Baron Financial Group

Baron Financial Group as of Sept. 30, 2020

Portfolio Holdings for Baron Financial Group

Baron Financial Group holds 294 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index Russell 2000 Etf (IWM) 13.3 $14M 94k 149.79
SPDR S&P 500 Tr Unit (SPY) 10.0 $11M 32k 334.89
iShares Edge MSCI USA Momentum Fctr ETF Msci Usa Mmentm (MTUM) 6.4 $6.8M 46k 147.40
SPDR Barclays ETF BLMBRG BRC CNVRT (CWB) 6.1 $6.5M 95k 68.89
iShares MSCI Eafe Index Msci Eafe Etf (EFA) 4.9 $5.3M 83k 63.65
SPDR Gold Trust Gold Shs (GLD) 4.0 $4.2M 24k 177.12
iShares MSCI Emerging Markets Index Msci Emg Mkt Etf (EEM) 3.8 $4.1M 93k 44.09
iShares Russell 1000 Growth Index Rus 1000 Grw Etf (IWF) 3.5 $3.7M 17k 216.89
SPDR Series Trust ETF Blomberg Intl Tr (BWX) 3.4 $3.6M 122k 29.67
Vanguard Reit Index ETF Real Estate Etf (VNQ) 3.3 $3.5M 45k 78.96
Vanguard Health Care Health Car Etf (VHT) 3.3 $3.5M 17k 204.00
Guggenheim S&P Global S&p Gbl Water (CGW) 3.0 $3.2M 78k 41.35
First Trust Global Gbl Wnd Enrg Etf (FAN) 2.8 $3.0M 170k 17.53
SPDR S&P Midcap 400 Utser1 S&pdcrp (MDY) 2.7 $2.9M 8.5k 338.83
Vanguard Short Inflation Strm Infproidx (VTIP) 2.6 $2.8M 55k 51.02
iShares Russell 1000 Value Index Rus 1000 Val Etf (IWD) 2.3 $2.4M 20k 118.13
IQ Hedge Multi Strat ETF Hedge Mlti Etf (QAI) 1.9 $2.0M 64k 30.99
First Trust Dow Jones Internet ETF Dj Internt Idx (FDN) 1.5 $1.6M 8.6k 188.33
iShares S&P Smallcap 600 Index Core S&p Scp Etf (IJR) 1.4 $1.5M 22k 70.23
iShares Edge MSCI Intl Quality Fctr ETF Msci Intl Qualty (IQLT) 1.4 $1.5M 48k 31.33
Vanguard Total Stock Mkt Total Stk Mkt (VTI) 1.3 $1.4M 7.9k 170.30
iShares S&P Midcap 400 Index Core S&p Mcp Etf (IJH) 1.1 $1.2M 6.5k 185.31
iShares MSCI KLD 400 Social ETF Msci Kld400 Soc (DSI) 1.1 $1.1M 8.9k 127.95
Ishares Core Msci Core Msci Emkt (IEMG) 1.0 $1.0M 20k 52.80
iShares ESG MSCI EAFE ETF Esg Aw Msci Eafe (ESGD) 0.9 $998k 16k 63.48
iShares ESG MSCI EM ETF Esg Aw Msci Eafe (ESGE) 0.9 $991k 28k 35.61
Apple (AAPL) 0.8 $828k 7.1k 115.81
International Business Machines (IBM) 0.6 $623k 5.1k 121.67
Vanguard Bond Index Fund Short Trm Bond (BSV) 0.4 $464k 5.6k 83.05
Microsoft Corporation (MSFT) 0.4 $459k 2.2k 210.37
Colgate-Palmolive Company (CL) 0.4 $427k 5.5k 77.15
Berkshire Hathaway Cl B Cl B New (BRK.B) 0.4 $427k 2.0k 212.94
Sch Us Reit ETF Us Reit Etf (SCHH) 0.4 $416k 12k 35.37
iShares Core MSCI Eafe Core Msci Eafe (IEFA) 0.3 $354k 5.9k 60.28
Exxon Mobil Corporation (XOM) 0.3 $285k 8.3k 34.33
