Yorktown Management & Research as of June 30, 2016
Portfolio Holdings for Yorktown Management & Research
Yorktown Management & Research holds 305 positions in its portfolio as reported in the June 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Two Harbors Investment | 2.8 | $12M | 1.4M | 8.56 | |
| Solar Cap (SLRC) | 2.7 | $12M | 630k | 19.05 | |
| Blackstone Mtg Tr (BXMT) | 2.6 | $11M | 410k | 27.67 | |
| American Capital Agency | 2.5 | $11M | 550k | 19.82 | |
| Ares Capital Corporation (ARCC) | 2.1 | $9.4M | 660k | 14.20 | |
| Starwood Property Trust (STWD) | 2.1 | $9.3M | 450k | 20.72 | |
| At&t (T) | 2.1 | $9.1M | 211k | 43.21 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 2.0 | $8.8M | 220k | 39.89 | |
| Invesco Mortgage Capital | 2.0 | $8.6M | 630k | 13.69 | |
| Hercules Technology Growth Capital (HTGC) | 1.9 | $8.3M | 670k | 12.42 | |
| New Residential Invt | 1.9 | $8.2M | 595k | 13.84 | |
| Goldmansachsbdc (GSBD) | 1.8 | $8.0M | 400k | 19.99 | |
| Tpg Specialty Lnding Inc equity | 1.8 | $7.8M | 470k | 16.61 | |
| Annaly Capital Management | 1.8 | $7.7M | 700k | 11.07 | |
| PennyMac Mortgage Investment Trust (PMT) | 1.8 | $7.7M | 477k | 16.23 | |
| Verizon Communications (VZ) | 1.7 | $7.7M | 137k | 55.84 | |
| Golub Capital BDC (GBDC) | 1.6 | $7.0M | 390k | 18.07 | |
| Ag Mtg Invt Tr | 1.6 | $6.9M | 480k | 14.44 | |
| Tcp Capital | 1.5 | $6.7M | 440k | 15.28 | |
| New Mountain Finance Corp (NMFC) | 1.5 | $6.6M | 515k | 12.90 | |
| Main Street Capital Corporation (MAIN) | 1.5 | $6.6M | 200k | 32.85 | |
| Fs Investment Corporation | 1.4 | $6.3M | 700k | 9.05 | |
| PowerShares Preferred Portfolio | 1.4 | $6.1M | 400k | 15.24 | |
| Ellington Financial | 1.4 | $6.0M | 350k | 17.13 | |
| BGC Partners | 1.3 | $5.8M | 662k | 8.71 | |
| PowerShares Fin. Preferred Port. | 1.3 | $5.8M | 300k | 19.19 | |
| Fidus Invt (FDUS) | 1.3 | $5.7M | 375k | 15.27 | |
| THL Credit | 1.3 | $5.7M | 510k | 11.13 | |
| American Capital Mortgage In | 1.3 | $5.7M | 360k | 15.79 | |
| Prudential Sht Duration Hg Y | 1.3 | $5.7M | 360k | 15.79 | |
| Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 1.3 | $5.6M | 350k | 15.92 | |
| Apollo Residential Mortgage | 1.2 | $5.1M | 380k | 13.40 | |
| Zais Financial | 1.1 | $5.0M | 365k | 13.71 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 1.1 | $4.7M | 311k | 15.25 | |
| Invesco Van Kampen Dyn Cr Opp Fund | 1.1 | $4.6M | 420k | 11.02 | |
| BlackRock Corporate High Yield Fund VI (HYT) | 1.0 | $4.5M | 435k | 10.44 | |
| Frontier Communications | 1.0 | $4.4M | 900k | 4.94 | |
| Apollo Commercial Real Est. Finance (ARI) | 1.0 | $4.3M | 270k | 16.07 | |
| Prudential Gl Sh Dur Hi Yld | 1.0 | $4.4M | 291k | 15.01 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 1.0 | $4.2M | 520k | 8.08 | |
