Boothbay Fund Management

Boothbay Fund Management as of Dec. 31, 2018

Portfolio Holdings for Boothbay Fund Management

Boothbay Fund Management holds 633 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sprott Physical Gold & S (CEF) 5.7 $39M 3.1M 12.54
Fox News 3.5 $24M 503k 47.78
Altaba 3.3 $23M 395k 57.94
Shire 3.1 $21M 122k 174.04
Alphabet Inc Class A cs (GOOGL) 2.3 $16M 15k 1045.00
Spdr S&p 500 Etf Tr option 2.0 $14M 540.00 25000.00
Megalith Finl Acquisition Co unit 09/30/2025 1.7 $12M 1.2M 10.08
Red Hat 1.7 $12M 66k 175.64
Kbl Merger Corp Iv unit 01/15/2024 1.5 $10M 966k 10.70
Spdr S&p 500 Etf Tr option 1.4 $9.5M 381.00 24993.33
Trident Acquisitions Corp unit 05/09/2023 1.3 $9.1M 898k 10.19
Travelport Worldwide 1.2 $8.5M 541k 15.62
Pandora Media 1.2 $8.2M 1.0M 8.09
Cf Fin Acquisition Corp unit 04/30/2025 1.2 $8.0M 800k 10.00
Madrigal Pharmaceuticals 1.1 $7.6M 676.00 11269.66
Lilly Eli & Co option 1.1 $7.2M 624.00 11570.73
Sprott Physical Silver Tr tr unit (PSLV) 1.0 $7.0M 1.3M 5.59
Spdr S&p 500 Etf (SPY) 0.9 $6.6M 26k 249.90
Bluebird Bio 0.9 $6.5M 656.00 9916.67
Alberton Acquisition Corp unit 04/22/2020 0.8 $5.5M 549k 10.07
Gw Pharmaceuticals Plc ads 0.7 $5.0M 512.00 9738.28
Trinity Merger Corp 0.7 $5.0M 504k 9.99
Edtechx Hldgs Acquisition 0.7 $5.0M 500k 9.99
Chardan Healthcare Acquisition 0.7 $4.9M 489k 10.07
VERTEX PHARMACEUTICALS INC CMN Stk cmn 0.7 $4.7M 286.00 16573.77
Bison Cap Acquisition Corp ord 0.7 $4.6M 446k 10.40
Barclays Bk Plc put 0.7 $4.7M 1.0k 4688.42
Morgan Stanley Asia Pacific Fund 0.7 $4.6M 279k 16.45
Black Ridge Acquisition Corp 0.7 $4.4M 442k 10.04
Integrated Device Technology 0.6 $4.3M 89k 48.43
Tottenham Acquisition I Ltd unit 05/06/2025 0.6 $4.3M 425k 10.21
Greenland Acquisitin Corpora unit 03/03/2025 0.6 $4.3M 437k 9.90
BERKSHIRE HATHAWAYS - CLASS B Common Stock cmn 0.6 $4.2M 205.00 20419.51
Amazon (AMZN) 0.6 $4.1M 2.7k 1502.03
Imperva 0.6 $4.1M 73k 55.69
Discovery Communications 0.6 $3.9M 170k 23.08
Randgold Resources 0.6 $3.9M 47k 82.88
Gilead Sciences Inc option 0.5 $3.7M 589.00 6253.16
Microsoft Corporation (MSFT) 0.5 $3.6M 35k 101.58
Nxp Semiconductors N V (NXPI) 0.5 $3.5M 48k 73.28
Constellation Alpha Capital unit 99/99/9999 0.5 $3.4M 319k 10.56
Morgan Stanley Emerging Markets Debt (MSD) 0.5 $3.3M 400k 8.23
Dd3 Acquisition Corp unit 10/12/2023 0.5 $3.2M 324k 10.02
Big Rock Partners Acquisi 0.5 $3.1M 300k 10.20
Tribune Co New Cl A 0.4 $3.0M 67k 45.37
Stewart Information Services Corporation (STC) 0.4 $3.0M 72k 41.39
Loxo Oncology Inc put 0.4 $2.9M 209.00 14000.00
Trident Acquisitions Corp *w exp 05/09/202 0.4 $3.0M 296k 9.97
Biogen Idec Inc option 0.4 $2.7M 89.00 30089.89
Intercept Pharmaceuticals In 0.4 $2.7M 265.00 10095.24
Tkk Symphony Acquisition Cor unit 08/15/2023 0.4 $2.7M 266k 10.09
Tenzing Acquisition Corp unit 08/24/2024 0.4 $2.6M 260k 10.07
Intel Corporation (INTC) 0.4 $2.5M 52k 46.93
Visa (V) 0.3 $2.4M 18k 131.94
Apple Inc option 0.3 $2.4M 152.00 15777.78
Bristol-myers Squibb 0.3 $2.3M 448.00 5198.66
Asia Pacific Fund 0.3 $2.3M 200k 11.40
Madison Square Garden Cl A (MSGS) 0.3 $2.3M 8.4k 267.73
Metropcs Communications (TMUS) 0.3 $2.2M 34k 63.62
Bristol Myers Squibb Co put 0.3 $2.1M 412.00 5192.31
Orbcomm 0.3 $2.1M 250k 8.26
Bausch Health Cos Inc call 0.3 $2.0M 1.1k 1847.53
Qualcomm (QCOM) 0.3 $2.0M 35k 56.92
Union Acquisition Corp w exp 07/01/202 0.3 $2.0M 200k 10.07
Schultze Special Purpose Acquisi Unt 0.3 $2.0M 200k 9.96
FirstEnergy (FE) 0.3 $1.9M 52k 37.55
Synopsys (SNPS) 0.3 $1.9M 23k 84.25
Sprint 0.3 $1.9M 333k 5.82
Twenty First Centy Fox Inc opt 0.3 $1.9M 400.00 4812.50
Bluebird Bio 0.3 $1.9M 196.00 9917.81
Cooper Std Hldgs Inc call 0.3 $1.9M 312.00 6208.33