Pfizer (PFE) 0.2 $260k 7.1k 36.70
iShares Barclays Aggregate Bond Core Us Aggbd Et (AGG) 0.2 $244k 2.1k 118.06
Johnson & Johnson (JNJ) 0.2 $230k 1.5k 148.85
Ishares Short Term Ntnl Shrt Nat Mun Etf (SUB) 0.2 $228k 2.1k 108.10
Vanguard Div Apprciation Div App Etf (VIG) 0.2 $212k 1.7k 128.66
Vanguard Information Inf Tech Etf (VGT) 0.2 $208k 668.00 311.45
Abbott Laboratories (ABT) 0.2 $185k 1.7k 108.83
Automatic Data Processing (ADP) 0.2 $184k 1.3k 139.45
Public Service Enterprise (PEG) 0.2 $183k 3.3k 54.91
iShares Nationl Amt Free National Mun Etf (MUB) 0.2 $176k 1.5k 115.89
Ares Capital Corporation (ARCC) 0.2 $163k 12k 13.95
Becton, Dickinson and (BDX) 0.1 $156k 669.00 232.79
Merck & Co (MRK) 0.1 $147k 1.8k 82.95
Sector SPDR Health Fund Sbi Healthcare (XLV) 0.1 $139k 1.3k 105.48
JPMorgan Chase & Co. (JPM) 0.1 $135k 1.4k 96.27
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $134k 9.4k 14.34
Wisdomtree Total Us Total Dividnd (DTD) 0.1 $132k 1.4k 93.96
Vanguard Ftse Developed Ftse Dev Mkt Etf (VEA) 0.1 $131k 3.2k 40.90
Procter & Gamble Company (PG) 0.1 $128k 924.00 138.99
Vanguard Growth Growth Etf (VUG) 0.1 $123k 541.00 227.61
Abbvie (ABBV) 0.1 $122k 1.4k 87.59
Blackstone Group Com Cl A (BX) 0.1 $120k 2.3k 52.20
Vanguard Small Cap Value Sm Cp Val Etf (VBR) 0.1 $104k 944.00 110.63
PIMCO Broad Us Tips Broad Us Tips (TIPZ) 0.1 $104k 1.6k 64.86
UnitedHealth (UNH) 0.1 $101k 323.00 311.77
iShares Gold Trust Ishares 0.1 $94k 5.2k 17.99
Guggenheim S&P 500 Equal Weight S&p500 Eql Wgt (RSP) 0.1 $94k 870.00 108.14
Unilever Nv Ny Shs Newf N Y Shs New 0.1 $91k 1.5k 60.40
Cisco Systems (CSCO) 0.1 $89k 2.3k 39.39
iShares S&P 500 Growth Index S&p 500 Grwt Etf (IVW) 0.1 $88k 381.00 231.32
Astrazeneca Sponsored Adr (AZN) 0.1 $88k 1.6k 54.80
Boeing Company (BA) 0.1 $83k 500.00 165.26
iShares Iboxx Investop Iboxx Inv Cp Etf (LQD) 0.1 $82k 610.00 134.71
Vanguard Value Value Etf (VTV) 0.1 $76k 723.00 104.51
Disney Walt Hldg Com Disney (DIS) 0.1 $74k 597.00 124.13
iShares Cohen & Steers Realty Majors Cohen Steer Reit (ICF) 0.1 $68k 666.00 102.01
Wal-Mart Stores (WMT) 0.1 $67k 480.00 139.91
Vanguard Short-Term Corporate Bond ETF Shrt Trm Corp Bd (VCSH) 0.1 $66k 800.00 82.85
Vanguard Mid Cap Value Mcap Vl Idxvip (VOE) 0.1 $66k 650.00 101.37
Vanguard Emerging Market Ftse Emr Mkt Etf (VWO) 0.1 $65k 1.5k 43.24
United Parcel Service B CL B (UPS) 0.1 $65k 390.00 166.63
