Wayne Hummer Investments

Wintrust Investments as of Sept. 30, 2021

Portfolio Holdings for Wintrust Investments

Wintrust Investments holds 287 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 6.4 $47M 335k 141.50
iShares S&P 500 Index (IVV) 5.9 $44M 102k 430.83
iShares S&P MidCap 400 Index (IJH) 5.9 $44M 167k 263.07
Call Spy Option Opt 5.3 $39M 89k 438.76
iShares Russell 2000 Index (IWM) 5.0 $37M 169k 218.75
Microsoft Corporation (MSFT) 4.5 $33M 118k 281.92
Vanguard Emerging Markets ETF (VWO) 3.6 $27M 535k 50.01
Vanguard Europe Pacific ETF (VEA) 2.9 $22M 431k 50.49
Put Spy Option Opt 2.7 $20M 45k 439.38
Spdr S&p 500 Etf (SPY) 1.6 $12M 28k 429.16
Call Facebook Opt 1.5 $11M 36k 306.16
Call Alphabet Inc Cl C Opt 1.4 $10M 4.3k 2383.49
Vanguard S&p 500 Etf idx (VOO) 1.3 $9.8M 25k 394.40
D Ishares (EEMS) 1.2 $8.9M 146k 60.62
JPMorgan Chase & Co. (JPM) 1.0 $7.7M 47k 163.68
First Trust DB Strateg Val Idx Fnd (FTCS) 1.0 $7.2M 96k 74.83
Call Invesco Qqq Tr Opt 1.0 $7.1M 21k 348.34
iShares Barclays TIPS Bond Fund (TIP) 0.9 $6.8M 53k 127.68
Intuitive Surgical (ISRG) 0.9 $6.8M 6.8k 994.12
Ishares Inc ctr wld minvl (ACWV) 0.9 $6.6M 64k 102.73
First Trust Value Line Dividend Indx Fnd (FVD) 0.9 $6.4M 162k 39.20
Invesco S&p 500 Equal Weight Etf (RSP) 0.8 $6.2M 42k 149.81
Republic Services (RSG) 0.8 $6.0M 50k 120.06
iShares S&P SmallCap 600 Index (IJR) 0.8 $5.8M 53k 109.20
Invesco Qqq Trust Series 1 (QQQ) 0.8 $5.6M 16k 358.00
Nextera Energy (NEE) 0.7 $5.5M 70k 78.52
D First Tr Exchange-traded (FPE) 0.7 $5.1M 247k 20.54
Vanguard Health Care ETF (VHT) 0.7 $4.9M 20k 247.18
Home Depot (HD) 0.6 $4.8M 15k 328.24
Call Apple Opt 0.6 $4.8M 34k 140.38
Phillips 66 (PSX) 0.6 $4.3M 61k 70.03
Call Lockheed Martin Opt 0.6 $4.2M 12k 360.51
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.6 $4.2M 38k 110.05
Call Ishrs Msci Eafe Idx Opt 0.6 $4.2M 62k 67.04
Call Phillips 66 Opt 0.5 $4.1M 53k 76.88
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.5 $3.9M 35k 111.24
Call Ishrs Emerg Mkts Opt 0.5 $3.8M 75k 51.20
Amazon (AMZN) 0.5 $3.5M 1.1k 3286.11
Call Home Depot Opt 0.5 $3.5M 11k 308.07
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.5 $3.4M 73k 45.78
Call Alibaba Grp Holding Opt 0.4 $3.2M 16k 199.32
Call Paypal Holdings Opt 0.4 $3.2M 13k 243.48
Invesco Actively Managd Etf optimum yield (PDBC) 0.4 $3.2M 151k 21.05
Ishares Tr usa min vo (USMV) 0.4 $3.2M 43k 73.49
Ishares Msci Usa Quality Facto invalid (QUAL) 0.4 $3.1M 24k 131.71
Call Cisco Systems Opt 0.4 $3.0M 66k 46.12
Call Humana Opt 0.4 $3.0M 7.5k 396.80
Call Baidu Opt 0.4 $3.0M 16k 191.29
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.4 $3.0M 22k 133.01
Honeywell International (HON) 0.4 $2.9M 14k 212.28
Blackstone Group Inc Com Cl A (BX) 0.4 $2.9M 25k 116.34
Put Tesla Opt 0.4 $2.9M 3.9k 735.13
Abbvie (ABBV) 0.4 $2.8M 26k 107.86
Ishares Tr 0-5yr hi yl cp (SHYG) 0.4 $2.7M 59k 45.71
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $2.6M 18k 144.34
iShares MSCI EAFE Growth Index (EFG) 0.3 $2.6M 24k 106.47
