Vivaldi Capital Management

Vivaldi Capital Management as of March 31, 2019

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 228 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vivaldi Opportunities 16.7 $60M 4.3M 14.02
Spdr S&p 500 Etf (SPY) 3.4 $12M 43k 282.47
Ssga Active Etf Tr ult sht trm bd (ULST) 2.7 $9.7M 241k 40.36
iShares S&P 500 Index (IVV) 2.3 $8.1M 29k 284.55
iShares MSCI EAFE Index Fund (EFA) 2.1 $7.5M 115k 64.86
First Tr Exch Trd Alpha Fd I (FPA) 1.9 $6.9M 225k 30.43
Vanguard Total Stock Market ETF (VTI) 1.9 $6.8M 47k 144.72
SPDR DJ Wilshire Large Cap (SPLG) 1.7 $6.0M 181k 33.23
Vanguard Emerging Markets ETF (VWO) 1.4 $5.1M 119k 42.50
Apple (AAPL) 1.3 $4.6M 24k 189.97
Vanguard Europe Pacific ETF (VEA) 1.3 $4.6M 112k 40.87
Invesco Van Kampen Senior Income Trust (VVR) 1.2 $4.2M 1.0M 4.20
SPDR S&P World ex-US (SPDW) 1.2 $4.2M 145k 29.21
B. Riley Financial (RILY) 1.2 $4.2M 250k 16.69
Nuveen Insured Tax-Free Adv Munici (NEA) 1.1 $3.9M 292k 13.36
Vanguard Mid-Cap ETF (VO) 1.1 $3.8M 24k 160.73
iShares Russell 2000 Index (IWM) 1.0 $3.7M 24k 153.07
Pgim Short Duration High Yie (ISD) 1.0 $3.6M 254k 14.18
Ishares Tr Dec 2020 1.0 $3.6M 141k 25.23
Ishares Tr liquid inc etf (ICSH) 1.0 $3.5M 70k 50.30
iShares S&P MidCap 400 Index (IJH) 0.9 $3.4M 18k 189.41
Eaton Vance Municipal Bond Fund (EIM) 0.9 $3.3M 266k 12.40
Spdr Ser Tr spdr russel 2000 (SPSM) 0.9 $3.3M 110k 30.23
JPMorgan Chase & Co. (JPM) 0.9 $3.3M 32k 101.23
iShares Dow Jones Select Dividend (DVY) 0.9 $3.3M 33k 98.17
Ishares Tr ibnd dec21 etf 0.9 $3.3M 133k 24.72
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.9 $3.2M 248k 12.95
Invesco Insured Municipal Income Trust (IIM) 0.9 $3.2M 223k 14.42
Vanguard Small-Cap ETF (VB) 0.9 $3.2M 21k 152.78
SPDR DJ Wilshire Mid Cap (SPMD) 0.9 $3.1M 93k 33.34
Ishares Tr 0.9 $3.1M 126k 24.86
Ishares Tr ibnd dec23 etf 0.9 $3.1M 123k 25.01
Ishares Tr Ibonds December 2022 Corp Etf 0.8 $2.9M 118k 24.91
Brookfield Asset Management 0.8 $2.9M 61k 46.64
Thermo Fisher Scientific (TMO) 0.7 $2.7M 9.8k 273.70
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $2.7M 193k 13.77
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.7 $2.6M 43k 60.76
iShares Cohen & Steers Realty Maj. (ICF) 0.7 $2.6M 23k 111.20
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.7 $2.4M 46k 52.82
SPDR S&P Emerging Markets (SPEM) 0.7 $2.3M 65k 35.77
Tortoise Energy Infrastructure 0.6 $2.3M 98k 23.50
Gavekal Knowledge Leaders Deve 0.6 $2.3M 70k 32.72
UnitedHealth (UNH) 0.6 $2.3M 9.2k 247.21
Ishares Tr core msci intl (IDEV) 0.6 $2.3M 42k 54.14
IAC/InterActive 0.6 $2.2M 11k 210.10
Microsoft Corporation (MSFT) 0.6 $2.2M 19k 117.96
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.6 $2.2M 45k 48.48
BlackRock Corporate High Yield Fund VI (HYT) 0.6 $2.2M 212k 10.26
Lehman Brothers First Trust IOF (NHS) 0.6 $2.1M 184k 11.29
Templeton Global Income Fund (SABA) 0.6 $2.0M 324k 6.30
Western Asst High Incm Opprtnty Fnd (HIO) 0.6 $2.1M 425k 4.83
