Concept Capital Markets
Latest statistics and disclosures from Cowen Prime Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are PDFS, Quotient Technology, ASPN, Vonage Holdings, Inovalon Holdings Inc Cl A, and represent 38.63% of Cowen Prime Services's stock portfolio.
- Added to shares of these 10 stocks: Recro Pharma (+$5.3M), Gty Govtech Inc gty govtech, PDFS, Comscore, ASPN, Franchise Group, Appollo Global Mgmt Inc Cl A, DMRC, INSE, NEOG.
- Started 5 new stock positions in CGNT, PHAR, OGN, INSE, STX.
- Reduced shares in these 10 stocks: Inovalon Holdings Inc Cl A (-$6.3M), , GenMark Diagnostics, Gan, RSSS, Vonage Holdings, Luminex Corporation, KKR, Synacor, ITI.
- Sold out of its positions in CSBR, Churchill Capital Iv Corp, EOG, LAB, GenMark Diagnostics, HIMX, Nic, Synacor, Tyme Technologies, IVOO. Seagate Technology Com Stk.
- Cowen Prime Services was a net buyer of stock by $3.7M.
- Cowen Prime Services has $276M in assets under management (AUM), dropping by 4.27%.
- Central Index Key (CIK): 0001543830
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Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 167 positions in its portfolio as reported in the June 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Pdf Solutions Stock (PDFS) | 12.5 | $34M | +10% | 1.9M | 18.18 |
|
| Quotient Technology Stock | 11.5 | $32M | 2.9M | 10.81 |
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| Aspen Aerogels Stock (ASPN) | 5.0 | $14M | +17% | 459k | 29.92 |
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| Vonage Hldgs Corp Stock | 4.9 | $14M | -4% | 946k | 14.41 |
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| Inovalon Hldgs Inc Com Cl A Stock | 4.8 | $13M | -32% | 386k | 34.08 |
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| Franchise Group Stock | 4.0 | $11M | +16% | 311k | 35.27 |
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| Iteris Stock (ITI) | 3.9 | $11M | -3% | 1.6M | 6.65 |
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| Comscore Stock | 3.0 | $8.2M | +43% | 1.6M | 5.00 |
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| Gty Technology Holdings Stock | 2.8 | $7.6M | +95% | 1.1M | 7.11 |
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| Kornit Digital Stock (KRNT) | 2.3 | $6.5M | 52k | 124.32 |
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| Recro Pharma Stock | 2.3 | $6.4M | +487% | 2.8M | 2.31 |
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| Nephros Stock (NEPH) | 2.3 | $6.4M | 627k | 10.15 |
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| Luminex Corp Del Stock | 2.3 | $6.2M | -6% | 169k | 36.80 |
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| Digimarc Corp Stock (DMRC) | 2.0 | $5.5M | +27% | 165k | 33.50 |
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| 3-d Sys Corp Del Stock (DDD) | 1.8 | $5.0M | 124k | 39.97 |
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| Accelerate Diagnostics Inc Note 2.500 3/1 Stock | 1.8 | $4.9M | 7.6M | 0.65 |
|
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| Research Solutions Stock (RSSS) | 1.5 | $4.0M | -15% | 1.4M | 2.86 |
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| Berkshire Hathaway Inc Del Cl B Stock (BRK.B) | 1.3 | $3.7M | 13k | 277.94 |
|
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| Transact Technologies Stock (TACT) | 1.3 | $3.5M | 253k | 13.73 |
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| Htg Molecular Diagnostics In Stock | 1.2 | $3.3M | +8% | 570k | 5.81 |
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| Apollo Global Mgmt Inc Com Cl A Stock | 1.2 | $3.3M | +80% | 53k | 62.20 |
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| Astrazeneca Stock (AZN) | 1.2 | $3.2M | 54k | 59.90 |
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| Harmonic Stock (HLIT) | 1.1 | $3.2M | 370k | 8.52 |
|
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| Kkr & Co Stock (KKR) | 1.1 | $3.1M | -11% | 52k | 59.25 |
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| Johnson & Johnson Stock (JNJ) | 1.1 | $3.0M | 18k | 164.73 |
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| Pfizer Stock (PFE) | 1.0 | $2.8M | 72k | 39.16 |
|
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| Macom Tech Solutions Hldgs I Stock (MTSI) | 1.0 | $2.7M | 43k | 64.09 |
|