First Trust ISE Water Index Fund (FIW) 0.3 $2.5M 29k 85.13
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund (RSPH) 0.3 $2.4M 8.0k 298.14
Abbott Laboratories (ABT) 0.3 $2.3M 20k 118.15
Health Care SPDR (XLV) 0.3 $2.3M 18k 127.30
Illinois Tool Works (ITW) 0.3 $2.3M 11k 206.67
Vanguard Extended Market ETF (VXF) 0.3 $2.2M 12k 182.37
Call Amgen Opt 0.3 $2.2M 9.9k 220.00
Mrc Global Inc cmn (MRC) 0.3 $2.2M 297k 7.34
iShares Dow Jones US Tele (IYZ) 0.3 $2.2M 67k 32.45
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.3 $2.1M 25k 86.15
Cme (CME) 0.3 $2.1M 11k 193.42
Liberty Broadband Cl C (LBRDK) 0.3 $2.1M 12k 172.71
Amgen (AMGN) 0.3 $2.1M 9.7k 212.67
iShares S&P SmallCap 600 Value Idx (IJS) 0.3 $2.1M 21k 100.68
Vanguard Scottsdale Fds vng rus2000idx (VTWO) 0.3 $2.1M 23k 88.42
Schwab Strategic Tr cmn (SCHV) 0.3 $2.1M 31k 67.47
Call Citigroup Opt 0.3 $2.0M 33k 62.62
Maximus (MMS) 0.3 $2.0M 24k 83.20
CVS Caremark Corporation (CVS) 0.3 $2.0M 23k 84.87
Spdr Index Shs Fds s^p global nat res (GNR) 0.3 $1.9M 38k 51.35
Danaher Corporation (DHR) 0.3 $1.9M 6.4k 304.42
Call Salesforce.com Opt 0.3 $1.9M 8.1k 237.28
American Express Company (AXP) 0.3 $1.9M 11k 167.55
3M Company (MMM) 0.3 $1.9M 11k 175.41
Universal Corporation (UVV) 0.3 $1.9M 39k 48.32
Call Schlumberger Opt 0.3 $1.9M 64k 29.13
Call Anheuser-busch Inbv Opt 0.2 $1.9M 29k 64.49
UnitedHealth (UNH) 0.2 $1.9M 4.7k 390.62
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.2 $1.8M 40k 46.01
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $1.8M 38k 48.20
Select Sector Spdr Tr Communic etfeqty (XLC) 0.2 $1.8M 22k 80.12
Dell Technologies (DELL) 0.2 $1.7M 17k 104.06
Citigroup (C) 0.2 $1.7M 24k 70.19
Pepsi (PEP) 0.2 $1.7M 11k 150.45
Exxon Mobil Corporation (XOM) 0.2 $1.7M 29k 58.82
Bristol Myers Squibb (BMY) 0.2 $1.6M 28k 59.18
BHP Billiton (BHP) 0.2 $1.6M 30k 53.52
Prudential Financial (PRU) 0.2 $1.6M 15k 105.22
Call Mckesson Corp Opt 0.2 $1.6M 10k 150.68
Vanguard Financials ETF (VFH) 0.2 $1.6M 17k 92.64
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.2 $1.5M 18k 87.12
Vanguard Mid-Cap Growth ETF (VOT) 0.2 $1.4M 6.1k 236.26
Invesco Exchange Traded Fd T s&p500 pur gwt (RPG) 0.2 $1.4M 7.5k 192.62
Financial Select Sector SPDR (XLF) 0.2 $1.4M 37k 37.53
Call Discovery Inc A Opt 0.2 $1.4M 34k 40.62
Ishares Inc core msci emkt (IEMG) 0.2 $1.4M 22k 61.75
Procter & Gamble Company (PG) 0.2 $1.4M 9.9k 139.78
Korn/Ferry International (KFY) 0.2 $1.4M 19k 72.35
First Trust Health Care AlphaDEX (FXH) 0.2 $1.4M 11k 119.01
Target Corporation (TGT) 0.2 $1.3M 5.8k 228.77
Call Raytheon Technologi Opt 0.2 $1.3M 22k 58.42
salesforce (CRM) 0.2 $1.3M 4.8k 271.26
Vanguard FTSE All-World ex-US ETF (VEU) 0.2 $1.3M 21k 60.94
Call Visa Opt 0.2 $1.2M 7.0k 177.14
Gartner (IT) 0.2 $1.2M 4.0k 303.77
Call Bank Amer Corp Opt 0.2 $1.2M 38k 31.55
Call Eli Lilly & Co Opt 0.2 $1.2M 7.2k 164.03
Vanguard Small-Cap Value ETF (VBR) 0.2 $1.2M 6.9k 169.30
Adapthealth Corp -a (AHCO) 0.2 $1.2M 50k 23.30
United Parcel Service (UPS) 0.2 $1.1M 6.3k 182.15
