Capital One Financial Corp

Capital One Financial Corp as of Sept. 30, 2021

Portfolio Holdings for Capital One Financial Corp

Capital One Financial Corp holds 192 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Msci Usa Min Vol (USMV) 9.8 $80M 1.1M 73.50
Goldman Sachs Etf Tr Activebeta Int (GSIE) 7.5 $60M 1.8M 34.17
Ishares Tr Msci Usa Qlt Fct (QUAL) 6.1 $49M 373k 131.73
Ishares Tr Msci Usa Mmentm (MTUM) 5.8 $47M 268k 175.60
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 4.8 $39M 459k 85.45
Ishares Tr Msci Eafe Min Vl (EFAV) 4.5 $37M 487k 75.34
Vanguard Charlotte Fds Total Int Bd Etf (BNDX) 4.4 $35M 621k 56.96
Ishares Tr Usd Inv Grde Etf (USIG) 3.8 $31M 515k 60.10
Ishares Tr Tips Bd Etf (TIP) 3.2 $26M 202k 127.69
Ishares Tr Us Treas Bd Etf (GOVT) 2.9 $23M 883k 26.53
Goldman Sachs Etf Tr Activebeta Eme (GEM) 2.8 $23M 620k 37.10
Vanguard Scottsdale Fds Int-term Corp (VCIT) 2.6 $21M 225k 94.41
Vanguard Malvern Fds Strm Infproidx (VTIP) 2.4 $20M 376k 52.58
Ishares Tr Msci Usa Value (VLUE) 2.3 $19M 188k 100.70
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 2.1 $17M 311k 54.77
Ishares Msci Emerg Mrkt (EEMV) 1.9 $16M 249k 62.67
Spdr Ser Tr Blomberg Brc Inv (FLRN) 1.5 $12M 403k 30.66
Ishares Tr Jpmorgan Usd Emg (EMB) 1.5 $12M 109k 110.06
Vanguard Scottsdale Fds Inter Term Treas (VGIT) 1.5 $12M 177k 67.55
Ishares Tr Core S&p500 Etf (IVV) 1.2 $10M 23k 430.84
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 1.1 $8.9M 180k 49.40
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 1.0 $8.1M 134k 60.84
Schwab Strategic Tr Schwab Fdt Us Sc (FNDA) 1.0 $7.7M 147k 52.68
Ishares Tr Msci Intl Multft (INTF) 0.9 $7.3M 251k 29.02
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.9 $7.2M 17k 429.14
Goldman Sachs Etf Tr Activebeta Us Lg (GSLC) 0.8 $6.7M 78k 86.03
Dimensional Etf Trust Us Core Equity 2 (DFAC) 0.8 $6.7M 251k 26.57
Apple (AAPL) 0.8 $6.3M 45k 141.50
Microsoft Corporation (MSFT) 0.7 $5.5M 20k 281.93
Ishares Tr Core Intl Aggr (IAGG) 0.7 $5.5M 100k 55.02
Ishares Tr Core Us Aggbd Et (AGG) 0.7 $5.4M 47k 114.83
Invesco Exchange Traded Fd T S&p500 Quality (SPHQ) 0.7 $5.4M 111k 48.55
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.6 $4.5M 36k 127.30
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.5 $4.2M 32k 133.03
Vanguard Index Fds Value Etf (VTV) 0.5 $4.1M 30k 135.36
Ishares Msci Emerg Mkt (EMGF) 0.5 $3.9M 75k 51.61
Ishares Tr Msci Acwi Ex Us (ACWX) 0.5 $3.7M 67k 55.41
Invesco Exch Traded Fd Tr Ii S&p Smlcp Low (XSLV) 0.4 $3.4M 72k 47.11
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 0.4 $3.0M 83k 36.21
Ishares Core Msci Emkt (IEMG) 0.4 $3.0M 48k 61.76
Oneok (OKE) 0.3 $2.7M 47k 57.99
Select Sector Spdr Tr Technology (XLK) 0.3 $2.7M 18k 149.32
