Vivaldi Capital Management

Vivaldi Capital Management as of June 30, 2019

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 238 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vivaldi Opportunities Equity 15.7 $60M 4.3M 14.03
Ssga Active Etf Tr Equity (ULST) 3.4 $13M 319k 40.43
Spdr S&p 500 Etf Tr Equity (SPY) 3.2 $12M 42k 293.00
Spdr Series Trust Equity (SPLG) 2.5 $9.7M 282k 34.54
Spdr Index Shs Fds Equity (SPDW) 2.1 $7.9M 268k 29.59
Ishares Tr Equity (IVV) 2.0 $7.8M 27k 294.77
Ishares Tr Equity (EFA) 2.0 $7.7M 117k 65.73
Vanguard Index Fds Equity (VTI) 1.7 $6.6M 44k 150.08
Angel Oak Finl Strategies In Equity (FINS) 1.7 $6.5M 325k 20.10
First Tr Exch Trd Alpha Fd I Equity (FPA) 1.6 $6.1M 204k 29.76
Invesco Sr Income Tr Equity (VVR) 1.6 $6.0M 1.4M 4.32
Rivernorth Marketplace Lendi Equity (RSF) 1.5 $5.9M 291k 20.40
B Riley Finl Equity (RILY) 1.4 $5.2M 250k 20.86
Nuveen Amt Free Qlty Mun Equity (NEA) 1.3 $5.2M 374k 13.81
Pgim High Yield Bond Fund In Equity (ISD) 1.3 $5.0M 341k 14.63
Vanguard Tax Managed Intl Equity (VEA) 1.2 $4.7M 112k 41.71
Ishares Tr Equity (ICSH) 1.2 $4.6M 90k 50.40
Alliancebernstein Natl Muni Equity (AFB) 1.2 $4.4M 329k 13.45
Vanguard Intl Equity Index F Equity (VWO) 1.1 $4.4M 103k 42.53
Invesco Value Mun Income Tr Equity (IIM) 1.1 $4.4M 287k 15.22
Spdr Series Trust Equity (SPSM) 1.1 $4.2M 138k 30.64
Spdr Series Trust Equity (SPMD) 1.1 $4.1M 119k 34.07
Vanguard Index Fds Equity (VO) 1.0 $3.9M 24k 167.14
Jpmorgan Chase & Co Equity (JPM) 1.0 $3.8M 34k 111.81
Apple Equity (AAPL) 0.9 $3.6M 18k 197.94
Blackrock Muni Inter Dr Fd I Equity (MUI) 0.9 $3.5M 248k 14.05
Ishares Tr Equity (IWM) 0.9 $3.4M 22k 155.49
Vanguard Index Fds Equity (VB) 0.8 $3.2M 21k 156.68
Ishares Tr Equity (DVY) 0.8 $3.2M 32k 99.57
Spdr Index Shs Fds Equity (SPEM) 0.8 $3.2M 89k 35.80
Blackrock Corpor Hi Yld Fd I Equity (HYT) 0.8 $3.1M 289k 10.72
Eaton Vance Mun Bd Equity (EIM) 0.8 $3.0M 245k 12.43
Western Asset High Incm Opp Equity (HIO) 0.8 $3.0M 576k 5.13
Pgim Global High Yield Fd In Equity (GHY) 0.8 $2.9M 201k 14.45
Neuberger Berman Hgh Yld Equity (NHS) 0.8 $2.9M 248k 11.70
Microsoft Corp Equity (MSFT) 0.7 $2.8M 21k 133.97
Templeton Global Income Equity 0.7 $2.8M 443k 6.36
Alliancebernstein Gbl Hgh In Equity (AWF) 0.7 $2.8M 239k 11.78
Western Asset High Incm Fd I Equity (HIX) 0.7 $2.8M 400k 7.02
Ishares Tr Equity (IJH) 0.6 $2.4M 13k 194.29
Liberty Expedia Hldgs Equity 0.6 $2.4M 49k 47.78
