Yorktown Management & Research Company

Yorktown Management & Research Company as of March 31, 2013

Portfolio Holdings for Yorktown Management & Research Company

Yorktown Management & Research Company holds 314 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SPDR Barclays Capital High Yield B 6.5 $35M 860k 41.11
iShares iBoxx $ High Yid Corp Bond (HYG) 6.1 $34M 357k 94.35
Pimco Etf Tr 0-5 high yield (HYS) 3.9 $21M 202k 104.57
Advisorshares Tr peritus hg yld 3.6 $20M 388k 51.25
PowerShares Build America Bond Portfolio 2.5 $14M 460k 30.29
Spdr Short-term High Yield mf (SJNK) 2.2 $12M 399k 30.88
PowerShares Hgh Yield Corporate Bnd 2.2 $12M 620k 19.35
Javelin Mtg Invt 1.9 $10M 528k 19.65
Fifth Street Finance 1.8 $9.6M 870k 11.02
PowerShares Emerging Markets Sovere 1.8 $9.6M 322k 29.78
ARMOUR Residential REIT 1.8 $9.6M 1.5M 6.53
Ellington Financial 1.7 $9.2M 370k 24.75
Solar Capital 1.6 $9.0M 385k 23.49
THL Credit 1.6 $9.0M 600k 14.98
Arlington Asset Investment 1.6 $8.8M 340k 25.81
Zais Financial 1.6 $8.8M 425k 20.63
Compass Diversified Holdings (CODI) 1.6 $8.7M 548k 15.87
Northstar Realty Finance 1.5 $8.1M 854k 9.48
Western Asset Mortgage cmn 1.5 $8.1M 348k 23.24
Ag Mtg Invt Tr 1.4 $7.9M 310k 25.47
Ares Capital Corporation (ARCC) 1.3 $7.1M 393k 18.10
Whitehorse Finance (WHF) 1.3 $7.1M 450k 15.83
Fidus Invt (FDUS) 1.2 $6.4M 335k 19.15
Market Vectors Etf Tr .......... intl hi yld bd 1.2 $6.4M 237k 26.88
Tcp Capital 1.1 $6.2M 386k 15.96
American Capital Mortgage In 1.1 $5.9M 230k 25.85
Newcastle Investment 1.0 $5.6M 500k 11.17
Chimera Investment Corporation 1.0 $5.6M 1.8M 3.19
Medley Capital Corporation 1.0 $5.5M 345k 15.85
New York Mortgage Trust 1.0 $5.4M 720k 7.54
Apollo Residential Mortgage 1.0 $5.3M 240k 22.29
PennantPark Investment (PNNT) 1.0 $5.3M 472k 11.29
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.9 $5.2M 45k 117.46
Anworth Mortgage Asset Corporation 0.9 $5.1M 800k 6.33
Invesco Mortgage Capital 0.9 $5.0M 234k 21.39
Two Harbors Investment 0.9 $4.9M 391k 12.61
Kcap Financial 0.9 $4.9M 453k 10.77
Spirit Realty Capital 0.9 $4.9M 257k 19.00
Starwood Property Trust (STWD) 0.8 $4.6M 166k 27.76
Resource Capital 0.8 $4.6M 697k 6.61
Market Vectors High Yield Muni. Ind 0.8 $4.6M 140k 32.88
Market Vectors Emerging Mkts Local ETF 0.8 $4.5M 165k 27.04
Horizon Technology Fin (HRZN) 0.8 $4.4M 300k 14.61
New Mountain Finance Corp (NMFC) 0.8 $4.4M 302k 14.62
MFA Mortgage Investments 0.8 $4.3M 464k 9.32
Apollo Investment 0.8 $4.3M 517k 8.36
American Capital Agency 0.8 $4.3M 132k 32.78
Home Loan Servicing Solution ord 0.8 $4.3M 183k 23.33
Apollo Commercial Real Est. Finance (ARI) 0.8 $4.2M 238k 17.59
KKR Financial Holdings 0.7 $3.7M 335k 11.07
Ship Finance Intl 0.7 $3.7M 210k 17.64
America First Tax Exempt Investors 0.7 $3.6M 500k 7.12
TICC Capital 0.6 $3.3M 337k 9.94
Rait Financial Trust 0.6 $3.2M 400k 7.97
Student Transn 0.6 $3.1M 480k 6.39
