Concept Capital Markets
Latest statistics and disclosures from Cowen Prime Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are PDFS, Quotient Technology, ASPN, Vonage Holdings, Inovalon Holdings Inc Cl A, and represent 38.63% of Cowen Prime Services's stock portfolio.
- Added to shares of these 10 stocks: Recro Pharma (+$5.3M), Gty Govtech Inc gty govtech, PDFS, Comscore, ASPN, Franchise Group, Appollo Global Mgmt Inc Cl A, DMRC, INSE, NEOG.
- Started 5 new stock positions in PHAR, CGNT, OGN, STX, INSE.
- Reduced shares in these 10 stocks: Inovalon Holdings Inc Cl A (-$6.3M), , GenMark Diagnostics, GAN, RSSS, Vonage Holdings, Luminex Corporation, KKR, Synacor, ITI.
- Sold out of its positions in CSBR, Churchill Capital Iv Corp, EOG, LAB, GenMark Diagnostics, HIMX, Nic, Synacor, Tyme Technologies, IVOO. Seagate Technology Com Stk.
- Cowen Prime Services was a net buyer of stock by $3.7M.
- Cowen Prime Services has $276M in assets under management (AUM), dropping by 4.27%.
- Central Index Key (CIK): 0001543830
Tip: Access up to 7 years of quarterly data
Positions held by Concept Capital Markets consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 167 positions in its portfolio as reported in the June 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Pdf Solutions Stock (PDFS) | 12.5 | $34M | +10% | 1.9M | 18.18 |
|
| Quotient Technology Stock | 11.5 | $32M | 2.9M | 10.81 |
|
|
| Aspen Aerogels Stock (ASPN) | 5.0 | $14M | +17% | 459k | 29.92 |
|
| Vonage Hldgs Corp Stock | 4.9 | $14M | -4% | 946k | 14.41 |
|
| Inovalon Hldgs Inc Com Cl A Stock | 4.8 | $13M | -32% | 386k | 34.08 |
|
| Franchise Group Stock | 4.0 | $11M | +16% | 311k | 35.27 |
|
| Iteris Stock (ITI) | 3.9 | $11M | -3% | 1.6M | 6.65 |
|
| Comscore Stock | 3.0 | $8.2M | +43% | 1.6M | 5.00 |
|
| Gty Technology Holdings Stock | 2.8 | $7.6M | +95% | 1.1M | 7.11 |
|
| Kornit Digital Stock (KRNT) | 2.3 | $6.5M | 52k | 124.32 |
|
|
| Recro Pharma Stock | 2.3 | $6.4M | +487% | 2.8M | 2.31 |
|
| Nephros Stock (NEPH) | 2.3 | $6.4M | 627k | 10.15 |
|
|
| Luminex Corp Del Stock | 2.3 | $6.2M | -6% | 169k | 36.80 |
|
| Digimarc Corp Stock (DMRC) | 2.0 | $5.5M | +27% | 165k | 33.50 |
|
| 3-d Sys Corp Del Stock (DDD) | 1.8 | $5.0M | 124k | 39.97 |
|
|
| Accelerate Diagnostics Inc Note 2.500 3/1 Stock | 1.8 | $4.9M | 7.6M | 0.65 |
|
|
| Research Solutions Stock (RSSS) | 1.5 | $4.0M | -15% | 1.4M | 2.86 |
|
| Berkshire Hathaway Inc Del Cl B Stock (BRK.B) | 1.3 | $3.7M | 13k | 277.94 |
|
|
| Transact Technologies Stock (TACT) | 1.3 | $3.5M | 253k | 13.73 |
|
|
| Htg Molecular Diagnostics In Stock | 1.2 | $3.3M | +8% | 570k | 5.81 |
|
| Apollo Global Mgmt Inc Com Cl A Stock | 1.2 | $3.3M | +80% | 53k | 62.20 |