Thunder Bridge Acquisition L unit 01/01/2025 0.3 $2.0M 192k 10.18
Barclays Bk Plc call 0.3 $1.9M 400.00 4690.00
Adobe Systems Incorporated (ADBE) 0.3 $1.8M 8.0k 226.28
Disney Walt Co option 0.3 $1.8M 163.00 10963.19
Ss&c Technologies Holding (SSNC) 0.3 $1.8M 40k 45.11
Telefonaktiebolaget LM Ericsson (ERIC) 0.2 $1.7M 196k 8.87
Churchill Downs (CHDN) 0.2 $1.7M 7.0k 244.00
Alibaba Group Holding (BABA) 0.2 $1.7M 13k 137.07
Dominion Resources (D) 0.2 $1.6M 23k 71.44
Ciena Corporation (CIEN) 0.2 $1.6M 49k 33.92
Dominion Res Inc Va New option 0.2 $1.6M 230.00 7144.44
Cintas Corporation (CTAS) 0.2 $1.6M 9.3k 168.04
SCANA Corporation 0.2 $1.6M 34k 47.77
Texas Instrs Inc option 0.2 $1.6M 165.00 9448.48
Expedia (EXPE) 0.2 $1.6M 14k 112.68
Vulcan Materials Company (VMC) 0.2 $1.5M 15k 98.80
ALNYLAM PHARMACEUTICALS INC. Common Stock cmn 0.2 $1.5M 211.00 7291.67
Liveramp Holdings (RAMP) 0.2 $1.5M 39k 38.64
Thunder Bridge Acquisition L *w exp 01/01/202 0.2 $1.5M 155k 9.90
Ishares Tr Index option 0.2 $1.4M 107.00 13392.52
Amarin Corp Plc option 0.2 $1.4M 1.1k 1361.33
Blueprint Medicines Corp cmn 0.2 $1.4M 264.00 5390.15
Dxc Technology (DXC) 0.2 $1.4M 27k 53.17
Jbg Smith Properties (JBGS) 0.2 $1.4M 41k 34.80
Marathon Petroleum Corp (MPC) 0.2 $1.4M 24k 58.99
International Game Technology (IGT) 0.2 $1.4M 93k 14.63
Beigene Ltd put 0.2 $1.4M 97.00 14019.61
Greenland Acquisitin Corpora *w exp 03/03/202 0.2 $1.4M 137k 9.90
Boyd Gaming Corporation (BYD) 0.2 $1.3M 62k 20.78
MasterCard Incorporated (MA) 0.2 $1.3M 6.9k 188.71
Xilinx 0.2 $1.3M 15k 85.16
Thermo Fisher Scientific (TMO) 0.2 $1.3M 5.7k 223.84
Brinker International (EAT) 0.2 $1.3M 29k 43.96
Acorda Therapeutics 0.2 $1.3M 822.00 1557.18
Ecolab Inc cmn 0.2 $1.3M 89.00 14730.34
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.2 $1.3M 82k 16.10
Opes Acquisition Corp unit 03/07/2023 0.2 $1.3M 129k 10.27
Take-Two Interactive Software (TTWO) 0.2 $1.2M 12k 102.90
Extreme Networks (EXTR) 0.2 $1.2M 203k 6.10
China Fund (CHN) 0.2 $1.2M 72k 16.89
Argan (AGX) 0.2 $1.2M 33k 37.83
Ashford (AINC) 0.2 $1.2M 24k 51.91
Esperion Therapeutics Inc Ne 0.2 $1.3M 276.00 4600.00
Columbia Finl (CLBK) 0.2 $1.2M 80k 15.29
Columbia Finl Inc put 0.2 $1.2M 800.00 1528.75
Fidelity National Information Services (FIS) 0.2 $1.2M 11k 102.54
Paychex (PAYX) 0.2 $1.2M 18k 65.14
Salesforce Com Inc call 0.2 $1.2M 86.00 13697.67
Northstar Realty Europe 0.2 $1.2M 79k 14.55
Okta Inc cl a (OKTA) 0.2 $1.2M 19k 63.81
Wyndham Hotels And Resorts (WH) 0.2 $1.2M 26k 45.37
Allegro Merger Corp unit 12/31/2023 0.2 $1.1M 110k 10.32
Bemis Company 0.2 $1.1M 24k 45.91
UnitedHealth (UNH) 0.2 $1.1M 4.4k 249.09
Central Garden & Pet (CENTA) 0.2 $1.1M 36k 31.24
F5 Networks Inc option 0.2 $1.1M 66.00 16200.00
Taiwan Fund (TWN) 0.2 $1.1M 73k 15.16
Seagate Technology Common Stock cmn 0.2 $1.1M 278.00 3859.71
Owens Rlty Mtg 0.2 $1.1M 57k 18.79
Equity Commonwealth (EQC) 0.2 $1.1M 38k 30.01
Paypal Hldgs Inc call 0.2 $1.1M 133.00 8406.02
Ribbon Communication (RBBN) 0.2 $1.1M 232k 4.82
Automatic Data Processing (ADP) 0.1 $1.0M 7.8k 131.11
Exelon Corporation (EXC) 0.1 $1.0M 22k 45.10
salesforce (CRM) 0.1 $1.0M 7.4k 136.99
Mellanox Technologies 0.1 $1.0M 11k 92.37
Morgan Stanley Emerging Markets Fund 0.1 $1.0M 65k 16.11
Ishares Tr dj us real est 0.1 $1.0M 135.00 7496.30
Facebook Inc cl a (META) 0.1 $1.0M 7.9k 131.06
Sarepta Therapeutics Inc. cmn 0.1 $1.0M 93.00 10900.00
Tesaro 0.1 $1.0M 140.00 7428.57
Zillow Group Inc Cl A (ZG) 0.1 $1.1M 34k 31.41
Liberty Media Corp Delaware Com A Braves Grp 0.1 $1.0M 28k 36.78
Twelve Seas Investment Compa unit 06/21/2023 0.1 $1.0M 100k 10.27
Infinera Corporation note 2.125% 9/0 0.1 $997k 1.3M 0.74