MCG Capital Corporation 0.6 $3.0M 626k 4.78
Market Vectors Etf Tr emkt hiyld bd 0.5 $3.0M 110k 26.97
Dynex Capital 0.5 $2.9M 272k 10.68
Golub Capital BDC (GBDC) 0.5 $2.8M 172k 16.51
Aberdeen Asia-Pacific Income Fund 0.5 $2.5M 323k 7.78
Triangle Capital Corporation 0.5 $2.5M 90k 27.99
BlackRock Credit All Inc Trust IV (BTZ) 0.5 $2.5M 179k 14.00
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.5 $2.4M 31k 79.58
Solar Senior Capital 0.4 $2.2M 115k 19.20
Blackrock Kelso Capital 0.4 $2.1M 210k 10.00
Pennantpark Floating Rate Capi (PFLT) 0.4 $2.1M 150k 13.96
One Liberty Properties (OLP) 0.4 $2.0M 91k 21.72
NGP Capital Resources Company 0.3 $1.9M 270k 7.11
PowerShares Fin. Preferred Port. 0.3 $1.9M 100k 18.53
Full Circle Cap Corp 0.3 $1.7M 228k 7.65
Pimco Total Return Etf totl (BOND) 0.3 $1.8M 16k 109.81
First Trust Strategic 0.3 $1.6M 91k 17.26
BlackRock Corporate High Yield Fund VI (HYT) 0.3 $1.4M 110k 12.90
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.3M 11k 119.91
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $1.2M 75k 16.39
American Income Fund (MRF) 0.2 $1.1M 135k 8.32
Western Asset Managed High Incm Fnd 0.2 $1.1M 180k 6.19
Dreyfus High Yield Strategies Fund 0.2 $1.1M 243k 4.40
Managed High Yield Plus Fund 0.2 $1.1M 498k 2.16
Claymore Etf gug blt2016 hy 0.2 $1.1M 40k 26.68
Vanguard Natural Resources 0.2 $956k 34k 28.42
Credit Suisse High Yield Bond Fund (DHY) 0.2 $910k 279k 3.26
BlackRock Corporate High Yield Fund III 0.2 $860k 108k 7.96
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $903k 26k 34.73
Western Asset Global Cp Defi (GDO) 0.1 $799k 40k 19.98
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.1 $829k 31k 26.74
Market Vectors Etf Tr......... latam aggr bd 0.1 $642k 25k 25.68
Claymore Etf gug blt2017 hy 0.1 $591k 22k 26.86
Embraer S A (ERJ) 0.1 $549k 15k 35.65
Credit Suisse AM Inc Fund (CIK) 0.1 $556k 135k 4.12
Stellus Capital Investment (SCM) 0.1 $528k 36k 14.83
Silver Bay Rlty Tr 0.1 $507k 25k 20.73
Precision Castparts 0.1 $417k 2.2k 189.55
iShares Barclays Credit Bond Fund (USIG) 0.1 $417k 3.7k 112.70
SPDR Nuveen Barclays Capital Build Amer 0.1 $461k 7.5k 61.47
RMK Multi-Sector High Income Fund (HMH) 0.1 $459k 73k 6.26
Wisdomtree Tr em lcl debt (ELD) 0.1 $421k 8.0k 52.62
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $419k 4.8k 87.29
Powershares Senior Loan Portfo mf 0.1 $427k 17k 25.12
Broadridge Financial Solutions (BR) 0.1 $373k 15k 24.87
Franklin Resources (BEN) 0.1 $362k 2.4k 150.83
Partner Re 0.1 $372k 4.0k 93.00
Cenovus Energy (CVE) 0.1 $381k 12k 30.98
CIRCOR International 0.1 $361k 8.5k 42.47
Speedway Motorsports 0.1 $378k 21k 18.00
Rayonier (RYN) 0.1 $358k 6.0k 59.67
Himax Technologies (HIMX) 0.1 $322k 59k 5.46
JPMorgan Chase & Co. (JPM) 0.1 $332k 7.0k 47.43
Coca-Cola Company (KO) 0.1 $324k 8.0k 40.50
Eli Lilly & Co. (LLY) 0.1 $341k 6.0k 56.83
Merck & Co 0.1 $310k 7.0k 44.29
Norfolk Southern (NSC) 0.1 $308k 4.0k 77.00