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| Vonage Hldgs Corp Note 1.750 6/0 Stock | 1.0 | $2.6M | 2.4M | 1.11 |
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| Apyx Medical Corporation Stock (APYX) | 0.9 | $2.6M | 249k | 10.31 |
|
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| Starbucks Corp Stock (SBUX) | 0.9 | $2.4M | 22k | 111.81 |
|
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| Microsoft Corp Stock (MSFT) | 0.9 | $2.4M | 8.9k | 270.87 |
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| PTC Stock (PTC) | 0.8 | $2.2M | 16k | 141.27 |
|
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| International Flavors&fragra Stock (IFF) | 0.7 | $2.1M | 14k | 149.37 |
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| Crown Castle Intl Corp Stock (CCI) | 0.7 | $2.0M | -7% | 10k | 195.12 |
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| Enterprise Prods Partners L Stock (EPD) | 0.6 | $1.8M | 74k | 24.14 |
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| Magellan Midstream Prtnrs Lp Com Unit Rp Stock | 0.6 | $1.7M | 35k | 48.91 |
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| Kopin Corp Stock (KOPN) | 0.6 | $1.7M | 207k | 8.18 |
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| Leidos Holdings Stock (LDOS) | 0.6 | $1.6M | -2% | 16k | 101.12 |
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| Analog Devices Stock (ADI) | 0.6 | $1.6M | 9.3k | 172.11 |
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| Infinera Corp Note 2.125 9/0 Stock | 0.6 | $1.6M | 1.3M | 1.22 |
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| Dow Stock (DOW) | 0.6 | $1.5M | 24k | 63.26 |
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| Dupont De Nemours Stock (DD) | 0.5 | $1.4M | 18k | 77.43 |
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| Gan Stock | 0.5 | $1.4M | -45% | 82k | 16.44 |
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| Ceva Stock (CEVA) | 0.4 | $1.2M | 26k | 47.32 |
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| Neogenomics Stock (NEO) | 0.4 | $1.2M | 27k | 45.17 |
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| Orbital Energy Group Stock | 0.4 | $1.1M | +45% | 256k | 4.37 |
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| Ribbon Communications Stock (RBBN) | 0.4 | $1.1M | 141k | 7.61 |
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| Neogen Corp Stock (NEOG) | 0.3 | $962k | +100% | 21k | 46.03 |
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| Exelon Corp Stock (EXC) | 0.3 | $950k | 22k | 44.29 |
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| Gsi Technology Stock (GSIT) | 0.3 | $940k | +8% | 167k | 5.62 |
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| Nve Corp Stock (NVEC) | 0.3 | $877k | +3% | 12k | 74.09 |
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| Teva Pharmaceutical Inds Stock (TEVA) | 0.3 | $805k | 81k | 9.90 |
|
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| International Business Machs Stock (IBM) | 0.3 | $787k | 5.4k | 146.55 |
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| Accuray Stock (ARAY) | 0.3 | $772k | 171k | 4.52 |
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| Gannett Stock (GCI) | 0.3 | $741k | 135k | 5.49 |
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| Nutanix Inc Cl A Stock (NTNX) | 0.2 | $670k | 18k | 38.22 |
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| Inspired Entmt Stock (INSE) | 0.2 | $638k | NEW | 50k | 12.76 |
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| Texas Instrs Stock (TXN) | 0.2 | $579k | 3.0k | 192.23 |
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| Deere & Co Stock (DE) | 0.2 | $529k | 1.5k | 352.67 |
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| Apple Stock (AAPL) | 0.2 | $490k | 3.6k | 136.87 |
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| Blackstone Group Stock (BX) | 0.2 | $447k | -30% | 4.6k | 97.17 |
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| Corteva Stock (CTVA) | 0.1 | $409k | 9.2k | 44.38 |
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| Alphabet Inc Cap Stk Cl C Stock (GOOG) | 0.1 | $351k | 140.00 | 2507.14 |
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| Trane Technologies Stock (TT) | 0.1 | $341k | 1.9k | 184.32 |
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| National Resh Corp Stock (NRC) | 0.1 | $321k | 7.0k | 45.86 |
