Winfield Associates

Winfield Associates as of March 31, 2014

Portfolio Holdings for Winfield Associates

Winfield Associates holds 298 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares NASDAQ Biotechnology Index (IBB) 5.4 $6.6M 28k 236.39
Google 4.0 $4.9M 4.4k 1114.43
Apple (AAPL) 3.3 $4.0M 7.5k 536.75
Spdr S&p 500 Etf (SPY) 2.9 $3.5M 19k 187.02
iShares S&P MidCap 400 Growth (IJK) 2.6 $3.2M 21k 152.92
Pimco Total Return Etf totl (BOND) 2.6 $3.1M 29k 106.65
Vanguard Total Stock Market ETF (VTI) 2.2 $2.6M 27k 97.48
Ishares High Dividend Equity F (HDV) 2.0 $2.5M 35k 71.43
SPDR Barclays Capital Convertible SecETF (CWB) 2.0 $2.4M 50k 48.39
iShares iBoxx $ High Yid Corp Bond (HYG) 1.8 $2.2M 23k 94.38
iShares Dow Jones Select Dividend (DVY) 1.8 $2.2M 30k 73.33
Halliburton Company (HAL) 1.7 $2.0M 35k 58.90
WisdomTree Japan Total Dividend (DXJ) 1.7 $2.0M 43k 47.34
Amazon (AMZN) 1.6 $1.9M 5.8k 336.33
Jp Morgan Alerian Mlp Index 1.4 $1.8M 38k 46.53
Visa (V) 1.4 $1.7M 8.0k 215.88
Consumer Discretionary SPDR (XLY) 1.4 $1.7M 27k 64.71
SPDR Barclays Capital High Yield B 1.4 $1.7M 41k 41.33
Boeing Company (BA) 1.3 $1.6M 13k 125.53
Chart Industries (GTLS) 1.3 $1.6M 20k 79.45
SPDR KBW Bank (KBE) 1.2 $1.4M 42k 34.04
Kayne Anderson MLP Investment (KYN) 1.2 $1.4M 38k 36.70
JPMorgan Chase & Co. (JPM) 1.1 $1.4M 23k 60.70
Enterprise Products Partners (EPD) 1.1 $1.4M 20k 69.38
Eaton (ETN) 1.0 $1.3M 17k 75.10
iShares Russell 2000 Value Index (IWN) 1.0 $1.2M 12k 100.82
iShares MSCI EMU Index (EZU) 1.0 $1.2M 29k 42.26
Monsanto Company 1.0 $1.2M 11k 113.74
Financial Select Sector SPDR (XLF) 1.0 $1.2M 53k 22.34
Microsoft Corporation (MSFT) 0.9 $1.1M 27k 41.01
Ford Motor Company (F) 0.9 $1.1M 70k 15.61
Berkshire Hathaway (BRK.B) 0.9 $1.1M 8.6k 125.00
New Residential Invt 0.9 $1.1M 164k 6.47
Cedar Fair 0.9 $1.1M 21k 50.91
Seadrill 0.9 $1.1M 30k 35.16
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.9 $1.1M 10k 105.53
Powershares Senior Loan Portfo mf 0.9 $1.0M 42k 24.81
Qualcomm (QCOM) 0.8 $1.0M 13k 78.86
3M Company (MMM) 0.8 $1.0M 7.4k 135.61
Health Care SPDR (XLV) 0.8 $967k 17k 58.48
Pfizer (PFE) 0.8 $961k 30k 32.11
stock 0.8 $960k 13k 71.48
Johnson & Johnson (JNJ) 0.8 $919k 9.4k 98.25
Gilead Sciences (GILD) 0.8 $924k 13k 70.89
iShares Dow Jones US Real Estate (IYR) 0.8 $918k 14k 67.64
ConocoPhillips (COP) 0.8 $910k 13k 70.37
Kimberly-Clark Corporation (KMB) 0.7 $894k 8.1k 110.26
Mondelez Int (MDLZ) 0.7 $892k 26k 34.55
Technology SPDR (XLK) 0.7 $854k 24k 36.37
Abbvie (ABBV) 0.6 $775k 15k 51.40
Procter & Gamble Company (PG) 0.6 $756k 9.4k 80.61
Lowe's Companies (LOW) 0.6 $753k 15k 48.90
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.6 $724k 6.2k 116.96
Travelers Companies (TRV) 0.6 $720k 8.5k 85.10
Vanguard Europe Pacific ETF (VEA) 0.6 $696k 17k 41.30
Chevron Corporation (CVX) 0.6 $685k 5.8k 118.99
Graham Corporation (GHM) 0.6 $694k 22k 31.83
iShares Lehman Aggregate Bond (AGG) 0.6 $670k 6.2k 107.89