Vanguard Specialized Funds Div App Etf (VIG) 0.3 $2.5M 17k 153.63
Amazon (AMZN) 0.3 $2.5M 759.00 3285.90
Ishares Tr National Mun Etf (MUB) 0.3 $2.4M 21k 116.18
Spdr Ser Tr Portfli Tips Etf (SPIP) 0.3 $2.3M 73k 31.10
Home Depot (HD) 0.3 $2.1M 6.5k 328.27
McDonald's Corporation (MCD) 0.2 $2.0M 8.3k 241.11
Pimco Etf Tr Shtrm Mun Bd Act (SMMU) 0.2 $2.0M 38k 51.31
Ishares Tr Ishs 5-10yr Invt (IGIB) 0.2 $1.8M 30k 60.04
Alliance Resource Partners L Ut Ltd Part (ARLP) 0.2 $1.8M 163k 10.87
Vanguard Whitehall Fds Emerg Mkt Bd Etf (VWOB) 0.2 $1.7M 22k 78.28
Walt Disney Company (DIS) 0.2 $1.7M 9.9k 169.14
Pimco Etf Tr Active Bd Etf (BOND) 0.2 $1.7M 15k 110.56
Eli Lilly & Co. (LLY) 0.2 $1.7M 7.2k 231.07
Ishares Tr Barclays 7 10 Yr (IEF) 0.2 $1.6M 14k 115.20
Ishares Tr Core Msci Total (IXUS) 0.2 $1.6M 23k 71.00
Cisco Systems (CSCO) 0.2 $1.6M 29k 54.43
JPMorgan Chase & Co. (JPM) 0.2 $1.5M 9.5k 163.72
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.2 $1.4M 8.4k 169.23
Ishares Tr Rus Tp200 Gr Etf (IWY) 0.2 $1.4M 9.2k 152.64
Invesco Exch Traded Fd Tr Ii S&p500 Hdl Vol (SPHD) 0.2 $1.3M 32k 42.33
Facebook Cl A (META) 0.2 $1.3M 3.9k 339.35
Ishares Tr Core Msci Eafe (IEFA) 0.2 $1.3M 17k 74.23
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.2 $1.3M 39k 32.82
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.2 $1.3M 39k 32.23
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.2 $1.2M 25k 50.00
Pimco Etf Tr Inter Mun Bd Act (MUNI) 0.1 $1.2M 22k 56.36
Qualcomm (QCOM) 0.1 $1.2M 9.1k 128.98
Ishares Tr Expnd Tec Sc Etf (IGM) 0.1 $1.1M 2.8k 403.50
Enterprise Products Partners (EPD) 0.1 $1.1M 50k 21.64
Danaher Corporation (DHR) 0.1 $1.1M 3.5k 304.36
American Express Company (AXP) 0.1 $989k 5.9k 167.49
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.1 $983k 5.5k 179.51
Ishares Tr Pfd And Incm Sec (PFF) 0.1 $961k 25k 38.82
One Gas (OGS) 0.1 $924k 15k 63.37
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $888k 3.8k 236.23
Schwab Strategic Tr Schwb Fdt Int Sc (FNDC) 0.1 $879k 23k 38.69
L3harris Technologies (LHX) 0.1 $877k 4.0k 220.24
Verizon Communications (VZ) 0.1 $871k 16k 54.03
Pepsi (PEP) 0.1 $867k 5.8k 150.47
Alphabet Cap Stk Cl A (GOOGL) 0.1 $864k 323.00 2674.92
Bristol Myers Squibb (BMY) 0.1 $857k 15k 59.16
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) 0.1 $842k 3.5k 238.53
Alliancebernstein Hldg Unit Ltd Partn (AB) 0.1 $841k 17k 49.58
Intel Corporation (INTC) 0.1 $830k 16k 53.31
Amgen (AMGN) 0.1 $808k 3.8k 212.74
Abbott Laboratories (ABT) 0.1 $795k 6.7k 118.18
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $750k 5.1k 148.13
Procter & Gamble Company (PG) 0.1 $738k 5.3k 139.88
Costco Wholesale Corporation (COST) 0.1 $728k 1.6k 449.38
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $722k 7.2k 100.67