Suntrust Banks Inc $1.00 Par Cmn 0.1 $957k 19k 50.45
CenterPoint Energy (CNP) 0.1 $936k 33k 28.23
athenahealth 0.1 $963k 7.3k 131.94
Monolithic Power Systems (MPWR) 0.1 $960k 8.3k 116.21
Electronic Arts Inc option 0.1 $955k 121.00 7892.56
Wendy's/arby's Group (WEN) 0.1 $953k 61k 15.61
Bsb Bancorp Inc Md 0.1 $941k 34k 28.05
Hyde Park Bancorp, Mhc 0.1 $964k 45k 21.34
Msg Network Inc cl a 0.1 $968k 41k 23.55
Broadcom (AVGO) 0.1 $943k 3.7k 254.38
Consolidated Edison (ED) 0.1 $859k 11k 76.42
NiSource (NI) 0.1 $860k 34k 25.34
Danaher Corporation (DHR) 0.1 $923k 9.0k 103.13
Entergy Corporation (ETR) 0.1 $918k 11k 86.03
Hanger Orthopedic 0.1 $922k 49k 18.95
FleetCor Technologies (FLT) 0.1 $916k 4.9k 185.80
SPS Commerce (SPSC) 0.1 $877k 11k 82.42
Immunomedics Inc Cmn Stk cmn 0.1 $925k 648.00 1427.47
Taiwan Semiconductor Mfg Ltd opt 0.1 $912k 247.00 3692.31
Liberty Global Inc Com Ser A 0.1 $898k 42k 21.33
Qts Realty Trust 0.1 $881k 24k 37.05
Kite Rlty Group Tr (KRG) 0.1 $872k 62k 14.09
Global Blood Therapeutics In call 0.1 $911k 222.00 4103.60
Itt (ITT) 0.1 $884k 18k 48.27
Tesla Inc convertible security 0.1 $870k 719k 1.21
Altice Usa Inc cl a (ATUS) 0.1 $891k 54k 16.52
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.1 $863k 67k 12.80
Resideo Technologies (REZI) 0.1 $904k 44k 20.55
Taiwan Semiconductor Mfg (TSM) 0.1 $817k 22k 36.89
Walt Disney Company (DIS) 0.1 $814k 7.4k 109.63
Cheesecake Factory Incorporated (CAKE) 0.1 $836k 19k 43.51
Acacia Research Corporation (ACTG) 0.1 $810k 272k 2.98
Motorola Solutions (MSI) 0.1 $848k 7.4k 115.08
Paypal Holdings (PYPL) 0.1 $818k 9.7k 84.12
North American Const (NOA) 0.1 $823k 93k 8.90
Evergy (EVRG) 0.1 $826k 15k 56.79
Rpt Realty 0.1 $840k 70k 11.95
Ansys (ANSS) 0.1 $749k 5.2k 142.91
Sherwin-Williams Company (SHW) 0.1 $787k 2.0k 393.50
Jack in the Box (JACK) 0.1 $776k 10k 77.65
Credit Acceptance (CACC) 0.1 $738k 1.9k 381.99
Netflix (NFLX) 0.1 $766k 2.9k 267.55
Spdr Series Trust option 0.1 $747k 200.00 3735.00
Valero Energy Corp New option 0.1 $750k 100.00 7500.00
iShares Dow Jones US Real Estate (IYR) 0.1 $754k 10k 74.95
Msci Inc-a cmn 0.1 $737k 50.00 14740.00
Rexnord 0.1 $783k 34k 22.96
Insmed 0.1 $765k 583.00 1312.18
Orion Engineered Carbons (OEC) 0.1 $757k 30k 25.28
Crown Castle Intl (CCI) 0.1 $761k 7.0k 108.67
Colliers International Group sub vtg (CIGI) 0.1 $748k 14k 55.00
Global Blood Therapeutics In 0.1 $741k 18k 41.05
Avaya Holdings Corp 0.1 $746k 51k 14.56
Melco Crown Entertainment (MLCO) 0.1 $711k 40k 17.61
Verisign (VRSN) 0.1 $654k 4.4k 148.27
Valero Energy Corporation (VLO) 0.1 $696k 9.3k 74.94
SL Green Realty 0.1 $662k 8.4k 79.07
Public Service Enterprise (PEG) 0.1 $693k 13k 52.02
Sempra Energy (SRE) 0.1 $660k 6.1k 108.21
Cheniere Energy (LNG) 0.1 $693k 12k 59.20
Orbotech Ltd Com Stk 0.1 $690k 12k 56.54
Johnson Outdoors (JOUT) 0.1 $682k 12k 58.78
Spdr Series Trust option 0.1 $702k 150.00 4680.00
Suntrust Bks Inc option 0.1 $696k 138.00 5043.48
Suntrust Bks Inc option 0.1 $696k 138.00 5043.48
Netapp Inc option 0.1 $692k 116.00 5965.52
Merck & Co Inc New put 0.1 $718k 94.00 7638.30
Lazard World Dividend & Income Fund 0.1 $655k 77k 8.52
Trimble Navigation Ltd Cmn Stk cmn 0.1 $666k 202.00 3294.74
Si Financial Group 0.1 $691k 54k 12.73
Hamilton Bancorp Inc Md 0.1 $694k 50k 13.90
Empire St Rlty Tr Inc cl a (ESRT) 0.1 $720k 51k 14.24
Lamar Advertising Co New call 0.1 $678k 98.00 6918.37
Avangrid (AGR) 0.1 $684k 14k 50.11
Rh (RH) 0.1 $693k 5.8k 119.85
Vistra Energy (VST) 0.1 $666k 29k 22.88
Incyte Corporation (INCY) 0.1 $587k 9.2k 63.62
KB Home (KBH) 0.1 $609k 32k 19.10
Apple (AAPL) 0.1 $595k 3.8k 157.66
eHealth (EHTH) 0.1 $637k 17k 38.45
Kirkland's (KIRK) 0.1 $587k 62k 9.53