Sector SPDR Consumer Sbi Cons Discr (XLY) 0.1 $64k 432.00 146.98
Nike Inc Class B CL B (NKE) 0.1 $63k 500.00 125.54
iShares S&P 500 Index Core S&p500 Etf (IVV) 0.1 $61k 181.00 336.06
Broadridge Financial Solutions (BR) 0.1 $59k 443.00 132.00
American Intl Group Com New (AIG) 0.1 $57k 2.1k 27.53
Caterpillar (CAT) 0.0 $52k 350.00 149.15
Honeywell International (HON) 0.0 $52k 315.00 164.61
Amgen (AMGN) 0.0 $51k 200.00 254.16
Bank of America Corporation (BAC) 0.0 $50k 2.1k 24.09
American Express Company (AXP) 0.0 $48k 481.00 100.25
Real Estate Select Sctr Rl Est Sel Sec (XLRE) 0.0 $47k 1.3k 35.27
Alphabet Inc Class A Cap Stk Cl A (GOOGL) 0.0 $47k 32.00 1465.59
Powershares Exch Trad Fd Preferred Pfd Etf (PGX) 0.0 $47k 3.2k 14.73
Paypal Holdings (PYPL) 0.0 $45k 230.00 197.03
SYSCO Corporation (SYY) 0.0 $44k 700.00 62.22
Netflix (NFLX) 0.0 $42k 83.00 500.02
Nextera Energy (NEE) 0.0 $41k 148.00 277.44
Fresenius Med Care Sponsored Adr (FMS) 0.0 $41k 960.00 42.48
Wells Fargo & Co Perp Pfd Cnv A (WFC.PL) 0.0 $40k 30.00 1342.07
Invesco Financial Preferred ETF Finl Pfd Etf (PGF) 0.0 $40k 2.1k 18.74
Vanguard Total International Stock ETF Vg Tl Intl Stk F (VXUS) 0.0 $39k 744.00 52.17
Coca-Cola Company (KO) 0.0 $38k 774.00 49.37
Powershares S&P 500 Low S&p500 Low Vol (SPLV) 0.0 $38k 700.00 53.64
Mondelez Intl Inc Cl A Cl A (MDLZ) 0.0 $37k 646.00 57.45
iShares MBS Mbs Etf (MBB) 0.0 $35k 317.00 110.40
Verizon Communications (VZ) 0.0 $35k 585.00 59.49
Pepsi (PEP) 0.0 $35k 250.00 138.70
Providence Service Corporation 0.0 $35k 372.00 92.91
Nice Sponsored Adr (NICE) 0.0 $34k 150.00 227.03
Texas Instruments Incorporated (TXN) 0.0 $34k 236.00 142.77
Intel Corporation (INTC) 0.0 $34k 648.00 51.79
Select Sector Spdr Tr Communication (XLC) 0.0 $33k 558.00 59.40
McDonald's Corporation (MCD) 0.0 $33k 150.00 219.49
Vanguard Consumer Consum Dis Etf (VCR) 0.0 $33k 140.00 234.62
Amazon (AMZN) 0.0 $32k 10.00 3148.70
Powershares Ftse Rafi Us 1000 Ftse Rafi 1000 (PRF) 0.0 $30k 265.00 113.79
Centene Corporation (CNC) 0.0 $30k 514.00 58.33
Air Products & Chemicals (APD) 0.0 $30k 100.00 297.86
Oracle Corporation (ORCL) 0.0 $30k 498.00 59.66
Square Cl A (SQ) 0.0 $29k 180.00 162.55
Murphy Usa (MUSA) 0.0 $29k 226.00 128.27
3M Company (MMM) 0.0 $28k 175.00 160.18
Johnson Controls International SHS (JCI) 0.0 $28k 675.00 40.85
Altria (MO) 0.0 $27k 700.00 38.64
EOG Resources (EOG) 0.0 $26k 732.00 35.94
Yum! Brands (YUM) 0.0 $25k 274.00 91.40