Pgim Global Short Duration H (GHY) 0.6 $2.1M 148k 13.94
iShares S&P SmallCap 600 Index (IJR) 0.6 $2.0M 26k 77.16
AllianceBernstein Global Hgh Incm (AWF) 0.6 $2.0M 175k 11.59
Western Asset High Incm Fd I (HIX) 0.5 $1.9M 297k 6.48
Cme (CME) 0.5 $1.8M 11k 164.58
Nuveen Div. Advantage Muni. Fund (NAD) 0.5 $1.7M 124k 13.57
Kayne Anderson MLP Investment (KYN) 0.5 $1.7M 103k 16.03
iShares Russell Midcap Index Fund (IWR) 0.4 $1.6M 29k 53.94
FedEx Corporation (FDX) 0.4 $1.6M 8.6k 181.43
Consumer Discretionary SPDR (XLY) 0.4 $1.5M 13k 113.84
Schwab Strategic Tr us lrg cap etf (SCHX) 0.4 $1.5M 22k 67.61
Alphabet Inc Class C cs (GOOG) 0.4 $1.5M 1.3k 1173.71
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.4 $1.5M 21k 70.67
Citigroup (C) 0.4 $1.4M 23k 62.20
Ultimate Software 0.4 $1.4M 4.1k 330.17
Vanguard Short-Term Bond ETF (BSV) 0.4 $1.4M 17k 79.61
iShares NASDAQ Biotechnology Index (IBB) 0.4 $1.4M 12k 111.81
Invesco Van Kampen Municipal Trust (VKQ) 0.4 $1.4M 114k 12.05
Ishares Inc core msci emkt (IEMG) 0.4 $1.3M 26k 51.71
Gaming & Leisure Pptys (GLPI) 0.4 $1.4M 35k 38.56
Berkshire Hathaway (BRK.B) 0.4 $1.3M 6.6k 200.84
Nextera Energy (NEE) 0.4 $1.3M 6.8k 193.26
Vanguard S&p 500 Etf idx (VOO) 0.4 $1.3M 5.2k 259.58
iShares Russell 1000 Value Index (IWD) 0.4 $1.3M 11k 123.54
Exxon Mobil Corporation (XOM) 0.3 $1.2M 15k 80.79
Abbvie (ABBV) 0.3 $1.2M 15k 80.60
MetLife (MET) 0.3 $1.1M 27k 42.55
Abbott Laboratories (ABT) 0.3 $1.1M 14k 79.97
Walt Disney Company (DIS) 0.3 $1.1M 10k 111.02
Wal-Mart Stores (WMT) 0.3 $1.1M 11k 97.52
CF Industries Holdings (CF) 0.3 $1.1M 27k 40.88
SPDR S&P Oil & Gas Explore & Prod. 0.3 $1.1M 36k 30.73
Dreyfus Mun Bd Infrastructure 0.3 $1.1M 83k 12.96
iShares S&P SmallCap 600 Value Idx (IJS) 0.3 $1.1M 7.1k 147.60
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $1.1M 18k 57.45
Invesco Quality Municipal Inc Trust (IQI) 0.3 $1.0M 87k 12.11
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.3 $1.0M 42k 25.17
Corning Incorporated (GLW) 0.3 $999k 30k 33.11
CBOE Holdings (CBOE) 0.3 $954k 10k 95.40
Schwab Emerging Markets Equity ETF (SCHE) 0.3 $957k 37k 26.01
Alerian Mlp Etf 0.3 $934k 93k 10.03
Mellanox Technologies 0.2 $915k 7.7k 118.32
Walgreen Boots Alliance (WBA) 0.2 $885k 14k 63.28
Texas Instruments Incorporated (TXN) 0.2 $869k 8.2k 106.05
iShares Russell 1000 Growth Index (IWF) 0.2 $854k 5.6k 151.36
Schwab U S Small Cap ETF (SCHA) 0.2 $873k 13k 69.91
Sch Us Mid-cap Etf etf (SCHM) 0.2 $854k 15k 55.41
BorgWarner (BWA) 0.2 $825k 22k 38.40
Schwab International Equity ETF (SCHF) 0.2 $825k 26k 31.32
Pfizer (PFE) 0.2 $805k 19k 42.49
Bunge 0.2 $784k 15k 53.08
Goodyear Tire & Rubber Company (GT) 0.2 $780k 43k 18.16
EOG Resources (EOG) 0.2 $809k 8.5k 95.14
Amazon (AMZN) 0.2 $807k 453.00 1781.46
Goldcorp 0.2 $808k 71k 11.43
At&t (T) 0.2 $771k 25k 31.34
Red Hat 0.2 $761k 4.2k 182.76
Honeywell International (HON) 0.2 $745k 4.7k 158.98
Tesla Motors (TSLA) 0.2 $761k 2.7k 279.78
Ellie Mae 0.2 $761k 7.7k 98.63
Facebook Inc cl a (META) 0.2 $748k 4.5k 166.59
