Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2016

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 176 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI EAFE Index Fund (EFA) 7.0 $46M 806k 57.16
iShares MSCI ACWI Index Fund (ACWI) 5.6 $37M 655k 56.06
Vanguard Total Bond Market ETF (BND) 5.3 $35M 425k 82.80
iShares S&P 500 Value Index (IVE) 4.3 $29M 317k 89.93
Vanguard Total World Stock Idx (VT) 4.3 $28M 488k 57.69
Vanguard Total Stock Market ETF (VTI) 4.2 $28M 265k 104.82
Db-x Msci Eafe Currency-hedged (DBEF) 2.7 $18M 694k 25.54
iShares Lehman Aggregate Bond (AGG) 2.2 $14M 130k 110.82
iShares Russell 3000 Index (IWV) 2.0 $13M 109k 120.86
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.9 $13M 121k 105.42
Vanguard Charlotte Fds intl bd idx etf (BNDX) 1.9 $12M 225k 54.54
SPDR Barclays Capital Aggregate Bo (SPAB) 1.8 $12M 206k 58.55
Apple (AAPL) 1.8 $12M 108k 108.99
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.7 $11M 206k 53.47
Ishares Msci Usa Quality Facto invalid (QUAL) 1.7 $11M 167k 65.62
Applied Materials (AMAT) 1.6 $11M 501k 21.18
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.6 $11M 144k 73.10
Microsoft Corporation (MSFT) 1.5 $9.9M 179k 55.23
iShares S&P SmallCap 600 Index (IJR) 1.5 $9.9M 88k 112.57
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.5 $9.6M 193k 49.80
Amgen (AMGN) 1.3 $8.6M 57k 149.93
Consumer Discretionary SPDR (XLY) 1.3 $8.4M 106k 79.10
Qualcomm (QCOM) 1.2 $7.8M 152k 51.14
Sony Corporation (SONY) 1.2 $7.7M 299k 25.72
PowerShares DWA Technical Ldrs Pf 1.1 $7.2M 176k 40.78
Wells Fargo & Company (WFC) 1.0 $6.6M 137k 48.36
Amazon (AMZN) 1.0 $6.5M 11k 593.60
Health Care SPDR (XLV) 0.9 $6.1M 90k 67.78
Honeywell International (HON) 0.9 $6.0M 54k 112.05
Financial Select Sector SPDR (XLF) 0.9 $5.9M 264k 22.50
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $5.9M 136k 43.20
Johnson & Johnson (JNJ) 0.8 $5.6M 52k 108.19
General Electric Company 0.8 $5.6M 175k 31.79
International Business Machines (IBM) 0.8 $5.6M 37k 151.45
PowerShares Fin. Preferred Port. 0.8 $5.6M 297k 18.80
Dow Chemical Company 0.8 $5.5M 108k 50.84
Doubleline Total Etf etf (TOTL) 0.8 $5.4M 109k 49.38
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $5.3M 65k 81.69
Vodafone Group New Adr F (VOD) 0.8 $5.3M 166k 32.05
Energy Select Sector SPDR (XLE) 0.8 $5.2M 83k 61.89
iShares Dow Jones US Medical Dev. (IHI) 0.8 $5.2M 42k 122.49
Northrop Grumman Corporation (NOC) 0.8 $5.0M 26k 197.90
Exxon Mobil Corporation (XOM) 0.8 $5.0M 59k 83.59
Rydex Russell Top 50 ETF 0.7 $4.8M 33k 145.34
Industrial SPDR (XLI) 0.7 $4.7M 85k 55.47
SPDR S&P Dividend (SDY) 0.7 $4.5M 56k 79.93
JPMorgan Chase & Co. (JPM) 0.6 $4.2M 71k 59.22
McDonald's Corporation (MCD) 0.6 $4.2M 33k 125.67
Pfizer (PFE) 0.6 $4.2M 141k 29.64
Bank of America Corporation (BAC) 0.6 $4.1M 304k 13.52
CSX Corporation (CSX) 0.6 $3.9M 151k 25.75
Materials SPDR (XLB) 0.6 $3.6M 80k 44.81
Alphabet Inc Class C cs (GOOG) 0.5 $3.6M 4.8k 744.91
Goldman Sachs (GS) 0.5 $3.4M 21k 156.98
Technology SPDR (XLK) 0.5 $3.4M 76k 44.36
