Carnick & Kubik

Carnick & Kubik as of Sept. 30, 2016

Portfolio Holdings for Carnick & Kubik

Carnick & Kubik holds 203 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Antero Res (AR) 8.5 $20M 732k 26.95
Flexshares Tr qualt divd idx (QDF) 3.1 $7.2M 191k 37.85
SPDR DJ Wilshire Large Cap Value (SPYV) 2.4 $5.6M 55k 102.94
iShares S&P 500 Growth Index (IVW) 2.3 $5.4M 44k 121.65
iShares S&P 500 Value Index (IVE) 2.3 $5.3M 56k 94.97
Consumer Staples Select Sect. SPDR (XLP) 1.9 $4.3M 81k 53.22
Spdr S&p 500 Etf (SPY) 1.5 $3.5M 16k 216.27
Financial Select Sector SPDR (XLF) 1.4 $3.4M 175k 19.30
Berkshire Hathaway (BRK.B) 1.2 $2.8M 20k 144.47
iShares Dow Jones US Technology (IYW) 1.2 $2.8M 24k 119.00
SPDR DJ Wilshire Small Cap Growth (SLYG) 1.2 $2.8M 14k 191.12
Amgen (AMGN) 1.2 $2.7M 16k 166.78
SPDR DJ Wilshire Small Cap Value (SLYV) 1.2 $2.7M 25k 107.23
Industrial SPDR (XLI) 1.1 $2.7M 46k 58.38
Alphabet Inc Class A cs (GOOGL) 1.1 $2.7M 3.3k 804.05
Procter & Gamble Company (PG) 1.1 $2.6M 29k 89.75
Microsoft Corporation (MSFT) 1.0 $2.4M 42k 57.61
3M Company (MMM) 1.0 $2.4M 14k 176.24
Amazon (AMZN) 1.0 $2.4M 2.8k 837.43
BB&T Corporation 1.0 $2.3M 61k 37.72
Technology SPDR (XLK) 1.0 $2.3M 48k 47.79
Broadridge Financial Solutions (BR) 0.9 $2.2M 32k 67.80
iShares Dow Jones US Real Estate (IYR) 0.9 $2.2M 27k 80.63
Lowe's Companies (LOW) 0.9 $2.1M 29k 72.21
Facebook Inc cl a (META) 0.9 $2.1M 16k 128.28
Synchrony Financial (SYF) 0.9 $2.0M 73k 28.00
Realty Income (O) 0.8 $2.0M 29k 66.94
Schwab Strategic Tr us dividend eq (SCHD) 0.8 $2.0M 46k 42.31
CVS Caremark Corporation (CVS) 0.8 $1.9M 22k 89.00
Sch Us Mid-cap Etf etf (SCHM) 0.8 $1.9M 43k 43.52
Apple (AAPL) 0.8 $1.8M 16k 113.03
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.8 $1.8M 21k 86.37
Materials SPDR (XLB) 0.7 $1.7M 35k 47.75
Utilities SPDR (XLU) 0.7 $1.7M 35k 49.00
Vanguard Malvern Fds strm infproidx (VTIP) 0.7 $1.6M 33k 49.65
Costco Wholesale Corporation (COST) 0.7 $1.6M 11k 152.49
United Technologies Corporation 0.7 $1.6M 16k 101.58
iShares MSCI Emerging Markets Indx (EEM) 0.7 $1.5M 41k 37.44
Exxon Mobil Corporation (XOM) 0.7 $1.5M 18k 87.29
Vanguard Europe Pacific ETF (VEA) 0.7 $1.5M 41k 37.41
priceline.com Incorporated 0.6 $1.5M 1.0k 1471.17
Walt Disney Company (DIS) 0.6 $1.5M 16k 92.88
Adobe Systems Incorporated (ADBE) 0.6 $1.4M 13k 108.54
TJX Companies (TJX) 0.6 $1.4M 19k 74.76
Omega Healthcare Investors (OHI) 0.6 $1.4M 41k 35.45
Abbvie (ABBV) 0.6 $1.4M 23k 63.05
Starbucks Corporation (SBUX) 0.6 $1.4M 26k 54.15