Discovery Communications 0.2 $705k 28k 25.42
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $707k 48k 14.65
SPDR Gold Trust (GLD) 0.2 $700k 5.7k 122.01
Nuveen Select Tax-Free Incom Portfolio 3 0.2 $661k 45k 14.73
Vanguard Total World Stock Idx (VT) 0.2 $646k 8.8k 73.12
iShares MSCI Emerging Markets Indx (EEM) 0.2 $618k 14k 42.89
Northern Trust Corporation (NTRS) 0.2 $624k 6.9k 90.36
Cisco Systems (CSCO) 0.2 $593k 11k 53.96
Air Lease Corp (AL) 0.2 $576k 17k 34.37
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.2 $586k 12k 49.31
Celgene Corporation 0.1 $541k 5.7k 94.27
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $539k 5.2k 104.22
Johnson & Johnson (JNJ) 0.1 $507k 3.6k 139.90
Industrial SPDR (XLI) 0.1 $488k 6.5k 75.02
Costco Wholesale Corporation (COST) 0.1 $454k 1.9k 242.26
Verizon Communications (VZ) 0.1 $483k 8.2k 59.15
Newell Rubbermaid (NWL) 0.1 $462k 30k 15.33
Procter & Gamble Company (PG) 0.1 $463k 4.4k 104.16
iShares Lehman Aggregate Bond (AGG) 0.1 $454k 4.2k 109.06
Vanguard Small-Cap Value ETF (VBR) 0.1 $450k 3.5k 128.64
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $484k 16k 30.84
Pimco Exch Traded Fund (LDUR) 0.1 $462k 4.6k 99.68
Ishares Tr core intl aggr (IAGG) 0.1 $462k 8.6k 53.47
Bank of New York Mellon Corporation (BK) 0.1 $425k 8.4k 50.40
Schlumberger (SLB) 0.1 $428k 9.8k 43.56
Vanguard Pacific ETF (VPL) 0.1 $414k 6.3k 65.82
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $439k 4.3k 101.50
DTF Tax Free Income (DTF) 0.1 $446k 34k 13.24
Global X Fds glbl x mlp etf 0.1 $448k 51k 8.86
Alphabet Inc Class A cs (GOOGL) 0.1 $421k 358.00 1175.98
Suntrust Banks Inc $1.00 Par Cmn 0.1 $405k 6.8k 59.31
Health Care SPDR (XLV) 0.1 $407k 4.4k 91.71
Chevron Corporation (CVX) 0.1 $384k 3.1k 123.23
Intel Corporation (INTC) 0.1 $408k 7.6k 53.74
Pepsi (PEP) 0.1 $394k 3.2k 122.63
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $392k 1.5k 259.09
iShares S&P GSCI Commodity-Indexed (GSG) 0.1 $399k 25k 15.96
Vanguard High Dividend Yield ETF (VYM) 0.1 $382k 4.5k 85.71
I Shares 2019 Etf 0.1 $406k 16k 25.44
Ishares Tr core msci euro (IEUR) 0.1 $413k 9.0k 45.89
Ishares 2020 Amt-free Muni Bond Etf 0.1 $413k 16k 25.51
Ishares Tr ibonds dec 21 0.1 $398k 16k 25.67
Ishares Tr ibonds dec 22 0.1 $382k 15k 25.91
Element Solutions (ESI) 0.1 $380k 38k 10.10
U.S. Bancorp (USB) 0.1 $348k 7.2k 48.21
Accenture (ACN) 0.1 $377k 2.1k 176.25
iShares Dow Jones US Technology (IYW) 0.1 $351k 1.8k 190.55
Nuveen Select Tax Free Incom Portfolio 2 0.1 $351k 25k 13.95
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $348k 4.4k 79.69
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $352k 48k 7.40
Bsb Bancorp Inc Md 0.1 $355k 11k 32.89
Dowdupont 0.1 $359k 6.7k 53.30
Comcast Corporation (CMCSA) 0.1 $329k 8.2k 39.96
Coca-Cola Company (KO) 0.1 $332k 7.1k 46.81
McDonald's Corporation (MCD) 0.1 $328k 1.7k 190.14
Home Depot (HD) 0.1 $323k 1.7k 192.15
Visa (V) 0.1 $339k 2.2k 156.22
Energy Select Sector SPDR (XLE) 0.1 $337k 5.1k 66.17
