Vivaldi Capital Management

Vivaldi Capital Management as of Sept. 30, 2024

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 226 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio S&p500 (SPLG) 5.2 $18M 265k 67.51
Apple (AAPL) 3.9 $14M 58k 233.00
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.6 $13M 332k 37.56
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 3.3 $11M 168k 67.85
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 3.2 $11M 224k 48.98
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.1 $11M 128k 83.15
Ishares Gold Tr Ishares New (IAU) 2.8 $9.6M 192k 49.70
Schwab Strategic Tr Intl Eqty Etf (SCHF) 2.7 $9.4M 228k 41.12
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.6 $8.8M 15k 573.78
Microsoft Corporation (MSFT) 2.5 $8.4M 20k 430.31
Vanguard Index Fds Total Stk Mkt (VTI) 2.2 $7.6M 27k 283.16
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.1 $7.2M 140k 51.50
Tesla Motors (TSLA) 1.9 $6.7M 26k 261.63
Gaming & Leisure Pptys (GLPI) 1.8 $6.3M 123k 51.45
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.7 $5.8M 107k 54.68
Spdr Gold Tr Gold Shs (GLD) 1.7 $5.7M 24k 243.06
Ishares Tr Core S&p500 Etf (IVV) 1.6 $5.4M 9.4k 576.79
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.6 $5.4M 118k 45.51
NVIDIA Corporation (NVDA) 1.5 $5.3M 43k 121.44
Ishares Tr Core S&p Ttl Stk (ITOT) 1.5 $5.3M 42k 125.62
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.4 $4.9M 73k 66.52
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.3 $4.4M 8.4k 527.70
Ishares Tr Select Divid Etf (DVY) 1.2 $4.2M 31k 135.07
Ishares Tr Msci Acwi Etf (ACWI) 1.2 $4.0M 34k 119.55
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.1 $3.9M 75k 52.81
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 1.1 $3.8M 77k 49.41
Vanguard Index Fds Value Etf (VTV) 1.1 $3.6M 21k 174.57
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 0.9 $3.3M 111k 29.41
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.9 $3.2M 38k 83.09
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.9 $3.2M 109k 29.18
Amazon (AMZN) 0.9 $3.1M 16k 186.33
Angel Oak Mtg (AOMR) 0.8 $2.9M 276k 10.43
Alphabet Cap Stk Cl C (GOOG) 0.8 $2.8M 17k 167.19
Coinbase Global Com Cl A (COIN) 0.7 $2.5M 14k 178.17
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $2.4M 9.2k 263.83
Vanguard Index Fds Small Cp Etf (VB) 0.7 $2.3M 9.7k 237.22
Eli Lilly & Co. (LLY) 0.7 $2.3M 2.6k 885.94
Schwab Strategic Tr Fundamental Intl (FNDF) 0.7 $2.3M 60k 37.37
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.6 $2.2M 4.8k 460.26
Alphabet Cap Stk Cl A (GOOGL) 0.6 $2.1M 13k 165.85
Halozyme Therapeutics (HALO) 0.6 $2.0M 35k 57.24
Ishares Tr Core Msci Eafe (IEFA) 0.5 $1.8M 23k 78.05
Schwab Strategic Tr Fundamental Emer (FNDE) 0.5 $1.8M 56k 32.27
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.5 $1.8M 44k 41.28
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.5 $1.8M 15k 119.70
Vanguard Index Fds Real Estate Etf (VNQ) 0.5 $1.8M 18k 97.42
Abbvie (ABBV) 0.5 $1.6M 8.2k 197.48
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.5 $1.6M 21k 76.64
Schwab Strategic Tr Us Reit Etf (SCHH) 0.5 $1.6M 70k 23.17
DNP Select Income Fund (DNP) 0.4 $1.5M 152k 10.04
Meta Platforms Cl A (META) 0.4 $1.5M 2.5k 572.50
