UBS O'Connor

Ubs Oconnor as of Dec. 31, 2013

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 375 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teradyne Inc note 4.500% 3/1 2.2 $110M 34M 3.22
Humana (HUM) 2.1 $106M 1.0M 103.22
Mylan Inc note 3.750% 9/1 2.0 $99M 30M 3.29
Life Technologies 1.9 $95M 1.3M 75.80
Nielsen Holdings Nv 1.6 $80M 1.8M 45.89
Microsoft Corporation (MSFT) 1.6 $79M 2.1M 37.43
American Airls (AAL) 1.3 $66M 2.6M 25.25
Wesco Intl Inc dbcv 6.000% 9/1 1.3 $65M 20M 3.24
Starwood Hotels & Resorts Worldwide 1.3 $65M 812k 79.45
Taiwan Semiconductor Mfg (TSM) 1.2 $60M 3.5M 17.44
Noble Corp Plc equity 1.1 $57M 1.5M 37.47
BHP Billiton (BHP) 1.1 $56M 820k 68.20
National-Oilwell Var 1.1 $52M 656k 79.53
Estee Lauder Companies (EL) 1.1 $52M 696k 75.32
McGraw-Hill Companies 1.0 $52M 659k 78.20
Ashland 1.0 $51M 528k 97.04
Hospira 1.0 $49M 1.2M 41.28
Tesla Mtrs Inc note 1.500% 6/0 1.0 $49M 35M 1.39
Avon Products 1.0 $48M 2.8M 17.22
Kilroy Realty Corporation (KRC) 1.0 $48M 949k 50.18
Kraft Foods 1.0 $48M 883k 53.92
Crown Castle International Corp. pfd stk 1.0 $48M 480k 99.86
Charles Schwab Corporation (SCHW) 0.9 $48M 1.8M 26.00
J.M. Smucker Company (SJM) 0.9 $46M 446k 103.62
Simon Property (SPG) 0.9 $46M 303k 152.16
Notes Gencorp Inc. 4.0625% dbcv 0.9 $46M 23M 2.03
Dean Foods Company 0.9 $45M 2.6M 17.19
Mid-America Apartment (MAA) 0.9 $45M 735k 60.74
Ross Stores (ROST) 0.9 $44M 583k 74.93
Gap (GAP) 0.8 $41M 1.1M 39.08
Dollar Tree (DLTR) 0.8 $41M 728k 56.42
Ralph Lauren Corp (RL) 0.8 $41M 233k 176.57
Ryman Hospitality Pptys (RHP) 0.8 $41M 969k 41.78
Highwoods Properties (HIW) 0.8 $38M 1.1M 36.17
Teleflex Inc note 3.875% 8/0 0.8 $38M 24M 1.58
Procter & Gamble Company (PG) 0.7 $36M 444k 81.41
Chesapeake Energy Corp note 2.500% 5/1 0.7 $36M 36M 1.00
Whitewave Foods 0.7 $35M 1.5M 22.94
News (NWSA) 0.7 $36M 2.0M 18.02
Target Corporation (TGT) 0.7 $35M 547k 63.27
Redwood Trust (RWT) 0.7 $33M 1.7M 19.37
Equity Lifestyle Properties (ELS) 0.6 $32M 886k 36.23
Stanley Black & Decker (SWK) 0.6 $32M 390k 80.69
Beazer Homes Pfd 7.5% 2015 pfd cv 0.6 $31M 838k 37.32
MeadWestva 0.6 $30M 813k 36.93
Microchip Technology Inc sdcv 2.125%12/1 0.6 $30M 17M 1.74
Walgreen Company 0.6 $30M 514k 57.44
Post Properties 0.6 $29M 650k 45.23
Allstate Corporation (ALL) 0.6 $29M 532k 54.54
Health Management Associates 0.6 $28M 2.2M 13.10