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| Allot Stock (ALLT) | 0.1 | $309k | 16k | 19.81 |
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| Paypal Hldgs Stock (PYPL) | 0.1 | $301k | 1.0k | 291.10 |
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| Kinder Morgan Inc Del Stock (KMI) | 0.1 | $295k | 16k | 18.23 |
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| Ares Capital Corp Stock (ARCC) | 0.1 | $294k | 15k | 19.60 |
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| Lantheus Hldgs Stock (LNTH) | 0.1 | $293k | 11k | 27.64 |
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| Rada Electr Inds Ltd Com Par Stock | 0.1 | $280k | 23k | 12.17 |
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| Metlife Stock (MET) | 0.1 | $278k | 4.7k | 59.78 |
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| Novo-nordisk A S Stock (NVO) | 0.1 | $272k | 3.3k | 83.69 |
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| Healthpeak Properties Stock (DOC) | 0.1 | $266k | 8.0k | 33.25 |
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| Golub Cap Bdc Stock (GBDC) | 0.1 | $254k | +6% | 17k | 15.39 |
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| Jpmorgan Chase & Co Stock (JPM) | 0.1 | $217k | 1.4k | 155.56 |
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| Exxon Mobil Corp Stock (XOM) | 0.1 | $213k | 3.4k | 63.20 |
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| Unitedhealth Group Stock (UNH) | 0.1 | $200k | 500.00 | 400.00 |
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| Volitionrx Stock (VNRX) | 0.1 | $195k | +61% | 59k | 3.29 |
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| Paychex Stock (PAYX) | 0.1 | $193k | 1.8k | 107.22 |
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| General Electric Stock | 0.1 | $181k | 14k | 13.44 |
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| Mplx Lp Com Unit Rep Stock (MPLX) | 0.1 | $168k | 5.7k | 29.61 |
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| Northrop Grumman Corp Stock (NOC) | 0.1 | $164k | 450.00 | 364.44 |
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| Empire St Rlty Op L P Unit Ltd Prtnsp Stock (ESBA) | 0.1 | $155k | 13k | 12.01 |
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| Mcdonalds Corp Stock (MCD) | 0.1 | $153k | 661.00 | 231.47 |
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| Lockheed Martin Corp Stock (LMT) | 0.1 | $151k | 400.00 | 377.50 |
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| Lennar Corp Cl A Stock (LEN) | 0.1 | $149k | 1.5k | 99.33 |
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| Synchronoss Technologies Stock | 0.1 | $146k | +2288% | 41k | 3.60 |
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| Bristol-myers Squibb Stock (BMY) | 0.1 | $140k | 2.1k | 66.67 |
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| Durect Corp Stock | 0.1 | $138k | +3% | 85k | 1.63 |
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| Verizon Communications Stock (VZ) | 0.0 | $127k | 2.3k | 56.12 |
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| Kimberly-clark Corp Stock (KMB) | 0.0 | $120k | 900.00 | 133.33 |
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| Annaly Capital Management In Stock | 0.0 | $111k | 13k | 8.88 |
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| Global Partners Lp Com Units Stock (GLP) | 0.0 | $108k | 4.2k | 26.02 |
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| Sempra Energy Stock (SRE) | 0.0 | $106k | 800.00 | 132.50 |
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| Intel Corp Stock (INTC) | 0.0 | $101k | 1.8k | 56.11 |
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| Philip Morris Intl Stock (PM) | 0.0 | $99k | 1.0k | 99.00 |
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| Alphabet Inc Cap Stk Cl A Stock (GOOGL) | 0.0 | $98k | 40.00 | 2450.00 |
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| Allegion Plc Ord Stock (ALLE) | 0.0 | $93k | 666.00 | 139.64 |
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| Emerson Elec Stock (EMR) | 0.0 | $87k | 900.00 | 96.67 |
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| Unilever Stock (UL) | 0.0 | $85k | 1.4k | 58.82 |
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| Western Midstream Partners L Com Unit Lp Int Stock (WES) | 0.0 | $82k | 3.8k | 21.51 |