UnitedHealth (UNH) 0.1 $709k 1.8k 390.85
Abbvie (ABBV) 0.1 $707k 6.6k 107.81
Union Pacific Corporation (UNP) 0.1 $684k 3.5k 196.10
Spdr Ser Tr Ssga Us Smal Etf (SMLV) 0.1 $679k 6.1k 112.16
Caterpillar (CAT) 0.1 $670k 3.5k 192.09
Alphabet Cap Stk Cl C (GOOG) 0.1 $658k 247.00 2663.97
Lockheed Martin Corporation (LMT) 0.1 $640k 1.9k 345.01
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.1 $632k 7.7k 82.42
CVS Caremark Corporation (CVS) 0.1 $627k 7.4k 84.83
Blackstone Group Inc Com Cl A (BX) 0.1 $626k 5.4k 116.25
First Tr Exchange-traded Cap Strength Etf (FTCS) 0.1 $612k 8.2k 74.79
Johnson & Johnson (JNJ) 0.1 $602k 3.7k 161.61
Kkr & Co (KKR) 0.1 $584k 9.6k 60.90
United Parcel Service CL B (UPS) 0.1 $566k 3.1k 182.11
Analog Devices (ADI) 0.1 $565k 3.4k 167.56
Thermo Fisher Scientific (TMO) 0.1 $564k 987.00 571.43
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $553k 5.6k 98.52
Wisdomtree Tr Glb Us Qtly Div (DNL) 0.1 $542k 13k 40.45
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $539k 11k 50.83
ConocoPhillips (COP) 0.1 $537k 7.9k 67.73
Servicenow (NOW) 0.1 $535k 860.00 622.09
Honeywell International (HON) 0.1 $525k 2.5k 212.21
NVIDIA Corporation (NVDA) 0.1 $517k 2.5k 207.05
Spdr Gold Tr Gold Shs (GLD) 0.1 $512k 3.1k 164.21
Exxon Mobil Corporation (XOM) 0.1 $510k 8.7k 58.85
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $509k 4.9k 103.27
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $502k 9.2k 54.69
Schwab Strategic Tr Intrm Trm Tres (SCHR) 0.1 $499k 8.8k 56.67
Raytheon Technologies Corp (RTX) 0.1 $492k 5.7k 86.01
Dimensional Etf Trust World Ex Us Core (DFAX) 0.1 $483k 19k 25.86
Ishares Tr S&p 500 Val Etf (IVE) 0.1 $483k 3.3k 145.44
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $477k 8.8k 54.25
Wells Fargo & Company (WFC) 0.1 $470k 10k 46.42
Ishares Tr Msci Usa Esg Slc (SUSA) 0.1 $468k 4.9k 95.90
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $465k 3.3k 139.60
Lowe's Companies (LOW) 0.1 $459k 2.3k 203.01
Bank of New York Mellon Corporation (BK) 0.1 $453k 8.7k 51.82
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.1 $452k 9.0k 50.50
Air Products & Chemicals (APD) 0.1 $448k 1.7k 256.44
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 0.1 $438k 8.7k 50.53
Etf Managers Tr Prime Mobile Pay 0.1 $433k 6.4k 67.66
Etf Managers Tr Prime Cybr Scrty 0.1 $414k 6.8k 60.88
Paychex (PAYX) 0.1 $413k 3.7k 112.44
Ishares Tr Ishares Biotech (IBB) 0.0 $401k 2.5k 161.69
Wal-Mart Stores (WMT) 0.0 $397k 2.9k 139.25
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.0 $397k 4.6k 85.45
Magellan Midstream Prtnrs Com Unit Rp Lp 0.0 $396k 8.7k 45.57
Select Sector Spdr Tr Communication (XLC) 0.0 $387k 4.8k 80.19
Vanguard Index Fds Small Cp Etf (VB) 0.0 $385k 1.8k 218.50
Ishares Tr U.s. Med Dvc Etf (IHI) 0.0 $384k 6.1k 62.75
