B. Riley Financial

B. Riley Financial as of Sept. 30, 2018

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 187 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index (IWM) 14.3 $51M 300k 168.55
Select Interior Concepts cl a 7.8 $28M 2.6M 10.65
Spdr S&p 500 Etf (SPY) 4.3 $15M 52k 290.76
HEALTH INSURANCE Common equity Innovations shares 3.4 $12M 192k 61.65
Babcock & Wilcox Enterprises 3.2 $11M 11M 1.03
Lonestar Res Us Inc cl a vtg 3.0 $11M 1.3M 7.79
Magicjack Vocaltec 3.0 $10M 1.2M 8.35
Vanguard Large-Cap ETF (VV) 2.8 $10M 75k 133.51
Hc2 Holdings 2.6 $9.2M 1.5M 6.12
Vanguard Short Term Corporate Bond ETF (VCSH) 2.6 $9.1M 116k 78.16
Ranger Energy Svcs (RNGR) 2.1 $7.3M 876k 8.38
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.0 $7.1M 70k 101.62
Rubicon Proj 1.8 $6.5M 1.8M 3.60
AEGEAN MARINE PETROLEUM Networ Com Stk 1.8 $6.3M 4.4M 1.43
Tesla Motors (TSLA) 1.5 $5.3M 20k 264.80
Tempur-Pedic International (TPX) 1.4 $4.8M 91k 52.90
Solar Senior Capital 1.3 $4.5M 268k 16.71
Microsoft Corporation (MSFT) 1.2 $4.2M 36k 114.36
Alibaba Group Holding (BABA) 1.2 $4.1M 25k 164.80
Vanguard Mid-Cap ETF (VO) 1.0 $3.7M 22k 164.20
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.0 $3.5M 42k 83.53
iShares Russell Midcap Index Fund (IWR) 1.0 $3.4M 16k 220.52
Aegean Marine Petroleum Network note 4.000 11/0 0.9 $3.2M 4.1M 0.77
PennantPark Investment (PNNT) 0.9 $3.1M 418k 7.46
Chevron Corporation (CVX) 0.9 $3.1M 25k 122.30
Ferroglobe (GSM) 0.9 $3.0M 373k 8.17
Amyris 0.8 $2.9M 368k 7.94
Pimco Exch Traded Fund (LDUR) 0.8 $2.7M 27k 99.65
Vanguard Total Stock Market ETF (VTI) 0.7 $2.5M 17k 149.63
Pennantpark Floating Rate Capi (PFLT) 0.7 $2.4M 186k 13.15
Aegean Marine Pete Network I bond 0.7 $2.5M 4.3M 0.58
Limelight Networks 0.7 $2.3M 468k 5.02
Ishares Tr fltg rate nt (FLOT) 0.7 $2.4M 46k 51.02
Vanguard Emerging Markets ETF (VWO) 0.6 $2.2M 54k 41.00
Sachem Cap (SACH) 0.6 $2.1M 509k 4.17
Audioeye (AEYE) 0.6 $2.1M 235k 9.00
Apple (AAPL) 0.6 $2.1M 9.2k 225.72
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.6 $1.9M 59k 32.63
TeleNav 0.5 $1.9M 380k 5.05
Quantum Corp Dlt & Storage (QMCO) 0.5 $1.9M 800k 2.40
Churchill Cap Corp unit 99/99/9999 0.5 $1.9M 185k 10.13
Vanguard Malvern Fds strm infproidx (VTIP) 0.5 $1.7M 36k 48.36
Hp (HPQ) 0.5 $1.7M 67k 25.77
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.5 $1.7M 33k 51.83
Doubleline Income Solutions (DSL) 0.5 $1.6M 81k 20.20
Rigel Pharmaceuticals 0.4 $1.5M 473k 3.21
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.5M 13k 110.66
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.4 $1.5M 27k 54.35
Wisdomtree Trust wrld ex-us grwth (DNL) 0.4 $1.4M 25k 57.21
Invesco Qqq Trust Series 1 (QQQ) 0.4 $1.4M 7.6k 185.83
Trinity Merger Corp 0.4 $1.4M 145k 9.83
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.4M 20k 68.00
Ishares Inc ctr wld minvl (ACWV) 0.4 $1.4M 16k 87.89
Ares Capital Corporation (ARCC) 0.4 $1.3M 77k 17.19
Gordon Pointe Acquisition 0.3 $1.2M 125k 9.85
Tortoise MLP Fund 0.3 $1.1M 69k 16.07
Eqt Midstream Partners 0.3 $1.1M 22k 52.77
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $1.1M 10k 107.93
