmett (DEI) 0.0 $473k 19k 24.95
Noble Corporation Com Stk 0.0 $497k 1.4M 0.36
MannKind Corporation 0.0 $302k 100k 3.02
Skyworks Solutions (SWKS) 0.0 $416k 19k 21.88
Cytori Therapeutics 0.0 $230k 100k 2.30
Dynavax Technologies Corporation 0.0 $362k 329k 1.10
Anthera Pharmaceuticals 0.0 $278k 600k 0.46
Financial Select Sector SPDR (XLF) 0.0 $297k 1.4M 0.21
iShares Dow Jones US Real Estate (IYR) 0.0 $495k 568k 0.87
Achillion Pharmaceuticals 0.0 $417k 51k 8.18
Cobalt Intl Energy 0.0 $604k 23k 26.56
Ss&c Technologies Holding (SSNC) 0.0 $429k 13k 32.92
Imris (IMRSQ) 0.0 $414k 150k 2.76
ETFS Physical Platinum Shares 0.0 $524k 4.0k 131.00
ETFS Physical Palladium Shares 0.0 $349k 5.4k 64.63
WisdomTree Japan Total Dividend (DXJ) 0.0 $430k 200k 2.15
Towerstream Corporation 0.0 $459k 180k 2.55
Oncolytics Biotech 0.0 $576k 200k 2.88
Mitek Systems (MITK) 0.0 $604k 105k 5.78
Meritor 0.0 $279k 40k 7.05
Synergy Res Corp 0.0 $366k 50k 7.32
Endocyte 0.0 $499k 38k 13.13
Citigroup (C) 0.0 $304k 574k 0.53
Brookdale Senior Living note 0.0 $591k 500k 1.18
D Horizon Pharma 0.0 $295k 120k 2.46
Cui Global 0.0 $278k 50k 5.56
Greenbrier Co Inc conv bnd 0.0 $496k 480k 1.03
Callidus Software Inc. 4.75% D cvbond 0.0 $533k 500k 1.07
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.0 $594k 500k 1.19
Kalobios Pharmaceuticals 0.0 $393k 69k 5.66
Mast Therapeutics 0.0 $341k 795k 0.43
Cenveo Corp conv bnd 0.0 $312k 350k 0.89
Gw Pharmaceuticals Plc ads 0.0 $304k 35k 8.67
Ellington Residential Mortga reit (EARN) 0.0 $446k 25k 17.84
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $465k 500k 0.93
Cognizant Technology Solutions (CTSH) 0.0 $73k 98k 0.74
iShares MSCI Emerging Markets Indx (EEM) 0.0 $61k 451k 0.14
Annaly Capital Management 0.0 $57k 343k 0.17
American Express Company (AXP) 0.0 $182k 100k 1.82
Bank of New York Mellon Corporation (BK) 0.0 $90k 125k 0.72
Coca-Cola Company (KO) 0.0 $181k 2.6M 0.07
KB Home (KBH) 0.0 $77k 30k 2.57
FirstEnergy (FE) 0.0 $2.0k 100k 0.02
Bed Bath & Beyond 0.0 $98k 104k 0.95
Hologic (HOLX) 0.0 $64k 75k 0.85
Sherwin-Williams Company (SHW) 0.0 $146k 27k 5.51
Best Buy (BBY) 0.0 $58k 1.3M 0.04
Nordstrom 0.0 $166k 156k 1.06
International Paper Company (IP) 0.0 $100k 588k 0.17
E.I. du Pont de Nemours & Company 0.0 $220k 353k 0.62
Campbell Soup Company (CPB) 0.0 $20k 100k 0.20
Baker Hughes Incorporated 0.0 $152k 446k 0.34
General Mills (GIS) 0.0 $12k 300k 0.04
Halliburton Company (HAL) 0.0 $37k 152k 0.24
Pepsi (PEP) 0.0 $17k 104k 0.16
Schlumberger (SLB) 0.0 $55k 352k 0.16
Target Corporation (TGT) 0.0 $187k 104k 1.81
Wisconsin Energy Corporation 0.0 $3.0k 14k 0.21
Iron Mountain Incorporated 0.0 $2.0k 40k 0.05
Toll Brothers (TOL) 0.0 $113k 353k 0.32
Patterson-UTI Energy (PTEN) 0.0 $5.0k 50k 0.10
Sempra Energy (SRE) 0.0 $33k 138k 0.24
Chesapeake Energy Corporation 0.0 $3.0k 30k 0.10
Energy Select Sector SPDR (XLE) 0.0 $12k 50k 0.24
First Horizon National Corporation (FHN) 0.0 $184k 320k 0.57
Edison International (EIX) 0.0 $2.0k 100k 0.02
iShares Russell 2000 Index (IWM) 0.0 $12k 10k 1.20
Saks Incorporated 0.0 $88k 500k 0.18
Gardner Denver 0.0 $202k 196k 1.03
Korea Electric Power Corporation (KEP) 0.0 $3.0k 38k 0.08
Materials SPDR (XLB) 0.0 $13k 50k 0.26
SPDR KBW Regional Banking (KRE) 0.0 $64k 282k 0.23
Clearwire Corporation 0.0 $15k 300k 0.05
iShares MSCI Brazil Index (EWZ) 0.0 $1.0k 60k 0.02
Rackspace Hosting 0.0 $91k 25k 3.64
Utilities SPDR (XLU) 0.0 $64k 200k 0.32
Amarin Corporation 0.0 $191k 366k 0.52
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $76k 315k 0.24
SPDR S&P Oil & Gas Explore & Prod. 0.0 $107k 161k 0.67
Emeritus Corporation 0.0 $212k 9.1k 23.21
SPDR S&P Metals and Mining (XME) 0.0 $10k 40k 0.25
Pluristem Therapeutics 0.0 $49k 175k 0.28
Solazyme 0.0 $55k 400k 0.14
Market Vectors Oil Service Etf 0.0 $47k 106k 0.44
XOMA CORP Common equity shares 0.0 $118k 32k 3.64
Halcon Resources 0.0 $0 502k 0.00
Us Natural Gas Fd Etf 0.0 $17k 143k 0.12
Millennial Media 0.0 $147k 17k 8.72
Ipath S&p 500 Vix Short Term F 0.0 $186k 205k 0.91
Tetraphase Pharmaceuticals 0.0 $218k 31k 7.03
Bioamber 0.0 $108k 200k 0.54