Ishares Tr 0-5 Yr Tips Etf (STIP) 0.0 $381k 3.6k 105.66
S&p Global (SPGI) 0.0 $365k 860.00 424.42
General Electric Com New (GE) 0.0 $349k 3.4k 103.10
Invesco Exchange Traded Fd T Dynmc Biotech (PBE) 0.0 $335k 4.5k 74.93
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.0 $332k 6.2k 53.55
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.0 $328k 915.00 358.47
Ishares Tr Msci Usa Smcp Mn (SMMV) 0.0 $325k 8.8k 37.04
Ishares Tr Core 1 5 Yr Usd (ISTB) 0.0 $316k 6.2k 51.11
Ishares Tr Russell 2000 Etf (IWM) 0.0 $316k 1.4k 218.53
Starbucks Corporation (SBUX) 0.0 $299k 2.7k 110.41
Vanguard Index Fds Total Stk Mkt (VTI) 0.0 $294k 1.3k 222.05
Visa Com Cl A (V) 0.0 $291k 1.3k 222.65
Pacer Fds Tr Trendp Us Lar Cp (PTLC) 0.0 $276k 7.3k 37.77
Connectone Banc (CNOB) 0.0 $276k 9.2k 30.02
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.0 $268k 3.3k 81.93
Williams Companies (WMB) 0.0 $264k 10k 25.98
Darden Restaurants (DRI) 0.0 $257k 1.7k 151.18
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $256k 934.00 274.09
Paypal Holdings (PYPL) 0.0 $254k 975.00 260.51
Pinnacle Financial Partners (PNFP) 0.0 $253k 2.7k 94.05
Ishares Tr Short Treas Bd (SHV) 0.0 $251k 2.3k 110.52
Wisdomtree Tr Us Qtly Div Grt (DGRW) 0.0 $251k 4.3k 58.86
Pfizer (PFE) 0.0 $250k 5.8k 43.08
Ishares Tr Esg Awre 1 5 Yr (SUSB) 0.0 $249k 9.6k 26.00
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.0 $248k 910.00 272.53
Nxp Semiconductors N V (NXPI) 0.0 $245k 1.3k 196.00
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.0 $242k 503.00 481.11
Nike CL B (NKE) 0.0 $239k 1.6k 145.38
Diageo Spon Adr New (DEO) 0.0 $238k 1.2k 192.71
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $227k 862.00 263.34
Mastercard Incorporated Cl A (MA) 0.0 $225k 649.00 346.69
First Tr Exchange-traded No Amer Energy (EMLP) 0.0 $221k 9.3k 23.65
Ishares Tr Ibonds Dec25 Etf (IBDQ) 0.0 $217k 8.1k 26.83
Alps Etf Tr Disruptive Tech (DTEC) 0.0 $216k 4.5k 48.47
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.0 $216k 2.8k 76.81
Vanguard Index Fds Mid Cap Etf (VO) 0.0 $215k 910.00 236.26
CSX Corporation (CSX) 0.0 $214k 7.2k 29.67
Franco-Nevada Corporation (FNV) 0.0 $214k 1.7k 129.70
Wisdomtree Tr Emg Mkts Smcap (DGS) 0.0 $212k 4.0k 53.45
Medtronic SHS (MDT) 0.0 $212k 1.7k 125.15
Ishares Tr Ibonds Dec (IBMM) 0.0 $212k 7.9k 26.95
Merck & Co (MRK) 0.0 $210k 2.8k 74.97
Ishares Tr Ibonds Dec2023 0.0 $209k 8.0k 26.03
Ishares Tr Core Div Grwth (DGRO) 0.0 $208k 4.1k 50.30
Seagen 0.0 $208k 1.2k 169.80
Ishares Tr Ibonds Dec2022 0.0 $207k 7.9k 26.20
Ishares Tr Ibonds Dec2021 0.0 $205k 8.0k 25.63
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $192k 20k 9.57
Titan Med Com New (TMDIF) 0.0 $152k 100k 1.52
Annaly Capital Management 0.0 $122k 14k 8.45