Bbx Capital 0.3 $1.1M 147k 7.42
Eagle Pt Cr (ECC) 0.3 $999k 56k 17.90
Pgx etf (PGX) 0.3 $975k 68k 14.32
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $940k 8.2k 114.94
Spdr Index Shs Fds s^p global nat res (GNR) 0.3 $938k 19k 50.56
iShares Dow Jones Select Dividend (DVY) 0.3 $918k 9.2k 99.74
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $880k 8.2k 107.84
Ishares Tr usa min vo (USMV) 0.2 $874k 15k 57.03
Vanguard Pacific ETF (VPL) 0.2 $842k 12k 71.09
Enanta Pharmaceuticals (ENTA) 0.2 $855k 10k 85.50
Rent-A-Center (UPBD) 0.2 $802k 56k 14.37
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $816k 34k 23.82
iShares NASDAQ Biotechnology Index (IBB) 0.2 $775k 6.4k 121.95
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $734k 8.3k 88.03
Goldman Sachs Mlp Inc Opp 0.2 $745k 81k 9.21
Platform Specialty Prods Cor 0.2 $748k 60k 12.47
Apollo Sr Floating Rate Fd I (AFT) 0.2 $719k 45k 15.99
Novavax 0.2 $675k 359k 1.88
Medallion Financial (MFIN) 0.2 $665k 100k 6.65
TravelCenters of America 0.2 $684k 120k 5.70
BRT Realty Trust (BRT) 0.2 $682k 57k 12.05
Tpg Specialty Lending In conv 0.2 $665k 665k 1.00
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $651k 10k 64.09
stock 0.2 $605k 5.0k 121.00
Century Communities (CCS) 0.2 $611k 23k 26.23
Berkshire Hathaway (BRK.B) 0.2 $557k 2.6k 214.23
Osiris Therapeutics 0.2 $578k 52k 11.09
Ishares Tr eafe min volat (EFAV) 0.2 $548k 7.5k 72.80
Truecar (TRUE) 0.2 $560k 40k 14.10
Clipper Realty Inc Reit equities - reit (CLPR) 0.2 $570k 42k 13.53
Southwestern Energy Company 0.1 $525k 103k 5.11
Cohu (COHU) 0.1 $536k 21k 25.12
Children's Place Retail Stores (PLCE) 0.1 $514k 4.0k 127.86
TheStreet 0.1 $517k 235k 2.20
iShares S&P MidCap 400 Index (IJH) 0.1 $527k 2.6k 201.45
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $539k 2.0k 264.60
Iteris (ITI) 0.1 $519k 97k 5.38
Arotech Corporation 0.1 $524k 154k 3.40
Pointer Telocation 0.1 $516k 40k 12.98
Preferred Bank, Los Angeles (PFBC) 0.1 $532k 9.1k 58.46
Facebook Inc cl a (META) 0.1 $525k 3.2k 164.53
Hannon Armstrong (HASI) 0.1 $525k 24k 21.48
Seacoast Bkg Corp Fla (SBCF) 0.1 $518k 18k 29.21
Lumentum Hldgs (LITE) 0.1 $540k 9.0k 59.95
Archrock (AROC) 0.1 $526k 43k 12.19
ViaSat (VSAT) 0.1 $507k 7.9k 64.01
Primo Water Corporation 0.1 $500k 28k 18.05
Vanguard European ETF (VGK) 0.1 $476k 8.5k 56.18
Kindred Biosciences 0.1 $488k 35k 13.94
Industrial Logistics pfds, reits (ILPT) 0.1 $493k 21k 23.03
Matthews International Corporation (MATW) 0.1 $462k 9.2k 50.11
UMH Properties (UMH) 0.1 $470k 30k 15.63
Koppers Holdings (KOP) 0.1 $442k 14k 31.14
CNO Financial (CNO) 0.1 $445k 21k 21.23
iShares Russell 2000 Growth Index (IWO) 0.1 $455k 2.1k 215.03
Alimera Sciences 0.1 $447k 456k 0.98
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $458k 9.6k 47.64
Gentherm (THRM) 0.1 $457k 10k 45.49
Unknown 0.1 $450k 42k 10.81
Select Energy Svcs Inc cl a (WTTR) 0.1 $459k 39k 11.85
Meritage Homes Corporation (MTH) 0.1 $432k 11k 39.94
Extreme Networks (EXTR) 0.1 $411k 75k 5.48
Immunomedics 0.1 $425k 20k 20.85
Spectrum Pharmaceuticals 0.1 $416k 25k 16.82