Cimarex Energy 0.6 $1.4M 11k 134.35
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.6 $1.4M 13k 105.26
Henry Schein (HSIC) 0.6 $1.4M 8.6k 162.95
New York Community Ban 0.6 $1.4M 98k 14.23
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.6 $1.4M 25k 56.02
Teva Pharmaceutical Industries (TEVA) 0.6 $1.4M 30k 46.02
Colgate-Palmolive Company (CL) 0.6 $1.4M 18k 74.12
Vanguard Small-Cap Value ETF (VBR) 0.6 $1.4M 12k 110.66
Wisdomtree Continuous Commodity Index Fund etf 0.6 $1.3M 69k 19.47
Vanguard Energy ETF (VDE) 0.6 $1.3M 13k 97.67
FedEx Corporation (FDX) 0.6 $1.3M 7.3k 174.63
Centene Corporation (CNC) 0.6 $1.3M 19k 66.98
Marriott International (MAR) 0.5 $1.2M 18k 67.31
Ball Corporation (BALL) 0.5 $1.2M 15k 81.94
CenturyLink 0.5 $1.2M 44k 27.43
Weyerhaeuser Company (WY) 0.5 $1.2M 38k 31.95
Novo Nordisk A/S (NVO) 0.5 $1.2M 29k 41.61
Vanguard REIT ETF (VNQ) 0.5 $1.2M 14k 86.71
Capital One Financial (COF) 0.5 $1.2M 16k 71.84
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.5 $1.2M 15k 77.60
MasterCard Incorporated (MA) 0.5 $1.1M 11k 101.73
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.5 $1.1M 23k 48.87
General Mills (GIS) 0.5 $1.1M 18k 63.86
Apache Corporation 0.5 $1.1M 17k 63.84
Wells Fargo & Company (WFC) 0.5 $1.1M 25k 44.30
Merck & Co (MRK) 0.5 $1.1M 18k 62.41
Schwab Strategic Tr us lrg cap etf (SCHX) 0.5 $1.1M 21k 51.62
Gilead Sciences (GILD) 0.5 $1.1M 13k 79.15
EOG Resources (EOG) 0.5 $1.1M 11k 96.68
A. O. Smith Corporation (AOS) 0.5 $1.0M 11k 98.81
Texas Instruments Incorporated (TXN) 0.4 $1.0M 15k 70.20
Woodward Governor Company (WWD) 0.4 $1.0M 17k 62.48
iShares S&P 1500 Index Fund (ITOT) 0.4 $1.0M 20k 49.52
Honeywell International (HON) 0.4 $981k 8.4k 116.54
Broad 0.4 $972k 5.6k 172.55
Phillips 66 (PSX) 0.4 $964k 12k 80.53
Prologis (PLD) 0.4 $927k 17k 53.52
Capstead Mortgage Corporation 0.4 $907k 96k 9.43
Occidental Petroleum Corporation (OXY) 0.4 $896k 12k 72.95
Vanguard Short-Term Bond ETF (BSV) 0.4 $884k 11k 80.83
American Electric Power Company (AEP) 0.4 $855k 13k 64.18
Spectra Energy 0.4 $849k 20k 42.76
E.I. du Pont de Nemours & Company 0.4 $827k 12k 66.99
Paychex (PAYX) 0.3 $814k 14k 57.85
UnitedHealth (UNH) 0.3 $820k 5.9k 140.00
Clorox Company (CLX) 0.3 $797k 6.4k 125.18
Alliant Energy Corporation (LNT) 0.3 $795k 21k 38.33
Real Estate Select Sect Spdr (XLRE) 0.3 $779k 24k 32.75
Wisdomtree Tr cmn 0.3 $779k 33k 23.35
Johnson & Johnson (JNJ) 0.3 $750k 6.3k 118.17
General Electric Company 0.3 $742k 25k 29.61
Cisco Systems (CSCO) 0.3 $752k 24k 31.73
