Catalyst Capital Advisors

Catalyst Capital Advisors as of June 30, 2017

Portfolio Holdings for Catalyst Capital Advisors

Catalyst Capital Advisors holds 502 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Vanguard Short-Term Bond ETF (BSV) 10.4 $247M 3.1M 79.85
iShares Russell 1000 Index (IWB) 9.7 $231M 1.7M 135.27
iShares Russell 2000 Index (IWM) 8.5 $202M 1.4M 140.92
Vanguard Small-Cap ETF (VB) 8.0 $189M 1.4M 135.54
iShares S&P MidCap 400 Index (IJH) 6.2 $149M 854k 173.95
Vanguard Mid-Cap ETF (VO) 5.7 $137M 958k 142.52
iShares Russell Midcap Index Fund (IWR) 4.4 $105M 545k 192.11
Vanguard REIT ETF (VNQ) 3.4 $81M 969k 83.23
Vanguard Large-Cap ETF (VV) 2.6 $63M 566k 111.02
Vanguard Emerging Markets ETF (VWO) 1.7 $40M 969k 40.83
Ipath Sp 500 Vix S/t Fu Etn 1.6 $38M 19k 2000.00
Schwab Strategic Tr us reit etf (SCHH) 0.7 $17M 423k 41.21
S&p Global (SPGI) 0.7 $16M 106k 145.99
Vanguard S&p 500 Etf idx (VOO) 0.6 $15M 65k 222.05
Southwest Airlines (LUV) 0.6 $14M 230k 62.13
Plains Gp Holdings Lp-cl A (PAGP) 0.6 $14M 525k 26.16
Enlink Midstream (ENLC) 0.6 $14M 774k 17.60
MarketAxess Holdings (MKTX) 0.6 $13M 65k 201.11
Suntrust Banks Inc $1.00 Par Cmn 0.5 $13M 223k 56.74
Honeywell International (HON) 0.5 $13M 93k 133.48
Marriott International (MAR) 0.5 $12M 120k 100.31
Amazon (AMZN) 0.5 $12M 13k 968.00
Targa Res Corp (TRGP) 0.5 $12M 262k 45.20
Huntington Ingalls Inds (HII) 0.5 $12M 65k 186.21
Kinder Morgan (KMI) 0.5 $12M 607k 19.16
Teleflex Incorporated (TFX) 0.5 $11M 55k 207.76
Microchip Technology (MCHP) 0.5 $11M 145k 77.18
NetEase (NTES) 0.5 $11M 37k 301.18
Proshares Tr Ii call 0.5 $11M 1.4k 8000.00
Dxc Technology (DXC) 0.5 $11M 140k 79.27
Corning Incorporated (GLW) 0.5 $11M 365k 30.05
Waste Management (WM) 0.4 $11M 143k 73.35
NuStar GP Holdings 0.4 $10M 426k 24.45
Apple (AAPL) 0.4 $10M 70k 144.21
Nextera Energy (NEE) 0.4 $9.8M 70k 140.13
Ptc (PTC) 0.4 $9.8M 177k 55.12
IDEX Corporation (IEX) 0.4 $9.6M 85k 113.01
Cullen/Frost Bankers (CFR) 0.4 $9.4M 100k 93.91
NVIDIA Corporation (NVDA) 0.4 $9.2M 64k 144.57
KLA-Tencor Corporation (KLAC) 0.4 $9.2M 100k 91.52
iShares MSCI Brazil Index (EWZ) 0.4 $8.8M 258k 34.14
iShares MSCI Canada Index (EWC) 0.4 $8.9M 332k 26.76
Ishares Inc etp (EWT) 0.4 $8.7M 244k 35.76
Ishares Msci Japan (EWJ) 0.4 $8.7M 163k 53.65
iShares FTSE/Xinhua China 25 Index (FXI) 0.4 $8.5M 213k 39.71
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.4 $8.6M 160k 53.94
Vaneck Vectors Russia Index Et 0.4 $8.5M 442k 19.17
iShares MSCI Hong Kong Index Fund (EWH) 0.3 $8.3M 354k 23.43
iShares MSCI Australia Index Fund (EWA) 0.3 $8.4M 388k 21.68
WisdomTree India Earnings Fund (EPI) 0.3 $8.2M 334k 24.51
iShares MSCI South Korea Index Fund (EWY) 0.3 $7.9M 116k 67.81
Vanguard European ETF (VGK) 0.3 $7.9M 143k 55.14
Ishr Msci Singapore (EWS) 0.3 $7.6M 322k 23.62
Martin Marietta Materials (MLM) 0.3 $7.5M 34k 222.59
Darden Restaurants (DRI) 0.3 $6.4M 70k 90.45
Energy Transfer Equity (ET) 0.3 $6.5M 361k 17.96