Ishares Tr Equity (ICF) 0.6 $2.3M 21k 112.64
Procter And Gamble Equity (PG) 0.6 $2.2M 20k 109.67
Nuveen Quality Muncp Income Equity (NAD) 0.5 $2.1M 149k 14.00
Exchange Listed Fds Tr Equity 0.5 $2.1M 62k 33.35
Pfizer Equity (PFE) 0.5 $2.0M 47k 43.32
Red Hat Equity 0.5 $2.0M 11k 187.78
Thermo Fisher Scientific Equity (TMO) 0.5 $1.8M 6.1k 293.58
Brookfield Asset Mgmt Equity 0.5 $1.8M 37k 47.77
Invesco Mun Tr Equity (VKQ) 0.4 $1.7M 136k 12.32
Ishares Tr Equity 0.4 $1.7M 67k 24.87
Worldpay Equity 0.4 $1.6M 27k 61.26
Ishares Tr Equity (IDEV) 0.4 $1.6M 30k 54.81
Ishares Tr Equity (IWR) 0.4 $1.6M 29k 55.87
Schwab Strategic Tr Equity (SCHX) 0.4 $1.6M 22k 70.21
Berkshire Hathaway Inc Del Equity (BRK.B) 0.4 $1.5M 7.1k 213.10
Ishares Tr Equity 0.4 $1.5M 58k 25.34
Ishares Tr Equity (AAXJ) 0.4 $1.4M 21k 69.80
Cme Group Equity (CME) 0.4 $1.4M 7.3k 194.13
Ishares Tr Equity (IEFA) 0.4 $1.4M 23k 61.39
Gaming & Leisure Pptys Equity (GLPI) 0.4 $1.4M 35k 38.98
Unitedhealth Group Equity (UNH) 0.4 $1.4M 5.6k 244.09
Ishares Tr Equity 0.4 $1.4M 54k 25.42
Ishares Tr Equity 0.4 $1.3M 54k 24.94
Vanguard Index Fds Equity (VOO) 0.4 $1.3M 5.0k 269.18
Iac Interactivecorp Equity 0.3 $1.3M 6.0k 217.53
Bny Mellon Mun Bd Infrastruc Equity (DMB) 0.3 $1.3M 98k 13.32
Invesco Quality Muni Inc Trs Equity (IQI) 0.3 $1.3M 103k 12.42
Disney Walt Equity (DIS) 0.3 $1.3M 9.1k 139.70
Abbott Labs Equity (ABT) 0.3 $1.2M 15k 84.13
Exxon Mobil Corp Equity (XOM) 0.3 $1.2M 16k 76.64
Tableau Software Equity 0.3 $1.2M 7.3k 166.05
Ishares Tr Equity (IWD) 0.3 $1.2M 9.3k 127.19
Ishares Tr Equity (IJR) 0.3 $1.2M 15k 78.30
Ishares Tr Equity 0.3 $1.2M 47k 25.22
Ishares Tr Equity (IJJ) 0.3 $1.2M 7.4k 159.46
Abbvie Equity (ABBV) 0.3 $1.2M 16k 72.71
3M Equity (MMM) 0.3 $1.2M 6.7k 173.38
Amerigas Partners Equity 0.3 $1.1M 32k 34.84
Pepsico Equity (PEP) 0.3 $1.1M 8.4k 131.15
Anadarko Pete Corp Equity 0.3 $1.1M 16k 70.57
Johnson & Johnson Equity (JNJ) 0.3 $1.1M 7.8k 139.33
Chevron Corp Equity (CVX) 0.3 $1.1M 8.5k 124.50
Andeavor Logistics Equity 0.3 $1.1M 29k 36.34
Cboe Global Markets Equity (CBOE) 0.3 $1.0M 10k 103.68
Alphabet Equity (GOOG) 0.3 $1.0M 940.00 1080.85
Tcf Finl Corp Equity 0.2 $945k 46k 20.78
Spdr Series Trust Equity (SHM) 0.2 $926k 19k 48.96
Schwab Strategic Tr Equity (SCHE) 0.2 $918k 35k 26.23
Schwab Strategic Tr Equity (SCHA) 0.2 $908k 13k 71.46
Schwab Strategic Tr Equity (SCHF) 0.2 $904k 28k 32.10
Ishares Tr Equity (IWF) 0.2 $888k 5.6k 157.36