| Eaton Vance Floating-Rate Income Trust (EFT) | 0.9 | $4.2M | 310k | 13.43 | |
| Blackrock Multi-sector Incom other (BIT) | 0.9 | $4.0M | 240k | 16.55 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.9 | $3.9M | 290k | 13.44 | |
| Compass Diversified Holdings (CODI) | 0.9 | $3.8M | 230k | 16.59 | |
| BlackRock Debt Strategies Fund | 0.8 | $3.5M | 1.0M | 3.53 | |
| Western Asset Hgh Yld Dfnd (HYI) | 0.8 | $3.3M | 220k | 15.02 | |
| Nuveen Floating Rate Income Fund (JFR) | 0.7 | $3.1M | 298k | 10.34 | |
| New America High Income Fund I | 0.7 | $3.0M | 355k | 8.55 | |
| Nuveen Fltng Rte Incm Opp | 0.7 | $3.0M | 290k | 10.26 | |
| Invesco Van Kampen Municipal Trust (VKQ) | 0.7 | $2.8M | 200k | 14.21 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.6 | $2.6M | 203k | 12.97 | |
| Nuveen Senior Income Fund | 0.6 | $2.6M | 435k | 6.04 | |
| Crown Castle Intl (CCI) | 0.6 | $2.5M | 25k | 101.44 | |
| Pioneer Floating Rate Trust (PHD) | 0.6 | $2.5M | 223k | 11.27 | |
| Apollo Sr Floating Rate Fd I (AFT) | 0.6 | $2.5M | 160k | 15.80 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.6 | $2.4M | 185k | 13.15 | |
| Eaton Vance Senior Income Trust (EVF) | 0.5 | $2.3M | 390k | 6.01 | |
| Deutsche Multi-mkt Income Tr Shs cef | 0.5 | $2.3M | 285k | 8.15 | |
| Lehman Brothers First Trust IOF (NHS) | 0.5 | $2.3M | 207k | 10.95 | |
| Ivy High Income Opportunities | 0.5 | $2.2M | 160k | 13.67 | |
| Nuveen Global High (JGH) | 0.5 | $2.2M | 150k | 14.39 | |
| Ares Dynamic Cr Allocation (ARDC) | 0.5 | $2.1M | 154k | 13.75 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.5 | $2.0M | 125k | 16.26 | |
| Stellus Capital Investment (SCM) | 0.4 | $1.8M | 175k | 10.24 | |
| Newfleet Multi-sector Income E | 0.4 | $1.8M | 37k | 48.76 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.4 | $1.8M | 420k | 4.18 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.4 | $1.7M | 22k | 80.84 | |
| Cys Investments | 0.4 | $1.7M | 200k | 8.37 | |
| Vodafone | 0.3 | $1.5M | 50k | 30.90 | |
| First Trust/Four Corners SFRI Fund II (FCT) | 0.3 | $1.5M | 118k | 12.85 | |
| Tri-Continental Corporation (TY) | 0.3 | $1.4M | 70k | 20.54 | |
| Wells Fargo Adv Inc Opport Fund (EAD) | 0.3 | $1.4M | 182k | 7.90 | |
| Invesco Quality Municipal Inc Trust (IQI) | 0.3 | $1.4M | 100k | 13.82 | |
| Nuveen Sht Dur Cr Opp | 0.3 | $1.4M | 87k | 15.72 | |
| Diversified Real Asset Inc F | 0.3 | $1.3M | 80k | 16.55 | |
| Western Asset Global Cp Defi (GDO) | 0.3 | $1.3M | 75k | 17.04 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.3 | $1.2M | 90k | 13.02 | |
| PIONEER DIV HIGH INCOME TRUS COM Bene Inter | 0.3 | $1.2M | 75k | 15.71 | |
| Avenue Income Cr Strat | 0.2 | $1.1M | 90k | 11.98 | |