Archrock (AROC) 0.3 $6.4M 564k 11.40
E.I. du Pont de Nemours & Company 0.3 $6.2M 77k 80.71
iShares MSCI South Africa Index (EZA) 0.3 $6.3M 111k 56.72
iShares MSCI Switzerland Index Fund (EWL) 0.3 $6.1M 179k 34.31
iShares MSCI Spain Index (EWP) 0.3 $6.3M 192k 32.84
Us Silica Hldgs (SLCA) 0.3 $6.2M 176k 35.49
WESTERN GAS EQUITY Partners 0.3 $6.1M 143k 43.02
Leidos Holdings (LDOS) 0.3 $6.2M 120k 51.69
Tallgrass Energy Gp Lp master ltd part 0.3 $6.2M 242k 25.43
Crestwood Equity Partners master ltd part 0.3 $6.2M 264k 23.50
Ishares Msci Italy Capped Et etp (EWI) 0.3 $6.1M 221k 27.80
Ishares Msci United Kingdom Index etf (EWU) 0.3 $6.1M 184k 33.33
Lincoln Electric Holdings (LECO) 0.2 $6.0M 65k 92.09
Williams Companies (WMB) 0.2 $5.9M 196k 30.28
Oneok (OKE) 0.2 $6.1M 116k 52.16
iShares MSCI Germany Index Fund (EWG) 0.2 $6.0M 198k 30.27
Bioverativ Inc Com equity 0.2 $6.0M 100k 60.17
Semgroup Corp cl a 0.2 $5.7M 210k 27.00
iShares MSCI France Index (EWQ) 0.2 $5.4M 188k 28.76
iShares MSCI Turkey Index Fund (TUR) 0.2 $5.2M 124k 41.51
iShares MSCI Chile Inv. Mt. Idx (ECH) 0.2 $5.2M 125k 41.67
iShares MSCI Thailand Index Fund (THD) 0.2 $5.3M 69k 77.95
Home Depot (HD) 0.2 $4.9M 32k 153.39
Campbell Soup Company (CPB) 0.2 $4.9M 94k 52.16
Pembina Pipeline Corp (PBA) 0.2 $4.9M 148k 33.12
Enbridge (ENB) 0.2 $4.9M 122k 39.81
iShares MSCI Sweden Index (EWD) 0.2 $4.8M 142k 33.92
Best Buy (BBY) 0.2 $4.5M 79k 57.33
Ishares Inc etp (EWM) 0.2 $4.6M 145k 31.71
Boeing Company (BA) 0.2 $4.3M 22k 197.74
Transcanada Corp 0.2 $4.3M 91k 47.67
Brink's Company (BCO) 0.2 $4.2M 63k 67.00
Wal-Mart Stores (WMT) 0.2 $4.0M 53k 74.73
Genuine Parts Company (GPC) 0.2 $3.9M 42k 92.76
CVS Caremark Corporation (CVS) 0.2 $4.1M 51k 80.38
Lockheed Martin Corporation (LMT) 0.2 $4.0M 14k 277.59
Gilead Sciences (GILD) 0.2 $4.0M 57k 70.78
Church & Dwight (CHD) 0.2 $4.0M 76k 51.88
Dollar General (DG) 0.2 $4.0M 55k 72.09
Smart Sand (SND) 0.2 $4.0M 452k 8.91
Expeditors International of Washington (EXPD) 0.2 $3.8M 68k 56.48
Omni (OMC) 0.2 $3.7M 45k 82.90
Robert Half International (RHI) 0.2 $3.8M 80k 47.93
Donaldson Company (DCI) 0.2 $3.9M 85k 45.54
Alaska Air (ALK) 0.2 $3.7M 42k 89.75
Western Union Company (WU) 0.1 $3.7M 193k 19.05
Snap-on Incorporated (SNA) 0.1 $3.6M 23k 157.99
Texas Instruments Incorporated (TXN) 0.1 $3.7M 48k 76.92
Gentex Corporation (GNTX) 0.1 $3.5M 183k 18.97
Scripps Networks Interactive 0.1 $3.6M 52k 68.35
International Business Machines (IBM) 0.1 $3.4M 22k 153.81
Cheniere Energy (LNG) 0.1 $3.4M 71k 48.71
iShares MSCI Netherlands Investable (EWN) 0.1 $3.3M 116k 28.93
Equifax (EFX) 0.1 $3.0M 22k 137.41
Fiserv (FI) 0.1 $2.9M 24k 122.33
Arthur J. Gallagher & Co. (AJG) 0.1 $2.6M 45k 57.24
Centene Corporation (CNC) 0.1 $2.6M 32k 79.88
Pdl Biopharma Inc note 2.750 12/0 0.1 $2.7M 3.0M 0.90
Cooper Companies 0.1 $2.4M 10k 239.40
Constellation Brands (STZ) 0.1 $2.3M 12k 193.75
Nordson Corporation (NDSN) 0.1 $2.4M 20k 121.30
Bob Evans Farms 0.1 $2.5M 35k 71.81