|
| Astrazeneca Stock (AZN) | 1.2 | $3.2M | 54k | 59.90 |
|
|
| Harmonic Stock (HLIT) | 1.1 | $3.2M | 370k | 8.52 |
|
|
| Kkr & Co Stock (KKR) | 1.1 | $3.1M | -11% | 52k | 59.25 |
|
| Johnson & Johnson Stock (JNJ) | 1.1 | $3.0M | 18k | 164.73 |
|
|
| Pfizer Stock (PFE) | 1.0 | $2.8M | 72k | 39.16 |
|
|
| Macom Tech Solutions Hldgs I Stock (MTSI) | 1.0 | $2.7M | 43k | 64.09 |
|
|
| Vonage Hldgs Corp Note 1.750 6/0 Stock | 1.0 | $2.6M | 2.4M | 1.11 |
|
|
| Apyx Medical Corporation Stock (APYX) | 0.9 | $2.6M | 249k | 10.31 |
|
|
| Starbucks Corp Stock (SBUX) | 0.9 | $2.4M | 22k | 111.81 |
|
|
| Microsoft Corp Stock (MSFT) | 0.9 | $2.4M | 8.9k | 270.87 |
|
|
| PTC Stock (PTC) | 0.8 | $2.2M | 16k | 141.27 |
|
|
| International Flavors&fragra Stock (IFF) | 0.7 | $2.1M | 14k | 149.37 |
|
|
| Crown Castle Intl Corp Stock (CCI) | 0.7 | $2.0M | -7% | 10k | 195.12 |
|
| Enterprise Prods Partners L Stock (EPD) | 0.6 | $1.8M | 74k | 24.14 |
|
|
| Magellan Midstream Prtnrs Lp Com Unit Rp Stock | 0.6 | $1.7M | 35k | 48.91 |
|
|
| Kopin Corp Stock (KOPN) | 0.6 | $1.7M | 207k | 8.18 |
|
|
| Leidos Holdings Stock (LDOS) | 0.6 | $1.6M | -2% | 16k | 101.12 |
|
| Analog Devices Stock (ADI) | 0.6 | $1.6M | 9.3k | 172.11 |
|
|
| Infinera Corp Note 2.125 9/0 Stock | 0.6 | $1.6M | 1.3M | 1.22 |
|
|
| Dow Stock (DOW) | 0.6 | $1.5M | 24k | 63.26 |
|
|
| Dupont De Nemours Stock (DD) | 0.5 | $1.4M | 18k | 77.43 |
|
|
| Gan Stock (GAN) | 0.5 | $1.4M | -45% | 82k | 16.44 |
|
| Ceva Stock (CEVA) | 0.4 | $1.2M | 26k | 47.32 |
|
|
| Neogenomics Stock (NEO) | 0.4 | $1.2M | 27k | 45.17 |
|
|
| Orbital Energy Group Stock | 0.4 | $1.1M | +45% | 256k | 4.37 |
|
| Ribbon Communications Stock (RBBN) | 0.4 | $1.1M | 141k | 7.61 |
|
|
| Neogen Corp Stock (NEOG) | 0.3 | $962k | +100% | 21k | 46.03 |
|
| Exelon Corp Stock (EXC) | 0.3 | $950k | 22k | 44.29 |
|
|
| Gsi Technology Stock (GSIT) | 0.3 | $940k | +8% | 167k | 5.62 |
|
| Nve Corp Stock (NVEC) | 0.3 | $877k | +3% | 12k | 74.09 |
|
| Teva Pharmaceutical Inds Stock (TEVA) | 0.3 | $805k | 81k | 9.90 |
|
|
| International Business Machs Stock (IBM) | 0.3 | $787k | 5.4k | 146.55 |
|
|
| Accuray Stock (ARAY) | 0.3 | $772k | 171k | 4.52 |
|
|
| Gannett Stock (GCI) | 0.3 | $741k | 135k | 5.49 |
|
|
| Nutanix Inc Cl A Stock (NTNX) | 0.2 | $670k | 18k | 38.22 |
|
|
| Inspired Entmt Stock (INSE) | 0.2 | $638k | NEW | 50k | 12.76 |
|
| Texas Instrs Stock (TXN) | 0.2 | $579k | 3.0k | 192.23 |
|
|
| Deere & Co Stock (DE) | 0.2 | $529k | 1.5k | 352.67 |
|
|
| Apple Stock (AAPL) | 0.2 | $490k | 3.6k | 136.87 |
|
|
| Blackstone Group Stock (BX) | 0.2 | $447k | -30% | 4.6k | 97.17 |
|
| Corteva Stock (CTVA) | 0.1 | $409k | 9.2k | 44.38 |