salesforce (CRM) 0.3 $739k 10k 71.37
iShares S&P MidCap 400 Growth (IJK) 0.3 $749k 4.3k 174.76
Corning Incorporated (GLW) 0.3 $730k 31k 23.66
Air Products & Chemicals (APD) 0.3 $726k 4.8k 150.34
Titan International (TWI) 0.3 $714k 71k 10.11
Cinemark Holdings (CNK) 0.3 $710k 19k 38.26
Vanguard High Dividend Yield ETF (VYM) 0.3 $733k 10k 72.15
Medtronic (MDT) 0.3 $728k 8.4k 86.35
Automatic Data Processing (ADP) 0.3 $670k 7.6k 88.24
Analog Devices (ADI) 0.3 $671k 10k 64.49
CenterPoint Energy (CNP) 0.3 $669k 29k 23.24
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $664k 26k 25.33
Walgreen Boots Alliance 0.3 $683k 8.5k 80.63
Bank of New York Mellon Corporation (BK) 0.3 $656k 16k 39.91
Tractor Supply Company (TSCO) 0.3 $651k 9.7k 67.38
Eli Lilly & Co. (LLY) 0.3 $647k 8.1k 80.22
Church & Dwight (CHD) 0.3 $654k 14k 47.93
iShares Russell 2000 Growth Index (IWO) 0.3 $649k 4.4k 148.85
Telus Ord (TU) 0.3 $647k 20k 33.00
People's United Financial 0.3 $620k 39k 15.83
Travelers Companies (TRV) 0.3 $626k 5.5k 114.55
iShares S&P SmallCap 600 Growth (IJT) 0.3 $624k 4.5k 137.17
ConocoPhillips (COP) 0.3 $614k 14k 43.49
V.F. Corporation (VFC) 0.2 $573k 10k 56.07
Schwab U S Broad Market ETF (SCHB) 0.2 $585k 11k 52.33
Alphabet Inc Class C cs (GOOG) 0.2 $573k 737.00 777.48
Shaw Communications Inc cl b conv 0.2 $565k 28k 20.47
Aberdeen Asia-Pacific Income Fund 0.2 $553k 108k 5.12
Annaly Capital Management 0.2 $529k 50k 10.50
Verizon Communications (VZ) 0.2 $537k 10k 51.96
Templeton Global Income Fund 0.2 $545k 87k 6.24
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $515k 3.9k 133.07
Intuitive Surgical (ISRG) 0.2 $500k 690.00 724.64
Fastenal Company (FAST) 0.2 $483k 12k 41.82
SPDR Gold Trust (GLD) 0.2 $495k 3.9k 125.54
Bk Nova Cad (BNS) 0.2 $495k 9.4k 52.94
At&t (T) 0.2 $476k 12k 40.59
CACI International (CACI) 0.2 $469k 4.7k 100.86
Mohawk Industries (MHK) 0.2 $471k 2.4k 200.43
International Business Machines (IBM) 0.2 $468k 2.9k 158.81
Sanofi-Aventis SA (SNY) 0.2 $469k 12k 38.17
iShares S&P 500 Index (IVV) 0.2 $456k 2.1k 217.35
iShares S&P NA Tech. Sec. Idx (IGM) 0.2 $459k 3.7k 123.69
Level 3 Communications 0.2 $466k 10k 46.37
Republic Services (RSG) 0.2 $439k 8.7k 50.40
Chevron Corporation (CVX) 0.2 $450k 4.4k 102.90
Freeport-McMoRan Copper & Gold (FCX) 0.2 $453k 42k 10.86
Vanguard Total Stock Market ETF (VTI) 0.2 $449k 4.0k 111.41
WisdomTree SmallCap Dividend Fund (DES) 0.2 $448k 6.0k 75.23
RPC (RES) 0.2 $412k 25k 16.78
Royal Gold (RGLD) 0.2 $418k 5.4k 77.41