| Deutsche High Income Tr | 0.2 | $1.0M | 118k | 8.78 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.2 | $1.0M | 210k | 4.90 | |
| Capitala Finance | 0.2 | $1.0M | 73k | 14.00 | |
| Cherry Hill Mort (CHMI) | 0.2 | $989k | 64k | 15.57 | |
| City Office Reit (CIO) | 0.2 | $955k | 74k | 12.99 | |
| Apollo Tactical Income Fd In (AIF) | 0.2 | $866k | 60k | 14.43 | |
| Ladder Capital Corp Class A (LADR) | 0.2 | $897k | 74k | 12.20 | |
| Eaton Vance Fltg Rate In | 0.2 | $857k | 57k | 14.99 | |
| AllianceBernstein Global Hgh Incm (AWF) | 0.2 | $737k | 60k | 12.28 | |
| Western Asset Glbl Partners Incm Fnd | 0.2 | $728k | 85k | 8.56 | |
| Western Asset Corporate Loan F | 0.2 | $755k | 73k | 10.36 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.2 | $682k | 55k | 12.40 | |
| One Liberty Properties (OLP) | 0.1 | $680k | 29k | 23.85 | |
| Ares Coml Real Estate (ACRE) | 0.1 | $676k | 55k | 12.29 | |
| Centrais Eletricas Brasileiras (EBR) | 0.1 | $630k | 160k | 3.94 | |
| Alere | 0.1 | $604k | 15k | 41.66 | |
| Garrison Capital | 0.1 | $605k | 60k | 10.08 | |
| Invesco Van Kampen High Inc Trust II (VLT) | 0.1 | $550k | 40k | 13.75 | |
| Pimco Dynamic Credit Income other | 0.1 | $553k | 29k | 19.13 | |
| Kkr Income Opportunities (KIO) | 0.1 | $511k | 34k | 15.07 | |
| Waste Connections | 0.1 | $432k | 6.0k | 72.00 | |
| Silicon Motion Technology (SIMO) | 0.1 | $445k | 9.3k | 47.85 | |
| Vanguard European ETF (VGK) | 0.1 | $422k | 9.1k | 46.63 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $383k | 4.0k | 95.75 | |
| Masco Corporation (MAS) | 0.1 | $377k | 12k | 30.90 | |
| Herman Miller (MLKN) | 0.1 | $383k | 13k | 29.92 | |
| Markel Corporation (MKL) | 0.1 | $381k | 400.00 | 952.50 | |
| Prestige Brands Holdings (PBH) | 0.1 | $377k | 6.8k | 55.44 | |
| Cresud (CRESY) | 0.1 | $382k | 27k | 14.15 | |
| Drew Industries | 0.1 | $399k | 4.7k | 84.89 | |
| Toro Company (TTC) | 0.1 | $397k | 4.5k | 88.22 | |
| WebMD Health | 0.1 | $378k | 6.5k | 58.15 | |
| SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) | 0.1 | $376k | 12k | 30.82 | |
| Fortune Brands (FBIN) | 0.1 | $377k | 6.5k | 58.00 | |
| Pimco Total Return Etf totl (BOND) | 0.1 | $381k | 3.6k | 107.32 | |
| Facebook Inc cl a (META) | 0.1 | $377k | 3.3k | 114.24 | |
| Harvest Cap Cr | 0.1 | $383k | 30k | 12.77 | |
| Tractor Supply Company (TSCO) | 0.1 | $365k | 4.0k | 91.25 | |
| Copart (CPRT) | 0.1 | $343k | 7.0k | 49.00 | |
| Electronic Arts (EA) | 0.1 | $341k | 4.5k | 75.78 | |
| Cadence Design Systems (CDNS) | 0.1 | $347k | 14k | 24.27 | |
| Starbucks Corporation (SBUX) | 0.1 | $366k | 6.4k | 57.19 | |
| AutoZone (AZO) | 0.1 | $333k | 420.00 | 792.86 | |
| Amazon (AMZN) | 0.1 | $358k | 500.00 | 716.00 | |
| NVR (NVR) | 0.1 | $356k | 200.00 | 1780.00 | |