|
|
| Alphabet Inc Cap Stk Cl C Stock (GOOG) | 0.1 | $351k | 140.00 | 2507.14 |
|
|
| Trane Technologies Stock (TT) | 0.1 | $341k | 1.9k | 184.32 |
|
|
| National Resh Corp Stock (NRC) | 0.1 | $321k | 7.0k | 45.86 |
|
|
| Allot Stock (ALLT) | 0.1 | $309k | 16k | 19.81 |
|
|
| Paypal Hldgs Stock (PYPL) | 0.1 | $301k | 1.0k | 291.10 |
|
|
| Kinder Morgan Inc Del Stock (KMI) | 0.1 | $295k | 16k | 18.23 |
|
|
| Ares Capital Corp Stock (ARCC) | 0.1 | $294k | 15k | 19.60 |
|
|
| Lantheus Hldgs Stock (LNTH) | 0.1 | $293k | 11k | 27.64 |
|
|
| Rada Electr Inds Ltd Com Par Stock | 0.1 | $280k | 23k | 12.17 |
|
|
| Metlife Stock (MET) | 0.1 | $278k | 4.7k | 59.78 |
|
|
| Novo-nordisk A S Stock (NVO) | 0.1 | $272k | 3.3k | 83.69 |
|
|
| Healthpeak Properties Stock (DOC) | 0.1 | $266k | 8.0k | 33.25 |
|
|
| Golub Cap Bdc Stock (GBDC) | 0.1 | $254k | +6% | 17k | 15.39 |
|
| Jpmorgan Chase & Co Stock (JPM) | 0.1 | $217k | 1.4k | 155.56 |
|
|
| Exxon Mobil Corp Stock (XOM) | 0.1 | $213k | 3.4k | 63.20 |
|
|
| Unitedhealth Group Stock (UNH) | 0.1 | $200k | 500.00 | 400.00 |
|
|
| Volitionrx Stock (VNRX) | 0.1 | $195k | +61% | 59k | 3.29 |
|
| Paychex Stock (PAYX) | 0.1 | $193k | 1.8k | 107.22 |
|
|
| General Electric Stock | 0.1 | $181k | 14k | 13.44 |
|
|
| Mplx Lp Com Unit Rep Stock (MPLX) | 0.1 | $168k | 5.7k | 29.61 |
|
|
| Northrop Grumman Corp Stock (NOC) | 0.1 | $164k | 450.00 | 364.44 |
|
|
| Empire St Rlty Op L P Unit Ltd Prtnsp Stock (ESBA) | 0.1 | $155k | 13k | 12.01 |
|
|
| Mcdonalds Corp Stock (MCD) | 0.1 | $153k | 661.00 | 231.47 |
|
|
| Lockheed Martin Corp Stock (LMT) | 0.1 | $151k | 400.00 | 377.50 |
|
|
| Lennar Corp Cl A Stock (LEN) | 0.1 | $149k | 1.5k | 99.33 |
|
|
| Synchronoss Technologies Stock | 0.1 | $146k | +2288% | 41k | 3.60 |
|
| Bristol-myers Squibb Stock (BMY) | 0.1 | $140k | 2.1k | 66.67 |
|
|
| Durect Corp Stock | 0.1 | $138k | +3% | 85k | 1.63 |
|
| Verizon Communications Stock (VZ) | 0.0 | $127k | 2.3k | 56.12 |
|
|
| Kimberly-clark Corp Stock (KMB) | 0.0 | $120k | 900.00 | 133.33 |
|
|
| Annaly Capital Management In Stock | 0.0 | $111k | 13k | 8.88 |
|
|
| Global Partners Lp Com Units Stock (GLP) | 0.0 | $108k | 4.2k | 26.02 |
|
|
| Sempra Energy Stock (SRE) | 0.0 | $106k | 800.00 | 132.50 |
|
|
| Intel Corp Stock (INTC) | 0.0 | $101k | 1.8k | 56.11 |
|
|
| Philip Morris Intl Stock (PM) | 0.0 | $99k | 1.0k | 99.00 |
|
|
| Alphabet Inc Cap Stk Cl A Stock (GOOGL) | 0.0 | $98k | 40.00 | 2450.00 |
|
|
| Allegion Plc Ord Stock (ALLE) | 0.0 | $93k | 666.00 | 139.64 |
|
|
| Emerson Elec Stock (EMR) | 0.0 | $87k | 900.00 | 96.67 |
|
|
| Unilever Stock (UL) | 0.0 | $85k | 1.4k | 58.82 |
|
|
| Western Midstream Partners L Com Unit Lp Int Stock (WES) | 0.0 | $82k | 3.8k | 21.51 |