Intel Corporation (INTC) 0.6 $28M 1.1M 25.96
DCT Industrial Trust 0.6 $28M 3.9M 7.13
Acadia Realty Trust (AKR) 0.6 $28M 1.1M 24.83
Landstar System (LSTR) 0.5 $27M 465k 57.45
Hertz Global Holdings 0.5 $27M 937k 28.62
Costco Wholesale Corporation (COST) 0.5 $26M 222k 119.01
Extra Space Storage (EXR) 0.5 $26M 615k 42.13
Sandisk Corp note 1.500% 8/1 0.5 $26M 18M 1.47
Lennar Corporation (LEN) 0.5 $25M 640k 39.56
Ihs 0.5 $25M 211k 119.70
Developers Diversified Rlty note 1.750%11/1 0.5 $25M 23M 1.12
Chesapeake Energy Corp note 2.750%11/1 0.5 $25M 24M 1.05
Sovran Self Storage 0.5 $25M 385k 65.17
Alcoa Inc debt 0.5 $25M 15M 1.66
PPL Corporation (PPL) 0.5 $24M 791k 30.09
Sempra Energy (SRE) 0.5 $24M 264k 89.76
Uthr 1 09/15/16 0.5 $24M 10M 2.37
JPMorgan Chase & Co. (JPM) 0.5 $23M 392k 58.48
Regions Financial Corporation (RF) 0.5 $23M 2.3M 9.89
United Technologies Corporation 0.5 $23M 203k 113.80
Google 0.5 $23M 21k 1120.72
ViroPharma Incorporated 0.5 $23M 459k 49.85
Retail Opportunity Investments 0.5 $23M 1.6M 14.72
Phh Corp cnv 0.5 $23M 11M 2.06
American Assets Trust Inc reit (AAT) 0.5 $23M 716k 31.43
Duke Energy (DUK) 0.5 $22M 322k 69.01
Bank of America Corporation (BAC) 0.4 $22M 1.4M 15.57
Lululemon Athletica (LULU) 0.4 $22M 370k 59.03
Bankunited (BKU) 0.4 $22M 664k 32.92
SBA Communications Corporation 0.4 $22M 239k 89.84
Federal Realty Inv. Trust 0.4 $21M 211k 101.41
iShares iBoxx $ High Yid Corp Bond (HYG) 0.4 $21M 229k 92.88
Parkway Properties 0.4 $22M 1.1M 19.29
Dfc Global 0.4 $22M 24M 0.91
Caterpillar (CAT) 0.4 $21M 231k 90.81
Nextera Energy (NEE) 0.4 $21M 243k 85.62
Alliant Energy Corporation (LNT) 0.4 $21M 408k 51.60
Home Depot (HD) 0.4 $21M 251k 82.34
Micron Technology (MU) 0.4 $20M 940k 21.76
BioMed Realty Trust 0.4 $20M 1.1M 18.12
Alliant Techsystems Inc note 3.000% 8/1 0.4 $20M 13M 1.60
Ventas (VTR) 0.4 $20M 350k 57.28
Ameren Corporation (AEE) 0.4 $19M 533k 36.16
Dominion Resources (D) 0.4 $19M 290k 64.69
DuPont Fabros Technology 0.4 $19M 768k 24.71
Intercontinental Exchange (ICE) 0.4 $19M 85k 224.92
Colgate-Palmolive Company (CL) 0.4 $18M 283k 65.21
Hudson Pacific Properties (HPP) 0.4 $19M 845k 21.87
American Electric Power Company (AEP) 0.4 $18M 381k 46.74
Apollo 0.4 $18M 647k 27.32
Toll Brothers (TOL) 0.4 $18M 490k 37.00
CMS Energy Corporation (CMS) 0.3 $17M 646k 26.77
CSX Corporation (CSX) 0.3 $18M 608k 28.77