Zumiez (ZUMZ) 0.1 $629k 33k 19.16
Ametek (AME) 0.1 $605k 8.9k 67.68
M.D.C. Holdings (MDC) 0.1 $624k 22k 28.11
Asa (ASA) 0.1 $599k 63k 9.46
Kinder Morgan Inc cmn 0.1 $616k 400.00 1540.00
Horizon Pharma 0.1 $586k 30k 19.53
Easterly Government Properti reit (DEA) 0.1 $607k 39k 15.69
Mirati Therapeutics 0.1 $607k 143.00 4244.76
First Data 0.1 $645k 38k 16.91
Liberty Media Corp Series C Li 0.1 $597k 19k 30.71
Deciphera Pharmaceuticals (DCPH) 0.1 $639k 31k 20.98
At&t (T) 0.1 $525k 18k 28.55
AvalonBay Communities (AVB) 0.1 $529k 3.0k 174.19
Ez (EZPW) 0.1 $569k 74k 7.73
Lam Research Corporation (LRCX) 0.1 $571k 4.2k 136.18
El Paso Electric Company 0.1 $545k 11k 50.16
Consolidated-Tomoka Land 0.1 $583k 11k 52.48
Extra Space Storage (EXR) 0.1 $548k 6.1k 90.52
Brandywine Realty Trust (BDN) 0.1 $547k 43k 12.87
BlackRock Floating Rate Income Trust (BGT) 0.1 $522k 45k 11.55
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $547k 46k 11.89
Infosys Technologies Ltd call 0.1 $560k 588.00 952.38
Skyworks Solutions Inc call 0.1 $516k 77.00 6701.30
Kilroy Realty Cmn Stock cmn 0.1 $528k 84.00 6285.71
Neophotonics Corp 0.1 $527k 81k 6.49
Spdr S&p Oil & Gas Exp & Pr call 0.1 $531k 200.00 2655.00
Hometown Bankshares 0.1 $526k 44k 11.84
Norwegian Cruise Line Hldgs (NCLH) 0.1 $534k 13k 42.39
Seaworld Entertainment (SEAS) 0.1 $555k 25k 22.07
Intelsat Sa 0.1 $524k 25k 21.39
Bluerock Residential Growth Re 0.1 $519k 58k 9.03
Eagle Pt Cr (ECC) 0.1 $568k 40k 14.20
Vareit, Inc reits 0.1 $545k 76k 7.15
Intec Pharma 0.1 $555k 74k 7.53
First Data Corp New call 0.1 $517k 306.00 1689.54
S&p Global (SPGI) 0.1 $517k 3.0k 169.84
Invesco Qqq Trust Series 1 (QQQ) 0.1 $517k 3.4k 154.33
Perspecta 0.1 $529k 31k 17.23
CarMax (KMX) 0.1 $457k 7.3k 62.69
Hawaiian Electric Industries (HE) 0.1 $475k 13k 36.62
Coherent 0.1 $469k 4.4k 105.61
Williams Companies (WMB) 0.1 $453k 21k 22.07
Constellation Brands (STZ) 0.1 $472k 2.9k 160.65
DSW 0.1 $462k 19k 24.68
Kilroy Realty Corporation (KRC) 0.1 $452k 7.2k 62.91
Golar Lng (GLNG) 0.1 $476k 22k 21.76
Pinnacle West Capital Corporation (PNW) 0.1 $499k 5.9k 85.23
Corcept Therapeutics Incorporated (CORT) 0.1 $460k 35k 13.35
LogMeIn 0.1 $460k 5.6k 81.53
Discovery Communications Inc cmn 0.1 $468k 189.00 2476.19
On Semiconductor Corp Cmn Stk cmn 0.1 $505k 306.00 1650.33
Cooper Standard Holdings (CPS) 0.1 $497k 8.0k 62.12
Rlj Lodging Trust (RLJ) 0.1 $466k 28k 16.39
Stag Industrial (STAG) 0.1 $481k 19k 24.86
Marathon Petroleum Corp cmn 0.1 $472k 80.00 5900.00
Asml Holding (ASML) 0.1 $457k 2.9k 155.76
Quotient 0.1 $453k 74k 6.12
Acceleron Pharma 0.1 $449k 103.00 4359.22
Healthcare Tr Amer Inc cl a 0.1 $454k 18k 25.33
Argan Inc call 0.1 $473k 125.00 3784.00
Eiger Biopharmaceuticals (EIGR) 0.1 $466k 46k 10.16
Tellurian (TELL) 0.1 $512k 74k 6.95
Stars Group 0.1 $502k 30k 16.52
Telaria 0.1 $468k 171k 2.73
Portland General Electric Company (POR) 0.1 $425k 9.3k 45.85
JPMorgan Chase & Co. (JPM) 0.1 $417k 4.3k 97.70
Johnson & Johnson (JNJ) 0.1 $396k 3.1k 128.99
CBS Corporation 0.1 $384k 8.8k 43.77
Brookfield Asset Management 0.1 $380k 9.9k 38.38
Carnival Corporation (CCL) 0.1 $408k 8.3k 49.31
Equity Residential (EQR) 0.1 $413k 6.3k 66.02
United Technologies Corporation 0.1 $422k 4.0k 106.40
Nexstar Broadcasting (NXST) 0.1 $417k 5.3k 78.72
New Oriental Education & Tech 0.1 $395k 7.2k 54.75
American Campus Communities 0.1 $427k 10k 41.43
A. O. Smith Corporation (AOS) 0.1 $396k 9.3k 42.68
Duke Realty Corporation 0.1 $410k 16k 25.90
SJW (SJW) 0.1 $438k 7.9k 55.65
Veeco Instruments (VECO) 0.1 $417k 56k 7.40
Halozyme Therapeutics (HALO) 0.1 $380k 26k 14.62
Aspen Technology 0.1 $414k 5.0k 82.13