Wendy's/arby's Group (WEN) 0.1 $2.3M 150k 15.51
Fluidigm Corporation convertible cor 0.1 $2.4M 3.9M 0.62
Total System Services 0.1 $2.2M 38k 58.26
Johnson & Johnson (JNJ) 0.1 $2.1M 16k 132.24
IDEXX Laboratories (IDXX) 0.1 $2.0M 13k 161.44
Sherwin-Williams Company (SHW) 0.1 $2.2M 6.3k 350.95
Newell Rubbermaid (NWL) 0.1 $2.1M 40k 53.62
Tetra Tech (TTEK) 0.1 $2.0M 45k 45.76
Sanofi-Aventis SA (SNY) 0.1 $2.2M 45k 47.90
Stryker Corporation (SYK) 0.1 $2.1M 15k 138.78
Netflix (NFLX) 0.1 $2.0M 14k 149.42
Micron Technology (MU) 0.1 $2.2M 74k 29.87
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $2.1M 7.2k 287.29
iShares MSCI Belgium Investable Mkt (EWK) 0.1 $2.0M 104k 19.59
Vodafone Group New Adr F (VOD) 0.1 $2.2M 76k 28.73
Cisco Systems (CSCO) 0.1 $1.9M 61k 31.29
Harris Corporation 0.1 $1.8M 17k 109.09
Analog Devices (ADI) 0.1 $1.9M 24k 77.79
Mohawk Industries (MHK) 0.1 $1.9M 8.0k 241.75
Novartis (NVS) 0.1 $2.0M 23k 83.50
Dollar Tree (DLTR) 0.1 $1.9M 27k 69.92
ON Semiconductor (ON) 0.1 $1.9M 133k 14.04
Kratos Defense & Security Solutions (KTOS) 0.1 $1.8M 151k 11.87
Apollo Global Management 'a' 0.1 $1.8M 69k 26.44
Principal Financial (PFG) 0.1 $1.6M 25k 64.07
Stanley Black & Decker (SWK) 0.1 $1.7M 12k 140.71
SYSCO Corporation (SYY) 0.1 $1.6M 32k 50.34
Foot Locker (FL) 0.1 $1.6M 33k 49.29
Diageo (DEO) 0.1 $1.6M 13k 119.88
Orange Sa (ORANY) 0.1 $1.7M 108k 15.99
Ally Financial (ALLY) 0.1 $1.6M 75k 20.91
Microsoft Corporation (MSFT) 0.1 $1.5M 21k 68.95
PNC Financial Services (PNC) 0.1 $1.3M 11k 124.91
Bunge 0.1 $1.3M 18k 74.57
Central Fd Cda Ltd cl a 0.1 $1.4M 114k 12.33
Lance 0.1 $1.4M 42k 34.61
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.1 $1.4M 26k 54.35
Hca Holdings (HCA) 0.1 $1.3M 15k 87.17
Prospect Capital Corporati mtnf 5.375% 0.1 $1.4M 1.4M 1.01
Medtronic (MDT) 0.1 $1.3M 15k 88.77
Edwards Lifesciences (EW) 0.1 $1.2M 10k 118.24
Nokia Corporation (NOK) 0.1 $1.1M 175k 6.16
eBay (EBAY) 0.1 $1.3M 37k 34.92
Symantec Corporation 0.1 $1.3M 45k 28.27
Discovery Communications 0.1 $1.1M 46k 25.20
Solar Cap (SLRC) 0.1 $1.2M 55k 21.87
Fifth Street Finance 0.1 $1.3M 263k 4.86
Spdr S&p 500 Etf Tr option 0.1 $1.2M 1.5k 818.18
iShares MSCI All Peru Capped Index Fund (EPU) 0.1 $1.3M 39k 33.87
Colony Finl Inc note 5.00% 0.1 $1.1M 1.1M 1.05
Citizens Financial (CFG) 0.1 $1.3M 36k 35.69
Dave & Buster's Entertainmnt (PLAY) 0.1 $1.2M 18k 66.51
Ollies Bargain Outlt Hldgs I (OLLI) 0.1 $1.1M 27k 42.60
Exxon Mobil Corporation (XOM) 0.0 $1.1M 13k 80.69
AFLAC Incorporated (AFL) 0.0 $1.0M 13k 77.67
Altria (MO) 0.0 $1.0M 14k 74.44
Philip Morris International (PM) 0.0 $940k 8.0k 117.50
Advanced Energy Industries (AEIS) 0.0 $970k 15k 64.67
Och-Ziff Capital Management 0.0 $991k 387k 2.56
MKS Instruments (MKSI) 0.0 $841k 13k 67.28
PennantPark Investment (PNNT) 0.0 $862k 117k 7.39
Assured Guaranty (AGO) 0.0 $1.1M 25k 41.73
Calavo Growers (CVGW) 0.0 $925k 13k 69.03
Prospect Capital Corporation (PSEC) 0.0 $1.0M 127k 8.12