iShares S&P US Pref Stock Idx Fnd (PFF) 0.5 $654k 17k 39.05
Intel Corporation (INTC) 0.5 $642k 25k 25.80
Newcastle Investment 0.5 $637k 136k 4.70
priceline.com Incorporated 0.5 $645k 541.00 1192.24
Kinder Morgan (KMI) 0.5 $642k 20k 32.50
Cavium 0.5 $634k 15k 43.72
Home Depot (HD) 0.5 $619k 7.8k 79.15
MarkWest Energy Partners 0.5 $617k 9.5k 65.29
Fluor Corporation (FLR) 0.5 $602k 7.8k 77.68
Air Products & Chemicals (APD) 0.5 $594k 5.0k 118.97
Lockheed Martin Corporation (LMT) 0.5 $594k 3.6k 163.19
Aircastle 0.5 $579k 30k 19.36
Digital Realty Trust (DLR) 0.5 $564k 11k 53.08
Facebook Inc cl a (META) 0.5 $563k 9.4k 60.21
CVS Caremark Corporation (CVS) 0.5 $558k 7.5k 74.90
J.M. Smucker Company (SJM) 0.5 $542k 5.6k 97.22
Industrial SPDR (XLI) 0.4 $537k 10k 52.33
Cohen & Steers Ltd Dur Pfd I (LDP) 0.4 $522k 22k 23.78
Pepsi (PEP) 0.4 $503k 6.0k 83.49
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.4 $494k 4.6k 107.16
SPDR Dow Jones Industrial Average ETF (DIA) 0.4 $485k 3.0k 164.41
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $486k 8.6k 56.51
Goldman Sachs (GS) 0.4 $443k 2.7k 164.01
Millennial Media 0.4 $446k 65k 6.92
Rite Aid Corporation 0.3 $429k 69k 6.26
Energy Select Sector SPDR (XLE) 0.3 $419k 4.7k 89.15
Cliffs Natural Resources 0.3 $411k 20k 20.45
Terex Corporation (TEX) 0.3 $383k 8.7k 44.28
Ishares Tr cmn (STIP) 0.3 $382k 3.8k 101.08
Exxon Mobil Corporation (XOM) 0.3 $370k 3.8k 97.81
Cvr Refng 0.3 $344k 15k 23.28
VMware 0.3 $324k 3.0k 108.00
iShares Lehman Short Treasury Bond (SHV) 0.3 $319k 2.9k 110.19
iShares 2016 S&P AMT-Free Mun Ser ETF 0.2 $300k 5.6k 53.64
Ishares Tr 2017 s^p amtfr 0.2 $308k 5.6k 55.12
iShares Russell 2000 Index (IWM) 0.2 $279k 2.4k 116.49
Tableau Software Inc Cl A 0.2 $280k 3.7k 76.19
American Tower Reit (AMT) 0.2 $270k 3.3k 81.82
EOG Resources (EOG) 0.2 $255k 1.3k 196.15
iShares S&P 500 Index (IVV) 0.2 $243k 1.3k 188.37
Kinder Morgan Energy Partners 0.2 $237k 3.2k 74.06
Claymore Exchange-traded Fd gugg crp bd 2016 0.2 $239k 11k 22.34
Claymore Exchange-traded Fd gugg crp bd 2017 0.2 $244k 11k 22.80
RPM International (RPM) 0.2 $230k 5.5k 41.82
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $230k 2.7k 84.40
Northern Tier Energy 0.2 $235k 9.2k 25.68
Yahoo! 0.2 $223k 6.2k 35.97
Key (KEY) 0.2 $223k 16k 14.25
Vanguard Small-Cap ETF (VB) 0.2 $218k 1.9k 112.89
Athersys 0.2 $216k 67k 3.24
Nuveen Long/short Commodity 0.2 $222k 13k 16.57
General Electric Company 0.2 $208k 8.0k 25.86
Philip Morris International (PM) 0.2 $205k 2.5k 81.84
Starbucks Corporation (SBUX) 0.2 $211k 2.9k 73.52
Claymore Exchange Trd Fd Tr gug bull2018 e 0.2 $211k 10k 21.10
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.2 $195k 6.4k 30.71
Progressive Corporation (PGR) 0.1 $181k 7.5k 24.21
Unilever (UL) 0.1 $184k 4.3k 42.79
iShares S&P MidCap 400 Index (IJH) 0.1 $181k 1.3k 137.75
Duke Energy (DUK) 0.1 $176k 2.5k 71.28