|
|
| Ingersoll Rand Stock (IR) | 0.0 | $80k | 1.6k | 49.02 |
|
|
| Suburban Propane Partners L Unit Ltd Partn Stock (SPH) | 0.0 | $77k | 5.0k | 15.36 |
|
|
| Bank Montreal Que Stock (BMO) | 0.0 | $77k | 753.00 | 102.26 |
|
|
| Altria Group Stock (MO) | 0.0 | $72k | 1.5k | 48.00 |
|
|
| Pharming Group Nv Spon Ads Stock (PHAR) | 0.0 | $71k | NEW | 6.3k | 11.27 |
|
| Ebay Stock (EBAY) | 0.0 | $70k | 1.0k | 70.00 |
|
|
| Procter And Gamble Stock (PG) | 0.0 | $67k | 500.00 | 134.00 |
|
|
| Lowes Cos Stock (LOW) | 0.0 | $66k | 340.00 | 194.12 |
|
|
| United Parcel Service Inc Cl B Stock (UPS) | 0.0 | $62k | 300.00 | 206.67 |
|
|
| Dominion Energy Stock (D) | 0.0 | $59k | 800.00 | 73.75 |
|
|
| Abbott Labs Stock (ABT) | 0.0 | $58k | 500.00 | 116.00 |
|
|
| Corning Stock (GLW) | 0.0 | $55k | 1.4k | 40.74 |
|
|
| Coca Cola Stock (KO) | 0.0 | $54k | 1.0k | 54.00 |
|
|
| Dcp Midstream Lp Com Ut Ltd Ptn Stock | 0.0 | $49k | 1.6k | 30.62 |
|
|
| Advanced Micro Devices Stock (AMD) | 0.0 | $47k | 500.00 | 94.00 |
|
|
| National Retail Properties I Stock (NNN) | 0.0 | $47k | 1.0k | 47.00 |
|
|
| Alibaba Group Hldg Stock (BABA) | 0.0 | $45k | 200.00 | 225.00 |
|
|
| Plains All Amern Pipeline L Unit Ltd Partn Stock (PAA) | 0.0 | $39k | 3.4k | 11.47 |
|
|
| American Elec Pwr Stock (AEP) | 0.0 | $38k | 450.00 | 84.44 |
|
|
| Darden Restaurants Stock (DRI) | 0.0 | $37k | 250.00 | 148.00 |
|
|
| Pepsico Stock (PEP) | 0.0 | $34k | 230.00 | 147.83 |
|
|
| Abbvie Stock (ABBV) | 0.0 | $34k | 304.00 | 111.84 |
|
|
| American Express Stock (AXP) | 0.0 | $33k | 200.00 | 165.00 |
|
|
| Bk Of America Corp Stock (BAC) | 0.0 | $31k | 760.00 | 40.79 |
|
|
| Merck & Co Stock (MRK) | 0.0 | $31k | 400.00 | 77.50 |
|
|
| Oracle Corp Stock (ORCL) | 0.0 | $31k | 394.00 | 78.68 |
|
|
| Morgan Stanley Stock (MS) | 0.0 | $29k | 318.00 | 91.19 |
|
|
| Eaton Vance Tax-managed Glob Stock (EXG) | 0.0 | $28k | 2.7k | 10.37 |
|
|
| Colgate Palmolive Stock (CL) | 0.0 | $28k | 350.00 | 80.00 |
|
|
| Williams Cos Stock (WMB) | 0.0 | $27k | 1.0k | 27.00 |
|
|
| Schlumberger Ltd Com Stk Stock (SLB) | 0.0 | $27k | 835.00 | 32.34 |
|
|
| Ehealth Stock (EHTH) | 0.0 | $24k | 405.00 | 59.26 |
|
|
| Everspin Technologies Stock (MRAM) | 0.0 | $24k | 3.8k | 6.40 |
|
|
| Kaleyra Stock | 0.0 | $24k | 2.0k | 12.00 |
|
|
| Targa Res Corp Stock (TRGP) | 0.0 | $22k | 496.00 | 44.35 |
|
|
| Barrick Gold Corp Stock (GOLD) | 0.0 | $21k | 1.0k | 21.00 |
|
|
| New Residential Invt Corp Stock (RITM) | 0.0 | $17k | 1.6k | 10.62 |
|
|
| Schweitzer-mauduit Intl Stock (MATV) | 0.0 | $16k | 400.00 | 40.00 |
|
|
| Sysco Corp Stock (SYY) | 0.0 | $14k | 185.00 | 75.68 |
|
|