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| Ingersoll Rand Stock (IR) | 0.0 | $80k | 1.6k | 49.02 |
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| Suburban Propane Partners L Unit Ltd Partn Stock (SPH) | 0.0 | $77k | 5.0k | 15.36 |
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| Bank Montreal Que Stock (BMO) | 0.0 | $77k | 753.00 | 102.26 |
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| Altria Group Stock (MO) | 0.0 | $72k | 1.5k | 48.00 |
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| Pharming Group Nv Spon Ads Stock (PHAR) | 0.0 | $71k | NEW | 6.3k | 11.27 |
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| Ebay Stock (EBAY) | 0.0 | $70k | 1.0k | 70.00 |
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| Procter And Gamble Stock (PG) | 0.0 | $67k | 500.00 | 134.00 |
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| Lowes Cos Stock (LOW) | 0.0 | $66k | 340.00 | 194.12 |
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| United Parcel Service Inc Cl B Stock (UPS) | 0.0 | $62k | 300.00 | 206.67 |
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| Dominion Energy Stock (D) | 0.0 | $59k | 800.00 | 73.75 |
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| Abbott Labs Stock (ABT) | 0.0 | $58k | 500.00 | 116.00 |
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| Corning Stock (GLW) | 0.0 | $55k | 1.4k | 40.74 |
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| Coca Cola Stock (KO) | 0.0 | $54k | 1.0k | 54.00 |
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| Dcp Midstream Lp Com Ut Ltd Ptn Stock | 0.0 | $49k | 1.6k | 30.62 |
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| Advanced Micro Devices Stock (AMD) | 0.0 | $47k | 500.00 | 94.00 |
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| National Retail Properties I Stock (NNN) | 0.0 | $47k | 1.0k | 47.00 |
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| Alibaba Group Hldg Stock (BABA) | 0.0 | $45k | 200.00 | 225.00 |
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| Plains All Amern Pipeline L Unit Ltd Partn Stock (PAA) | 0.0 | $39k | 3.4k | 11.47 |
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| American Elec Pwr Stock (AEP) | 0.0 | $38k | 450.00 | 84.44 |
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| Darden Restaurants Stock (DRI) | 0.0 | $37k | 250.00 | 148.00 |
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| Pepsico Stock (PEP) | 0.0 | $34k | 230.00 | 147.83 |
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| Abbvie Stock (ABBV) | 0.0 | $34k | 304.00 | 111.84 |
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| American Express Stock (AXP) | 0.0 | $33k | 200.00 | 165.00 |
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| Bk Of America Corp Stock (BAC) | 0.0 | $31k | 760.00 | 40.79 |
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| Merck & Co Stock (MRK) | 0.0 | $31k | 400.00 | 77.50 |
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| Oracle Corp Stock (ORCL) | 0.0 | $31k | 394.00 | 78.68 |
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| Morgan Stanley Stock (MS) | 0.0 | $29k | 318.00 | 91.19 |
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| Eaton Vance Tax-managed Glob Stock (EXG) | 0.0 | $28k | 2.7k | 10.37 |
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| Colgate Palmolive Stock (CL) | 0.0 | $28k | 350.00 | 80.00 |
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| Williams Cos Stock (WMB) | 0.0 | $27k | 1.0k | 27.00 |
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| Schlumberger Ltd Com Stk Stock (SLB) | 0.0 | $27k | 835.00 | 32.34 |
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| Ehealth Stock (EHTH) | 0.0 | $24k | 405.00 | 59.26 |
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| Everspin Technologies Stock (MRAM) | 0.0 | $24k | 3.8k | 6.40 |
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| Kaleyra Stock | 0.0 | $24k | 2.0k | 12.00 |
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| Targa Res Corp Stock (TRGP) | 0.0 | $22k | 496.00 | 44.35 |
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| Barrick Gold Corp Stock (GOLD) | 0.0 | $21k | 1.0k | 21.00 |
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| New Residential Invt Corp Stock (RITM) | 0.0 | $17k | 1.6k | 10.62 |