American Water Works (AWK) 0.1 $418k 4.6k 90.73
Liberty Property Trust 0.1 $398k 9.5k 41.91
Consumer Discretionary SPDR (XLY) 0.1 $396k 4.0k 99.00
Cheniere Energy Inc Put put 0.1 $414k 70.00 5914.29
Fidelity Southern Corporation 0.1 $396k 15k 26.01
Aberdeen Chile Fund (AEF) 0.1 $431k 68k 6.35
1iqtech International 0.1 $399k 291k 1.37
Phillips 66 call 0.1 $431k 50.00 8620.00
Dividend & Income Fund (BXSY) 0.1 $436k 46k 9.53
Shutterstock (SSTK) 0.1 $393k 11k 35.98
Noodles & Co (NDLS) 0.1 $378k 54k 6.99
Antero Res (AR) 0.1 $384k 41k 9.40
Nextera Energy Partners (NEP) 0.1 $441k 10k 43.01
Portola Pharmaceuticals 0.1 $400k 205.00 1951.22
Boot Barn Hldgs (BOOT) 0.1 $436k 26k 17.02
Equinix (EQIX) 0.1 $383k 1.1k 353.00
Blueprint Medicines (BPMC) 0.1 $399k 7.4k 53.91
Fibrogen 0.1 $393k 85.00 4623.53
Barnes & Noble Ed (BNED) 0.1 $386k 96k 4.01
Zogenix Inc call 0.1 $386k 106.00 3641.51
Ra Pharmaceuticals 0.1 $413k 23k 18.21
Solaris Oilfield Infrstr (SOI) 0.1 $440k 36k 12.09
Gardner Denver Hldgs 0.1 $438k 21k 20.44
Hamilton Beach Brand (HBB) 0.1 $415k 18k 23.44
Altair Engr (ALTR) 0.1 $402k 15k 27.57
Fluent Inc cs (FLNT) 0.1 $403k 112k 3.60
Unity Biotechnology 0.1 $418k 26k 16.26
Retail Value Inc reit 0.1 $409k 16k 25.56
Klx Energy Servics Holdngs I 0.1 $434k 19k 23.45
Arya Sciences Acquisition Co unit 10/04/2023 0.1 $443k 43k 10.35
American Express Company (AXP) 0.1 $367k 3.9k 95.23
Balchem Corporation (BCPC) 0.1 $372k 4.7k 78.38
Trex Company (TREX) 0.1 $351k 5.9k 59.36
Landstar System (LSTR) 0.1 $373k 3.9k 95.69
SPDR Gold Trust (GLD) 0.1 $364k 3.0k 121.33
ON Semiconductor (ON) 0.1 $326k 20k 16.53
Baidu (BIDU) 0.1 $354k 2.2k 158.67
Edison International (EIX) 0.1 $311k 5.5k 56.85
Loral Space & Communications 0.1 $317k 8.5k 37.27
Celgene Corporation 0.1 $329k 5.1k 64.01
NorthWestern Corporation (NWE) 0.1 $310k 5.2k 59.54
StarTek 0.1 $332k 50k 6.66
Cray 0.1 $369k 17k 21.58
BioDelivery Sciences International 0.1 $322k 87k 3.71
Oracle Corp option 0.1 $343k 76.00 4513.16
Colfax Corporation 0.1 $373k 18k 20.91
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $319k 25k 12.64
Alliance California Municipal Income Fun 0.1 $375k 27k 13.70
Visteon Corporation (VC) 0.1 $315k 5.2k 60.28
Interxion Holding 0.1 $330k 6.1k 54.15
Citigroup (C) 0.1 $348k 6.7k 52.06
Citigroup Inc opt 0.1 $370k 71.00 5211.27
Groupon 0.1 $342k 107k 3.20
Bloomin Brands (BLMN) 0.1 $340k 19k 17.87
Insmed 0.1 $367k 280.00 1310.71
Conatus Pharmaceuticals 0.1 $327k 189k 1.73
Akebia Therapeutics (AKBA) 0.1 $364k 66k 5.53
Ehi Car Svcs Ltd spon ads cl a 0.1 $316k 30k 10.49
Hewlett Packard Enterprise C call 0.1 $314k 238.00 1319.33
Western Asset Corporate Loan F 0.1 $332k 37k 8.97
Innovative Industria A (IIPR) 0.1 $313k 6.9k 45.40
Hilton Grand Vacations (HGV) 0.1 $338k 13k 26.41
Invitation Homes (INVH) 0.1 $348k 17k 20.07
Ni Hldgs (NODK) 0.1 $333k 21k 15.73
Cars (CARS) 0.1 $314k 15k 21.50
Clementia 0.1 $334k 28k 11.78
Apellis Pharmaceuticals (APLS) 0.1 $343k 26k 13.19
Gates Industrial Corpratin P ord (GTES) 0.1 $317k 24k 13.26
Cigna Corp (CI) 0.1 $369k 1.9k 190.01
Dell Technologies (DELL) 0.1 $344k 7.0k 48.84
iShares MSCI Emerging Markets Indx (EEM) 0.0 $278k 7.1k 39.04
Exxon Mobil Corporation (XOM) 0.0 $300k 4.4k 68.18
McDonald's Corporation (MCD) 0.0 $299k 1.7k 177.55
Lennar Corporation (LEN) 0.0 $262k 6.7k 39.13
Kimberly-Clark Corporation (KMB) 0.0 $309k 2.7k 113.90
Boeing Company (BA) 0.0 $258k 800.00 322.50
Western Digital (WDC) 0.0 $278k 7.5k 36.91
Macy's (M) 0.0 $244k 8.2k 29.77
Weyerhaeuser Company (WY) 0.0 $302k 14k 21.86
Freeport-McMoRan Copper & Gold (FCX) 0.0 $300k 29k 10.31
Dollar Tree (DLTR) 0.0 $304k 3.4k 90.23
D.R. Horton (DHI) 0.0 $256k 7.4k 34.59
First Solar (FSLR) 0.0 $306k 7.2k 42.46