Accenture Plc Ireland Equity (ACN) 0.2 $884k 4.8k 184.78
Schwab Strategic Tr Equity (SCHM) 0.2 $881k 15k 57.12
Amazon Equity (AMZN) 0.2 $879k 464.00 1894.40
Ishares Equity (IEMG) 0.2 $869k 17k 51.44
Citigroup Equity (C) 0.2 $867k 12k 70.00
Nextera Energy Equity (NEE) 0.2 $842k 4.1k 204.87
Mcdonalds Corp Equity (MCD) 0.2 $837k 4.0k 207.69
Select Sector Spdr Tr Equity (XLY) 0.2 $833k 7.0k 119.26
Nuveen Select Tax Free Incm Equity 0.2 $830k 54k 15.45
Blackrock Municipl Inc Qlty Equity (BYM) 0.2 $827k 60k 13.76
At&t Equity (T) 0.2 $825k 25k 33.53
Kayne Andersn Mlp Mids Invt Equity (KYN) 0.2 $821k 54k 15.32
Total Sys Svcs Equity 0.2 $810k 6.3k 128.23
Fedex Corp Equity (FDX) 0.2 $792k 4.8k 163.94
Ishares Tr Equity (IBB) 0.2 $788k 7.2k 109.11
Spdr Gold Trust Equity (GLD) 0.2 $764k 5.7k 133.17
Tortoise Energy Infra Corp Equity 0.2 $759k 34k 22.55
Honeywell Intl Equity (HON) 0.2 $726k 4.2k 174.52
Celgene Corp Equity 0.2 $717k 7.8k 92.41
Cf Inds Hldgs Equity (CF) 0.2 $708k 15k 46.70
Vanguard Intl Equity Index F Equity (VT) 0.2 $693k 9.2k 75.21
Facebook Equity (META) 0.2 $671k 3.5k 192.93
Walmart Equity (WMT) 0.2 $669k 6.1k 110.43
Select Sector Spdr Tr Equity (XLK) 0.2 $668k 8.6k 77.99
Us Bancorp Del Equity (USB) 0.2 $664k 13k 52.39
Metlife Equity (MET) 0.2 $660k 13k 49.67
Blackrock Float Rate Ome Str Equity (FRA) 0.2 $642k 50k 12.82
Corning Equity (GLW) 0.2 $628k 19k 33.25
Doubleline Income Solutions Equity (DSL) 0.2 $623k 31k 19.97
Northern Tr Corp Equity (NTRS) 0.2 $622k 6.9k 89.99
Ishares Tr Equity (EEM) 0.2 $619k 14k 42.93
Tesla Equity (TSLA) 0.2 $607k 2.7k 223.49
Blackrock Muniy Quality Fd I Equity (MQT) 0.2 $592k 47k 12.57
Vaneck Vectors Etf Tr Equity (FLTR) 0.2 $589k 23k 25.20
Ishares Tr Equity (IGSB) 0.2 $582k 11k 53.46
Cisco Sys Equity (CSCO) 0.1 $554k 10k 54.72
Texas Instrs Equity (TXN) 0.1 $552k 4.8k 114.67
Ishares Tr Equity (SCZ) 0.1 $540k 9.4k 57.39
International Business Machs Equity (IBM) 0.1 $534k 3.9k 137.98
Wageworks Equity 0.1 $534k 11k 50.82
Dtf Tax-free Income Equity (DTF) 0.1 $530k 38k 13.85
Costco Whsl Corp Equity (COST) 0.1 $505k 1.9k 264.26
Discovery Equity 0.1 $504k 18k 28.45
Ishares Tr Equity (IDV) 0.1 $503k 16k 30.72
Eog Res Equity (EOG) 0.1 $500k 5.4k 93.09
Verizon Communications Equity (VZ) 0.1 $485k 8.5k 57.13
Alps Etf Tr Equity 0.1 $476k 48k 9.85
Vanguard Intl Equity Index F Equity (VSS) 0.1 $462k 4.4k 105.26
Ishares Tr Equity (IAGG) 0.1 $447k 8.2k 54.49