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.9M 68k 43.14
Suntrust Banks Inc $1.00 Par Cmn 0.4 $2.9M 81k 36.07
Schlumberger (SLB) 0.4 $2.8M 38k 73.75
Gilead Sciences (GILD) 0.4 $2.7M 30k 91.85
Xilinx 0.4 $2.5M 52k 47.44
United Parcel Service (UPS) 0.4 $2.5M 23k 105.46
Target Corporation (TGT) 0.4 $2.3M 29k 82.27
U.S. Bancorp (USB) 0.3 $2.3M 57k 40.59
iShares Gold Trust 0.3 $2.2M 188k 11.88
iShares FTSE KLD 400 Social Idx (DSI) 0.3 $2.1M 28k 76.57
iShares FTSE KLD Select Scil Idx (SUSA) 0.3 $2.1M 25k 85.10
iShares Russell 1000 Value Index (IWD) 0.3 $1.8M 19k 98.81
iShares Russell 2000 Value Index (IWN) 0.3 $1.9M 20k 93.17
Spdr S&p 500 Etf (SPY) 0.3 $1.7M 8.3k 205.47
SPDR S&P Biotech (XBI) 0.3 $1.7M 34k 51.66
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.6M 37k 44.61
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $1.6M 31k 53.13
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $1.5M 29k 52.31
Blackhawk Network Hldgs Inc cl a 0.2 $1.5M 43k 34.31
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.4M 5.2k 262.70
iShares Dow Jones US Consumer Ser. (IYC) 0.2 $1.4M 9.4k 145.76
iShares S&P 1500 Index Fund (ITOT) 0.2 $1.4M 15k 93.34
Globant S A (GLOB) 0.2 $1.4M 45k 30.86
On Deck Capital 0.2 $1.4M 176k 7.79
iShares Dow Jones US Basic Mater. (IYM) 0.2 $1.3M 18k 73.25
Vanguard Emerging Markets ETF (VWO) 0.2 $1.3M 39k 34.59
iShares Russell 1000 Growth Index (IWF) 0.2 $1.2M 12k 99.76
iShares S&P Global Industrials Sec (EXI) 0.2 $1.2M 17k 70.45
NVIDIA Corporation (NVDA) 0.2 $1.2M 33k 35.64
Vanguard Large-Cap ETF (VV) 0.2 $1.2M 13k 94.03
iShares Russell 1000 Index (IWB) 0.2 $1.1M 9.5k 114.07
iShares S&P 500 Growth Index (IVW) 0.2 $1.1M 9.3k 115.84
Regions Financial Corporation (RF) 0.1 $955k 122k 7.85
Nokia Corporation (NOK) 0.1 $938k 159k 5.91
Sprott Physical Gold Trust (PHYS) 0.1 $942k 93k 10.12
Xylem (XYL) 0.1 $933k 23k 40.92
Jd (JD) 0.1 $951k 36k 26.51
Cisco Systems (CSCO) 0.1 $850k 30k 28.48
Electronic Arts (EA) 0.1 $859k 13k 66.08
Vanguard Energy ETF (VDE) 0.1 $831k 9.7k 85.81
Vanguard REIT ETF (VNQ) 0.1 $762k 9.1k 83.79
iShares MSCI EAFE Growth Index (EFG) 0.1 $781k 12k 65.77
Powershares S&p 500 0.1 $814k 22k 37.12
Spectra Energy 0.1 $691k 23k 30.61
Merck & Co (MRK) 0.1 $752k 14k 52.93
Weyerhaeuser Company (WY) 0.1 $707k 23k 31.00
Alphabet Inc Class A cs (GOOGL) 0.1 $745k 977.00 762.54
salesforce (CRM) 0.1 $653k 8.9k 73.79
iShares Russell 2000 Index (IWM) 0.1 $643k 5.8k 110.67
Vanguard Small-Cap Value ETF (VBR) 0.1 $689k 6.8k 101.92
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $667k 8.3k 80.07
Bank of New York Mellon Corporation (BK) 0.1 $569k 16k 36.83
AFLAC Incorporated (AFL) 0.1 $593k 9.4k 63.12
Emerson Electric (EMR) 0.1 $609k 11k 54.42
Micron Technology (MU) 0.1 $612k 58k 10.48
SPDR KBW Regional Banking (KRE) 0.1 $583k 16k 37.63
iShares MSCI EAFE Value Index (EFV) 0.1 $584k 13k 44.89
Citigroup (C) 0.1 $587k 14k 41.78
Yandex Nv-a (YNDX) 0.1 $598k 39k 15.32
Pimco Total Return Etf totl (BOND) 0.1 $561k 5.3k 105.37