| Take-Two Interactive Software (TTWO) | 0.1 | $341k | 9.0k | 37.89 | |
| Universal Forest Products | 0.1 | $371k | 4.0k | 92.75 | |
| Intuit (INTU) | 0.1 | $335k | 3.0k | 111.67 | |
| Centene Corporation (CNC) | 0.1 | $357k | 5.0k | 71.40 | |
| Panera Bread Company | 0.1 | $339k | 1.6k | 211.88 | |
| Hanover Insurance (THG) | 0.1 | $338k | 4.0k | 84.50 | |
| Washington Federal (WAFD) | 0.1 | $359k | 15k | 24.26 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $362k | 12k | 30.17 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $330k | 7.7k | 42.86 | |
| Vanguard FTSE All Wld Ex USSml Cap (VSS) | 0.1 | $344k | 3.7k | 92.97 | |
| Aon | 0.1 | $371k | 3.4k | 109.12 | |
| Vantiv Inc Cl A | 0.1 | $368k | 6.5k | 56.62 | |
| Metropcs Communications (TMUS) | 0.1 | $359k | 8.3k | 43.25 | |
| Allegion Plc equity (ALLE) | 0.1 | $354k | 5.1k | 69.41 | |
| Doubleline Total Etf etf (TOTL) | 0.1 | $349k | 7.0k | 49.86 | |
| Lear Corporation (LEA) | 0.1 | $305k | 3.0k | 101.67 | |
| Fidelity National Information Services (FIS) | 0.1 | $295k | 4.0k | 73.75 | |
| Brookfield Asset Management | 0.1 | $298k | 9.0k | 33.11 | |
| LKQ Corporation (LKQ) | 0.1 | $317k | 10k | 31.70 | |
| Automatic Data Processing (ADP) | 0.1 | $322k | 3.5k | 92.00 | |
| Harris Corporation | 0.1 | $300k | 3.6k | 83.33 | |
| Steris Corporation | 0.1 | $309k | 4.5k | 68.67 | |
| Rockwell Collins | 0.1 | $289k | 3.4k | 85.00 | |
| Valero Energy Corporation (VLO) | 0.1 | $291k | 5.7k | 51.05 | |
| Convergys Corporation | 0.1 | $300k | 12k | 25.00 | |
| Gartner (IT) | 0.1 | $292k | 3.0k | 97.33 | |
| Danaher Corporation (DHR) | 0.1 | $313k | 3.1k | 100.97 | |
| FactSet Research Systems (FDS) | 0.1 | $323k | 2.0k | 161.50 | |
| Thor Industries (THO) | 0.1 | $324k | 5.0k | 64.80 | |
| Ultimate Software | 0.1 | $315k | 1.5k | 210.00 | |
| Investment Technology | 0.1 | $296k | 18k | 16.72 | |
| Aspen Insurance Holdings | 0.1 | $311k | 6.7k | 46.42 | |
| Amdocs Ltd ord (DOX) | 0.1 | $289k | 5.0k | 57.80 | |
| Wabash National Corporation (WNC) | 0.1 | $305k | 24k | 12.71 | |
| Littelfuse (LFUS) | 0.1 | $319k | 2.7k | 118.15 | |
| Telecom Argentina (TEO) | 0.1 | $293k | 16k | 18.31 | |
| Teledyne Technologies Incorporated (TDY) | 0.1 | $297k | 3.0k | 99.00 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $329k | 1.4k | 243.70 | |
| Compania Cervecerias Unidas (CCU) | 0.1 | $303k | 13k | 23.31 | |
| Fresenius Medical Care AG & Co. (FMS) | 0.1 | $296k | 6.8k | 43.53 | |
| Viad (PRSU) | 0.1 | $310k | 10k | 31.00 | |
| Woodward Governor Company (WWD) | 0.1 | $317k | 5.5k | 57.64 | |
| Transportadora de Gas del Sur SA (TGS) | 0.1 | $311k | 46k | 6.76 | |
| US Ecology | 0.1 | $299k | 6.5k | 46.00 | |