Vanguard Small Cap Grwth Sml Cp Grw Etf (VBK) 0.0 $24k 111.00 214.93
Mastercard Cl A (MA) 0.0 $24k 70.00 338.17
Alphabet Inc Class C Cap Stk Cl C (GOOG) 0.0 $24k 16.00 1469.62
Vanguard Small Cap Small Cp Etf (VB) 0.0 $23k 150.00 153.80
Ampio Pharmaceuticals 0.0 $23k 24k 0.96
Illinois Tool Works (ITW) 0.0 $22k 115.00 193.21
Investors Ban 0.0 $22k 3.1k 7.26
Wisdom Tree Dividend Ex Us Divid Ex Fncl (AIVL) 0.0 $21k 282.00 75.37
iShares Nasdaq Nasdaq Biotech (IBB) 0.0 $21k 156.00 135.41
Oge Energy Corp (OGE) 0.0 $20k 675.00 29.99
Sealed Air (SEE) 0.0 $20k 517.00 38.78
Hawaiian Electric Industries (HE) 0.0 $20k 600.00 33.24
Sector SPDR Util Select Sbi Int-utils (XLU) 0.0 $20k 335.00 59.38
W.R. Grace & Co. 0.0 $20k 492.00 40.29
Cme (CME) 0.0 $20k 118.00 167.31
Paccar (PCAR) 0.0 $20k 230.00 85.28
Schw Emg Mkt Eq ETF Emrg Mkteq Etf (SCHE) 0.0 $20k 728.00 26.76
Gilead Sciences (GILD) 0.0 $19k 300.00 63.19
Ross Stores (ROST) 0.0 $19k 200.00 93.32
Facebook Inc Class A Cl A (META) 0.0 $18k 70.00 261.90
Chevron Corporation (CVX) 0.0 $18k 248.00 72.00
At&t (T) 0.0 $17k 592.00 28.51
Carnival Corp Unit 99/99/9999 (CCL) 0.0 $17k 1.1k 15.18
American Electric Power Company (AEP) 0.0 $16k 200.00 81.73
PPL Corporation (PPL) 0.0 $16k 583.00 27.22
eBay (EBAY) 0.0 $16k 300.00 52.10
Accenture Plc Cl A Shs Class A (ACN) 0.0 $16k 69.00 225.99
Sch Us Tips ETF Us Tips Etf (SCHP) 0.0 $16k 253.00 61.63
Alps Alerian Mlp ETF Alerian Mlp (AMLP) 0.0 $15k 769.00 19.98
UGI Corporation (UGI) 0.0 $15k 450.00 32.98
Eli Lilly & Co. (LLY) 0.0 $15k 100.00 148.02
Spdr Wells Fargo Wells Fg Pfd Etf (PSK) 0.0 $14k 320.00 43.47
Zimmer Holdings (ZBH) 0.0 $14k 100.00 136.14
Murphy Oil Corporation (MUR) 0.0 $14k 1.5k 8.92
Twitter 0.0 $13k 300.00 44.50
Toyota Motor Cp ADR Newf Sp Adr Rep2com (TM) 0.0 $13k 100.00 132.44
Udr (UDR) 0.0 $13k 400.00 32.61
iShares Tr Barclays Tips Tips Bd Etf (TIP) 0.0 $13k 99.00 126.51
Yum China Holdings (YUMC) 0.0 $13k 236.00 52.95
DISH Network Corp Cl A 0.0 $12k 401.00 29.03
Workhorse Group Com New (WKHS) 0.0 $11k 450.00 25.28
Lab Cp Of Amer Hldg Com New (LH) 0.0 $11k 60.00 188.27
Regeneron Pharmaceuticals (REGN) 0.0 $11k 20.00 559.80
iShares Silver Trust Ishares (SLV) 0.0 $11k 514.00 21.64
Sch Us Mid-Cap ETF Us Mid-cap Etf (SCHM) 0.0 $11k 200.00 55.48
Asml Holding Nv N Y Registry Shs (ASML) 0.0 $11k 30.00 369.27
CVS Caremark Corporation (CVS) 0.0 $11k 186.00 58.24
Norfolk Southern (NSC) 0.0 $11k 50.00 214.00