Ultra Clean Holdings (UCTT) 0.0 $840k 45k 18.75
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $834k 9.4k 88.38
KKR & Co 0.0 $949k 51k 18.61
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $902k 8.6k 105.31
iShares MSCI Austria Investable Mkt (EWO) 0.0 $999k 47k 21.25
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $857k 11k 80.00
Walker & Dunlop (WD) 0.0 $1.0M 21k 48.82
Asure Software (ASUR) 0.0 $964k 66k 14.61
PUT - UNG 100 @ 14 EXP 01/19/2013 .................. put 0.0 $864k 6.4k 136.00
Oaktree Cap 0.0 $930k 20k 46.60
Applied Optoelectronics (AAOI) 0.0 $865k 14k 61.79
Paycom Software (PAYC) 0.0 $1.1M 16k 68.40
Mma Capital Management 0.0 $1.0M 47k 22.11
Mortgage Reit Index real (REM) 0.0 $1.0M 22k 46.36
Blackstone 0.0 $674k 20k 33.35
VeriFone Systems 0.0 $715k 40k 18.10
Apollo Investment 0.0 $738k 116k 6.39
Financial Select Sector SPDR (XLF) 0.0 $787k 32k 24.66
Corcept Therapeutics Incorporated (CORT) 0.0 $743k 63k 11.79
Heartland Financial USA (HTLF) 0.0 $744k 16k 47.09
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $729k 24k 30.66
Pinnacle Foods Inc De 0.0 $719k 12k 59.42
Proshares Ultra Vix 01/18/2014 C16 call 0.0 $613k 5.3k 115.81
Eqt Gp Holdings Lp master ltd part 0.0 $762k 25k 30.14
Time Warner 0.0 $367k 3.7k 100.00
JPMorgan Chase & Co. (JPM) 0.0 $566k 6.2k 91.25
Amgen (AMGN) 0.0 $370k 2.2k 172.09
Investors Title Company (ITIC) 0.0 $561k 2.9k 193.45
Churchill Downs (CHDN) 0.0 $532k 2.9k 183.45
Ares Capital Corporation (ARCC) 0.0 $516k 32k 16.39
Iridium Communications (IRDM) 0.0 $431k 39k 11.05
Ciena Corporation (CIEN) 0.0 $500k 20k 25.00
VSE Corporation (VSEC) 0.0 $504k 11k 45.00
Healthsouth 0.0 $532k 11k 48.36
First American Financial (FAF) 0.0 $469k 11k 44.67
First Trust IPOX-100 Index Fund (FPX) 0.0 $440k 7.4k 59.70
Johnson & Johnson call 0.0 $537k 310.00 1733.33
Independent Bank Corporation (IBCP) 0.0 $522k 24k 21.75
Old Line Bancshares 0.0 $451k 16k 28.19
Waste Management Cmn 0.0 $578k 403.00 1434.78
Mosaic (MOS) 0.0 $457k 20k 22.85
Direxion Dly Sm Cap Bear 3x put 0.0 $380k 1.3k 282.28
Lci Industries (LCII) 0.0 $410k 4.0k 102.50
BlackRock 0.0 $253k 600.00 421.67
Starwood Property Trust (STWD) 0.0 $190k 8.5k 22.35
DST Systems 0.0 $290k 4.7k 61.70
FedEx Corporation (FDX) 0.0 $293k 1.4k 217.04
Abbott Laboratories (ABT) 0.0 $267k 5.5k 48.55
T. Rowe Price (TROW) 0.0 $245k 3.3k 74.24
Electronic Arts (EA) 0.0 $285k 2.7k 105.56
Whirlpool Corporation (WHR) 0.0 $249k 1.3k 191.54
Masco Corporation (MAS) 0.0 $290k 7.6k 38.16
Unum (UNM) 0.0 $289k 6.2k 46.61
Eastman Chemical Company (EMN) 0.0 $202k 2.4k 84.17
McKesson Corporation (MCK) 0.0 $247k 1.5k 164.67
UnitedHealth (UNH) 0.0 $260k 1.4k 185.71
Shire 0.0 $227k 1.4k 157.89
Mbia (MBI) 0.0 $306k 33k 9.42
Whole Foods Market 0.0 $320k 7.6k 42.11
Ventas (VTR) 0.0 $271k 3.9k 69.49
Delta Air Lines (DAL) 0.0 $306k 5.7k 53.68
Quanta Services (PWR) 0.0 $300k 9.1k 32.97
Compass Diversified Holdings (CODI) 0.0 $336k 19k 17.44
Enterprise Products Partners (EPD) 0.0 $350k 13k 27.04