Adobe Systems Incorporated (ADBE) 0.3 $17M 281k 59.88
Darling International (DAR) 0.3 $17M 800k 20.88
ArcelorMittal 0.3 $17M 938k 17.84
Myriad Genetics (MYGN) 0.3 $17M 800k 20.98
Equinix Inc note 4.750% 6/1 0.3 $16M 7.5M 2.18
NiSource (NI) 0.3 $16M 499k 32.88
Pinnacle Entertainment 0.3 $17M 638k 25.99
Education Realty Trust 0.3 $17M 1.9M 8.82
Oneok (OKE) 0.3 $16M 261k 62.18
Lender Processing Services 0.3 $16M 430k 37.38
Westar Energy 0.3 $16M 498k 32.17
PS Business Parks 0.3 $16M 207k 76.42
Cobalt Intl Energy Inc note 0.3 $16M 18M 0.88
FirstEnergy (FE) 0.3 $16M 469k 32.98
American Campus Communities 0.3 $15M 472k 32.21
Oge Energy Corp (OGE) 0.3 $16M 456k 33.90
Rlj Lodging Trust (RLJ) 0.3 $15M 630k 24.32
Fidelity National Information Services (FIS) 0.3 $15M 282k 53.68
Louisiana-Pacific Corporation (LPX) 0.3 $15M 810k 18.51
GameStop (GME) 0.3 $15M 300k 49.26
Foster Wheeler Ltd Com Stk 0.3 $15M 448k 33.02
Steel Dynamics Inc note 5.125% 6/1 0.3 $15M 12M 1.18
Nike (NKE) 0.3 $14M 182k 78.64
Air Products & Chemicals (APD) 0.3 $14M 126k 111.78
Reliance Steel & Aluminum (RS) 0.3 $14M 185k 75.84
Infosys Technologies (INFY) 0.3 $13M 233k 56.60
Northeast Utilities System 0.3 $14M 318k 42.39
Signet Jewelers (SIG) 0.3 $13M 169k 78.70
Joy Global 0.3 $13M 224k 58.49
Lazard Ltd-cl A shs a 0.3 $13M 291k 45.32
LTC Properties (LTC) 0.3 $13M 367k 35.39
Popular (BPOP) 0.3 $13M 449k 28.73
Gt Advanced Technologies Inc note 3.000%12/1 0.3 $13M 13M 1.01
Dick's Sporting Goods (DKS) 0.2 $12M 212k 58.10
Prologis (PLD) 0.2 $12M 334k 36.95
Mattress Firm Holding 0.2 $13M 295k 43.04
Timken Company (TKR) 0.2 $12M 217k 55.07
Vodafone 0.2 $12M 302k 39.31
Key (KEY) 0.2 $12M 893k 13.42
DiamondRock Hospitality Company (DRH) 0.2 $12M 1.0M 11.55
American Water Works (AWK) 0.2 $12M 281k 42.26
Kite Realty Group Trust 0.2 $12M 1.8M 6.57
Hillshire Brands 0.2 $12M 350k 33.44
Thompson Creek Metal unit 99/99/9999 0.2 $12M 943k 12.68
Comcast Corporation (CMCSA) 0.2 $11M 211k 51.97
Eastman Chemical Company (EMN) 0.2 $11M 135k 80.70
Crane 0.2 $11M 165k 67.25
PacWest Ban 0.2 $11M 263k 42.22
Mentor Graphics 4% 2031 conv 0.2 $11M 8.2M 1.33
Liberty Media 0.2 $11M 75k 146.45
Sba Communications Corp note 4.000%10/0 0.2 $10M 3.5M 2.96
J.C. Penney Company 0.2 $10M 1.1M 9.15
Morgan Stanley (MS) 0.2 $11M 335k 31.36
American Capital 0.2 $11M 676k 15.64
Post Holdings Inc Common (POST) 0.2 $11M 212k 49.27