Starbucks Corporation (SBUX) 0.0 $10k 120.00 85.92
Prologis (PLD) 0.0 $10k 100.00 100.62
FedEx Corporation (FDX) 0.0 $10k 40.00 251.53
Danaher Corporation (DHR) 0.0 $9.7k 45.00 215.33
Gcp Applied Technologies 0.0 $9.6k 458.00 20.95
Weyerhaeuser Com New (WY) 0.0 $9.6k 335.00 28.52
Prudential Financial (PRU) 0.0 $9.5k 150.00 63.52
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $9.5k 701.00 13.53
iShares Russell 2000 Growth Index Rus 2000 Grw Etf (IWO) 0.0 $9.3k 42.00 221.52
Spdr Ser Tr Spdr Bloomberg (BIL) 0.0 $9.2k 100.00 91.52
Deere & Company (DE) 0.0 $8.9k 40.00 221.62
Bank of New York Mellon Corporation (BK) 0.0 $8.9k 258.00 34.34
General Dynamics Corporation (GD) 0.0 $8.8k 64.00 137.98
Pnc Financial Services Group 0.0 $8.7k 327.00 26.60
iShares Tr Barclays Bond 1 3 Yr Treas Bd (SHY) 0.0 $8.3k 96.00 86.62
US Bancorp Com New 0.0 $8.3k 312.00 26.64
iShares Short Treasury Bond Short Treas Bd (SHV) 0.0 $7.6k 69.00 110.70
iShares 0-5 Year TIPS Bond ETF 0-5 Yr Tips Etf (STIP) 0.0 $7.6k 73.00 104.05
General Electric Company 0.0 $7.6k 1.2k 6.23
SPDR Portfolio Emerging Markets ETF Portfolio Emg Mk (SPEM) 0.0 $7.5k 206.00 36.56
Dow (DOW) 0.0 $7.4k 157.00 47.05
Royal Dutch Shell Spon Adr B 0.0 $7.3k 300.00 24.22
Charles Schwab Corporation (SCHW) 0.0 $7.2k 200.00 36.23
Cormedix Inc cormedix (CRMD) 0.0 $6.0k 1.0k 6.03
Allianzgi Nfj Divid Int Prem S cefs 0.0 $5.9k 501.00 11.80
Reinsurance Grp Of Amerpfd 6.2 p 0.0 $5.8k 224.00 26.11
First Commonwealth Financial (FCF) 0.0 $5.7k 738.00 7.74
iShares US Real Estate U.s. Real Es Etf (IYR) 0.0 $5.7k 71.00 79.85
iShares MSCI Cda Idx Msci Cda Etf (EWC) 0.0 $5.5k 200.00 27.41
iShares S&P Smll Cap 600 S&P SML 600 GWT (IJT) 0.0 $5.5k 31.00 176.45
Southern Company (SO) 0.0 $5.4k 100.00 54.22
Novavax Com New (NVAX) 0.0 $5.4k 50.00 108.36
Epr Properties Com Sh Ben Int (EPR) 0.0 $5.2k 188.00 27.50
Tucows Com New (TCX) 0.0 $5.2k 75.00 68.91
Blink Charging (BLNK) 0.0 $5.2k 500.00 10.31
Vanguard Energy Energy Etf (VDE) 0.0 $5.0k 125.00 40.31
Schw Intl Scap ETF Intl Sceqt Etf (SCHC) 0.0 $4.9k 150.00 32.53
Gw Pharmaceutic Ads 0.0 $4.9k 50.00 97.36
Hewlett Packard Enterprise (HPE) 0.0 $4.7k 500.00 9.37
Fidelity Covington Trust Msci Rl Est Etf (FREL) 0.0 $4.6k 197.00 23.50
Charter Communicatn Cl A (CHTR) 0.0 $4.4k 7.00 624.29
Sector SPDR Engy Select Energy (XLE) 0.0 $4.3k 145.00 29.95
Arcturus Therapeutics Hldg I (ARCT) 0.0 $4.3k 100.00 42.90
Atlas Ord SHS 0.0 $4.1k 459.00 8.94