| Genpact (G) | 0.1 | $322k | 12k | 26.83 | |
| iShares S&P Latin America 40 Index (ILF) | 0.1 | $315k | 12k | 26.25 | |
| Trinity Biotech | 0.1 | $295k | 26k | 11.35 | |
| Chunghwa Telecom Co Ltd - (CHT) | 0.1 | $309k | 8.5k | 36.35 | |
| Amc Networks Inc Cl A (AMCX) | 0.1 | $290k | 4.8k | 60.42 | |
| Ellie Mae | 0.1 | $321k | 3.5k | 91.71 | |
| Icon (ICLR) | 0.1 | $287k | 4.1k | 70.00 | |
| Cdw (CDW) | 0.1 | $321k | 8.0k | 40.12 | |
| Criteo Sa Ads (CRTO) | 0.1 | $321k | 7.0k | 45.86 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.1 | $318k | 30k | 10.60 | |
| Cdk Global Inc equities | 0.1 | $305k | 5.5k | 55.45 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $318k | 5.3k | 60.00 | |
| Liberty Broadband Corporation (LBRDA) | 0.1 | $315k | 5.3k | 59.43 | |
| Acxiom | 0.1 | $295k | 17k | 17.44 | |
| Chubb (CB) | 0.1 | $327k | 2.5k | 130.80 | |
| Dentsply Sirona (XRAY) | 0.1 | $315k | 5.1k | 62.02 | |
| Fomento Economico Mexicano SAB (FMX) | 0.1 | $250k | 2.7k | 92.59 | |
| Infosys Technologies (INFY) | 0.1 | $250k | 14k | 17.86 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $262k | 10k | 26.20 | |
| Ameriprise Financial (AMP) | 0.1 | $270k | 3.0k | 90.00 | |
| Northern Trust Corporation (NTRS) | 0.1 | $265k | 4.0k | 66.25 | |
| Merck & Co | 0.1 | $259k | 4.5k | 57.56 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $244k | 700.00 | 348.57 | |
| Chevron Corporation (CVX) | 0.1 | $267k | 2.6k | 104.71 | |
| PPG Industries (PPG) | 0.1 | $271k | 2.6k | 104.23 | |
| Intel Corporation (INTC) | 0.1 | $276k | 8.4k | 32.86 | |
| Autoliv (ALV) | 0.1 | $269k | 2.5k | 107.60 | |
| Nike (NKE) | 0.1 | $270k | 4.9k | 55.10 | |
| Accenture (ACN) | 0.1 | $283k | 2.5k | 113.20 | |
| Lowe's Companies (LOW) | 0.1 | $285k | 3.6k | 79.17 | |
| Novo Nordisk A/S (NVO) | 0.1 | $269k | 5.0k | 53.80 | |
| Sap (SAP) | 0.1 | $255k | 3.4k | 75.00 | |
| NewMarket Corporation (NEU) | 0.1 | $249k | 600.00 | 415.00 | |
| Alliance Data Systems Corporation (BFH) | 0.1 | $274k | 1.4k | 195.71 | |
| Axis Capital Holdings (AXS) | 0.1 | $275k | 5.0k | 55.00 | |
| IDEX Corporation (IEX) | 0.1 | $271k | 3.3k | 82.12 | |
| Oracle Corporation (ORCL) | 0.1 | $254k | 6.2k | 40.97 | |
| Aircastle | 0.1 | $274k | 14k | 19.57 | |
| Steel Dynamics (STLD) | 0.1 | $272k | 11k | 24.50 | |
| Bruker Corporation (BRKR) | 0.1 | $250k | 11k | 22.73 | |
| FMC Corporation (FMC) | 0.1 | $278k | 6.0k | 46.33 | |
| Infinera | 0.1 | $253k | 22k | 11.29 | |
| Hexcel Corporation (HXL) | 0.1 | $246k | 5.9k | 41.69 | |
| Wabtec Corporation (WAB) | 0.1 | $253k | 3.6k | 70.28 | |
| Ormat Technologies (ORA) | 0.1 | $276k | 6.3k | 43.81 | |
| Braskem SA (BAK) | 0.1 | $249k | 21k | 11.86 | |
| Flamel Technologies | 0.1 | $269k | 25k | 10.76 | |