SPDR Barclays Capital High Yield B 0.1 $319k 8.9k 35.97
WisdomTree Emerging Markets Eq (DEM) 0.1 $307k 7.0k 43.86
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $326k 27k 12.16
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $309k 23k 13.26
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $307k 29k 10.55
Xpo Logistics Inc equity (XPO) 0.1 $316k 5.9k 53.74
Spark Therapeutics 0.1 $325k 2.9k 113.84
Willis Towers Watson (WTW) 0.1 $306k 1.7k 175.86
Ishares Tr Ibonds Dec2023 etf 0.1 $334k 13k 25.47
Amgen (AMGN) 0.1 $301k 1.6k 189.91
Berkshire Hathaway (BRK.A) 0.1 $301k 1.00 301000.00
Freeport-McMoRan Copper & Gold (FCX) 0.1 $295k 23k 12.88
Prudential Financial (PRU) 0.1 $270k 2.9k 91.96
Technology SPDR (XLK) 0.1 $282k 3.8k 73.92
SPDR KBW Regional Banking (KRE) 0.1 $282k 5.5k 51.32
Vanguard European ETF (VGK) 0.1 $302k 5.6k 53.57
iShares S&P 1500 Index Fund (ITOT) 0.1 $300k 4.7k 64.31
Blackrock California Mun. Income Trust (BFZ) 0.1 $292k 23k 12.82
Vanguard Admiral Fds Inc equity (VOOG) 0.1 $271k 1.8k 154.86
Paypal Holdings (PYPL) 0.1 $294k 2.8k 104.00
Merck & Co (MRK) 0.1 $268k 3.2k 83.05
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $246k 2.2k 111.11
Vanguard Total Bond Market ETF (BND) 0.1 $267k 3.3k 81.25
Cbre Group Inc Cl A (CBRE) 0.1 $248k 5.0k 49.48
Luxoft Holding Inc cmn 0.1 $248k 4.2k 58.77
MasterCard Incorporated (MA) 0.1 $226k 958.00 235.91
Bank of America Corporation (BAC) 0.1 $228k 8.3k 27.59
General Electric Company 0.1 $218k 22k 10.01
Morgan Stanley (MS) 0.1 $208k 4.9k 42.16
International Paper Company (IP) 0.1 $207k 4.5k 46.22
Valero Energy Corporation (VLO) 0.1 $211k 2.5k 84.64
Clorox Company (CLX) 0.1 $222k 1.4k 160.40
Fifth Third Ban (FITB) 0.1 $210k 8.3k 25.18
Enbridge (ENB) 0.1 $209k 5.8k 36.32
Vanguard Dividend Appreciation ETF (VIG) 0.1 $212k 1.9k 109.84
iShares Barclays TIPS Bond Fund (TIP) 0.1 $221k 2.0k 113.16
Oaktree Cap 0.1 $206k 4.1k 49.77
Doubleline Income Solutions (DSL) 0.1 $201k 10k 19.90
Quantenna Communications 0.1 $225k 9.2k 24.36
Booking Holdings (BKNG) 0.1 $229k 131.00 1748.09
Yamana Gold 0.1 $183k 70k 2.61
Clearbridge Energy M 0.1 $195k 15k 12.67
Blackrock Muniyield California Ins Fund 0.1 $172k 13k 13.46
D First Tr Exchange-traded (FPE) 0.1 $191k 10k 19.10
Eaton Vance California Mun. Income Trust (CEV) 0.0 $159k 13k 11.97
DNP Select Income Fund (DNP) 0.0 $120k 10k 11.54
Center Coast Mlp And Infrastructure unit 0.0 $108k 13k 8.31
National Health Invs Inc note 0.0 $23k 20k 1.15
Vector Group Ltd note 1.75% 4/15 0.0 $20k 20k 1.00
Verint Sys Inc note 1.5% 6/1 0.0 $22k 20k 1.10
Echo Global Logistics Inc note 2.500% 5/0 0.0 $20k 20k 1.00
Northern Dynasty Minerals Lt (NAK) 0.0 $6.0k 10k 0.60
Mcewen Mining 0.0 $15k 10k 1.50
Seacor Holdings Inc note 2.500%12/1 0.0 $9.0k 10k 0.90
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $14k 15k 0.93
Acorda Therap note 1.75% 6/15 0.0 $13k 15k 0.87
Macquarie Infrastructure conv 0.0 $15k 15k 1.00
Gogo Inc conv 0.0 $15k 15k 1.00