MetLife (MET) 0.0 $225k 4.1k 54.88
Terex Corporation (TEX) 0.0 $319k 8.5k 37.53
Belden (BDC) 0.0 $309k 4.1k 75.37
Home BancShares (HOMB) 0.0 $351k 14k 24.89
Tanger Factory Outlet Centers (SKT) 0.0 $286k 11k 26.00
Imax Corp Cad (IMAX) 0.0 $257k 12k 21.97
CNO Financial (CNO) 0.0 $282k 14k 20.89
Mcdonalds Corp option 0.0 $224k 115.00 1950.00
3m Co option 0.0 $147k 70.00 2100.00
Dollar Tree Inc option 0.0 $262k 214.00 1222.22
Altria Group 0.0 $194k 310.00 625.00
DuPont Fabros Technology 0.0 $318k 5.2k 61.15
Industries N shs - a - (LYB) 0.0 $295k 3.5k 84.29
Horizon Ban (HBNC) 0.0 $353k 13k 26.34
Citigroup (C) 0.0 $294k 4.4k 66.82
Amc Networks Inc Cl A (AMCX) 0.0 $278k 5.2k 53.46
Marathon Petroleum Corp (MPC) 0.0 $351k 6.7k 52.41
Direxion Dly Sm Cap Bear 3x call 0.0 $244k 1.1k 222.63
Michael Kors Holdings 0.0 $308k 8.5k 36.24
Claymore Exchange Trd Fd Tr gug bull2019 e 0.0 $213k 10k 21.30
Mplx (MPLX) 0.0 $204k 6.1k 33.44
Abbvie (ABBV) 0.0 $278k 3.9k 70.87
Hd Supply 0.0 $224k 7.3k 30.68
Cdw (CDW) 0.0 $130k 2.1k 62.50
Intercontinental Exchange (ICE) 0.0 $293k 4.5k 65.84
Proshares Ultrashort Qqq Etf 0.0 $218k 13k 17.44
New Media Inv Grp 0.0 $324k 24k 13.50
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.0 $173k 159k 1.09
Michaels Cos Inc/the 0.0 $278k 15k 18.53
Synchrony Financial (SYF) 0.0 $319k 11k 29.81
Proshares Tr Short Russell2000 (RWM) 0.0 $231k 5.0k 46.20
Paypal Holdings (PYPL) 0.0 $347k 6.5k 53.65
Ezcorp Inc sr unsecured 06/19 2.625 0.0 $324k 334k 0.97
Match 0.0 $254k 15k 17.40
Broad 0.0 $280k 1.2k 233.33
Johnson Controls International Plc equity (JCI) 0.0 $221k 5.1k 43.33
L3 Technologies 0.0 $284k 1.7k 167.06
Rh (RH) 0.0 $348k 5.4k 64.44
Credit Suisse Nassau Brh velocity shs sho 0.0 $151k 7.0k 21.57
Broadridge Financial Solutions (BR) 0.0 $92k 1.2k 75.72
American Express Company (AXP) 0.0 $90k 1.1k 84.51
McDonald's Corporation (MCD) 0.0 $100k 655.00 152.67
Baxter International (BAX) 0.0 $81k 1.3k 60.45
Walt Disney Company (DIS) 0.0 $31k 290.00 106.90
3M Company (MMM) 0.0 $53k 255.00 207.84
Public Storage (PSA) 0.0 $50k 240.00 208.33
Verizon Communications (VZ) 0.0 $26k 585.00 44.44
Valero Energy Corporation (VLO) 0.0 $68k 1.0k 67.66
Buckeye Partners 0.0 $57k 899.00 63.40
Starbucks Corporation (SBUX) 0.0 $99k 1.7k 58.24
Pool Corporation (POOL) 0.0 $84k 715.00 117.48
Manpower (MAN) 0.0 $96k 860.00 111.63
Tesoro Corporation 0.0 $78k 836.00 93.30
Alliant Energy Corporation (LNT) 0.0 $84k 2.1k 40.00
Southside Bancshares (SBSI) 0.0 $63k 1.8k 35.06
MFA Mortgage Investments 0.0 $69k 8.2k 8.41
Alamo (ALG) 0.0 $18k 200.00 90.00
Duke Realty Corporation 0.0 $65k 2.3k 28.02
Magellan Midstream Partners 0.0 $62k 868.00 71.43
Rayonier (RYN) 0.0 $68k 2.4k 28.94
Brandywine Realty Trust (BDN) 0.0 $74k 4.2k 17.62
Microsoft Corp 0.0 $31k 45.00 688.89
Adobe Sys Inc option 0.0 $40k 15.00 2666.67
Aetna Inc New option 0.0 $36k 15.00 2400.00
Cisco Sys Inc option 0.0 $10k 100.00 100.00
Home Depot Inc option 0.0 $26k 35.00 742.86
