Baker Avenue Asset Management

Baker Avenue Asset Management as of June 30, 2016

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 185 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total World Stock Idx (VT) 6.4 $43M 733k 58.07
iShares MSCI ACWI Index Fund (ACWI) 6.3 $42M 743k 56.23
Vanguard Total Bond Market ETF (BND) 5.9 $39M 463k 84.30
iShares Lehman Aggregate Bond (AGG) 5.1 $34M 299k 112.61
SPDR Barclays Capital Aggregate Bo (SPAB) 4.0 $27M 450k 59.41
Vanguard Total Stock Market ETF (VTI) 3.8 $25M 233k 107.16
iShares S&P 500 Value Index (IVE) 3.6 $24M 261k 92.90
iShares MSCI EAFE Index Fund (EFA) 2.5 $16M 292k 55.82
iShares Russell 3000 Index (IWV) 2.1 $14M 114k 124.02
Ishares Msci Usa Quality Facto invalid (QUAL) 1.5 $9.7M 147k 66.00
Applied Materials (AMAT) 1.4 $9.6M 400k 23.97
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.4 $9.4M 194k 48.26
Apple (AAPL) 1.3 $8.7M 91k 95.60
Microsoft Corporation (MSFT) 1.3 $8.7M 170k 51.17
Qualcomm (QCOM) 1.3 $8.5M 159k 53.57
Financial Select Sector SPDR (XLF) 1.3 $8.4M 368k 22.85
Consumer Discretionary SPDR (XLY) 1.2 $8.1M 104k 78.06
iShares S&P SmallCap 600 Index (IJR) 1.2 $7.7M 66k 116.21
Wells Fargo & Company (WFC) 1.1 $7.6M 161k 47.33
Amgen (AMGN) 1.1 $7.4M 49k 152.15
Sony Corporation (SONY) 1.1 $7.2M 245k 29.35
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.1 $7.1M 93k 76.40
Materials SPDR (XLB) 0.9 $6.2M 135k 46.34
Amazon (AMZN) 0.9 $6.1M 8.5k 715.56
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $6.1M 139k 43.84
Vodafone Group New Adr F (VOD) 0.9 $6.1M 197k 30.89
Energy Select Sector SPDR (XLE) 0.9 $5.7M 84k 68.24
PowerShares DWA Technical Ldrs Pf 0.9 $5.7M 136k 42.10
Ishares High Dividend Equity F (HDV) 0.8 $5.6M 69k 82.16
Johnson & Johnson (JNJ) 0.8 $5.6M 46k 121.31
Vanguard Large-Cap ETF (VV) 0.8 $5.6M 58k 95.85
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $5.6M 66k 84.70
PowerShares Fin. Preferred Port. 0.8 $5.6M 292k 19.19
Ishares Inc ctr wld minvl (ACWV) 0.8 $5.6M 73k 76.36
iShares MSCI EAFE Growth Index (EFG) 0.8 $5.5M 84k 65.42
iShares Russell 1000 Growth Index (IWF) 0.8 $5.5M 54k 100.37
International Business Machines (IBM) 0.8 $5.4M 35k 151.78
Vanguard FTSE All-World ex-US ETF (VEU) 0.8 $5.3M 125k 42.85
Pfizer (PFE) 0.8 $5.3M 149k 35.21
Health Care SPDR (XLV) 0.8 $5.1M 71k 71.71
iShares Russell 1000 Index (IWB) 0.8 $5.1M 43k 116.89
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.8 $5.0M 44k 115.14
PowerShares Build America Bond Portfolio 0.7 $4.9M 157k 31.49
General Electric Company 0.7 $4.8M 153k 31.48
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.7 $4.8M 48k 99.56
Vanguard Emerging Markets ETF (VWO) 0.7 $4.7M 132k 35.23
iShares Dow Jones US Medical Dev. (IHI) 0.7 $4.6M 34k 135.55
Exxon Mobil Corporation (XOM) 0.7 $4.6M 49k 93.74
iShares Russell 2000 Value Index (IWN) 0.7 $4.3M 44k 97.29
JPMorgan Chase & Co. (JPM) 0.6 $3.9M 64k 62.13
Whirlpool Corporation (WHR) 0.5 $3.5M 21k 166.64
CSX Corporation (CSX) 0.5 $3.5M 132k 26.08
Industrial SPDR (XLI) 0.5 $3.5M 62k 56.01
Honeywell International (HON) 0.5 $3.4M 29k 116.31
iShares MSCI EAFE Value Index (EFV) 0.5 $3.4M 80k 42.94
SPDR S&P Dividend (SDY) 0.5 $3.3M 40k 83.92