Merrimack Pharmaceuticals In note 4.500% 7/1 0.2 $10M 10M 1.04
Vornado Realty Trust (VNO) 0.2 $9.8M 110k 88.79
Yahoo! 0.2 $10M 249k 40.44
Ashford Hospitality Trust 0.2 $9.3M 1.1M 8.28
NRG Energy (NRG) 0.2 $9.2M 320k 28.72
United Rentals (URI) 0.2 $9.1M 117k 77.95
Foot Locker 0.2 $8.8M 212k 41.44
BB&T Corporation 0.2 $8.9M 237k 37.32
Via 0.2 $8.6M 99k 87.34
Archer Daniels Midland Company (ADM) 0.2 $8.4M 194k 43.40
Wells Fargo & Company (WFC) 0.2 $8.6M 190k 45.40
Baidu (BIDU) 0.2 $8.5M 48k 177.88
Dana Holding Corporation (DAN) 0.2 $8.2M 420k 19.62
Fifth Third Ban (FITB) 0.2 $7.9M 377k 21.03
East West Ban (EWBC) 0.2 $7.9M 226k 34.97
Trinity Industries (TRN) 0.2 $7.8M 143k 54.52
IBERIABANK Corporation 0.2 $7.9M 126k 62.85
Lpl Financial Holdings (LPLA) 0.2 $8.2M 174k 47.03
Solarcity Corp note 2.750%11/0 0.2 $7.7M 6.5M 1.19
Time Warner Cable 0.1 $7.7M 57k 135.49
Union Pacific Corporation (UNP) 0.1 $7.5M 45k 168.00
SL Green Realty 0.1 $7.4M 80k 92.38
Edison International (EIX) 0.1 $7.5M 162k 46.30
Huntsman Corporation (HUN) 0.1 $7.6M 308k 24.60
Cedar Shopping Centers 0.1 $7.4M 1.2M 6.26
Regency Centers Corporation (REG) 0.1 $7.6M 164k 46.30
Fluor Corporation (FLR) 0.1 $7.0M 88k 80.30
Honeywell International (HON) 0.1 $7.2M 79k 91.37
EMC Corporation 0.1 $6.9M 275k 25.15
Amazon (AMZN) 0.1 $7.2M 18k 398.79
Howard Hughes 0.1 $6.7M 56k 120.11
Spirit Realty reit 0.1 $6.9M 700k 9.83
Seacor Holdings Inc note 2.500%12/1 0.1 $6.7M 5.5M 1.23
Republic Services (RSG) 0.1 $6.2M 188k 33.20
CACI International (CACI) 0.1 $6.5M 89k 73.22
Pennsylvania R.E.I.T. 0.1 $6.6M 350k 18.98
A. O. Smith Corporation (AOS) 0.1 $6.3M 116k 53.94
D R Horton Inc note 2.000% 5/1 0.1 $6.0M 3.5M 1.72
Walt Disney Company (DIS) 0.1 $5.8M 76k 76.40
PG&E Corporation (PCG) 0.1 $6.1M 152k 40.28
General Motors Company (GM) 0.1 $6.1M 1.0M 5.99
Lance 0.1 $6.2M 214k 28.72
Claymore Exchange Trd Fd Tr guggenheim sol 0.1 $5.9M 168k 35.18
Umpqua Holdings Corporation 0.1 $5.5M 288k 19.14
PrivateBan 0.1 $5.7M 197k 28.93
Chatham Lodging Trust (CLDT) 0.1 $5.7M 280k 20.45
Intermune Inc note 2.500% 9/1 0.1 $5.4M 6.0M 0.90
Axiall 0.1 $5.4M 113k 47.44
Sequenom Inc. note 5.000 10/0 0.1 $5.7M 6.5M 0.87
CBS Corporation 0.1 $5.0M 78k 63.74
Paychex (PAYX) 0.1 $5.1M 113k 45.53
DISH Network 0.1 $5.1M 88k 57.93
SPDR KBW Regional Banking (KRE) 0.1 $5.0M 124k 40.61
Safeguard Scientifics 0.1 $4.8M 238k 20.09