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.4 $1.4M 17k 84.53
Thermo Fisher Scientific (TMO) 0.4 $1.4M 2.3k 618.57
UnitedHealth (UNH) 0.4 $1.4M 2.4k 584.68
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.4M 7.2k 198.05
Lenz Therapeutics (LENZ) 0.4 $1.4M 59k 23.74
Ishares Tr Us Hlthcare Etf (IYH) 0.4 $1.4M 21k 65.00
JPMorgan Chase & Co. (JPM) 0.4 $1.4M 6.5k 210.85
Ishares Tr Russell 2000 Etf (IWM) 0.4 $1.4M 6.2k 220.91
Ishares Tr Shrt Nat Mun Etf (SUB) 0.4 $1.4M 13k 106.19
Ge Aerospace Com New (GE) 0.4 $1.3M 7.1k 188.58
Ishares Tr Rus Mid Cap Etf (IWR) 0.4 $1.3M 15k 88.14
Pra (PRAA) 0.4 $1.3M 59k 22.36
Ishares Tr Core Msci Intl (IDEV) 0.4 $1.2M 18k 70.83
Oracle Corporation (ORCL) 0.3 $1.2M 7.1k 170.39
Wal-Mart Stores (WMT) 0.3 $1.2M 14k 80.75
Select Sector Spdr Tr Technology (XLK) 0.3 $1.2M 5.1k 225.77
Ishares Tr U.s. Tech Etf (IYW) 0.3 $1.1M 7.4k 151.62
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.3 $1.1M 16k 70.67
Fidelity Wise Origin Bitcoin SHS (FBTC) 0.3 $1.1M 20k 55.53
Vanguard World Inf Tech Etf (VGT) 0.3 $1.1M 1.9k 586.52
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.3 $1.1M 11k 95.95
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.3 $1.1M 7.0k 154.02
Reddit Cl A (RDDT) 0.3 $1.0M 16k 65.92
Motorola Solutions Com New (MSI) 0.3 $1.0M 2.3k 449.67
Abbott Laboratories (ABT) 0.3 $1.0M 8.8k 114.01
Procter & Gamble Company (PG) 0.3 $983k 5.7k 173.20
Boeing Company (BA) 0.3 $941k 6.2k 152.04
Ishares Tr S&p 100 Etf (OEF) 0.3 $939k 3.4k 276.76
Merck & Co (MRK) 0.3 $936k 8.2k 113.55
Home Depot (HD) 0.3 $920k 2.3k 405.20
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $900k 19k 47.85
Select Sector Spdr Tr Financial (XLF) 0.3 $872k 19k 45.32
Costco Wholesale Corporation (COST) 0.2 $836k 943.00 886.52
Exxon Mobil Corporation (XOM) 0.2 $814k 6.9k 117.22
Ishares Tr Rus 1000 Grw Etf (IWF) 0.2 $806k 2.1k 375.44
Ishares Tr Msci Eafe Etf (EFA) 0.2 $802k 9.6k 83.63
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.2 $766k 9.8k 78.45
Ishares Tr Rus 1000 Val Etf (IWD) 0.2 $733k 3.9k 189.82
Ishares Tr Ishares Biotech (IBB) 0.2 $697k 4.8k 145.59
Vanguard World Financials Etf (VFH) 0.2 $670k 6.1k 109.91
Select Sector Spdr Tr Indl (XLI) 0.2 $664k 4.9k 135.44
Ishares Msci Eurzone Etf (EZU) 0.2 $650k 12k 52.23
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.2 $634k 7.8k 80.78
Broadcom (AVGO) 0.2 $630k 3.7k 172.52
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $628k 5.4k 116.96
Coca-Cola Company (KO) 0.2 $618k 8.6k 71.86
Amgen (AMGN) 0.2 $604k 1.9k 322.21
Us Bancorp Del Com New (USB) 0.2 $595k 13k 45.73
Netflix (NFLX) 0.2 $588k 829.00 709.27
Vanguard World Health Car Etf (VHT) 0.2 $585k 2.1k 282.20
Cisco Systems (CSCO) 0.2 $577k 11k 53.22
Cme (CME) 0.2 $576k 2.6k 220.65
Ishares Tr Msci Emg Mkt Etf (EEM) 0.2 $566k 12k 45.86
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.2 $552k 2.8k 200.82
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.2 $552k 4.3k 127.25
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $535k 44k 12.09
Constellation Energy (CEG) 0.2 $532k 2.0k 260.02
Schwab Strategic Tr Fundamental Us L (FNDX) 0.2 $527k 7.3k 71.76
Morgan Stanley Com New (MS) 0.2 $522k 5.0k 104.24
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.1 $508k 8.1k 63.00