Bristol Myers Squibb (BMY) 0.1 $350k 8.5k 41.18
FMC Technologies 0.1 $326k 6.0k 54.33
SYSCO Corporation (SYY) 0.1 $334k 9.5k 35.16
Bce (BCE) 0.1 $327k 7.0k 46.71
NetEase (NTES) 0.1 $334k 6.1k 54.75
Littelfuse (LFUS) 0.1 $339k 5.0k 67.80
Bio-Rad Laboratories (BIO) 0.1 $315k 2.5k 126.00
Greatbatch 0.1 $329k 11k 29.91
Middleby Corporation (MIDD) 0.1 $335k 2.2k 152.27
Omega Healthcare Investors (OHI) 0.1 $304k 10k 30.40
Tredegar Corporation (TG) 0.1 $324k 11k 29.45
Flowserve Corporation (FLS) 0.1 $335k 2.0k 167.50
Rockwood Holdings 0.1 $327k 5.0k 65.40
Seadrill 0.1 $335k 9.0k 37.22
Envestnet (ENV) 0.1 $333k 19k 17.53
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $323k 6.5k 49.69
iShares MSCI Singapore Index Fund 0.1 $321k 23k 13.96
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $308k 7.0k 44.00
iShares MSCI Australia Index Fund (EWA) 0.1 $324k 12k 27.00
Adt 0.1 $319k 6.5k 49.08
Libertyinteractivecorp lbtventcoma 0.1 $302k 4.0k 75.50
BP (BP) 0.1 $296k 7.0k 42.29
China Petroleum & Chemical 0.1 $257k 2.2k 116.82
Grupo Televisa (TV) 0.1 $253k 9.5k 26.63
iShares MSCI Emerging Markets Indx (EEM) 0.1 $257k 6.0k 42.83
M&T Bank Corporation (MTB) 0.1 $258k 2.5k 103.20
McDonald's Corporation (MCD) 0.1 $299k 3.0k 99.67
Baxter International (BAX) 0.1 $291k 4.0k 72.75
Chevron Corporation (CVX) 0.1 $273k 2.3k 118.70
At&t (T) 0.1 $279k 7.6k 36.71
Paychex (PAYX) 0.1 $281k 8.0k 35.12
Reynolds American 0.1 $289k 6.5k 44.46
Dow Chemical Company 0.1 $287k 9.0k 31.89
BE Aerospace 0.1 $271k 4.5k 60.22
PAREXEL International Corporation 0.1 $257k 6.5k 39.54
Adtran 0.1 $265k 14k 19.63
Lockheed Martin Corporation (LMT) 0.1 $299k 3.1k 96.45
Altria (MO) 0.1 $292k 8.5k 34.35
General Mills (GIS) 0.1 $296k 6.0k 49.33
GlaxoSmithKline 0.1 $281k 6.0k 46.83
Sanofi-Aventis SA (SNY) 0.1 $255k 5.0k 51.00
Syngenta 0.1 $251k 3.0k 83.67
Accenture (ACN) 0.1 $273k 3.6k 75.83
TrueBlue (TBI) 0.1 $254k 12k 21.17
Oracle Corporation (ORCL) 0.1 $249k 7.7k 32.34
Ventas (VTR) 0.1 $256k 3.5k 73.14
Hertz Global Holdings 0.1 $301k 14k 22.30
Amdocs Ltd ord (DOX) 0.1 $254k 7.0k 36.29
salesforce (CRM) 0.1 $268k 1.5k 178.67
Eni S.p.A. (E) 0.1 $292k 6.5k 44.92
Newport Corporation 0.1 $288k 17k 16.94
Sauer-Danfoss 0.1 $292k 5.0k 58.40
Transcanada Corp 0.1 $287k 6.0k 47.83
Western Refining 0.1 $248k 7.0k 35.43
Home Properties 0.1 $254k 4.0k 63.50
HNI Corporation (HNI) 0.1 $284k 8.0k 35.50
Laclede 0.1 $278k 6.5k 42.77
Mobile Mini 0.1 $288k 9.8k 29.39
Northwest Bancshares (NWBI) 0.1 $254k 20k 12.70
Chicago Bridge & Iron Company 0.1 $261k 4.2k 62.14
Wabtec Corporation (WAB) 0.1 $255k 2.5k 102.00
ICU Medical, Incorporated (ICUI) 0.1 $265k 4.5k 58.89
OceanFirst Financial (OCFC) 0.1 $288k 20k 14.40
PDF Solutions (PDFS) 0.1 $264k 17k 16.00
Arbor Realty Trust (ABR) 0.1 $282k 36k 7.83
Erie Indemnity Company (ERIE) 0.1 $264k 3.5k 75.43
Tor Dom Bk Cad (TD) 0.1 $291k 3.5k 83.14