Call Oracle Corp Opt 0.2 $1.1M 15k 75.84
iShares S&P 500 Growth Index (IVW) 0.1 $1.1M 15k 73.93
Ishares Tr liquid inc etf (ICSH) 0.1 $1.1M 22k 50.48
Caterpillar (CAT) 0.1 $1.1M 5.6k 191.98
Vaneck Vectors Etf Tr morningstar wide (MOAT) 0.1 $1.1M 15k 73.24
PPL Corporation (PPL) 0.1 $1.1M 38k 27.88
Call Cvs Corp Opt 0.1 $1.1M 17k 61.87
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.1 $1.0M 12k 89.46
Comcast Corporation (CMCSA) 0.1 $1.0M 19k 55.93
Pfizer (PFE) 0.1 $1.0M 24k 42.99
Hp (HPQ) 0.1 $1.0M 37k 27.37
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) 0.1 $1.0M 16k 61.37
Vanguard Admiral Fds Inc equity (VOOG) 0.1 $999k 3.7k 266.61
Verizon Communications (VZ) 0.1 $995k 18k 54.00
MKS Instruments (MKSI) 0.1 $991k 6.6k 150.88
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $957k 40k 23.68
Call Invesco S&p 500 Opt 0.1 $950k 8.2k 115.85
Emerson Electric (EMR) 0.1 $942k 10k 94.23
Fidelity National Information Services (FIS) 0.1 $931k 7.7k 121.64
Intel Corporation (INTC) 0.1 $922k 17k 53.29
Vanguard Total World Stock Idx (VT) 0.1 $922k 9.1k 101.79
Schlumberger (SLB) 0.1 $918k 31k 29.64
Brookfield Asset Management 0.1 $915k 17k 53.51
Vanguard Mid-Cap ETF (VO) 0.1 $907k 3.8k 236.81
Docusign (DOCU) 0.1 $889k 3.5k 257.31
Gabelli Dividend & Income Trust Cef (GDV) 0.1 $866k 34k 25.80
Dupont De Nemours (DD) 0.1 $864k 13k 68.02
Vaneck Vectors Pharmaceutical etf (PPH) 0.1 $861k 12k 72.84
Churchill Downs (CHDN) 0.1 $859k 3.6k 240.08
Call Marriott Intl Opt 0.1 $857k 8.9k 96.29
iShares Russell Midcap Growth Idx. (IWP) 0.1 $850k 7.6k 112.11
First Trust DJ Internet Index Fund (FDN) 0.1 $821k 3.5k 235.92
Jp Morgan Alerian Mlp Index 0.1 $811k 45k 18.16
Coca-Cola Company (KO) 0.1 $807k 15k 52.50
First Tr Exchange Traded Fd intl ipo etf (FPXI) 0.1 $805k 13k 64.09
iShares Dow Jones US Technology (IYW) 0.1 $799k 7.9k 101.24
John Hancock Financial Opportunity Cef (BTO) 0.1 $795k 19k 42.51
Nike (NKE) 0.1 $791k 5.4k 145.32
Ares Capital Corporation (ARCC) 0.1 $789k 39k 20.32
Amphenol Corporation (APH) 0.1 $784k 11k 73.27
Broadcom (AVGO) 0.1 $739k 1.5k 484.91
Edwards Lifesciences (EW) 0.1 $736k 6.5k 113.14
Spdr Ser Tr 1 3 hgh yield (BIL) 0.1 $709k 7.8k 91.47
Philip Morris International (PM) 0.1 $707k 7.5k 94.77
First Trust IPOX-100 Index Fund (FPX) 0.1 $673k 5.5k 123.46
Call Disney Walt Company Opt 0.1 $666k 4.9k 135.92
Boeing Company (BA) 0.1 $665k 3.0k 219.91
Industrial SPDR (XLI) 0.1 $647k 6.6k 97.82
Weyerhaeuser Company (WY) 0.1 $644k 18k 35.57
Vanguard REIT ETF (VNQ) 0.1 $639k 6.3k 101.85
AmerisourceBergen (COR) 0.1 $638k 5.3k 119.43
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $631k 5.5k 115.25
Call Dupont De Nemours Opt 0.1 $628k 11k 55.58
Taiwan Semiconductor Mfg (TSM) 0.1 $627k 5.6k 111.70
Call Berkshire Hathaway Opt 0.1 $627k 3.4k 184.41
Wells Fargo & Company (WFC) 0.1 $623k 13k 46.40
iShares Lehman MBS Bond Fund (MBB) 0.1 $622k 5.7k 108.23
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $602k 5.2k 116.26
Call Axon Enterprise In Opt 0.1 $595k 4.2k 141.67