Vanguard Index Fds Equity (VBR) 0.1 $447k 3.4k 130.63
Global X Fds Equity 0.1 $446k 51k 8.82
Nuveen Select Tax Free Incm Equity 0.1 $431k 30k 14.42
Exchange Listed Fds Tr Equity (CEFS) 0.1 $431k 21k 20.29
Ishares Tr Equity (AGG) 0.1 $430k 3.9k 111.46
Western Asset Mun Hi Incm Equity (MHF) 0.1 $428k 57k 7.56
Alphabet Equity (GOOGL) 0.1 $424k 392.00 1081.63
Wells Fargo Equity (WFC) 0.1 $423k 8.9k 47.30
Ishares Tr Equity (IEUR) 0.1 $419k 9.0k 46.56
Bunge Equity 0.1 $415k 7.5k 55.67
Vanguard Intl Equity Index F Equity (VPL) 0.1 $413k 6.2k 66.12
Walgreens Boots Alliance Equity (WBA) 0.1 $410k 7.5k 54.70
Borgwarner Equity (BWA) 0.1 $409k 9.7k 41.98
Spdr Series Trust Equity 0.1 $409k 15k 27.22
Ishares Tr Equity (REM) 0.1 $406k 9.6k 42.18
Ishares S&p Gsci Commodity I Equity (GSG) 0.1 $391k 25k 15.64
Nuveen California Amt Qlt Mu Equity (NKX) 0.1 $387k 27k 14.60
Vanguard Whitehall Fds Equity (VYM) 0.1 $382k 4.4k 87.41
Home Depot Equity (HD) 0.1 $379k 1.8k 207.79
Intel Corp Equity (INTC) 0.1 $377k 7.9k 47.82
Ishares Tr Equity (ITOT) 0.1 $371k 5.6k 66.64
Ishares Tr Equity (IYW) 0.1 $365k 1.8k 198.15
Coca Cola Equity (KO) 0.1 $364k 7.2k 50.75
Eaton Vance Calif Mun Bd Equity (EVM) 0.1 $358k 33k 11.03
Ishares Tr Equity (IJS) 0.1 $354k 2.4k 148.43
Blackrock Munihldngs Cali Ql Equity (MUC) 0.1 $354k 26k 13.63
Vanguard Scottsdale Fds Equity (VCSH) 0.1 $352k 4.4k 80.60
Select Sector Spdr Tr Equity (XLV) 0.1 $341k 3.7k 92.71
Blackrock Calif Mun Income T Equity (BFZ) 0.1 $338k 26k 13.24
Bank New York Mellon Corp Equity (BK) 0.1 $335k 7.6k 44.17
Willis Towers Watson Pub Equity (WTW) 0.1 $334k 1.7k 191.51
Amgen Equity (AMGN) 0.1 $329k 1.8k 184.21
Danaher Corporation Equity (DHR) 0.1 $328k 2.3k 143.11
Newell Brands Equity (NWL) 0.1 $326k 21k 15.44
Comcast Corp Equity (CMCSA) 0.1 $326k 7.7k 42.22
Spdr Series Trust Equity (JNK) 0.1 $322k 3.0k 109.08
Berkshire Hathaway Inc Del Equity (BRK.A) 0.1 $318k 1.00 318000.00
Wisdomtree Tr Equity (DEM) 0.1 $313k 7.0k 44.71
Array Biopharma Equity 0.1 $312k 6.7k 46.30
Select Sector Spdr Tr Equity (XLF) 0.1 $311k 11k 27.64
Vanguard Intl Equity Index F Equity (VGK) 0.1 $307k 5.6k 54.89
Visa Equity (V) 0.1 $304k 1.8k 173.62
Merck & Co Equity (MRK) 0.1 $303k 3.6k 83.70
Spdr Dow Jones Indl Avrg Etf Equity (DIA) 0.1 $303k 1.1k 265.56
Prudential Finl Equity (PRU) 0.1 $293k 2.9k 101.07
Select Sector Spdr Tr Equity (XLI) 0.1 $291k 3.8k 77.39
Mastercard Equity (MA) 0.1 $290k 1.1k 264.36