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| Schweitzer-mauduit Intl Stock (MATV) | 0.0 | $16k | 400.00 | 40.00 |
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| Sysco Corp Stock (SYY) | 0.0 | $14k | 185.00 | 75.68 |
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| At&t Stock (T) | 0.0 | $14k | 473.00 | 29.60 |
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| Seagate Technology Hldngs Pl Ord Stock (STX) | 0.0 | $13k | NEW | 150.00 | 86.67 |
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| Penn Natl Gaming Stock (PENN) | 0.0 | $11k | +50% | 150.00 | 73.33 |
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| Helmerich & Payne Stock (HP) | 0.0 | $10k | 300.00 | 33.33 |
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| Castlight Health Inc Cl B Stock | 0.0 | $10k | 3.7k | 2.70 |
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| Apa Corporation Stock (APA) | 0.0 | $10k | 450.00 | 22.22 |
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| Novartis Stock (NVS) | 0.0 | $9.0k | 100.00 | 90.00 |
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| Greenlane Hldgs Inc Cl A Stock | 0.0 | $9.0k | 2.1k | 4.29 |
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| Mercury Sys Stock (MRCY) | 0.0 | $7.0k | 100.00 | 70.00 |
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| Oxford Square Cap Corp Stock (OXSQ) | 0.0 | $7.0k | 1.4k | 5.00 |
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| Baker Hughes Company Cl A Stock (BKR) | 0.0 | $7.0k | 300.00 | 23.33 |
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| HP Stock (HPQ) | 0.0 | $6.0k | 200.00 | 30.00 |
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| Wabtec Stock (WAB) | 0.0 | $6.0k | 69.00 | 86.96 |
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| Royal Dutch Shell Plc Spons Adr A Stock | 0.0 | $5.0k | 112.00 | 44.64 |
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| Cisco Sys Stock (CSCO) | 0.0 | $5.0k | 100.00 | 50.00 |
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| Cognyte Software Ltd Ord Stock (CGNT) | 0.0 | $5.0k | NEW | 200.00 | 25.00 |
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| Spdr Gold Tr Gold Stock (GLD) | 0.0 | $3.0k | 20.00 | 150.00 |
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| Hewlett Packard Enterprise C Stock (HPE) | 0.0 | $3.0k | 200.00 | 15.00 |
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| Citigroup Stock (C) | 0.0 | $2.0k | 35.00 | 57.14 |
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| Lennar Corp Cl B Stock (LEN.B) | 0.0 | $2.0k | 30.00 | 66.67 |
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| Halliburton Stock (HAL) | 0.0 | $2.0k | 100.00 | 20.00 |
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| Occidental Pete Corp W Exp 08/03/202 Stock (OXY.WS) | 0.0 | $1.0k | 68.00 | 14.71 |
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| Dxc Technology Stock (DXC) | 0.0 | $1.0k | 16.00 | 62.50 |
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| Alcon Ag Ord Stock (ALC) | 0.0 | $1.0k | 20.00 | 50.00 |
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| Organon & Co Stock (OGN) | 0.0 | $1.0k | NEW | 40.00 | 25.00 |
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| Bausch Health Cos Stock (BHC) | 0.0 | $999.999000 | 26.00 | 38.46 |
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Past Filings by Cowen Prime Services
SEC 13F filings are viewable for Cowen Prime Services going back to 2012
- Cowen Prime Services 2021 Q2 filed July 16, 2021
- Cowen Prime Services 2021 Q1 filed April 27, 2021
- Cowen Prime Services 2020 Q4 filed Jan. 27, 2021
- Cowen Prime Services 2020 Q3 filed Oct. 29, 2020
- Cowen Prime Services 2020 Q2 filed July 29, 2020
- Cowen Prime Services 2020 Q1 filed April 28, 2020
- Cowen Prime Services 2019 Q4 filed Feb. 4, 2020
- Cowen Prime Services 2019 Q3 filed Nov. 6, 2019
- Cowen Prime Services 2019 Q2 filed July 31, 2019
- Cowen Prime Services 2019 Q1 restated filed May 1, 2019
- Cowen Prime Services 2019 Q1 filed April 29, 2019
- Cowen Prime Services 2018 Q4 filed Jan. 22, 2019
- Cowen Prime Services 2018 Q3 filed Oct. 29, 2018
- Cowen Prime Services 2018 Q2 filed Aug. 9, 2018
- Cowen Prime Services 2018 Q1 filed May 3, 2018
- Cowen Prime Services 2017 Q4 filed Jan. 29, 2018