CoreLogic 0.1 $284k 11k 25.82
Mednax (MD) 0.1 $269k 3.0k 89.67
Towers Watson & Co 0.1 $256k 3.7k 69.19
Signet Jewelers (SIG) 0.1 $261k 3.9k 66.92
Valeant Pharmaceuticals Int 0.1 $270k 3.6k 75.00
Vanguard Pacific ETF (VPL) 0.1 $290k 5.0k 58.00
MSCI Indonesia Investable Market Ind (EIDO) 0.1 $296k 8.5k 34.82
Vanguard Total World Stock Idx (VT) 0.1 $288k 5.5k 52.36
Ensco Plc Shs Class A 0.1 $300k 5.0k 60.00
Ishares Inc asia pac30 idx (DVYA) 0.1 $252k 4.3k 58.60
Ishares Inc ..................... emkts grw idx 0.1 $280k 5.0k 56.00
Sociedad Quimica y Minera (SQM) 0.0 $222k 4.0k 55.50
Taiwan Semiconductor Mfg (TSM) 0.0 $241k 14k 17.21
Ace Limited Cmn 0.0 $222k 2.5k 88.80
Tractor Supply Company (TSCO) 0.0 $208k 2.0k 104.00
AGL Resources 0.0 $231k 5.5k 42.00
Brookfield Asset Management 0.0 $219k 6.0k 36.50
Copart (CPRT) 0.0 $240k 7.0k 34.29
Core Laboratories 0.0 $207k 1.5k 138.00
Kimberly-Clark Corporation (KMB) 0.0 $245k 2.5k 98.00
NetApp (NTAP) 0.0 $205k 6.0k 34.17
PPG Industries (PPG) 0.0 $241k 1.8k 133.89
Sonoco Products Company (SON) 0.0 $231k 6.6k 35.00
Waste Connections 0.0 $216k 6.0k 36.00
Zebra Technologies (ZBRA) 0.0 $240k 5.1k 47.06
Simpson Manufacturing (SSD) 0.0 $217k 7.1k 30.56
Autoliv (ALV) 0.0 $242k 3.5k 69.14
Western Digital (WDC) 0.0 $226k 4.5k 50.22
Laboratory Corp. of America Holdings 0.0 $226k 2.5k 90.40
AstraZeneca (AZN) 0.0 $200k 4.0k 50.00
Horace Mann Educators Corporation (HMN) 0.0 $229k 11k 20.82
Allergan 0.0 $223k 2.0k 111.50
Apple (AAPL) 0.0 $221k 500.00 442.00
Honda Motor (HMC) 0.0 $207k 5.4k 38.33
Maxim Integrated Products 0.0 $245k 7.5k 32.67
Procter & Gamble Company (PG) 0.0 $231k 3.0k 77.00
Statoil ASA 0.0 $222k 9.0k 24.67
Qualcomm (QCOM) 0.0 $234k 3.5k 66.86
VCA Antech 0.0 $211k 9.0k 23.44
Lazard Ltd-cl A shs a 0.0 $222k 6.5k 34.15
Lowe's Companies (LOW) 0.0 $228k 6.0k 38.00
Markel Corporation (MKL) 0.0 $201k 400.00 502.50
Multimedia Games 0.0 $230k 11k 20.91
Coinstar 0.0 $234k 4.0k 58.50
Live Nation Entertainment (LYV) 0.0 $214k 17k 12.37
ConAgra Foods (CAG) 0.0 $233k 6.5k 35.85
NewMarket Corporation (NEU) 0.0 $208k 800.00 260.00
Alliance Data Systems Corporation (BFH) 0.0 $210k 1.3k 161.54
IDEX Corporation (IEX) 0.0 $240k 5.5k 43.64
Robert Half International (RHI) 0.0 $210k 5.6k 37.50
Aaron's 0.0 $229k 8.0k 28.62
Landstar System (LSTR) 0.0 $245k 4.3k 56.98
Toro Company (TTC) 0.0 $207k 4.5k 46.00
ValueClick 0.0 $236k 8.0k 29.50
WNS 0.0 $192k 13k 14.77
Aircastle 0.0 $192k 14k 13.71
CF Industries Holdings (CF) 0.0 $228k 1.2k 190.00
Steel Dynamics (STLD) 0.0 $238k 15k 15.87
Lam Research Corporation 0.0 $207k 5.0k 41.40
Sirona Dental Systems 0.0 $206k 2.8k 73.57
Bruker Corporation (BRKR) 0.0 $206k 11k 19.07
Empresa Nacional de Electricidad 0.0 $228k 4.3k 53.02
Iconix Brand 0.0 $222k 8.6k 25.81
Omnicell (OMCL) 0.0 $208k 11k 18.91
Raven Industries 0.0 $225k 6.7k 33.58
Suburban Propane Partners (SPH) 0.0 $209k 4.7k 44.47