Vanguard Growth ETF (VUG) 0.1 $415k 2.6k 160.98
One Liberty Properties (OLP) 0.1 $430k 16k 27.77
Nuveen Build Amer Bd (NBB) 0.1 $433k 22k 20.00
S&W Seed Company (SANW) 0.1 $426k 174k 2.45
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $436k 8.1k 54.00
Verastem 0.1 $415k 57k 7.25
Tivo Corp 0.1 $438k 35k 12.45
Antero Midstream Gp partnerships 0.1 $423k 25k 16.92
Invesco Dynamic Biotechnology other (PBE) 0.1 $415k 7.0k 59.44
Ladenburg Thalmann Financial Services 0.1 $405k 150k 2.70
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $370k 6.4k 57.98
New Mountain Finance Corp (NMFC) 0.1 $405k 30k 13.50
Apollo Tactical Income Fd In (AIF) 0.1 $405k 26k 15.53
Xperi 0.1 $386k 26k 14.86
Kbl Merger Corp Iv 0.1 $404k 40k 10.10
iShares MSCI Emerging Markets Indx (EEM) 0.1 $362k 8.4k 42.96
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $344k 6.6k 52.03
Stewart Information Services Corporation (STC) 0.1 $321k 7.1k 45.06
Costco Wholesale Corporation (COST) 0.1 $314k 1.3k 235.21
Berkshire Hathaway (BRK.A) 0.1 $320k 1.00 320000.00
Energy Select Sector SPDR (XLE) 0.1 $332k 4.4k 75.83
iShares Russell 1000 Growth Index (IWF) 0.1 $307k 2.0k 156.23
Consumer Discretionary SPDR (XLY) 0.1 $313k 2.7k 117.32
Vanguard Value ETF (VTV) 0.1 $314k 2.8k 110.84
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $320k 4.8k 67.31
Pluristem Therapeutics 0.1 $320k 246k 1.30
Global Ship Lease inc usd0.01 class a 0.1 $332k 302k 1.10
A10 Networks (ATEN) 0.1 $313k 52k 6.08
Everspin Technologies (MRAM) 0.1 $307k 40k 7.68
Home Depot (HD) 0.1 $282k 1.4k 207.35
Walt Disney Company (DIS) 0.1 $269k 2.3k 117.06
ON Semiconductor (ON) 0.1 $269k 15k 18.42
Maxwell Technologies 0.1 $244k 70k 3.49
Apollo Investment 0.1 $261k 48k 5.44
iShares MSCI Brazil Index (EWZ) 0.1 $258k 7.6k 33.77
iShares S&P Latin America 40 Index (ILF) 0.1 $239k 7.6k 31.40
Snap Inc cl a (SNAP) 0.1 $232k 27k 8.49
Pfizer (PFE) 0.1 $227k 5.2k 44.08
Symantec Corporation 0.1 $213k 10k 21.30
Amazon (AMZN) 0.1 $216k 108.00 2000.00
Nuveen Mtg opportunity term (JLS) 0.1 $218k 9.1k 24.00
Ares Dynamic Cr Allocation (ARDC) 0.1 $225k 15k 15.53
Twitter 0.1 $219k 7.7k 28.44
Alphabet Inc Class C cs (GOOG) 0.1 $209k 175.00 1194.29
Hewlett Packard Enterprise (HPE) 0.1 $212k 13k 16.33
Flotek Industries 0.1 $180k 75k 2.40
THL Credit 0.1 $169k 21k 8.05
Blackstone Gso Flting Rte Fu (BSL) 0.1 $180k 10k 18.00
Garrison Capital 0.1 $178k 22k 8.28
Sensus Healthcare (SRTS) 0.1 $168k 20k 8.40
Hf Foods Group (HFFG) 0.1 $166k 11k 15.09
SIGA Technologies (SIGA) 0.0 $150k 22k 6.91
Vitamin Shoppe Inc note 2.250 12/0 0.0 $147k 171k 0.86
J Jill Inc call 0.0 $124k 20k 6.20
Sanofi Aventis Wi Conval Rt 0.0 $106k 200k 0.53
Gsv Cap Corp 0.0 $101k 15k 6.92
Opgen 0.0 $102k 50k 2.04
Tuesday Morning Corporation 0.0 $63k 20k 3.22
SeaChange International 0.0 $68k 38k 1.79
Francescas Hldgs Corp 0.0 $74k 20k 3.70
Digital Turbine (APPS) 0.0 $82k 66k 1.25
Kbl Merger Corp Iv right 03/22/2019 0.0 $18k 40k 0.45
Gopro Inc note 3.500% 4/1 0.0 $47k 50k 0.94
Horizon Global Corp note 2.750% 7/0 0.0 $7.0k 10k 0.70
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $8.0k 40k 0.20