iShares Russell 2000 Value Index (IWN) 0.2 $415k 4.0k 104.85
Schwab Strategic Tr us reit etf (SCHH) 0.2 $427k 10k 42.64
McDonald's Corporation (MCD) 0.2 $385k 3.3k 115.27
RPM International (RPM) 0.2 $405k 7.5k 53.70
Emerson Electric (EMR) 0.2 $392k 7.2k 54.50
O'reilly Automotive (ORLY) 0.2 $392k 1.4k 280.00
Nuveen Fltng Rte Incm Opp 0.2 $391k 35k 11.06
Nuveen Div. Advantage Muni. Fund (NAD) 0.2 $392k 26k 15.06
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $400k 25k 15.73
Dentsply Sirona (XRAY) 0.2 $405k 6.8k 59.43
Zimmer Holdings (ZBH) 0.2 $382k 2.9k 130.02
Ecolab (ECL) 0.1 $341k 2.8k 121.79
iShares Russell 1000 Value Index (IWD) 0.1 $342k 3.2k 105.69
Omni (OMC) 0.1 $357k 4.2k 85.00
Chipotle Mexican Grill (CMG) 0.1 $357k 844.00 422.99
Charles Schwab Corporation (SCHW) 0.1 $320k 10k 31.57
Waters Corporation (WAT) 0.1 $317k 2.0k 158.50
Scotts Miracle-Gro Company (SMG) 0.1 $325k 3.9k 83.33
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $326k 2.6k 124.67
McKesson Corporation (MCK) 0.1 $304k 1.8k 166.58
Accenture (ACN) 0.1 $312k 2.6k 122.35
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.1 $307k 5.6k 54.82
Clyme US Cptl Mkts Mco Trm Fxd Idx 0.1 $309k 6.2k 50.24
Welltower Inc Com reit (WELL) 0.1 $299k 4.0k 74.66
CarMax (KMX) 0.1 $288k 5.4k 53.33
Jacobs Engineering 0.1 $284k 5.5k 51.64
Consumer Discretionary SPDR (XLY) 0.1 $275k 3.4k 79.92
First Trust NASDAQ Clean Edge Green (QCLN) 0.1 $283k 19k 15.15
Coca-Cola Company (KO) 0.1 $253k 6.0k 42.39
Tiffany & Co. 0.1 $247k 3.4k 72.65
Varian Medical Systems 0.1 $254k 2.6k 99.61
Xylem (XYL) 0.1 $252k 4.8k 52.52
Goldman Sachs (GS) 0.1 $226k 1.4k 161.43
Diageo (DEO) 0.1 $233k 2.0k 115.81
Tortoise Pwr & Energy 0.1 $236k 11k 22.37
First Tr Energy Infrastrctr 0.1 $226k 12k 19.22
Bristol Myers Squibb (BMY) 0.1 $220k 4.1k 53.83
C.R. Bard 0.1 $202k 900.00 224.44
Aegon 0.1 $205k 53k 3.87
iShares Russell 2000 Index (IWM) 0.1 $208k 1.7k 124.33
Unilever (UL) 0.1 $203k 4.3k 47.43
Hldgs (UAL) 0.1 $200k 3.8k 52.53
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $198k 14k 14.57
Nuveen Enhanced Mun Value 0.1 $200k 13k 15.94
Potash Corp. Of Saskatchewan I 0.1 $176k 11k 16.30
Encana Corp 0.1 $181k 17k 10.44
S&W Seed Company 0.1 $191k 37k 5.11
Lexington Realty Trust (LXP) 0.1 $142k 14k 10.33
Banco Santander (SAN) 0.1 $134k 30k 4.42
Global X Fds glbl x mlp etf 0.1 $131k 11k 11.60
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $125k 13k 9.62
Ampio Pharmaceuticals 0.1 $108k 146k 0.74
Hecla Mining Company (HL) 0.0 $86k 15k 5.73