SPDR KBW Bank (KBE) 0.1 $592k 11k 52.90
Simon Property (SPG) 0.1 $584k 4.5k 129.98
Extra Space Storage (EXR) 0.1 $570k 3.4k 167.94
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $565k 9.9k 56.79
iShares S&P Asia 50 Index Fund (AIA) 0.1 $552k 7.1k 78.13
Ball Corporation (BALL) 0.1 $551k 6.1k 89.97
iShares Dow Jones Select Dividend (DVY) 0.1 $551k 4.8k 114.79
Energy Select Sector SPDR (XLE) 0.1 $545k 11k 52.06
Duke Energy (DUK) 0.1 $543k 5.6k 97.52
Technology SPDR (XLK) 0.1 $541k 3.6k 149.32
Baxter International (BAX) 0.1 $529k 6.6k 80.51
iShares NASDAQ Biotechnology Index (IBB) 0.1 $523k 3.2k 161.67
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $522k 7.0k 74.25
Liberty Broadband Corporation (LBRDA) 0.1 $520k 3.1k 168.28
iShares Russell 2000 Growth Index (IWO) 0.1 $511k 1.7k 293.68
Cable One (CABO) 0.1 $497k 274.00 1813.87
PNC Financial Services (PNC) 0.1 $494k 2.5k 195.72
Call Becton Dickinson & Opt 0.1 $493k 2.0k 246.50
Liberty Media Corp Delaware Com A Siriusxm 0.1 $486k 10k 47.21
Vanguard Growth ETF (VUG) 0.1 $474k 1.6k 289.91
Imperial Oil (IMO) 0.1 $472k 15k 31.54
Charles Schwab Corporation (SCHW) 0.1 $467k 6.4k 72.81
Call Bunge Opt 0.1 $458k 7.8k 58.72
iShares MSCI EAFE Index Fund (EFA) 0.1 $449k 5.8k 77.92
Invesco Nasdaq Next Gen 100 Etf (QQQJ) 0.1 $445k 14k 33.09
SPDR Barclays Capital Long Term Tr (SPTL) 0.1 $440k 11k 41.28
Invesco Buyback Achievers Etf equities (PKW) 0.1 $433k 4.8k 90.11
Union Pacific Corporation (UNP) 0.1 $426k 2.2k 196.22
Invesco Db Us Dlr Index Tr bearish (UDN) 0.1 $425k 21k 20.63
Tesla Motors (TSLA) 0.1 $423k 545.00 776.15
Liberty Media Corp Delaware Com C Siriusxm 0.1 $422k 8.9k 47.50
Servicenow (NOW) 0.1 $404k 649.00 622.50
First Trust DJ STOX Sel Div 30 IDX (FDD) 0.1 $394k 28k 13.90
United Rentals (URI) 0.1 $393k 1.1k 351.21
iShares S&P 500 Value Index (IVE) 0.1 $389k 2.7k 145.47
First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) 0.1 $387k 8.0k 48.68
Invesco Exchng Traded Fd Tr dwa smlcp ment (DWAS) 0.1 $382k 4.4k 87.78
Eastman Chemical Company (EMN) 0.1 $373k 3.7k 100.81
Sempra Energy (SRE) 0.1 $371k 2.9k 126.36
Utilities SPDR (XLU) 0.1 $371k 5.8k 63.90
iShares Russell Midcap Index Fund (IWR) 0.0 $365k 4.7k 78.21
Microchip Technology (MCHP) 0.0 $361k 2.4k 153.62
First Trust Financials AlphaDEX (FXO) 0.0 $360k 8.1k 44.22
Pacer Fds Tr trendp 750 etf (PTLC) 0.0 $357k 9.5k 37.70
S&p Global (SPGI) 0.0 $354k 834.00 424.46
Oneok (OKE) 0.0 $348k 6.0k 57.99
BP (BP) 0.0 $345k 13k 27.34
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $343k 4.6k 74.50
Public Service Enterprise (PEG) 0.0 $342k 5.6k 60.97
Vanguard Small-Cap Growth ETF (VBK) 0.0 $336k 1.2k 280.00
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $335k 2.1k 157.87
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.0 $328k 3.2k 104.13
iShares MSCI Emerging Markets Indx (EEM) 0.0 $325k 6.5k 50.33
DTE Energy Company (DTE) 0.0 $314k 2.8k 111.55
Yum! Brands (YUM) 0.0 $313k 2.6k 122.46
Call Goldman Sachs Grp Opt 0.0 $300k 900.00 333.33