Rydex Russell Top 50 ETF 0.5 $3.1M 21k 147.64
General Motors Company (GM) 0.4 $2.9M 103k 28.30
Alphabet Inc Class C cs (GOOG) 0.4 $2.9M 4.2k 692.11
Ipath Dow Jones-aig Commodity (DJP) 0.4 $2.8M 115k 24.73
iShares Russell 2000 Index (IWM) 0.4 $2.8M 24k 114.99
iShares MSCI Emerging Markets Indx (EEM) 0.4 $2.7M 80k 34.36
Goldman Sachs (GS) 0.4 $2.7M 18k 148.59
iShares Russell 1000 Value Index (IWD) 0.4 $2.7M 26k 103.23
Schlumberger (SLB) 0.4 $2.7M 34k 79.08
Northrop Grumman Corporation (NOC) 0.4 $2.6M 12k 222.31
Suntrust Banks Inc $1.00 Par Cmn 0.4 $2.5M 62k 41.07
Corning Incorporated (GLW) 0.4 $2.4M 119k 20.48
Technology SPDR (XLK) 0.4 $2.5M 57k 43.38
iShares S&P 500 Index (IVV) 0.4 $2.4M 11k 210.47
Chevron Corporation (CVX) 0.3 $2.3M 22k 104.84
Xilinx 0.3 $2.3M 50k 46.13
iShares FTSE KLD Select Scil Idx (SUSA) 0.3 $2.3M 27k 86.46
Spectra Energy 0.3 $2.3M 62k 36.62
Dow Chemical Company 0.3 $2.2M 45k 49.70
Gilead Sciences (GILD) 0.3 $2.2M 26k 83.43
iShares Russell 2000 Growth Index (IWO) 0.3 $2.1M 16k 137.16
Weyerhaeuser Company (WY) 0.3 $2.0M 68k 29.77
United Parcel Service (UPS) 0.3 $1.9M 17k 107.71
U.S. Bancorp (USB) 0.3 $1.8M 45k 40.34
Globant S A (GLOB) 0.3 $1.8M 45k 39.34
iShares Gold Trust 0.3 $1.7M 133k 12.76
Proshares Tr S&p 500 Aristo (NOBL) 0.3 $1.7M 32k 54.41
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.7M 37k 45.04
Blackhawk Network Hldgs Inc cl a 0.2 $1.6M 46k 33.48
SPDR S&P Biotech (XBI) 0.2 $1.4M 27k 54.06
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.4M 5.2k 272.29
Powershares Act Mang Comm Fd db opt yld div 0.2 $1.4M 80k 17.85
iShares Dow Jones US Basic Mater. (IYM) 0.2 $1.3M 17k 75.93
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $1.3M 24k 51.90
Vanguard Europe Pacific ETF (VEA) 0.2 $1.2M 35k 35.35
Regions Financial Corporation (RF) 0.2 $1.2M 136k 8.51
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $1.1M 11k 106.05
Powershares S&p 500 0.2 $1.1M 30k 38.24
Vanguard Small-Cap ETF (VB) 0.2 $1.0M 8.9k 115.65
Whole Foods Market 0.1 $985k 31k 32.01
Sprott Physical Gold Trust (PHYS) 0.1 $1.0M 92k 10.98
Cisco Systems (CSCO) 0.1 $929k 32k 28.69
NVIDIA Corporation (NVDA) 0.1 $924k 20k 47.02
Sealed Air (SEE) 0.1 $854k 19k 45.95
Merck & Co (MRK) 0.1 $859k 15k 57.59
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $883k 6.2k 143.44
Vanguard REIT ETF (VNQ) 0.1 $850k 9.6k 88.63
iShares S&P 1500 Index Fund (ITOT) 0.1 $826k 8.7k 95.22
On Deck Capital 0.1 $828k 161k 5.15
AFLAC Incorporated (AFL) 0.1 $702k 9.7k 72.18
Electronic Arts (EA) 0.1 $759k 10k 75.80
NetEase (NTES) 0.1 $713k 3.7k 193.22
salesforce (CRM) 0.1 $757k 9.5k 79.43
Vanguard Small-Cap Value ETF (VBR) 0.1 $716k 6.8k 105.29
Yandex Nv-a (YNDX) 0.1 $750k 34k 21.85
Chubb (CB) 0.1 $728k 5.6k 130.79
Bank of New York Mellon Corporation (BK) 0.1 $647k 17k 38.83
Intel Corporation (INTC) 0.1 $644k 20k 32.83
Netflix (NFLX) 0.1 $647k 7.1k 91.45
Micron Technology (MU) 0.1 $684k 50k 13.76
iShares S&P Global Industrials Sec (EXI) 0.1 $695k 10k 69.49
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $667k 8.6k 77.38
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $673k 8.3k 80.79
Xylem (XYL) 0.1 $647k 15k 44.62
Alphabet Inc Class A cs (GOOGL) 0.1 $652k 927.00 703.34