Intuit option 0.0 $23k 10.00 2300.00
Mastercard Inc option 0.0 $1.0k 1.00 1000.00
Select Sector Spdr Tr option 0.0 $12k 18.00 666.67
Transocean Ltd option 0.0 $1.0k 10.00 100.00
Verizon Communications Inc option 0.0 $16k 60.00 266.67
Visa Inc option 0.0 $23k 20.00 1150.00
Wells Fargo & Co New option 0.0 $19k 12.00 1583.33
At&t Inc option 0.0 $3.0k 35.00 85.71
Select Sector Spdr Tr option 0.0 $25k 50.00 500.00
Ebix (EBIXQ) 0.0 $42k 775.00 54.19
Electronic Arts Inc option 0.0 $45k 15.00 3000.00
Nvidia Corp option 0.0 $106k 40.00 2650.00
Pfizer Inc option 0.0 $15k 130.00 115.38
Procter & Gamble Co option 0.0 $13k 94.00 133.33
Range Res Corp option 0.0 $1.0k 5.00 200.00
Southwestern Energy Co option 0.0 $1.0k 10.00 100.00
Applied Matls Inc option 0.0 $59k 56.00 1054.55
Cooper Cos Inc option 0.0 $15k 5.00 3000.00
Darden Restaurants Inc option 0.0 $7.0k 5.00 1400.00
F5 Networks Inc option 0.0 $9.0k 10.00 900.00
General Mls Inc option 0.0 $10k 14.00 714.29
Priceline Com Inc option 0.0 $52k 4.00 13000.00
Reynolds American Inc option 0.0 $91k 91.00 1000.00
Thor Inds Inc option 0.0 $16k 30.00 533.33
Expeditors Intl Wash 0.0 $4.0k 10.00 400.00
Stryker Corp 0.0 $25k 20.00 1250.00
Foot Locker 0.0 $2.0k 10.00 200.00
Corning Inc option 0.0 $50k 125.00 400.00
Chesapeake Lodging Trust sh ben int 0.0 $55k 2.3k 24.44
Southwest Airls 0.0 $82k 50.00 1640.00
GOODYEAR TIRE & RUBBER CO C @ 11.0 Jan 11 option 0.0 $6.0k 10.00 600.00
Sussex Ban 0.0 $99k 4.0k 24.75
Accenture 0.0 $31k 23.00 1347.83
Hershey Co Call option 0.0 $13k 20.00 650.00
Cigna Corp 0.0 $26k 10.00 2600.00
Amphenol Corp New call 0.0 $26k 60.00 433.33
Centurytel Inc call 0.0 $100k 380.00 263.16
Consolidated Edison Inc call 0.0 $19k 85.00 223.53
Delta Air Lines Inc Del call 0.0 $60k 50.00 1200.00
Hasbro Inc call 0.0 $62k 30.00 2066.67
Jetblue Airways Corp call 0.0 $16k 20.00 800.00
Kimberly Clark Corp call 0.0 $15k 23.00 666.67
Lockheed Martin Corp call 0.0 $80k 21.00 3818.18
Northrop Grumman Corp call 0.0 $29k 13.00 2230.77
Paychex Inc call 0.0 $7.0k 100.00 70.00
Pepsico Inc call 0.0 $24k 30.00 800.00
Ross Stores Inc call 0.0 $107k 115.00 933.33
Smucker J M Co call 0.0 $4.0k 15.00 266.67
Tesoro Corp call 0.0 $14k 10.00 1400.00
Travelers Companies Inc call 0.0 $12k 70.00 171.43
Tyson Foods Inc call 0.0 $8.0k 10.00 800.00
Zions Bancorporation call 0.0 $2.0k 5.00 400.00
Middleby Corp call 0.0 $1.0k 11.00 90.91
Snap On Inc call 0.0 $0 1.00 0.00
Alaska Air Group Common Stock Alk cmn 0.0 $87k 100.00 866.67
Albemarle Corp Cmn Stk cmn 0.0 $18k 10.00 1800.00
Amn Healthcare Services Inc cmn 0.0 $15k 60.00 250.00
Assurant Inc Common Stock cmn 0.0 $3.0k 5.00 600.00
Becton Dickinson & Co cmn 0.0 $26k 20.00 1300.00
Cintas Corp Cmn Stk cmn 0.0 $8.0k 10.00 800.00
Discover Financial At New York cmn 0.0 $0 10.00 0.00
Dollar General Corp cmn 0.0 $16k 8.00 2000.00
Ebix Inc Cmn Stk cmn 0.0 $6.0k 30.00 200.00
Equifax Inc Cmn Stk cmn 0.0 $20k 25.00 800.00
Fiserv Inc Cmn Stk cmn 0.0 $15k 11.00 1400.00