Select Sector Spdr Tr Energy (XLE) 0.1 $468k 5.3k 87.80
Ark Etf Tr Innovation Etf (ARKK) 0.1 $459k 9.7k 47.53
Comcast Corp Cl A (CMCSA) 0.1 $457k 11k 41.77
Visa Com Cl A (V) 0.1 $455k 1.7k 274.95
McDonald's Corporation (MCD) 0.1 $455k 1.5k 304.49
Northern Trust Corporation (NTRS) 0.1 $455k 5.1k 90.03
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $451k 1.1k 423.12
Union Pacific Corporation (UNP) 0.1 $445k 1.8k 246.48
Bank of New York Mellon Corporation (BK) 0.1 $437k 6.1k 71.86
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $430k 45k 9.65
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.1 $429k 40k 10.87
Ishares Tr Core S&p Mcp Etf (IJH) 0.1 $428k 6.9k 62.32
Vanguard Index Fds Growth Etf (VUG) 0.1 $427k 1.1k 383.93
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $417k 7.8k 53.24
Apollo Global Mgmt (APO) 0.1 $414k 3.3k 124.91
Pfizer (PFE) 0.1 $408k 14k 28.94
Phillips Edison & Co Common Stock (PECO) 0.1 $407k 11k 37.71
Texas Instruments Incorporated (TXN) 0.1 $406k 2.0k 206.57
Vanguard World Industrial Etf (VIS) 0.1 $402k 1.5k 260.07
Altria (MO) 0.1 $394k 7.7k 51.04
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $394k 11k 35.04
Walt Disney Company (DIS) 0.1 $393k 4.1k 96.19
Mastercard Incorporated Cl A (MA) 0.1 $385k 780.00 493.80
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $383k 35k 10.89
Nextera Energy (NEE) 0.1 $381k 4.5k 84.53
First Tr Exchange-traded Merger Arbitra (MARB) 0.1 $381k 19k 19.79
Albertsons Cos Common Stock (ACI) 0.1 $378k 20k 18.48
Pepsi (PEP) 0.1 $375k 2.2k 170.08
Cummins (CMI) 0.1 $375k 1.2k 323.79
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $373k 4.6k 80.30
Ishares Tr Us Consum Discre (IYC) 0.1 $370k 4.2k 87.94
Broadridge Financial Solutions (BR) 0.1 $368k 1.7k 215.03
Johnson & Johnson (JNJ) 0.1 $366k 2.3k 162.06
Ishares Tr 0-5yr Hi Yl Cp (SHYG) 0.1 $364k 8.4k 43.42
Parker-Hannifin Corporation (PH) 0.1 $362k 573.00 631.82
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $355k 8.5k 41.69
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $355k 726.00 488.37
Ishares Msci Jpn Etf New (EWJ) 0.1 $342k 4.8k 71.54
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $334k 2.6k 126.18
RPM International (RPM) 0.1 $332k 2.7k 121.00
Independence Realty Trust In (IRT) 0.1 $331k 16k 20.50
Vanguard World Comm Srvc Etf (VOX) 0.1 $325k 2.2k 145.39
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $322k 3.3k 96.95
Exelon Corporation (EXC) 0.1 $313k 7.7k 40.55
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DNOV) 0.1 $309k 7.3k 42.17
Target Corporation (TGT) 0.1 $308k 2.0k 155.86
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $304k 3.0k 101.27
Pimco CA Muni. Income Fund II (PCK) 0.1 $303k 48k 6.28
Ishares Tr Exponential Tech (XT) 0.1 $302k 5.0k 60.88
Progressive Corporation (PGR) 0.1 $301k 1.2k 253.76
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.1 $299k 1.5k 200.37
Datadog Cl A Com (DDOG) 0.1 $293k 2.5k 115.06
Verizon Communications (VZ) 0.1 $291k 6.5k 44.91
American Express Company (AXP) 0.1 $285k 1.1k 271.20
Global X Fds E Commerce Etf (EBIZ) 0.1 $281k 10k 27.46
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $275k 6.9k 39.82
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $274k 4.0k 67.70