Goldman Sachs (GS) 0.0 $4.0k 20.00 200.95
Empire State Realty OP Unit Ltd Prtnsp (ESBA) 0.0 $3.9k 650.00 6.06
Eaton Corporation SHS (ETN) 0.0 $3.8k 37.00 102.03
General Motors Company (GM) 0.0 $3.7k 125.00 29.59
Vanguard 500 ETF S&p 500 Etf Shs (VOO) 0.0 $3.7k 12.00 307.67
Tyco Electronics Reg Shs (TEL) 0.0 $3.6k 37.00 97.73
Kraft Heinz (KHC) 0.0 $3.4k 115.00 29.95
iShares Trust ETF Jpmorgan Usd Emg (EMB) 0.0 $3.4k 31.00 110.90
Sustainable Opport Acq Eqy Warrant *w Exp 99/99/999 0.0 $3.3k 1.8k 1.80
Comcast Corp New Cl A Cl A (CMCSA) 0.0 $3.2k 70.00 46.26
Baidu Spon Adr Rep A (BIDU) 0.0 $3.0k 24.00 126.58
iShares Tr Barclays Bond 20 Yr Tr Bd Etf (TLT) 0.0 $2.8k 17.00 163.24
Chewy Inccl A Cl A (CHWY) 0.0 $2.7k 50.00 54.84
Emerson Electric (EMR) 0.0 $2.6k 40.00 65.58
Kensington Capital Acq Eqy Warrant *w Exp 07/01/202 0.0 $2.6k 581.00 4.50
Melco Resorts & Entertainment Adr (MLCO) 0.0 $2.6k 157.00 16.65
EchoStar Corp Cl A (SATS) 0.0 $2.6k 105.00 24.89
DiamondPeak Holdings Corp Com Cl A 0.0 $2.6k 100.00 25.75
Elanco Animal Health (ELAN) 0.0 $2.5k 90.00 27.93
Apache Corporation 0.0 $2.4k 254.00 9.47
iShares S&P Midcap 400 Value Index Core S&p Mcp Etf (IJJ) 0.0 $2.3k 17.00 134.88
Powershares Db Commodity Index Tracking Unit (DBC) 0.0 $2.2k 171.00 13.06
Rockwell Medical Technologies 0.0 $2.1k 2.0k 1.07
Teva Pharm Inds Ltd Adrf Sponsored Ads (TEVA) 0.0 $2.0k 226.00 9.01
Tortoise Acquisition Corp Cl A 0.0 $2.0k 40.00 49.83
Blink Charging Co Wt Exp 013123 *w Exp 01/31/202 0.0 $2.0k 325.00 6.07
Powershares Db Multi Sector Oil Fd (DBO) 0.0 $1.9k 270.00 7.19
Insurance Acquisition Corp Ordinary Shares - Class Cl A 0.0 $1.8k 150.00 11.81
Corteva (CTVA) 0.0 $1.8k 61.00 28.80
4068594 Enphase Energy (ENPH) 0.0 $1.7k 20.00 82.60
Endo International SHS (ENDPQ) 0.0 $1.7k 500.00 3.30
iShares Russell Mid Cap Rus Mdcp Val Etf (IWS) 0.0 $1.6k 20.00 80.85
Sanofi Aventis Sponsored Adr (SNY) 0.0 $1.5k 30.00 50.17
MetLife (MET) 0.0 $1.5k 39.00 37.18
Hennessy Cap Acqustn Eqy Warrant *w Exp 09/05/202 0.0 $1.3k 550.00 2.31
Therapeuticsmd 0.0 $1.3k 800.00 1.58
Insurance Eqy Warrant *w Exp 03/31/202 0.0 $1.2k 450.00 2.77
Lyft Cl A Com (LYFT) 0.0 $1.2k 45.00 27.56
MGM Resorts International. (MGM) 0.0 $1.2k 55.00 21.75
Adient Ord Shs (ADNT) 0.0 $1.2k 67.00 17.33
Tortoise North American Pipeline Tortoise Nram Pi (TPYP) 0.0 $1.1k 73.00 14.99
B Riley Principl Mrgr Ii Eqy Warrant *w Exp 05/06/202 0.0 $1.1k 800.00 1.35