Garmin Ltd cmn 0.0 $1.0k 5.00 200.00
General Dynamics Corp cmn 0.0 $40k 14.00 2857.14
Hawaiian Holdings Inc cmn 0.0 $103k 355.00 290.91
Hexcel Corp. Common Stock cmn 0.0 $16k 40.00 400.00
Hormel Geo A & Co cmn 0.0 $2.0k 10.00 200.00
Huntsman Cos/the Common Stock cmn 0.0 $4.0k 10.00 400.00
Intl Flavors & Fragrances cmn 0.0 $8.0k 10.00 800.00
Lam Research Common Stock cmn 0.0 $61k 15.00 4066.67
Masimo Corporation cmn 0.0 $33k 25.00 1320.00
MOLSON COORS BREWING COMPANY Common Stock Class B cmn 0.0 $16k 25.00 640.00
Nisource Inc Cmn Stk cmn 0.0 $2.0k 5.00 400.00
PEOPLE'S UNITED FINANCIAL INC CMN Stock cmn 0.0 $5.0k 65.00 76.92
Republic Services Cmn Stock cmn 0.0 $90k 65.00 1384.62
Nasdaq Omx Group Common Stock cmn 0.0 $1.0k 5.00 200.00
Torchmark Corp cmn 0.0 $1.0k 5.00 200.00
Total System Services Inc Cmn Stk cmn 0.0 $2.0k 5.00 400.00
United Continental Holdings In cmn 0.0 $9.0k 10.00 900.00
United Rentals Inc Cmn Stock cmn 0.0 $21k 10.00 2100.00
D Spdr S&p 500 Etf Tr option 0.0 $1.0k 1.00 1000.00
Select Sector Spdr Tr call 0.0 $18k 160.00 111.11
Huntington Ingalls Indust-wi cmn 0.0 $2.0k 20.00 100.00
Scana Stk 0.0 $2.0k 5.00 400.00
Direxion Daily Tech Bull 3x call 0.0 $3.0k 3.00 1000.00
Direxion Dly Emg Mkt Bear 3x put 0.0 $13k 25.00 500.00
FORTUNE BRANDS HOME & SECURITY Inc cmn 0.0 $5.0k 5.00 1000.00
Amerisafe 0.0 $8.0k 30.00 266.67
Phillips 66 (PSX) 0.0 $71k 853.00 83.24
United States Natl Gas Fund opt 0.0 $0 2.00 0.00
Aon Plc call 0.0 $47k 25.00 1880.00
Facebook Inc call 0.0 $33k 15.00 2200.00
Mondelez Int (MDLZ) 0.0 $81k 1.9k 43.32
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $11k 300.00 36.67
Blackstone Mtg Tr (BXMT) 0.0 $67k 2.1k 31.60
Quintiles Transnatio Hldgs I 0.0 $6.0k 72.00 83.33
Vantiv, Inc call 0.0 $8.0k 50.00 160.00
Gaming & Leisure Pptys (GLPI) 0.0 $2.0k 45.00 44.44
Aramark Hldgs (ARMK) 0.0 $5.0k 112.00 44.64
Us Cellular Corp Cmn Stk cmn 0.0 $0 1.00 0.00
Fnf Group cmn 0.0 $61k 60.00 1016.67
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $6.0k 90.00 66.67
Fiat Chrysler Auto 0.0 $7.0k 642.00 10.90
Liberty Broadband Corporation (LBRDA) 0.0 $5.0k 60.00 83.33
Medtronic Plc call 0.0 $34k 35.00 971.43
Kraft Heinz (KHC) 0.0 $10k 112.00 89.29
Transunion (TRU) 0.0 $3.0k 80.00 37.50
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $5.0k 95.00 52.63
Pjt Partners (PJT) 0.0 $20k 505.00 39.60
Hewlett Packard Enterprise (HPE) 0.0 $3.0k 205.00 14.63
First Data 0.0 $7.0k 365.00 19.18
Alphabet Inc-cl C 0.0 $44k 3.00 14666.67
Direxion Dly Sm Cap Bear 3x 0.0 $0 1.00 0.00
Liberty Media Corp Del Com Ser 0.0 $0 11.00 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.0 $5.0k 119.00 42.02
Fortive (FTV) 0.0 $7.0k 103.00 67.96
Charter Communications Inc N call 0.0 $26k 4.00 6500.00
Waste Connections Inc call 0.0 $25k 50.00 500.00
Ihs Markit 0.0 $5.0k 120.00 41.67
Kinsale Cap Group (KNSL) 0.0 $3.0k 90.00 33.33
Noble Midstream Partners Lp Com Unit Repst 0.0 $3.0k 75.00 40.00