Paypal Hldgs Equity (PYPL) 0.1 $286k 2.5k 114.40
Vanguard Admiral Fds Equity (VOOG) 0.1 $282k 1.8k 161.14
Bank Amer Corp Equity (BAC) 0.1 $264k 9.1k 29.03
Ecolab Equity (ECL) 0.1 $263k 1.3k 197.15
Spdr Series Trust Equity (TFI) 0.1 $263k 5.2k 50.19
Cbre Group Equity (CBRE) 0.1 $257k 5.0k 51.21
Oaktree Cap Group Equity 0.1 $250k 5.0k 49.51
Ishares Tr Equity (MUB) 0.1 $250k 2.2k 112.92
Goodyear Tire & Rubr Equity (GT) 0.1 $249k 16k 15.32
Booking Hldgs Equity (BKNG) 0.1 $246k 131.00 1877.86
Vanguard Bd Index Equity (BND) 0.1 $243k 2.9k 83.08
First Tr Exchange-traded Equity (FPE) 0.1 $242k 13k 19.36
Sysco Corp Equity (SYY) 0.1 $240k 3.4k 70.69
American Express Equity (AXP) 0.1 $233k 1.9k 123.22
Fifth Third Bancorp Equity (FITB) 0.1 $233k 8.4k 27.87
Gilead Sciences Equity (GILD) 0.1 $228k 3.4k 67.68
Select Sector Spdr Tr Equity (XLE) 0.1 $228k 3.6k 63.63
Spdr Series Trust Equity (KRE) 0.1 $226k 4.2k 53.43
Air Lease Corp Equity (AL) 0.1 $224k 5.4k 41.40
Vanguard Group Equity (VIG) 0.1 $222k 1.9k 114.91
Novartis A G Equity (NVS) 0.1 $221k 2.4k 91.32
Pimco Etf Tr Equity (LDUR) 0.1 $220k 2.2k 100.23
Proshares Tr Equity (SH) 0.1 $216k 8.1k 26.64
Element Solutions Equity (ESI) 0.1 $216k 21k 10.32
Valero Energy Corp Equity (VLO) 0.1 $214k 2.5k 85.50
Clorox Co Del Equity (CLX) 0.1 $212k 1.4k 152.85
Illinois Tool Wks Equity (ITW) 0.1 $209k 1.4k 150.25
Target Corp Equity (TGT) 0.1 $209k 2.4k 86.54
Enbridge Equity (ENB) 0.1 $208k 5.8k 36.15
Dupont De Nemours Equity (DD) 0.1 $208k 2.8k 75.14
Intl Paper Equity (IP) 0.1 $205k 4.7k 43.24
Schlumberger Equity (SLB) 0.1 $205k 5.2k 39.61
Blackrock Muniyield Cali Qlt Equity 0.1 $201k 14k 14.24
Eaton Vance Ca Muni Income T Equity (CEV) 0.0 $183k 15k 12.37
General Electric Equity 0.0 $170k 16k 10.50
Dnp Select Income Equity (DNP) 0.0 $123k 10k 11.83
Center Coast Brkfld Mlp Enrg Equity 0.0 $114k 15k 7.86
Del Friscos Restaurant Group Equity 0.0 $87k 11k 7.98
Galectin Therapeutics Equity (GALT) 0.0 $44k 11k 4.12
National Health Invs Equity 0.0 $23k 20k 1.15
Vector Group Equity 0.0 $21k 20k 1.05
Verint Sys Equity 0.0 $21k 20k 1.05
Echo Global Logistics Equity 0.0 $20k 20k 1.00
Mcewen Mng Equity 0.0 $18k 10k 1.80
Colony Cap Equity 0.0 $15k 15k 1.00
Macquarie Infrastructure Cor Equity 0.0 $15k 15k 1.00
Gogo Equity 0.0 $15k 15k 1.00
Acorda Therapeutics Equity 0.0 $13k 15k 0.87
Seacor Holdings Equity 0.0 $10k 10k 1.00
Northern Dynasty Minerals Lt Equity (NAK) 0.0 $6.0k 10k 0.60