Terreno Realty Corporation (TRNO) 0.1 $5.0M 280k 17.70
Quantum Corp note 4.500% 11/1 0.1 $5.1M 5.0M 1.02
Duke Realty Corporation 0.1 $4.7M 310k 15.04
Libertyinteractivecorp lbtventcoma 0.1 $4.3M 35k 122.59
Twenty-first Century Fox 0.1 $4.5M 129k 35.18
Two Harbors Investment 0.1 $3.8M 410k 9.28
Rite Aid Corporation 0.1 $3.8M 750k 5.06
TTM Technologies (TTMI) 0.1 $3.4M 395k 8.58
HCP 0.1 $3.7M 101k 36.32
Hyatt Hotels Corporation (H) 0.1 $3.5M 70k 49.46
CBL & Associates Properties 0.1 $3.6M 200k 17.96
Cornerstone Ondemand 0.1 $3.7M 69k 53.33
Global Eagle Acquisition Cor 0.1 $3.7M 250k 14.87
Mondelez Int (MDLZ) 0.1 $3.5M 1.8M 1.89
Sprint 0.1 $3.6M 335k 10.75
Wci Cmntys Inc Com Par $0.01 0.1 $3.3M 175k 19.09
Coca-Cola Company (KO) 0.1 $3.0M 2.1M 1.44
Spdr S&p 500 Etf (SPY) 0.1 $3.1M 1.3M 2.40
Mohawk Industries (MHK) 0.1 $3.1M 21k 148.90
Liberty Media 0.1 $2.7M 94k 29.35
Activision Blizzard 0.1 $3.1M 172k 17.83
National Bank Hldgsk (NBHC) 0.1 $3.2M 150k 21.40
Liberty Global Inc Com Ser A 0.1 $2.9M 32k 88.99
Best Buy (BBY) 0.1 $2.4M 61k 39.87
Penn National Gaming (PENN) 0.1 $2.2M 157k 14.33
Service Corporation International (SCI) 0.1 $2.7M 150k 18.13
Banco Bradesco SA (BBD) 0.1 $2.4M 195k 12.53
Intrepid Potash 0.1 $2.4M 150k 15.84
Jefferies Group Inc New dbcv 3.875%11/0 0.1 $2.7M 2.5M 1.06
Youku 0.1 $2.4M 80k 30.30
American Tower Reit (AMT) 0.1 $2.4M 30k 79.81
Franklin Resources (BEN) 0.0 $1.7M 30k 57.73
International Game Technology 0.0 $2.1M 113k 18.16
Strategic Hotels & Resorts 0.0 $1.9M 200k 9.45
Quanta Services (PWR) 0.0 $2.0M 62k 31.56
UIL Holdings Corporation 0.0 $2.0M 51k 38.75
MFA Mortgage Investments 0.0 $2.0M 280k 7.06
Olympic Steel (ZEUS) 0.0 $2.0M 69k 28.98
Cardtronics 0.0 $1.8M 40k 43.45
Celldex Therapeutics 0.0 $1.8M 75k 24.21
Ambev Sa- (ABEV) 0.0 $1.8M 239k 7.35
Bpz Resources Inc note 8.500%10/0 0.0 $2.2M 2.5M 0.88
Crown Castle International 0.0 $1.7M 873k 1.90
Ctrip.com International 0.0 $1.5M 30k 49.61
First Niagara Financial 0.0 $1.5M 137k 10.62
Banco Itau Holding Financeira (ITUB) 0.0 $1.3M 96k 13.57
NPS Pharmaceuticals 0.0 $1.5M 50k 30.36
Susquehanna Bancshares 0.0 $1.3M 99k 12.84
FleetCor Technologies 0.0 $1.5M 13k 117.19
TravelCenters of America 0.0 $1.7M 170k 9.74
XOMA CORP Common equity shares 0.0 $1.6M 235k 6.73
Halcon Resources 0.0 $1.3M 340k 3.86
Rouse Pptys 0.0 $1.5M 69k 22.20