Crown Castle Intl (CCI) 0.0 $299k 1.7k 173.33
Northern Trust Corporation (NTRS) 0.0 $298k 2.8k 107.93
SPDR S&P MidCap 400 ETF (MDY) 0.0 $291k 605.00 480.99
iShares Russell 1000 Value Index (IWD) 0.0 $290k 1.9k 156.42
Call Lam Research Corp Opt 0.0 $290k 500.00 580.00
Air Products & Chemicals (APD) 0.0 $287k 1.1k 256.25
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $282k 3.6k 79.44
iShares S&P Global 100 Index (IOO) 0.0 $280k 3.9k 71.07
Call Vertex Pharma Opt 0.0 $279k 1.5k 186.00
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.0 $279k 5.9k 47.44
Call Weyerhaeuser Opt 0.0 $278k 8.0k 34.75
First Tr Exchange Traded Fd senior ln (FTSL) 0.0 $277k 5.8k 47.85
Appollo Global Mgmt Inc Cl A 0.0 $277k 4.5k 61.50
Avista Corporation (AVA) 0.0 $275k 7.0k 39.10
Deluxe Corporation (DLX) 0.0 $273k 7.6k 35.88
Call Ford Motor Opt 0.0 $268k 26k 10.31
Call Vaneck Vectors Tr Opt 0.0 $268k 1.0k 268.00
Cigna Corp (CI) 0.0 $266k 1.3k 200.30
Electronic Arts (EA) 0.0 $262k 1.8k 142.01
Regeneron Pharmaceuticals (REGN) 0.0 $260k 430.00 604.65
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $259k 3.1k 82.35
iShares Dow Jones US Pharm Indx (IHE) 0.0 $258k 1.4k 182.85
iShares Dow Jones US Insurance Index ETF (IAK) 0.0 $254k 3.3k 78.15
Pimco Municipal Income Fund Ii Cef (PML) 0.0 $254k 17k 14.75
Ishares Tr core div grwth (DGRO) 0.0 $250k 5.0k 50.27
Becton, Dickinson and (BDX) 0.0 $248k 1.0k 245.79
iShares Dow Jones US Real Estate (IYR) 0.0 $245k 2.4k 102.55
WisdomTree SmallCap Dividend Fund (DES) 0.0 $243k 7.9k 30.87
First Trust Tech AlphaDEX Fnd (FXL) 0.0 $240k 2.0k 122.89
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $240k 4.4k 54.73
Dominion Resources (D) 0.0 $238k 3.3k 72.87
MasTec (MTZ) 0.0 $237k 2.8k 86.18
Ingredion Incorporated (INGR) 0.0 $231k 2.6k 88.88
Call L3harris Technolog Opt 0.0 $230k 1.0k 230.00
Vanguard Large-Cap ETF (VV) 0.0 $225k 1.1k 201.25
iShares Lehman Aggregate Bond (AGG) 0.0 $224k 1.9k 115.05
Call Select Communicatio Opt 0.0 $224k 2.8k 80.00
Anthem (ELV) 0.0 $224k 600.00 373.33
SPDR S&P Dividend (SDY) 0.0 $223k 1.9k 117.37
MasterCard Incorporated (MA) 0.0 $221k 636.00 347.48
First Trust High Income Long/short Fund Cef (FSD) 0.0 $220k 14k 15.86
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.0 $218k 5.2k 41.87
ConocoPhillips (COP) 0.0 $215k 3.2k 67.65
Novartis (NVS) 0.0 $214k 2.6k 81.62
Call Amazon.com Opt 0.0 $210k 100.00 2100.00
Intuit (INTU) 0.0 $210k 390.00 538.46
Yum China Holdings (YUMC) 0.0 $208k 3.6k 58.05
Wintrust Financial Corporation (WTFC) 0.0 $207k 2.6k 80.20
Ameriprise Financial (AMP) 0.0 $207k 784.00 264.03
Call Edwards Lifescienc Opt 0.0 $206k 2.2k 93.64
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $203k 3.6k 56.23
Expeditors International of Washington (EXPD) 0.0 $202k 1.7k 119.39
Blackrock Multi-sector Income Trust Cef (BIT) 0.0 $201k 11k 18.69
Invesco unit investment (PID) 0.0 $188k 11k 17.57
Aberdeen Total Dynamic Dividend Fd Ben Int Cef (AOD) 0.0 $135k 14k 9.73
BGC Partners 0.0 $76k 15k 5.24