New Media Inv Grp 0.1 $178k 12k 14.99
Wells Fargo & Company (WFC) 0.1 $164k 3.3k 49.74
Phillips 66 (PSX) 0.1 $174k 2.3k 76.99
Ishares S&p Amt-free Municipal 0.1 $173k 6.8k 25.44
At&t (T) 0.1 $161k 4.6k 34.96
Sherwin-Williams Company (SHW) 0.1 $158k 800.00 197.50
Foundation Medicine 0.1 $162k 5.0k 32.40
Linkedin Corp 0.1 $143k 775.00 184.52
Coca-Cola Company (KO) 0.1 $135k 3.5k 38.57
Verizon Communications (VZ) 0.1 $133k 2.8k 47.50
International Business Machines (IBM) 0.1 $128k 665.00 192.48
Consumer Staples Select Sect. SPDR (XLP) 0.1 $136k 3.2k 43.11
Farmers Natl Banc Corp (FMNB) 0.1 $135k 18k 7.71
Ishares Tr 2016 cp tm etf 0.1 $138k 1.4k 101.47
Ishares Tr 2018 cp tm etf 0.1 $135k 1.3k 103.05
Altria (MO) 0.1 $122k 3.3k 37.54
Deere & Company (DE) 0.1 $127k 1.4k 90.71
Southern Company (SO) 0.1 $119k 2.7k 44.07
Vanguard Mid-Cap ETF (VO) 0.1 $121k 1.1k 113.72
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $116k 1.0k 113.06
LNB Ban 0.1 $127k 11k 11.42
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $122k 2.3k 53.16
Kinder Morgan Management 0.1 $113k 1.6k 71.52
Guggenheim Bulletshar 0.1 $109k 5.0k 21.80
PowerShares DB Com Indx Trckng Fund 0.1 $91k 3.5k 26.00
Schlumberger (SLB) 0.1 $68k 700.00 97.14
iShares Russell 1000 Value Index (IWD) 0.1 $77k 795.00 96.86
Clorox Company (CLX) 0.1 $70k 800.00 87.50
Terra Nitrogen Company 0.1 $76k 500.00 152.00
BlackRock Core Bond Trust (BHK) 0.1 $67k 5.0k 13.40
eBay (EBAY) 0.1 $55k 1.0k 55.00
Markel Corporation (MKL) 0.1 $60k 100.00 600.00
iShares Russell Midcap Value Index (IWS) 0.1 $63k 920.00 68.48
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.1 $55k 500.00 110.00
O'reilly Automotive (ORLY) 0.1 $59k 400.00 147.50
Kraft Foods 0.1 $65k 1.2k 56.13
Biogen Idec (BIIB) 0.0 $46k 150.00 306.67
NewMarket Corporation (NEU) 0.0 $44k 112.00 392.86
Tor Dom Bk Cad (TD) 0.0 $47k 1.0k 47.00
Moly 0.0 $52k 11k 4.68
Vanguard Emerging Markets ETF (VWO) 0.0 $45k 1.1k 40.91
CurrencyShares Swiss Franc Trust 0.0 $44k 400.00 110.00
First Trust Value Line 100 Fund 0.0 $53k 2.7k 19.35
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $52k 4.0k 13.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $51k 504.00 101.19
DWS Global High Income Fund 0.0 $49k 6.0k 8.17
Express Scripts Holding 0.0 $53k 700.00 75.71
Google Inc Class C 0.0 $45k 40.00 1125.00
Abbott Laboratories (ABT) 0.0 $37k 950.00 38.95
Dominion Resources (D) 0.0 $40k 566.00 70.67
PetSmart 0.0 $31k 450.00 68.89
Emerson Electric (EMR) 0.0 $33k 500.00 66.00
SPDR Gold Trust (GLD) 0.0 $38k 311.00 122.19
salesforce (CRM) 0.0 $40k 700.00 57.14
Realty Income (O) 0.0 $33k 800.00 41.25
iShares Russell 1000 Growth Index (IWF) 0.0 $37k 425.00 87.06
iShares Russell 3000 Index (IWV) 0.0 $41k 363.00 112.95
Putnam Master Int. Income (PIM) 0.0 $31k 6.0k 5.17
iShares Lehman MBS Bond Fund (MBB) 0.0 $32k 300.00 106.67
SPDR Barclays Capital 1-3 Month T- 0.0 $33k 728.00 45.33
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $31k 700.00 44.29