| At&t Stock (T) | 0.0 | $14k | 473.00 | 29.60 |
|
|
| Seagate Technology Hldngs Pl Ord Stock (STX) | 0.0 | $13k | NEW | 150.00 | 86.67 |
|
| Penn Natl Gaming Stock (PENN) | 0.0 | $11k | +50% | 150.00 | 73.33 |
|
| Helmerich & Payne Stock (HP) | 0.0 | $10k | 300.00 | 33.33 |
|
|
| Castlight Health Inc Cl B Stock | 0.0 | $10k | 3.7k | 2.70 |
|
|
| Apa Corporation Stock (APA) | 0.0 | $10k | 450.00 | 22.22 |
|
|
| Novartis Stock (NVS) | 0.0 | $9.0k | 100.00 | 90.00 |
|
|
| Greenlane Hldgs Inc Cl A Stock | 0.0 | $9.0k | 2.1k | 4.29 |
|
|
| Mercury Sys Stock (MRCY) | 0.0 | $7.0k | 100.00 | 70.00 |
|
|
| Oxford Square Cap Corp Stock (OXSQ) | 0.0 | $7.0k | 1.4k | 5.00 |
|
|
| Baker Hughes Company Cl A Stock (BKR) | 0.0 | $7.0k | 300.00 | 23.33 |
|
|
| HP Stock (HPQ) | 0.0 | $6.0k | 200.00 | 30.00 |
|
|
| Wabtec Stock (WAB) | 0.0 | $6.0k | 69.00 | 86.96 |
|
|
| Royal Dutch Shell Plc Spons Adr A Stock | 0.0 | $5.0k | 112.00 | 44.64 |
|
|
| Cisco Sys Stock (CSCO) | 0.0 | $5.0k | 100.00 | 50.00 |
|
|
| Cognyte Software Ltd Ord Stock (CGNT) | 0.0 | $5.0k | NEW | 200.00 | 25.00 |
|
| Spdr Gold Tr Gold Stock (GLD) | 0.0 | $3.0k | 20.00 | 150.00 |
|
|
| Hewlett Packard Enterprise C Stock (HPE) | 0.0 | $3.0k | 200.00 | 15.00 |
|
|
| Citigroup Stock (C) | 0.0 | $2.0k | 35.00 | 57.14 |
|
|
| Lennar Corp Cl B Stock (LEN.B) | 0.0 | $2.0k | 30.00 | 66.67 |
|
|
| Halliburton Stock (HAL) | 0.0 | $2.0k | 100.00 | 20.00 |
|
|
| Occidental Pete Corp W Exp 08/03/202 Stock (OXY.WS) | 0.0 | $1.0k | 68.00 | 14.71 |
|
|
| Dxc Technology Stock (DXC) | 0.0 | $1.0k | 16.00 | 62.50 |
|
|
| Alcon Ag Ord Stock (ALC) | 0.0 | $1.0k | 20.00 | 50.00 |
|
|
| Organon & Co Stock (OGN) | 0.0 | $1.0k | NEW | 40.00 | 25.00 |
|
| Bausch Health Cos Stock (BHC) | 0.0 | $999.999000 | 26.00 | 38.46 |
|
Past Filings by Cowen Prime Services
SEC 13F filings are viewable for Cowen Prime Services going back to 2012
- Cowen Prime Services 2021 Q2 filed July 16, 2021
- Cowen Prime Services 2021 Q1 filed April 27, 2021
- Cowen Prime Services 2020 Q4 filed Jan. 27, 2021
- Cowen Prime Services 2020 Q3 filed Oct. 29, 2020
- Cowen Prime Services 2020 Q2 filed July 29, 2020
- Cowen Prime Services 2020 Q1 filed April 28, 2020
- Cowen Prime Services 2019 Q4 filed Feb. 4, 2020
- Cowen Prime Services 2019 Q3 filed Nov. 6, 2019
- Cowen Prime Services 2019 Q2 filed July 31, 2019
- Cowen Prime Services 2019 Q1 restated filed May 1, 2019
- Cowen Prime Services 2019 Q1 filed April 29, 2019
- Cowen Prime Services 2018 Q4 filed Jan. 22, 2019
- Cowen Prime Services 2018 Q3 filed Oct. 29, 2018
- Cowen Prime Services 2018 Q2 filed Aug. 9, 2018
- Cowen Prime Services 2018 Q1 filed May 3, 2018
- Cowen Prime Services 2017 Q4 filed Jan. 29, 2018