Sina Corporation 0.0 $266k 5.0k 53.70
Pioneer Floating Rate Trust (PHD) 0.0 $256k 26k 9.85
Meredith Corporation 0.0 $291k 5.6k 51.96
Carlisle Companies (CSL) 0.0 $268k 2.7k 100.60
NACCO Industries (NC) 0.0 $296k 8.7k 33.87
W.R. Grace & Co. 0.0 $265k 4.1k 64.90
Activision Blizzard 0.0 $295k 6.3k 46.49
Estee Lauder Companies (EL) 0.0 $259k 2.0k 130.09
Alaska Air (ALK) 0.0 $249k 4.1k 60.87
Minerals Technologies (MTX) 0.0 $284k 5.5k 51.25
Oshkosh Corporation (OSK) 0.0 $253k 4.1k 61.35
Hill International 0.0 $264k 86k 3.09
Rogers Corporation (ROG) 0.0 $293k 3.0k 99.12
Rush Enterprises (RUSHA) 0.0 $263k 7.6k 34.46
Skechers USA (SKX) 0.0 $299k 13k 22.90
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $253k 1.0k 244.92
Vanda Pharmaceuticals (VNDA) 0.0 $255k 9.8k 26.12
KLA-Tencor Corporation (KLAC) 0.0 $259k 2.9k 89.56
VMware 0.0 $274k 2.0k 137.00
Citi Trends (CTRN) 0.0 $267k 13k 20.38
Accuray Incorporated (ARAY) 0.0 $303k 89k 3.41
Herbalife Ltd option 0.0 $253k 43.00 5883.72
Nevsun Res 0.0 $254k 58k 4.38
Industries N shs - a - (LYB) 0.0 $269k 3.2k 83.15
Nuveen Fltng Rte Incm Opp 0.0 $244k 27k 9.04
Immunogen Inc Cmn Stk cmn 0.0 $288k 601.00 479.20
Duke Energy (DUK) 0.0 $248k 2.9k 86.29
Nuveen Real (JRI) 0.0 $286k 21k 13.62
Blackstone Gso Strategic (BGB) 0.0 $287k 21k 13.46
Ares Dynamic Cr Allocation (ARDC) 0.0 $304k 22k 13.82
Guaranty Bancorp Del 0.0 $276k 13k 20.72
Bluebird Bio (BLUE) 0.0 $273k 2.7k 99.38
Aerohive Networks 0.0 $276k 85k 3.26
Tecnoglass (TGLS) 0.0 $268k 33k 8.06
Proteon Therapeutics 0.0 $246k 108k 2.27
Habit Restaurants Inc/the-a 0.0 $269k 26k 10.51
Hewlett Packard Enterprise (HPE) 0.0 $241k 18k 13.18
Square Inc cl a (SQ) 0.0 $266k 4.7k 56.08
Atlantica Yield (AY) 0.0 $278k 14k 19.60
Siteone Landscape Supply (SITE) 0.0 $270k 4.9k 55.33
Ihs Markit 0.0 $253k 5.3k 47.93
Polarityte 0.0 $270k 20k 13.50
Baker Hughes A Ge Company (BKR) 0.0 $247k 12k 21.54
Tpg Re Finance Trust Inc reit (TRTX) 0.0 $261k 14k 18.29
Rhythm Pharmaceuticals (RYTM) 0.0 $296k 11k 26.91
Booking Holdings (BKNG) 0.0 $281k 163.00 1723.93
Sensata Technolo (ST) 0.0 $294k 6.5k 44.90
Nlight (LASR) 0.0 $296k 17k 17.75
Autolus Therapeutics Plc spon ads (AUTL) 0.0 $263k 8.0k 32.88
Powershares Qqq Trust 0.0 $278k 18.00 15444.44
Forty Seven 0.0 $283k 18k 15.72
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $242k 25k 9.80
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $236k 6.0k 39.05
Progressive Corporation (PGR) 0.0 $230k 3.8k 60.29
Charles Schwab Corporation (SCHW) 0.0 $223k 5.4k 41.58
Bank of America Corporation (BAC) 0.0 $240k 9.7k 24.63
Interactive Brokers (IBKR) 0.0 $219k 4.0k 54.75
Tractor Supply Company (TSCO) 0.0 $225k 2.7k 83.27
Bunge 0.0 $205k 3.8k 53.33
Federated Investors (FHI) 0.0 $203k 7.7k 26.50
NVIDIA Corporation (NVDA) 0.0 $240k 1.8k 133.41
PPG Industries (PPG) 0.0 $207k 2.0k 102.22
Transocean (RIG) 0.0 $179k 26k 6.94
Electronic Arts (EA) 0.0 $210k 2.7k 78.83
Nokia Corporation (NOK) 0.0 $204k 35k 5.83
Rent-A-Center (UPBD) 0.0 $190k 12k 16.19
Masco Corporation (MAS) 0.0 $207k 7.1k 29.19
Tyson Foods (TSN) 0.0 $202k 3.8k 53.43
CVS Caremark Corporation (CVS) 0.0 $208k 3.2k 65.43
Anadarko Petroleum Corporation 0.0 $222k 5.1k 43.93
Schlumberger (SLB) 0.0 $210k 5.8k 36.16
Stryker Corporation (SYK) 0.0 $223k 1.4k 156.93
Target Corporation (TGT) 0.0 $235k 3.6k 65.99
Canadian Natural Resources (CNQ) 0.0 $216k 9.0k 24.08
Ii-vi 0.0 $229k 7.0k 32.49
FLIR Systems 0.0 $200k 4.6k 43.48
Beacon Roofing Supply (BECN) 0.0 $222k 7.0k 31.71
Farmer Brothers (FARM) 0.0 $218k 9.3k 23.38
Entercom Communications 0.0 $194k 34k 5.70
Consolidated Communications Holdings (CNSL) 0.0 $182k 18k 9.87
Douglas Emmett (DEI) 0.0 $220k 6.4k 34.12