| Quanex Building Products Corporation (NX) | 0.1 | $260k | 14k | 18.57 | |
| Cardtronics | 0.1 | $259k | 6.5k | 39.85 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.1 | $252k | 5.0k | 50.40 | |
| O'reilly Automotive (ORLY) | 0.1 | $271k | 1.0k | 271.00 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 0.1 | $265k | 5.5k | 48.18 | |
| iShares MSCI Jpan Smll Cap Ind Fund (SCJ) | 0.1 | $270k | 4.5k | 60.00 | |
| WisdomTree Intl. SmallCap Div (DLS) | 0.1 | $252k | 4.5k | 56.00 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.1 | $283k | 13k | 21.28 | |
| Ishares Inc em mkt min vol (EEMV) | 0.1 | $242k | 4.7k | 51.49 | |
| Express Scripts Holding | 0.1 | $273k | 3.6k | 75.83 | |
| Phillips 66 (PSX) | 0.1 | $254k | 3.2k | 79.38 | |
| FIRST TR EXCH TRD ALPHA FD I switzlnd alpha (FSZ) | 0.1 | $270k | 7.0k | 38.57 | |
| First Tr Exch Trd Alpha Fd I europe alpha (FEP) | 0.1 | $246k | 9.0k | 27.33 | |
| Ptc (PTC) | 0.1 | $244k | 6.5k | 37.54 | |
| Controladora Vuela Cia Spon Ad (VLRS) | 0.1 | $262k | 14k | 18.71 | |
| Dws Strategic Income Trust | 0.1 | $258k | 23k | 11.46 | |
| Allergan | 0.1 | $254k | 1.1k | 230.91 | |
| Adaptimmune Therapeutics (ADAP) | 0.1 | $261k | 32k | 8.16 | |
| China Petroleum & Chemical | 0.1 | $206k | 2.9k | 72.03 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $217k | 3.5k | 62.00 | |
| Moody's Corporation (MCO) | 0.1 | $234k | 2.5k | 93.60 | |
| M&T Bank Corporation (MTB) | 0.1 | $236k | 2.0k | 118.00 | |
| Pfizer (PFE) | 0.1 | $208k | 5.9k | 35.25 | |
| Bristol Myers Squibb (BMY) | 0.1 | $221k | 3.0k | 73.67 | |
| NVIDIA Corporation (NVDA) | 0.1 | $235k | 5.0k | 47.00 | |
| Nucor Corporation (NUE) | 0.1 | $203k | 4.1k | 49.51 | |
| Paychex (PAYX) | 0.1 | $208k | 3.5k | 59.43 | |
| SYSCO Corporation (SYY) | 0.1 | $203k | 4.0k | 50.75 | |
| T. Rowe Price (TROW) | 0.1 | $219k | 3.0k | 73.00 | |
| Agrium | 0.1 | $226k | 2.5k | 90.40 | |
| Apple (AAPL) | 0.1 | $239k | 2.5k | 95.60 | |
| Diageo (DEO) | 0.1 | $203k | 1.8k | 112.78 | |
| GlaxoSmithKline | 0.1 | $217k | 5.0k | 43.40 | |
| Liberty Media | 0.1 | $203k | 8.0k | 25.38 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $230k | 5.5k | 41.82 | |
| Ryanair Holdings | 0.1 | $212k | 3.0k | 69.60 | |
| Juniper Networks (JNPR) | 0.1 | $225k | 10k | 22.50 | |
| Evercore Partners (EVR) | 0.1 | $221k | 5.0k | 44.20 | |
| British American Tobac (BTI) | 0.1 | $233k | 1.8k | 129.44 | |
| Celgene Corporation | 0.1 | $207k | 2.1k | 98.57 | |
| Wipro (WIT) | 0.1 | $240k | 19k | 12.37 | |
| Tesla Motors (TSLA) | 0.1 | $212k | 1.0k | 212.00 | |
| iShares MSCI Thailand Index Fund (THD) | 0.1 | $207k | 3.0k | 69.00 | |
| Allied World Assurance | 0.1 | $211k | 6.0k | 35.17 | |
| Embraer S A (ERJ) | 0.1 | $217k | 10k | 21.70 | |