Nuance Communications Inc note 2.750%11/0 0.0 $1.5M 1.5M 0.98
Trak 1 1/2 03/15/17 0.0 $1.4M 1.0M 1.39
Metropcs Communications (TMUS) 0.0 $1.5M 228k 6.63
First Nbc Bank Holding 0.0 $1.3M 39k 32.29
Extended Stay America 0.0 $1.3M 50k 26.26
Navistar Intl Corp New note 3.000%10/1 0.0 $1.0M 1.0M 1.03
Linear Technology Corp note 3.000% 5/0 0.0 $1.1M 1.0M 1.14
Greif (GEF) 0.0 $1.1M 21k 52.41
eBay (EBAY) 0.0 $1.1M 221k 5.00
Intel Corp sdcv 0.0 $1.1M 1.0M 1.12
Herbalife Ltd Com Stk (HLF) 0.0 $885k 467k 1.90
Carrizo Oil & Gas 0.0 $895k 20k 44.75
Sangamo Biosciences (SGMO) 0.0 $888k 64k 13.88
Diamond Foods 0.0 $904k 35k 25.83
United States Stl Corp New note 4.000% 5/1 0.0 $1.1M 1.0M 1.07
Kraton Performance Polymers 0.0 $864k 38k 23.04
Antares Pharma 0.0 $1.1M 250k 4.48
CurrencyShares British Pound Ster. Trst 0.0 $1.2M 7.5k 163.33
Nuvasive Inc. conv 0.0 $1.1M 1.0M 1.09
Clovis Oncology 0.0 $1.2M 20k 60.25
Webmd Health Conv Sr Notes conv 0.0 $988k 1.0M 0.99
Integra Lifesciences Holdings conv bnd 0.0 $1.1M 1.0M 1.08
Broadsoft Inc. 1.5% 07/01/2018 conv 0.0 $1.0M 1.0M 1.01
Accuray Inc Del note 3.750% 8/0 0.0 $1.1M 1.0M 1.13
Emerald Oil 0.0 $1.2M 151k 7.66
Trulia 0.0 $965k 27k 35.26
Walter Invt Mgmt Corp note 0.0 $1.0M 1.0M 1.00
Auxilium Pharmaceuticals note 0.0 $1.1M 1.0M 1.11
Tibco Software Inc. 2.25 05-01 conv 0.0 $931k 925k 1.01
E TRADE Financial Corporation 0.0 $456k 125k 3.65
Crown Holdings (CCK) 0.0 $284k 6.4k 44.53
Equinix Inc note 3.000%10/1 0.0 $316k 200k 1.58
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.0 $427k 3.5k 121.83
Electronic Arts (EA) 0.0 $325k 14k 22.96
Campbell Soup Company (CPB) 0.0 $270k 300k 0.90
Freeport-McMoRan Copper & Gold (FCX) 0.0 $614k 551k 1.11
Whole Foods Market 0.0 $289k 262k 1.10
Clorox Company (CLX) 0.0 $355k 400k 0.89
AvalonBay Communities (AVB) 0.0 $352k 298k 1.18
Energy Select Sector SPDR (XLE) 0.0 $620k 7.0k 88.57
Myers Industries (MYE) 0.0 $317k 15k 21.13
PolyOne Corporation 0.0 $548k 16k 35.36
Copa Holdings Sa-class A (CPA) 0.0 $274k 1.7k 160.23
Credicorp (BAP) 0.0 $261k 2.0k 132.69
FuelCell Energy 0.0 $649k 460k 1.41
Navistar International Corporation 0.0 $302k 100k 3.02
Vantage Drilling Company ord (VTGDF) 0.0 $644k 350k 1.84
Nanosphere 0.0 $458k 200k 2.29
Cobalt Intl Energy 0.0 $699k 43k 16.45
Embraer S A (ERJ) 0.0 $688k 21k 32.19
Novadaq Technologies 0.0 $527k 32k 16.49
Spark Networks 0.0 $708k 115k 6.16