Walt Disney Company (DIS) 0.1 $608k 6.2k 97.75
Emerson Electric (EMR) 0.1 $625k 12k 52.18
McDermott International 0.1 $580k 117k 4.94
Oasis Petroleum 0.1 $579k 62k 9.34
Vanguard Energy ETF (VDE) 0.1 $572k 6.0k 95.14
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $627k 12k 50.58
Time Warner 0.1 $538k 7.3k 73.52
Costco Wholesale Corporation (COST) 0.1 $555k 3.5k 157.09
Mellanox Technologies 0.1 $519k 11k 47.92
Bank of America Corporation (BAC) 0.1 $470k 35k 13.27
Boston Scientific Corporation (BSX) 0.1 $457k 20k 23.35
Freeport-McMoRan Copper & Gold (FCX) 0.1 $450k 40k 11.14
Advanced Micro Devices (AMD) 0.1 $432k 84k 5.14
Callon Pete Co Del Com Stk 0.1 $455k 41k 11.23
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $437k 3.6k 122.75
iShares S&P 500 Growth Index (IVW) 0.1 $492k 4.2k 116.67
iShares S&P MidCap 400 Index (IJH) 0.1 $439k 2.9k 149.47
PowerShares High Yld. Dividend Achv 0.1 $455k 29k 15.53
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $432k 16k 26.94
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $470k 19k 24.69
Ptc (PTC) 0.1 $475k 13k 37.55
Fitbit 0.1 $458k 38k 12.21
Northern Trust Corporation (NTRS) 0.1 $419k 6.3k 66.30
Spdr S&p 500 Etf (SPY) 0.1 $408k 1.9k 209.34
Lockheed Martin Corporation (LMT) 0.1 $370k 1.5k 248.32
Marsh & McLennan Companies (MMC) 0.1 $404k 5.9k 68.52
Frontier Communications 0.1 $367k 74k 4.94
CommVault Systems (CVLT) 0.1 $372k 8.6k 43.23
First Trust Morningstar Divid Ledr (FDL) 0.1 $421k 16k 26.86
Powershares Etf Tr Ii s^p smcp it po 0.1 $398k 7.2k 55.51
Citigroup (C) 0.1 $372k 8.8k 42.40
Air Lease Corp (AL) 0.1 $417k 16k 26.78
Linkedin Corp 0.1 $396k 2.1k 189.29
Sanchez Energy Corp C ommon stocks 0.1 $379k 54k 7.06
Hd Supply 0.1 $415k 12k 34.79
Shopify Inc cl a (SHOP) 0.1 $417k 14k 30.75
Mohawk Industries (MHK) 0.1 $342k 1.8k 190.00
Integrated Device Technology 0.1 $336k 17k 20.12
Abercrombie & Fitch (ANF) 0.1 $356k 20k 17.80
Celgene Corporation 0.1 $337k 3.4k 98.60
CalAmp 0.1 $313k 21k 14.82
SPDR KBW Regional Banking (KRE) 0.1 $319k 8.3k 38.37
Ball Corporation (BALL) 0.1 $304k 4.2k 72.38
Kayne Anderson MLP Investment (KYN) 0.1 $304k 15k 20.35
Level 3 Communications 0.1 $335k 6.5k 51.54
Pimco Total Return Etf totl (BOND) 0.1 $360k 3.4k 107.46
Shutterstock (SSTK) 0.1 $330k 7.2k 45.83
Ishares Core Intl Stock Etf core (IXUS) 0.1 $323k 6.6k 48.92
Colgate-Palmolive Company (CL) 0.0 $266k 3.6k 73.20
Vanguard Short-Term Bond ETF (BSV) 0.0 $248k 3.1k 81.05
Vanguard Dividend Appreciation ETF (VIG) 0.0 $295k 3.5k 83.24
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $246k 1.9k 128.12
Palo Alto Networks (PANW) 0.0 $236k 1.9k 122.85
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $257k 4.6k 55.75
Tubemogul 0.0 $238k 20k 11.91
Berkshire Hathaway (BRK.B) 0.0 $232k 1.6k 145.00
iShares Dow Jones US Industrial (IYJ) 0.0 $212k 1.9k 109.84
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $200k 3.7k 53.76
Powershares Etf Tr Ii s^p smcp ind p 0.0 $200k 4.4k 45.45
Pandora Media 0.0 $231k 19k 12.47
Db-x Msci Eafe Currency-hedged (DBEF) 0.0 $229k 9.2k 25.03
Fidelity Bond Etf (FBND) 0.0 $201k 4.0k 50.33
Intel Corp sdcv 0.0 $65k 50k 1.30
Abraxas Petroleum 0.0 $85k 75k 1.13