iShares Trust Eafe Sml Cp Etf (SCZ) 0.0 $1.0k 17.00 59.00
1life Healthcare 0.0 $992.999000 35.00 28.37
Velodyne Lidar Eqy Warrant *w Exp 09/29/202 Added 0.0 $978.000000 200.00 4.89
Churchill Capital Iii Eqy Warrant *w Exp 03/01/202 0.0 $900.000000 450.00 2.00
Nokia Corp Sponsored Adr (NOK) 0.0 $899.001000 230.00 3.91
Citigroup Com New (C) 0.0 $862.000000 20.00 43.10
Ambev Sa Sponsored Adr (ABEV) 0.0 $858.990000 380.00 2.26
Fidelity Covington Trust Msci Hlth Care I (FHLC) 0.0 $842.000000 16.00 52.62
iShares Edge MSCI Min Vol Emerging Mkts Msci Emerg Mrkt (EEMV) 0.0 $773.000200 14.00 55.21
Valley National Ban (VLY) 0.0 $685.000000 100.00 6.85
Spdr Ser Tr Portfolio S&p600 (SPSM) 0.0 $685.000000 25.00 27.40
iShares MSCI ETF Msci Eafe Min Vl (EFAV) 0.0 $681.000000 10.00 68.10
Ford Motor Company (F) 0.0 $666.000000 100.00 6.66
Sirius Xm Holdings (SIRI) 0.0 $642.996000 120.00 5.36
Gigcapital2 Eqy Warrant *w Exp 02/28/202 0.0 $592.020000 650.00 0.91
Pivotal Investment Eqy Warrant *w Exp 06/01/202 0.0 $555.000000 150.00 3.70
New Providence Acquitn Eqy Warrants *w Exp 09/11/202 0.0 $544.995000 450.00 1.21
Hl Acquisitions Eqy Warrant *w Exp 06/21/202 0.0 $518.000000 250.00 2.07
American Virtl Cld Tech Eqy Warrant *w Exp 04/07/202 0.0 $497.080000 1.7k 0.29
iShares S&P Smallcap 600 Value Index Sp Smcp600vl Etf (IJS) 0.0 $490.000000 4.00 122.50
Wells Fargo & Company (WFC) 0.0 $470.000000 20.00 23.50
Gigcapital3 Eqy Warrant *w Exp 05/18/202 0.0 $448.000000 700.00 0.64
Spartan Energy Acquisition Corp Cl A Com Stk 0.0 $447.001400 31.00 14.42
Fortress Value Acquisitn Eqy Warrant *w Exp 05/04/202 0.0 $411.000000 125.00 3.29
Pentair SHS (PNR) 0.0 $366.000000 8.00 45.75
Infra And Energy Altrntive Inc Wt Exp 052021 *w Exp 05/20/202 0.0 $362.000000 1.0k 0.36
Opes Acquisition Eqy Warrant *w Exp 03/13/202 0.0 $357.000000 150.00 2.38
B Riley Principal Merger Corp II Cl A 0.0 $350.000000 35.00 10.00
Asure Software (ASUR) 0.0 $340.002000 45.00 7.56
Travelers Companies (TRV) 0.0 $324.999900 3.00 108.33
First Industrial Realty Trust (FR) 0.0 $278.999700 7.00 39.86
Avis Budget (CAR) 0.0 $263.000000 10.00 26.30
Hovnanian Enterprs Cl A Cl A New (HOV) 0.0 $260.000000 8.00 32.50
Cigna Corp (CI) 0.0 $169.000000 1.00 169.00
Corporate Office Properties Trust Sh Ben Int (CDP) 0.0 $95.000000 4.00 23.75
Enerplus Corp (ERF) 0.0 $51.998800 28.00 1.86
CenturyLink 0.0 $50.000000 5.00 10.00
American Intl Gp 21Wts *w Exp 01/19/202 0.0 $10.000600 62.00 0.16