Grupo Aeroportuario del Centro Nort (OMAB) 0.0 $226k 6.0k 37.96
Chase Corporation 0.0 $234k 2.3k 99.91
EQT Corporation (EQT) 0.0 $198k 11k 18.85
Financial Select Sector SPDR (XLF) 0.0 $238k 10k 23.80
Camden Property Trust (CPT) 0.0 $219k 2.5k 88.06
Equus Total Return (EQS) 0.0 $229k 117k 1.96
Eaton Vance Senior Income Trust (EVF) 0.0 $240k 40k 6.00
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $234k 19k 12.51
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $183k 15k 11.90
Kinder Morgan (KMI) 0.0 $217k 14k 15.37
Caesars Entertainment 0.0 $237k 35k 6.80
4068594 Enphase Energy (ENPH) 0.0 $230k 49k 4.73
Ensco Plc Shs Class A 0.0 $187k 53k 3.56
Chembio Diagnostics 0.0 $180k 32k 5.65
Arc Document Solutions (ARC) 0.0 $232k 113k 2.05
Mei Pharma 0.0 $192k 73k 2.64
Zoetis Inc Cl A (ZTS) 0.0 $224k 2.6k 85.56
Extended Stay America 0.0 $202k 13k 15.48
Commscope Hldg (COMM) 0.0 $204k 12k 16.40
Sportsmans Whse Hldgs (SPWH) 0.0 $186k 43k 4.38
Xenon Pharmaceuticals (XENE) 0.0 $219k 35k 6.31
Axovant Sciences 0.0 $208k 208k 1.00
Strongbridge Bioph shs usd 0.0 $233k 52k 4.48
Waste Connections (WCN) 0.0 $207k 2.8k 74.22
Twilio Inc cl a (TWLO) 0.0 $212k 2.4k 89.26
Ac Immune Sa (ACIU) 0.0 $230k 24k 9.45
Hostess Brands 0.0 $185k 17k 10.92
Micro Focus Intl 0.0 $212k 12k 17.24
Krystal Biotech (KRYS) 0.0 $209k 10k 20.82
Biohaven Pharmactl Hldg Co L put 0.0 $203k 55.00 3690.91
Greentree Hospitalty Group L (GHG) 0.0 $226k 17k 12.98
Zuora Inc ordinary shares (ZUO) 0.0 $227k 13k 18.16
Essential Properties Realty reit (EPRT) 0.0 $224k 16k 13.81
Eidos Therapeutics 0.0 $214k 16k 13.74
Solid Biosciences 0.0 $233k 87.00 2678.16
Moderna (MRNA) 0.0 $229k 15k 15.27
Marathon Oil Corporation (MRO) 0.0 $144k 10k 14.32
ArQule 0.0 $114k 41k 2.78
Akorn 0.0 $126k 37k 3.40
Bridgepoint Education 0.0 $129k 18k 7.03
IDT Corporation (IDT) 0.0 $120k 19k 6.17
Manitex International (MNTX) 0.0 $119k 21k 5.70
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $122k 13k 9.38
Cohen & Steers Quality Income Realty (RQI) 0.0 $114k 11k 10.36
Blackrock Muniyield Insured Fund (MYI) 0.0 $145k 12k 12.08
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $164k 13k 12.62
Federated Premier Municipal Income (FMN) 0.0 $135k 11k 12.25
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $125k 10k 12.50
Nuveen Senior Income Fund 0.0 $105k 19k 5.53
Nuveen Conn Prem Income Mun sh ben int 0.0 $127k 11k 11.25
Acelrx Pharmaceuticals 0.0 $127k 55k 2.31
Global Eagle Acquisition Cor 0.0 $131k 59k 2.22
Agenus (AGEN) 0.0 $157k 66k 2.38
Genie Energy Ltd-b cl b (GNE) 0.0 $112k 19k 6.03
Manning & Napier Inc cl a 0.0 $126k 72k 1.75
Emcore Corp (EMKR) 0.0 $106k 25k 4.19
Galectin Therapeutics (GALT) 0.0 $105k 31k 3.44
Vector Group Ltd frnt 1/1 0.0 $121k 117k 1.03
Apollo Tactical Income Fd In (AIF) 0.0 $151k 11k 13.73
Ophthotech 0.0 $112k 94k 1.20
Evoke Pharma 0.0 $129k 52k 2.48
Lands' End (LE) 0.0 $168k 12k 14.18
Rubicon Proj 0.0 $141k 38k 3.73
Trecora Resources 0.0 $152k 19k 7.82
Mobileiron 0.0 $109k 24k 4.57
Biolife Solutions (BLFS) 0.0 $153k 13k 12.01
Aldeyra Therapeutics (ALDX) 0.0 $166k 20k 8.32
American Superconductor (AMSC) 0.0 $143k 13k 11.12
Summit Matls Inc cl a (SUM) 0.0 $128k 10k 12.36
Xbiotech (XBIT) 0.0 $107k 21k 5.08
Aduro Biotech 0.0 $135k 51k 2.64
Lifevantage Ord (LFVN) 0.0 $135k 10k 13.20
Aeterna Zentaris 0.0 $135k 46k 2.94
Cytomx Therapeutics (CTMX) 0.0 $151k 10k 15.10
Overseas Shipholding Group I Cl A (OSG) 0.0 $166k 100k 1.66
Spring Bk Pharmaceuticals In 0.0 $112k 11k 10.43
Comstock Resources (CRK) 0.0 $117k 26k 4.55
Protagonist Therapeutics (PTGX) 0.0 $134k 20k 6.73
Wheeler Real Estate Invt Tr pfd cnv ser d (WHLRD) 0.0 $104k 11k 9.66