Teledyne Technologies Incorporated (TDY) 0.0 $235k 3.0k 78.33
Genesee & Wyoming 0.0 $205k 2.2k 93.18
Hexcel Corporation (HXL) 0.0 $232k 8.0k 29.00
Team 0.0 $238k 5.8k 41.03
H.B. Fuller Company (FUL) 0.0 $203k 5.2k 39.04
Inter Parfums (IPAR) 0.0 $205k 8.4k 24.40
Sasol (SSL) 0.0 $222k 5.0k 44.40
State Auto Financial 0.0 $226k 13k 17.38
Virgin Media 0.0 $211k 4.3k 49.07
Enersis 0.0 $231k 12k 19.25
EnerNOC 0.0 $200k 12k 17.39
Flowers Foods (FLO) 0.0 $237k 7.2k 32.92
Park-Ohio Holdings (PKOH) 0.0 $242k 7.3k 33.15
Triumph (TGI) 0.0 $236k 3.0k 78.67
Accelrys 0.0 $205k 21k 9.76
Colony Financial 0.0 $200k 9.0k 22.22
Virtus Investment Partners (VRTS) 0.0 $224k 1.2k 186.67
BRF Brasil Foods SA 0.0 $245k 11k 22.07
Market Vectors Vietnam ETF. 0.0 $200k 9.8k 20.41
Ecopetrol (EC) 0.0 $245k 4.5k 54.44
iShares MSCI EAFE Value Index (EFV) 0.0 $239k 4.8k 49.79
iShares S&P Latin America 40 Index (ILF) 0.0 $240k 5.5k 43.64
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $236k 5.1k 46.27
Aviva 0.0 $237k 26k 9.12
UFP Technologies (UFPT) 0.0 $197k 10k 19.70
Financial Engines 0.0 $225k 6.2k 36.29
Government Properties Income Trust 0.0 $216k 8.4k 25.71
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $239k 7.0k 34.14
iShares MSCI Jpan Smll Cap Ind Fund (SCJ) 0.0 $230k 4.5k 51.11
Ishares Tr cmn (TOK) 0.0 $210k 4.6k 45.65
American Realty Capital Prop 0.0 $213k 15k 14.69
Tripadvisor (TRIP) 0.0 $205k 3.9k 52.56
Aon 0.0 $209k 3.4k 61.47
Ingredion Incorporated (INGR) 0.0 $239k 3.3k 72.42
Ishares Inc .................... emkts valu idx 0.0 $221k 4.5k 49.11
Starz - Liberty Capital 0.0 $226k 10k 22.16
Ptc (PTC) 0.0 $204k 8.0k 25.50
Cree Inc ................... 0.0 $213k 3.9k 54.62
Mentor Graphics Corporation 0.0 $188k 10k 18.08
Telefonica (TEF) 0.0 $149k 11k 13.55
Valley National Ban (VLY) 0.0 $183k 18k 10.25
Syneron Medical Ltd ord 0.0 $153k 15k 10.20
CapLease 0.0 $185k 29k 6.38
American Capital 0.0 $161k 11k 14.64
Calamos Asset Management 0.0 $141k 12k 11.75
Emulex Corporation 0.0 $150k 23k 6.52
Myers Industries (MYE) 0.0 $149k 11k 13.93
NTT DoCoMo 0.0 $178k 12k 14.83
Flushing Financial Corporation (FFIC) 0.0 $186k 11k 16.91
Sims Metal Management (SMSMY) 0.0 $150k 14k 10.49
Elan Corporation 0.0 $153k 13k 11.77
Palomar Medical Technologies 0.0 $175k 13k 13.46
Medallion Financial (MFIN) 0.0 $172k 13k 13.23
Transalta Corp (TAC) 0.0 $149k 10k 14.61
iShares MSCI Malaysia Index Fund 0.0 $153k 10k 15.00
8x8 (EGHT) 0.0 $142k 21k 6.83
Maiden Holdings 0.0 $154k 15k 10.62
Fly Leasing 0.0 $188k 12k 16.21
Wendy's/arby's Group (WEN) 0.0 $142k 25k 5.68
Bazaarvoice 0.0 $150k 21k 7.32
Monroe Cap (MRCC) 0.0 $150k 10k 15.00
Intersil Corporation 0.0 $131k 15k 8.73
Aegon 0.0 $120k 20k 6.00
Alcoa 0.0 $94k 11k 8.55
Mitsubishi UFJ Financial (MUFG) 0.0 $132k 22k 6.00
ArcelorMittal 0.0 $130k 10k 13.00
Key (KEY) 0.0 $120k 12k 10.00
Banco Santander (SAN) 0.0 $89k 13k 6.85
Capstead Mortgage Corporation 0.0 $132k 10k 12.82