Ishares Core Intl Stock Etf core (IXUS) 0.1 $571k 12k 49.42
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $623k 13k 49.31
Costco Wholesale Corporation (COST) 0.1 $524k 3.3k 157.64
Frontier Communications 0.1 $509k 91k 5.59
Callon Pete Co Del Com Stk 0.1 $544k 62k 8.85
iShares Russell 2000 Growth Index (IWO) 0.1 $513k 3.9k 132.56
Vanguard Small-Cap ETF (VB) 0.1 $546k 4.9k 111.54
Sanchez Energy Corp C ommon stocks 0.1 $553k 101k 5.49
Intel Corporation (INTC) 0.1 $445k 14k 32.37
Goodyear Tire & Rubber Company (GT) 0.1 $432k 13k 32.97
Freeport-McMoRan Copper & Gold (FCX) 0.1 $431k 42k 10.33
McDermott International 0.1 $431k 105k 4.09
CommVault Systems (CVLT) 0.1 $436k 10k 43.17
Mellanox Technologies 0.1 $465k 8.6k 54.39
Powershares Etf Tr Ii s^p smcp it po 0.1 $470k 8.5k 55.10
Shutterstock (SSTK) 0.1 $430k 12k 36.75
PNC Financial Services (PNC) 0.1 $401k 4.7k 84.62
Northern Trust Corporation (NTRS) 0.1 $399k 6.1k 65.20
Sealed Air (SEE) 0.1 $401k 8.4k 48.02
Boston Scientific Corporation (BSX) 0.1 $375k 20k 18.79
Marsh & McLennan Companies (MMC) 0.1 $366k 6.0k 60.79
iShares S&P 500 Index (IVV) 0.1 $370k 1.8k 206.82
Harman International Industries 0.1 $418k 4.7k 88.94
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $423k 3.6k 118.82
iShares S&P MidCap 400 Index (IJH) 0.1 $425k 2.9k 144.31
Vanguard Dividend Appreciation ETF (VIG) 0.1 $426k 5.2k 81.25
Air Lease Corp (AL) 0.1 $389k 12k 32.12
Hd Supply 0.1 $370k 11k 33.04
Fidelity Bond Etf (FBND) 0.1 $393k 8.0k 48.83
Chubb (CB) 0.1 $424k 3.6k 119.24
Time Warner 0.1 $310k 4.3k 72.57
Lockheed Martin Corporation (LMT) 0.1 $319k 1.4k 221.53
NetEase (NTES) 0.1 $330k 2.3k 143.48
Celgene Corporation 0.1 $360k 3.6k 100.00
Ball Corporation (BALL) 0.1 $299k 4.2k 71.19
iShares Dow Jones US Industrial (IYJ) 0.1 $309k 2.9k 106.92
PowerShares High Yld. Dividend Achv 0.1 $297k 21k 14.26
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $300k 12k 25.70
Gnc Holdings Inc Cl A 0.1 $318k 10k 31.80
Level 3 Communications 0.1 $356k 6.7k 52.87
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $298k 14k 21.87
Tubemogul 0.1 $311k 24k 12.96
Colgate-Palmolive Company (CL) 0.0 $253k 3.6k 70.55
Vanguard Short-Term Bond ETF (BSV) 0.0 $247k 3.1k 80.72
Vanguard Europe Pacific ETF (VEA) 0.0 $268k 7.5k 35.84
iShares S&P Europe 350 Index (IEV) 0.0 $270k 6.9k 39.18
First Trust Tech AlphaDEX Fnd (FXL) 0.0 $241k 7.3k 32.97
Kayne Anderson MLP Investment (KYN) 0.0 $248k 15k 16.60
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $238k 1.9k 123.96
First Trust Morningstar Divid Ledr (FDL) 0.0 $290k 11k 25.68
Powershares Etf Tr Ii s^p smcp ind p 0.0 $235k 5.2k 45.02
Linkedin Corp 0.0 $239k 2.1k 114.24
Palo Alto Networks (PANW) 0.0 $281k 1.7k 163.28
Berkshire Hathaway (BRK.B) 0.0 $215k 1.5k 142.01
Chevron Corporation (CVX) 0.0 $223k 2.3k 95.50
PowerShares QQQ Trust, Series 1 0.0 $215k 2.0k 109.14
Pandora Media 0.0 $166k 19k 8.96
Ishares Tr fltg rate nt (FLOT) 0.0 $202k 4.0k 50.45
Fireeye 0.0 $224k 12k 18.02
Ishares Inc msci gl sl met 0.0 $102k 11k 9.61
Intel Corp sdcv 0.0 $64k 50k 1.28