Inseego (INSG) 0.0 $140k 34k 4.14
Sierra Oncology 0.0 $160k 121k 1.32
Akoustis Technologies (AKTS) 0.0 $125k 25k 4.98
Youngevity Intl (YGYI) 0.0 $108k 19k 5.75
Catasys 0.0 $117k 13k 9.36
Lexinfintech Hldgs (LX) 0.0 $111k 15k 7.23
Eyepoint Pharmaceuticals 0.0 $127k 67k 1.89
Marker Therapeutics Ord 0.0 $151k 27k 5.54
General Electric Company 0.0 $83k 11k 7.60
Libbey 0.0 $43k 11k 3.90
Cross Country Healthcare (CCRN) 0.0 $86k 12k 7.37
Fred's 0.0 $72k 38k 1.89
Northern Oil & Gas 0.0 $90k 40k 2.25
Denbury Resources 0.0 $37k 22k 1.72
NN (NNBR) 0.0 $71k 11k 6.70
Axt (AXTI) 0.0 $80k 18k 4.34
LSI Industries (LYTS) 0.0 $44k 14k 3.19
Vitamin Shoppe 0.0 $49k 10k 4.70
Nevada Gold & Casinos 0.0 $47k 20k 2.40
Servicesource 0.0 $45k 42k 1.07
Del Friscos Restaurant 0.0 $76k 11k 7.17
Tg Therapeutics (TGTX) 0.0 $89k 22k 4.09
Ftd Cos 0.0 $38k 25k 1.49
Resonant 0.0 $78k 59k 1.33
Immune Design 0.0 $35k 27k 1.29
Spark Energy Inc-class A 0.0 $98k 13k 7.42
Contrafect 0.0 $55k 36k 1.54
Babcock & Wilcox Enterprises 0.0 $39k 100k 0.39
Oncosec Med 0.0 $35k 55k 0.64
Corindus Vascular Robotics I 0.0 $50k 59k 0.84
Atyr Pharma Inc Common Stock Usd 0.001 0.0 $47k 95k 0.50
Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) 0.0 $83k 36k 2.34
Nii Holdings 0.0 $57k 13k 4.38
Everi Hldgs (EVRI) 0.0 $79k 15k 5.16
Scorpio Bulkers 0.0 $69k 13k 5.53
Proteostasis Therapeutics In 0.0 $52k 16k 3.26
Chromadex Corp (CDXC) 0.0 $60k 18k 3.42
Viveve Med 0.0 $35k 34k 1.04
Lonestar Res Us Inc cl a vtg 0.0 $40k 11k 3.68
Forterra 0.0 $103k 27k 3.75
New Age Beverages 0.0 $98k 19k 5.17
Pareteum 0.0 $68k 40k 1.69
Jounce Therapeutics 0.0 $75k 22k 3.37
Kbl Merger Corp Iv right 03/22/2019 0.0 $67k 172k 0.39
Constellation Alpha Cap Corp right 99/99/9999 0.0 $87k 349k 0.25
Black Ridge Acquisition Corp right 07/10/2019 0.0 $90k 300k 0.30
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $50k 201k 0.25
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $57k 151k 0.38
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $67k 187k 0.36
Union Acquisition Corp right 12/02/2019 0.0 $76k 200k 0.38
Dws Strategic Municipal Income Trust (KSM) 0.0 $103k 10k 10.30
Creative Realities 0.0 $53k 23k 2.29
Eton Pharmaceuticals (ETON) 0.0 $73k 12k 6.10
Tonix Pharmaceuticals Hldg C 0.0 $44k 20k 2.20
J.C. Penney Company 0.0 $12k 12k 1.01
Innodata Isogen (INOD) 0.0 $16k 11k 1.49
Advaxis 0.0 $33k 171k 0.19
Vital Therapies 0.0 $5.0k 26k 0.19
Trillium Therapeutics, Inc. Cmn 0.0 $34k 20k 1.70
Histogenics Corp Cmn 0.0 $2.0k 23k 0.09
Edge Therapeutics 0.0 $5.9k 20k 0.30
Jensyn Acquisition Corp right 99/99/9999 0.0 $26k 150k 0.17
Sunesis Pharmaceuticals Inc Ne 0.0 $20k 49k 0.41
Azurrx Biopharma 0.0 $28k 23k 1.23
Quantum Corp Dlt & Storage (QMCO) 0.0 $25k 13k 2.00
Rosehill Resources Inc - A warrant 0.0 $14k 38k 0.37
Rosehill Resources 0.0 $29k 13k 2.26
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $16k 172k 0.09
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $7.6k 76k 0.10
Bison Cap Acquisition Corp right 03/20/2019 0.0 $14k 50k 0.28
Dare Bioscience (DARE) 0.0 $25k 35k 0.71
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $32k 100k 0.32
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $13k 34k 0.38
Harte-hanks (HHS) 0.0 $31k 13k 2.45
Gigcapital Inc w exp 06/08/202 0.0 $9.0k 36k 0.25
Opes Acquisition Corp w exp 01/15/202 0.0 $23k 80k 0.29
Trinity Merger Corp *w exp 05/11/202 0.0 $23k 58k 0.40
Synthetic Biologics 0.0 $34k 60k 0.57
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $31k 100k 0.31
Flexshopper Inc *w exp 09/28/202 0.0 $4.0k 16k 0.25
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $25k 100k 0.25
Creative Realities Inc *w exp 11/09/202 0.0 $5.0k 13k 0.40