Who owns GUGGENHEIM ACTIVE ALLOC FD?
- Ticker: GUG
- CUSIP Number: 40170t106
Tip: Access positions for across all investors
Analyze quarterly positions in Guggenheim Active Alloc with up to 7 years of data, all consolidated into one spreadsheet
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Top investors of Guggenheim Active Alloc stock
Who bought or sold GUGGENHEIM ACTIVE ALLOC FD this quarter?
| Fund or Company Name | Shares Held | Valued At | Change in Shares | As Of | Actions |
|---|---|---|---|---|---|
| Morgan Stanley | 2.8M | $43M | 2% | Mar 2026 |
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| Guggenheim Capital, LLC Managers | 950k | $15M | 0% | Mar 2026 |
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| Bank of America Corporation | 915k | $14M | 100% | Mar 2026 |
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| Pathstone Holdings | 889k | $14M | -9% | Mar 2026 |
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| Advisors Asset Management | 804k | $12M | -4% | Mar 2026 |
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| Cohen & Steers Capital Management | 748k | $12M | 0% | Dec 2025 |
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| Baird Financial | 708k | $11M | 2% | Dec 2025 |
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| Raymond James Financial | 648k | $9.9M | -4% | Dec 2025 |
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| Royal Bank of Canada | 500k | $7.6M | -6% | Mar 2026 |
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| Wells Fargo & Company | 297k | $4.5M | 7% | Mar 2026 |
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| Steward Partners Investment Advisory | 150k | $2.3M | 9% | Mar 2026 |
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| Colony | 143k | $2.2M | 100% | Dec 2025 |
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| Closed-End Fund Advisors | 107k | $1.6M | 100% | Mar 2026 |
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| Invesco | 85k | $1.3M | 8% | Mar 2026 |
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| Oppenheimer & Co | 67k | $1.0M | -6% | Mar 2026 |
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| Golden State Equity Partners | 49k | $739k | 2% | Mar 2026 |
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| Stifel Financial | 48k | $733k | 0% | Mar 2026 |
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| Advisor Group Holdings | 46k | $698k | -9% | Dec 2025 |
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| Cetera Investment Advisers | 44k | $665k | 60% | Mar 2026 |
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| Envestnet Asset Management | 41k | $621k | 30% | Mar 2026 |
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| LPL Financial | 39k | $592k | 46% | Mar 2026 |
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| Concurrent Investment Advisors | 38k | $585k | 5% | Mar 2026 |
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| Pensionmark Financial Group | 33k | $495k | 5% | Mar 2026 |
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| Journey Strategic Wealth | 32k | $486k | 14% | Mar 2026 |
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| Aviance Capital Partners | 32k | $482k | 0% | Mar 2026 |
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| Rockefeller Capital Management | 31k | $466k | 2% | Mar 2026 |
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| Citadel Advisors | 30k | $459k | 100% | Mar 2026 |
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| Davenport & Co | 20k | $297k | -20% | Mar 2026 |
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| Independent Advisor Alliance | 19k | $283k | 100% | Mar 2026 |
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| UBS Group | 19k | $282k | -3% | Mar 2026 |
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| J.w. Cole Advisors | 17k | $263k | -56% | Mar 2026 |
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| Cambridge Investment Research Advisors | 15k | $229k | 0% | Mar 2026 |
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| MGB Wealth Management | 14k | $217k | -11% | Dec 2025 |
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| High Net Worth Advisory Group | 13k | $191k | 1% | Mar 2026 |
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| Kingsview Wealth Management | 12k | $189k | -16% | Mar 2026 |
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| XTX Topco | 11k | $167k | 100% | Dec 2025 |
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| Wedbush Morgan Securities | 11k | $165k | 1% | Mar 2026 |
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| Annis Gardner Whiting Capital Advisors | 7.5k | $114k | 0% | Mar 2026 |
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| Geneos Wealth Management | 3.0k | $46k | 0% | Mar 2026 |
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| Larson Financial Group | 3.0k | $46k | 0% | Dec 2025 |
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| Noble Wealth Management PBC | 2.7k | $41k | 0% | Mar 2026 |
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| TSFG | 1.7k | $26k | 0% | Mar 2026 |
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| Harbour Investments | 1.5k | $23k | 0% | Mar 2026 |
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| Farther Finance Advisors | 357.00 | $5.5k | 100% | Mar 2026 |
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| Highline Wealth Partners | 187.00 | $2.8k | 100% | Mar 2026 |
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Who sold out of Guggenheim Active Alloc?
| Fund or Company Name | Date Sold | Shares Held | Valued At |
|---|---|---|---|
| Berson & Corrado Investment Advisors | Dec 2025 | 180k | $2.8M |
| Kestra Advisory Services | Dec 2025 | 104k | $1.6M |
| Marex Group | Dec 2025 | 28k | $427k |
| Jane Street | Dec 2025 | 20k | $305k |
| CLS Investments | Dec 2025 | 15k | $233k |
| Commonwealth Equity Services | Dec 2025 | 15k | $232k |
| 1607 Capital Partners | Dec 2025 | 13k | $193k |
| U.S. Capital Wealth Advisors | Dec 2025 | 12k | $181k |
| SCBT Financial Corporation | Dec 2025 | 8.4k | $129k |
| Jpmorgan Chase & Co | Sep 2025 | 2.2k | $34k |
| Morse Asset Management | Sep 2025 | 1.3k | $20k |
| Blue Bell Private Wealth Management | Dec 2025 | 500.00 | $7.7k |