Cooper Std Hldgs Inc call 0.0 $2.0k 25.00 80.00
Trade Desk (TTD) 0.0 $4.0k 79.00 50.63
Ipath Sp 500 Vix S/t Fu Etn 0.0 $0 31.00 0.00
Yum China Holdings (YUMC) 0.0 $6.0k 140.00 42.86
International Seaways (INSW) 0.0 $9.0k 400.00 22.50
Conduent Incorporate (CNDT) 0.0 $7.0k 460.00 15.22
Hilton Worldwide Holdings (HLT) 0.0 $6.0k 102.00 58.82
Trivago N V spon ads a 0.0 $8.0k 337.00 23.74
Park Hotels & Resorts Inc-wi (PK) 0.0 $2.0k 90.00 22.22
Hilton Grand Vacations (HGV) 0.0 $12k 329.00 36.47
Varex Imaging (VREX) 0.0 $8.0k 225.00 35.56
Snap Inc cl a (SNAP) 0.0 $28k 1.6k 18.06
Rev (REVG) 0.0 $22k 800.00 27.50
Jeld-wen Hldg (JELD) 0.0 $9.0k 279.00 32.26
Alteryx 0.0 $20k 1.0k 20.00
Canada Goose Holdings Inc shs sub vtg (GOOS) 0.0 $12k 625.00 19.20
Invitation Homes (INVH) 0.0 $6.0k 300.00 20.00
J Jill Inc call 0.0 $16k 1.3k 11.99
Mulesoft Inc cl a 0.0 $14k 560.00 25.00
Capitol Fed Finl Inc call 0.0 $999.460000 118.00 8.47
Hamilton Lane Inc Common (HLNE) 0.0 $21k 950.00 22.11
Presidio 0.0 $13k 890.00 14.61
Ardagh Group S A cl a 0.0 $7.0k 325.00 21.54
Bonanza Creek Energy I 0.0 $18k 581.00 30.98
Amgen Inc call 0.0 $17k 15.00 1133.33
Cars (CARS) 0.0 $8.0k 285.00 28.07
Altice Usa Inc cl a (ATUS) 0.0 $10k 324.00 30.86
Floor & Decor Hldgs Inc cl a (FND) 0.0 $13k 340.00 38.24
Schneider National Inc cl b (SNDR) 0.0 $6.0k 260.00 23.08
Seacor Marine Hldgs (SMHI) 0.0 $5.0k 258.00 19.38
Solaris Oilfield Infrstr (SEI) 0.0 $7.0k 620.00 11.29
Ultra Petroleum 0.0 $15k 1.4k 11.00
Veritone (VERI) 0.0 $6.0k 475.00 12.63
Carvana Co cl a (CVNA) 0.0 $15k 750.00 20.00
Okta Inc cl a (OKTA) 0.0 $18k 775.00 23.23
Yext (YEXT) 0.0 $8.0k 580.00 13.79
Cadence Bancorporation cl a 0.0 $7.0k 325.00 21.54
Five Point Holdings (FPH) 0.0 $5.0k 330.00 15.15
Appian Corp cl a (APPN) 0.0 $22k 1.2k 18.35
Blue Apron Hldgs Inc cl a 0.0 $13k 1.4k 9.03
Direxion Shs Etf Tr call 0.0 $0 1.00 0.00
Biohaven Pharmaceutical Holding 0.0 $7.0k 270.00 25.93
Antero Midstream Gp partnerships 0.0 $10k 440.00 22.73
Wideopenwest (WOW) 0.0 $14k 780.00 17.95
Gardner Denver Hldgs 0.0 $13k 597.00 21.78
Tintri Inc. equity 0.0 $10k 1.4k 7.30
Smart Global Holdings (PENG) 0.0 $12k 720.00 16.67
Shotspotter (SSTI) 0.0 $8.0k 600.00 13.33
Pcsb Fncl 0.0 $8.0k 450.00 17.78
Asv Hldgs 0.0 $11k 1.4k 8.14
Argenx Se (ARGX) 0.0 $6.0k 274.00 21.90
Guaranty Bancshares (GNTY) 0.0 $5.0k 165.00 30.30
Ncs Multistage Holdings 0.0 $13k 500.00 26.00
Urogen Pharma (URGN) 0.0 $7.0k 380.00 18.42
Emerald Expositions Events 0.0 $12k 540.00 22.22
Kkr Real Estate Finance Trust (KREF) 0.0 $5.0k 240.00 20.83
Bright Scholar Ed Hldgs 0.0 $8.0k 670.00 11.94
Byline Ban (BY) 0.0 $10k 493.00 20.28
G1 Therapeutics 0.0 $6.0k 338.00 17.75
Dova Pharmaceuticals 0.0 $6.0k 255.00 23.53
Shiftpixy 0.0 $5.0k 700.00 7.14
Spdr S&p 500 Etf Tr call 0.0 $73k 53.00 1377.36
Spdr S&p 500 Etf Tr call 0.0 $21k 15.00 1400.00
Spdr S&p 500 Etf Tr call 0.0 $15k 11.00 1363.64
Spdr S&p 500 Etf Tr call 0.0 $13k 10.00 1300.00
Spdr S&p 500 Etf Tr call 0.0 $18k 16.00 1125.00