Health Care Reit Pfd I 6.5% 0.0 $387k 7.5k 51.60
Sanofi Aventis Wi Conval Rt 0.0 $409k 1.2M 0.34
Gt Solar Int'l 0.0 $654k 75k 8.72
Sunshine Heart 0.0 $695k 72k 9.70
Facebook Inc cl a (META) 0.0 $404k 164k 2.47
Royal Gold Inc conv 0.0 $483k 500k 0.97
Greenbrier Co Inc conv bnd 0.0 $570k 480k 1.19
Cenveo Corp conv bnd 0.0 $392k 350k 1.12
Qiwi (QIWI) 0.0 $564k 10k 56.02
Independent Bank 0.0 $380k 7.7k 49.60
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $554k 500k 1.11
EXCO Resources 0.0 $176k 1.0M 0.18
Annaly Capital Management 0.0 $16k 357k 0.04
BlackRock 0.0 $74k 20k 3.70
Exxon Mobil Corporation (XOM) 0.0 $19k 45k 0.42
InterMune 0.0 $147k 10k 14.70
Kimberly-Clark Corporation (KMB) 0.0 $160k 100k 1.60
Sherwin-Williams Company (SHW) 0.0 $63k 16k 4.00
Global Payments (GPN) 0.0 $24k 40k 0.60
Meru Networks 0.0 $172k 40k 4.30
Dow Chemical Company 0.0 $4.0k 25k 0.16
Equity Residential (EQR) 0.0 $82k 150k 0.55
Altria (MO) 0.0 $32k 50k 0.64
International Business Machines (IBM) 0.0 $56k 30k 1.87
Philip Morris International (PM) 0.0 $140k 1.1M 0.12
Rio Tinto (RIO) 0.0 $35k 203k 0.17
Kellogg Company (K) 0.0 $109k 545k 0.20
iShares Russell 2000 Index (IWM) 0.0 $6.0k 20k 0.30
Pepco Holdings 0.0 $13k 252k 0.05
Seaspan Corp 0.0 $9.0k 50k 0.18
AEGEAN MARINE PETROLEUM Networ Com Stk 0.0 $5.0k 50k 0.10
BPZ Resources 0.0 $171k 94k 1.82
ISIS Pharmaceuticals 0.0 $81k 50k 1.62
MGM Resorts International. (MGM) 0.0 $111k 300k 0.37
Ocwen Financial Corporation 0.0 $86k 50k 1.72
Wright Medical 0.0 $89k 50k 1.78
Sequenom 0.0 $8.0k 50k 0.16
WebMD Health 0.0 $29k 30k 0.97
iShares Dow Jones US Home Const. (ITB) 0.0 $237k 229k 1.03
Thompson Creek Metals 0.0 $5.0k 209k 0.02
Yamana Gold 0.0 $125k 15k 8.60
Utilities SPDR (XLU) 0.0 $88k 354k 0.25
Amarin Corporation 0.0 $2.0k 176k 0.01
SPDR S&P Oil & Gas Explore & Prod. 0.0 $16k 20k 0.80
SouFun Holdings 0.0 $100k 50k 2.00
ACADIA Pharmaceuticals (ACAD) 0.0 $7.0k 10k 0.70
Towerstream Corporation 0.0 $148k 50k 2.96
Pluristem Therapeutics 0.0 $10k 175k 0.06
Kinder Morgan (KMI) 0.0 $101k 25k 4.04
Citigroup (C) 0.0 $69k 79k 0.87
Dfc Global 0.0 $38k 200k 0.19
Market Vectors Oil Service Etf 0.0 $19k 50k 0.38
Vertex Energy (VTNRQ) 0.0 $105k 31k 3.35
Cui Global 0.0 $126k 20k 6.30
Regulus Therapeutics 0.0 $180k 24k 7.38
Mast Therapeutics 0.0 $46k 100k 0.46
Arris 0.0 $4.0k 50k 0.08
Twitter 0.0 $100k 30k 3.33