Spdr Series Trust (XSW) 0.0 $37k 425.00 87.06
Directv 0.0 $38k 500.00 76.00
Teva Pharmaceutical Industries (TEVA) 0.0 $26k 500.00 52.00
Walt Disney Company (DIS) 0.0 $27k 338.00 79.88
Bristol Myers Squibb (BMY) 0.0 $26k 500.00 52.00
Northrop Grumman Corporation (NOC) 0.0 $19k 153.00 124.18
Rockwell Collins 0.0 $28k 350.00 80.00
Energizer Holdings 0.0 $20k 200.00 100.00
Amgen (AMGN) 0.0 $25k 200.00 125.00
Diageo (DEO) 0.0 $19k 154.00 123.38
General Mills (GIS) 0.0 $21k 400.00 52.50
Merck & Co (MRK) 0.0 $27k 481.00 56.13
UnitedHealth (UNH) 0.0 $25k 300.00 83.33
PICO Holdings 0.0 $21k 800.00 26.25
PolyOne Corporation 0.0 $30k 808.00 37.13
Hill-Rom Holdings 0.0 $19k 500.00 38.00
Oneok Partners 0.0 $21k 400.00 52.50
Plains All American Pipeline (PAA) 0.0 $22k 400.00 55.00
Integrys Energy 0.0 $22k 362.00 60.77
Sonus Networks 0.0 $24k 7.0k 3.43
American International (AIG) 0.0 $25k 500.00 50.00
iShares MSCI Brazil Index (EWZ) 0.0 $19k 423.00 44.92
iShares Russell Midcap Index Fund (IWR) 0.0 $23k 150.00 153.33
SPDR S&P MidCap 400 ETF (MDY) 0.0 $21k 85.00 247.06
Utilities SPDR (XLU) 0.0 $27k 650.00 41.54
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $22k 200.00 110.00
iShares Russell Midcap Growth Idx. (IWP) 0.0 $26k 300.00 86.67
Vanguard Dividend Appreciation ETF (VIG) 0.0 $24k 318.00 75.47
iShares Dow Jones US Industrial (IYJ) 0.0 $26k 260.00 100.00
iShares 2014 S&P AMT-Free Mun Ser ETF 0.0 $26k 500.00 52.00
Rocket Fuel 0.0 $21k 500.00 42.00
BP (BP) 0.0 $10k 200.00 50.00
Diamond Offshore Drilling 0.0 $15k 300.00 50.00
Joy Global 0.0 $17k 300.00 56.67
Wal-Mart Stores (WMT) 0.0 $10k 135.00 74.07
Eli Lilly & Co. (LLY) 0.0 $15k 260.00 57.69
Medtronic 0.0 $12k 200.00 60.00
Hewlett-Packard Company 0.0 $8.0k 250.00 32.00
Nike (NKE) 0.0 $7.0k 100.00 70.00
Royal Dutch Shell 0.0 $17k 230.00 73.91
Target Corporation (TGT) 0.0 $18k 301.00 59.80
Goldcorp 0.0 $10k 400.00 25.00
Align Technology (ALGN) 0.0 $10k 200.00 50.00
American Railcar Industries 0.0 $15k 500.00 30.00
Vector (VGR) 0.0 $15k 691.00 21.71
Arena Pharmaceuticals 0.0 $13k 2.0k 6.50
PowerShares QQQ Trust, Series 1 0.0 $13k 150.00 86.67
iShares Russell 2000 Growth Index (IWO) 0.0 $7.0k 50.00 140.00
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $10k 200.00 50.00
iShares Russell 3000 Value Index (IUSV) 0.0 $16k 125.00 128.00
General Growth Properties 0.0 $14k 623.00 22.47
Vanguard European ETF (VGK) 0.0 $12k 200.00 60.00
Kayne Anderson Energy Total Return Fund 0.0 $14k 500.00 28.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $11k 100.00 110.00
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $13k 110.00 118.18
iShares MSCI Australia Index Fund (EWA) 0.0 $7.0k 288.00 24.31
iShares Dow Jones US Energy Sector (IYE) 0.0 $15k 300.00 50.00
iShares Dow Jones US Financial (IYF) 0.0 $18k 220.00 81.82
iShares S&P NA Tec.-Mul. Net. Idx. (IDGT) 0.0 $17k 500.00 34.00