| Vanguard Pacific ETF (VPL) | 0.1 | $223k | 4.0k | 55.75 | |
| Noah Holdings (NOAH) | 0.1 | $229k | 9.5k | 24.11 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.1 | $200k | 7.0k | 28.57 | |
| iShares MSCI EAFE Growth Index (EFG) | 0.1 | $229k | 3.5k | 65.43 | |
| iShares MSCI Israel Capped Inv Mar ETF (EIS) | 0.1 | $239k | 5.1k | 46.86 | |
| WisdomTree DEFA (DWM) | 0.1 | $201k | 4.5k | 44.67 | |
| WisdomTree Europe SmallCap Div (DFE) | 0.1 | $214k | 4.2k | 50.95 | |
| Claymore AlphaShares China All Cap ETF | 0.1 | $213k | 9.0k | 23.67 | |
| Ishares Tr cmn (TOK) | 0.1 | $239k | 4.6k | 51.96 | |
| Zeltiq Aesthetics | 0.1 | $232k | 8.5k | 27.29 | |
| Ishares Inc core msci emkt (IEMG) | 0.1 | $230k | 5.5k | 41.82 | |
| Starz - Liberty Capital | 0.1 | $239k | 8.0k | 29.88 | |
| Ishares Inc msci india index (INDA) | 0.1 | $235k | 8.4k | 27.98 | |
| Ishares Tr core strm usbd (ISTB) | 0.1 | $203k | 2.0k | 101.50 | |
| Atlas Financial Holdings | 0.1 | $224k | 13k | 17.23 | |
| Liberty Global Inc C | 0.1 | $212k | 7.4k | 28.65 | |
| Ishares Tr 0-5yr invt gr cp (SLQD) | 0.1 | $204k | 4.0k | 51.00 | |
| Brookfield High Income Fd In | 0.1 | $216k | 30k | 7.20 | |
| Marine Harvest Asa Spons | 0.1 | $211k | 13k | 16.88 | |
| Dbx Etf Tr ex us hdg eqty (DBAW) | 0.1 | $240k | 11k | 21.82 | |
| Liberty Tripadvisor Hldgs (LTRPA) | 0.1 | $219k | 10k | 21.90 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.1 | $226k | 7.2k | 31.39 | |
| Enersis | 0.0 | $180k | 21k | 8.57 | |
| Fibria Celulose | 0.0 | $166k | 25k | 6.78 | |
| Aviva | 0.0 | $160k | 15k | 10.67 | |
| Bldrs Index Fds Tr eur 100 | 0.0 | $190k | 10k | 19.00 | |
| Spirit Realty Capital | 0.0 | $166k | 13k | 12.77 | |
| Monroe Cap (MRCC) | 0.0 | $193k | 13k | 14.85 | |
| Nuveen Flexible Invt Income | 0.0 | $184k | 12k | 15.86 | |
| ICICI Bank (IBN) | 0.0 | $115k | 16k | 7.19 | |
| Turkcell Iletisim Hizmetleri A.S. (TKC) | 0.0 | $110k | 12k | 9.17 | |
| Intersil Corporation | 0.0 | $135k | 10k | 13.50 | |
| ING Groep (ING) | 0.0 | $134k | 13k | 10.31 | |
| Enersis Chile Sa (ENIC) | 0.0 | $122k | 21k | 5.81 | |
| Aegon | 0.0 | $82k | 20k | 4.01 | |
| Telefonaktiebolaget LM Ericsson (ERIC) | 0.0 | $88k | 12k | 7.65 | |
| Telefonica (TEF) | 0.0 | $107k | 11k | 9.46 | |
| Mitsubishi UFJ Financial (MUFG) | 0.0 | $97k | 22k | 4.41 | |
| Telecom Italia S.p.A. (TIIAY) | 0.0 | $105k | 13k | 8.20 | |
| Banco Santander (SAN) | 0.0 | $78k | 20k | 3.92 | |
| Sumitomo Mitsui Financial Grp (SMFG) | 0.0 | $92k | 16k | 5.75 | |
| Western Asset High Incm Fd I (HIX) | 0.0 | $101k | 15k | 6.92 | |
| Ambev Sa- (ABEV) | 0.0 | $92k | 16k | 5.94 | |
| Wheeler Real Estate Invt Tr cv pfd ser b (WHLRP) | 0.0 | $77k | 50k | 1.54 | |
| Lloyds TSB (LYG) | 0.0 | $59k | 20k | 2.95 |