Chevron Corporation (CVX) 0.1 $271k 1.8k 147.27
Deere & Company (DE) 0.1 $270k 647.00 417.33
Adobe Systems Incorporated (ADBE) 0.1 $267k 516.00 517.78
Accenture Plc Ireland Shs Class A (ACN) 0.1 $267k 755.00 353.48
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $266k 23k 11.52
Lam Research Corporation 0.1 $264k 324.00 816.08
3M Company (MMM) 0.1 $263k 1.9k 136.70
Select Sector Spdr Tr Communication (XLC) 0.1 $261k 2.9k 90.40
Columbia Etf Tr Ii India Consmr Etf (INCO) 0.1 $257k 3.3k 76.95
Urogen Pharma (URGN) 0.1 $256k 20k 12.70
Vanguard World Consum Stp Etf (VDC) 0.1 $255k 1.2k 218.48
Gms (GMS) 0.1 $255k 2.8k 90.57
Ishares Tr S&p 500 Val Etf (IVE) 0.1 $254k 1.3k 197.20
First Tr Exchange Traded Cloud Computing (SKYY) 0.1 $254k 2.5k 102.26
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.1 $253k 3.1k 83.00
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $252k 10k 24.77
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 0.1 $247k 4.2k 59.23
First Tr Exchange Traded Hlth Care Alph (FXH) 0.1 $246k 2.2k 111.86
ConAgra Foods (CAG) 0.1 $246k 7.6k 32.52
Caterpillar (CAT) 0.1 $243k 622.00 391.12
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $243k 5.1k 48.14
FedEx Corporation (FDX) 0.1 $243k 888.00 273.68
Ea Series Trust Val Momtm Trnd (VMOT) 0.1 $242k 9.1k 26.52
Danaher Corporation (DHR) 0.1 $239k 860.00 278.02
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.1 $239k 2.9k 83.74
Advanced Micro Devices (AMD) 0.1 $236k 1.4k 164.08
Pan American Silver Corp Can (PAAS) 0.1 $234k 11k 20.87
TreeHouse Foods (THS) 0.1 $231k 5.5k 41.98
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.1 $231k 3.2k 71.11
Sprouts Fmrs Mkt (SFM) 0.1 $228k 2.1k 110.41
Ishares Core Msci Emkt (IEMG) 0.1 $228k 4.0k 57.40
Bank of America Corporation (BAC) 0.1 $223k 5.6k 39.68
First Tr Exchange-traded Nasdq Artfcial (ROBT) 0.1 $223k 5.1k 43.79
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.1 $220k 2.9k 75.10
Spdr Ser Tr Hlth Cr Equip (XHE) 0.1 $219k 2.4k 90.51
Cambria Etf Tr Glb Moment Etf (GMOM) 0.1 $219k 7.4k 29.60
First Tr Exchange-traded Nasdq Phrmtcls (FTXH) 0.1 $216k 7.5k 28.84
Ishares Tr S&p 500 Grwt Etf (IVW) 0.1 $215k 2.2k 95.77
Philip Morris International (PM) 0.1 $214k 1.8k 121.40
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.1 $214k 376.00 569.10
Agnico (AEM) 0.1 $213k 2.6k 80.56
Grayscale Ethereum Tr Eth SHS (ETHE) 0.1 $211k 9.6k 21.89
Lyft Cl A Com (LYFT) 0.1 $206k 16k 12.75
At&t (T) 0.1 $201k 9.1k 22.00
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $190k 16k 11.97
Pinstripes Holdings Cl A Com (PNST) 0.0 $167k 218k 0.77
Blackrock Muniyield Insured Fund (MYI) 0.0 $167k 14k 12.00
Ishares Tr Gl Clean Ene Etf (ICLN) 0.0 $166k 11k 14.69
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $160k 13k 12.38
Kayne Anderson MLP Investment (KYN) 0.0 $140k 13k 11.00
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $136k 11k 12.58
Doubleline Income Solutions (DSL) 0.0 $131k 10k 12.98
Sofi Technologies (SOFI) 0.0 $124k 16k 7.86
Altimmune Com New (ALT) 0.0 $123k 20k 6.14
Luminar Technologies Com Cl A (LAZR) 0.0 $113k 125k 0.90
Galectin Therapeutics Com New (GALT) 0.0 $66k 24k 2.75
Indaptus Therapeutics (INDP) 0.0 $30k 24k 1.24
Grayscale Ethereum Mini Tr E Com Unit 0.0 $28k 11k 2.44