Nuveen Quality Preferred Income Fund 0.0 $8.0k 1.0k 8.00
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.0 $16k 200.00 80.00
Market Vectors Steel 0.0 $9.0k 200.00 45.00
Nuveen Ohio Quality Income M 0.0 $15k 1.0k 15.00
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $18k 1.4k 12.86
Cleveland BioLabs 0.0 $11k 16k 0.70
Nuveen Select Quality Municipal Fund 0.0 $7.0k 500.00 14.00
Citigroup (C) 0.0 $11k 240.00 45.83
Central Fed 0.0 $15k 10k 1.50
Metropcs Communications (TMUS) 0.0 $7.0k 200.00 35.00
Concert Pharmaceuticals I equity 0.0 $13k 1.0k 13.00
Huntington Bancshares Incorporated (HBAN) 0.0 $6.0k 573.00 10.47
Suntech Power Holdings 0.0 $0 50.00 0.00
Grupo Televisa (TV) 0.0 $5.0k 140.00 35.71
iShares MSCI Emerging Markets Indx (EEM) 0.0 $6.0k 150.00 40.00
Bank of America Corporation (BAC) 0.0 $3.0k 200.00 15.00
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 45.00 44.44
Costco Wholesale Corporation (COST) 0.0 $3.0k 25.00 120.00
Hologic (HOLX) 0.0 $4.0k 200.00 20.00
Royal Caribbean Cruises (RCL) 0.0 $6.0k 109.00 55.05
Manitowoc Company 0.0 $6.0k 200.00 30.00
PDL BioPharma 0.0 $4.0k 500.00 8.00
Netflix (NFLX) 0.0 $4.0k 10.00 400.00
Zimmer Holdings (ZBH) 0.0 $3.0k 30.00 100.00
Advanced Micro Devices (AMD) 0.0 $3.0k 850.00 3.53
Companhia de Saneamento Basi (SBS) 0.0 $5.0k 550.00 9.09
Wabash National Corporation (WNC) 0.0 $4.0k 300.00 13.33
CPFL Energia 0.0 $4.0k 275.00 14.55
Exelixis (EXEL) 0.0 $999.000000 300.00 3.33
Vanguard Natural Resources 0.0 $6.0k 200.00 30.00
Pan American Silver Corp Can (PAAS) 0.0 $4.0k 300.00 13.33
TAL International 0.0 $5.0k 106.00 47.17
Vivus 0.0 $2.0k 400.00 5.00
Alcatel-Lucent 0.0 $0 6.00 0.00
Dover Saddlery 0.0 $1.0k 200.00 5.00
iShares S&P 500 Value Index (IVE) 0.0 $4.0k 45.00 88.89
Hansen Medical 0.0 $1.0k 550.00 1.82
3D Systems Corporation (DDD) 0.0 $0 0 0.00
Tesla Motors (TSLA) 0.0 $1.0k 6.00 166.67
PowerShares WilderHill Clean Energy 0.0 $1.0k 200.00 5.00
AllianceBernstein Income Fund 0.0 $4.0k 541.00 7.39
Sabra Health Care REIT (SBRA) 0.0 $6.0k 200.00 30.00
Opko Health (OPK) 0.0 $5.0k 500.00 10.00
Fresh Market 0.0 $3.0k 100.00 30.00
ReachLocal 0.0 $5.0k 500.00 10.00
SPS Commerce (SPSC) 0.0 $6.0k 100.00 60.00
Teekay Tankers Ltd cl a 0.0 $1.0k 400.00 2.50
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $5.0k 400.00 12.50
Nuveen Muni Value Fund (NUV) 0.0 $5.0k 500.00 10.00
Nuveen Qual Preferred Inc. Fund III 0.0 $2.0k 229.00 8.73
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $0 0 0.00
Nuveen Dividend Advantage Municipal Fd 2 0.0 $4.0k 333.00 12.01
Spdr Index Shs Fds s^p global nat res (GNR) 0.0 $5.0k 104.00 48.08
Huntington Ingalls Inds (HII) 0.0 $3.0k 25.00 120.00
Sunesis Pharmaceuticals 0.0 $999.900000 90.00 11.11
Hollyfrontier Corp 0.0 $5.0k 103.00 48.54
Gsv Cap Corp 0.0 $1.0k 100.00 10.00
Cys Investments 0.0 $4.0k 500.00 8.00
INC-CLASS A Parametric Sound Corp cmn 0.0 $1.0k 100.00 10.00
Blackberry (BB) 0.0 $6.0k 700.00 8.57