Cetera Investment Advisers

Cetera Investment Advisers as of Dec. 31, 2015

Portfolio Holdings for Cetera Investment Advisers

Cetera Investment Advisers holds 258 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 3.6 $7.8M 38k 203.90
Vanguard Growth ETF (VUG) 2.8 $6.1M 57k 106.46
iShares Russell 1000 Growth Index (IWF) 2.3 $5.0M 51k 99.39
Apple (AAPL) 2.2 $4.7M 45k 105.45
At&t (T) 1.9 $4.0M 118k 34.39
General Electric Company 1.8 $3.9M 124k 31.17
Vanguard Value ETF (VTV) 1.8 $3.8M 47k 81.54
PowerShares QQQ Trust, Series 1 1.7 $3.8M 34k 111.78
iShares Lehman Aggregate Bond (AGG) 1.6 $3.4M 32k 108.03
iShares Russell 1000 Value Index (IWD) 1.5 $3.3M 34k 98.15
iShares S&P NA Nat. Re. Sc. Idx (IGE) 1.4 $3.1M 109k 28.17
First Trust Large Cap Core Alp Fnd (FEX) 1.4 $3.0M 70k 43.23
Johnson & Johnson (JNJ) 1.3 $2.9M 28k 102.70
United Parcel Service (UPS) 1.3 $2.9M 30k 96.23
Vanguard Mid-Cap ETF (VO) 1.3 $2.8M 24k 119.99
PowerShares FTSE RAFI US 1000 1.3 $2.8M 32k 86.92
Vanguard Small-Cap ETF (VB) 1.2 $2.7M 24k 110.68
Vanguard REIT ETF (VNQ) 1.2 $2.6M 33k 79.87
PPL Corporation (PPL) 1.2 $2.5M 74k 34.15
Walt Disney Company (DIS) 1.0 $2.3M 22k 105.58
Boeing Company (BA) 1.0 $2.2M 15k 144.28
Intel Corporation (INTC) 1.0 $2.1M 61k 34.45
Exxon Mobil Corporation (XOM) 0.9 $2.0M 26k 78.13
Altria (MO) 0.9 $2.0M 34k 58.18
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.9 $2.0M 39k 49.82
Chevron Corporation (CVX) 0.9 $1.9M 21k 89.71
iShares Russell Midcap Growth Idx. (IWP) 0.8 $1.7M 19k 92.16
Facebook Inc cl a (META) 0.8 $1.7M 17k 104.18
Vanguard Mid-Cap Growth ETF (VOT) 0.8 $1.7M 17k 98.35
Microsoft Corporation (MSFT) 0.8 $1.7M 30k 55.50
Vanguard Short-Term Bond ETF (BSV) 0.8 $1.7M 21k 79.70
iShares S&P US Pref Stock Idx Fnd (PFF) 0.8 $1.6M 42k 38.84
Ford Motor Company (F) 0.8 $1.6M 116k 14.07
iShares MSCI EAFE Index Fund (EFA) 0.7 $1.6M 27k 58.91
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.7 $1.6M 30k 54.53
Nike (NKE) 0.7 $1.6M 25k 62.62
Philip Morris International (PM) 0.7 $1.5M 18k 87.91
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $1.5M 18k 84.10
Procter & Gamble Company (PG) 0.7 $1.5M 19k 79.38
iShares Russell 2000 Index (IWM) 0.7 $1.4M 13k 111.99
Verizon Communications (VZ) 0.6 $1.4M 30k 46.27
ConocoPhillips (COP) 0.6 $1.4M 30k 46.88
Vanguard Total Stock Market ETF (VTI) 0.6 $1.4M 13k 104.53
Pfizer (PFE) 0.6 $1.3M 42k 32.20
Abbvie (ABBV) 0.6 $1.3M 23k 59.24
Bristol Myers Squibb (BMY) 0.6 $1.3M 19k 68.86
Vanguard Mid-Cap Value ETF (VOE) 0.6 $1.3M 15k 86.16
Cisco Systems (CSCO) 0.6 $1.3M 46k 27.23
JPMorgan Chase & Co. (JPM) 0.6 $1.2M 19k 66.02
General Motors Company (GM) 0.6 $1.2M 36k 34.04
McDonald's Corporation (MCD) 0.5 $1.2M 9.9k 118.01
Gilead Sciences (GILD) 0.5 $1.2M 12k 101.12
Coca-Cola Company (KO) 0.5 $1.2M 27k 42.97
Kimberly-Clark Corporation (KMB) 0.5 $1.2M 9.1k 127.81
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $1.1M 27k 43.28
Vanguard Total Bond Market ETF (BND) 0.5 $1.1M 14k 80.78
First Trust Health Care AlphaDEX (FXH) 0.5 $1.1M 18k 60.61
Vanguard S&p 500 Etf idx (VOO) 0.5 $1.1M 5.6k 187.04
PIMCO Corporate Opportunity Fund (PTY) 0.5 $1.0M 77k 13.35
T. Rowe Price (TROW) 0.5 $1.0M 14k 71.50
Berkshire Hathaway (BRK.A) 0.5 $989k 5.00 197800.00
Celgene Corporation 0.5 $978k 8.2k 119.60
Kraft Heinz (KHC) 0.4 $966k 13k 73.10
ITC Holdings 0.4 $913k 23k 39.16
Goldman Sachs (GS) 0.4 $900k 5.0k 180.40
iShares Russell Midcap Index Fund (IWR) 0.4 $885k 5.5k 159.49
Western Asset Premier Bond Fund (WEA) 0.4 $895k 74k 12.16
Merck & Co (MRK) 0.4 $863k 16k 52.95
Coca-cola Enterprises 0.4 $869k 18k 49.29
Pepsi (PEP) 0.4 $859k 8.6k 100.16
SPDR Barclays Capital High Yield B 0.4 $843k 25k 33.91
Blackstone 0.4 $822k 28k 29.30
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.4 $830k 7.3k 113.76
Rydex S&P Equal Weight ETF 0.4 $836k 11k 76.69
Vanguard Small-Cap Growth ETF (VBK) 0.4 $838k 6.9k 120.98
First Trust Large Cap GO Alpha Fnd (FTC) 0.4 $820k 17k 48.16
Eli Lilly & Co. (LLY) 0.4 $814k 9.7k 84.10
iShares S&P 500 Index (IVV) 0.4 $798k 3.9k 203.99
Pioneer High Income Trust (PHT) 0.4 $805k 84k 9.55
Vanguard Energy ETF (VDE) 0.4 $805k 9.7k 82.79
International Business Machines (IBM) 0.4 $779k 5.6k 138.00
Prudential Financial (PRU) 0.4 $787k 9.6k 81.71
First Trust Large Cap Value Opp Fnd (FTA) 0.4 $779k 20k 38.60
First Trust Small Cap Cr AlphaDEX (FYX) 0.4 $778k 18k 44.10
National Penn Bancshares 0.3 $763k 62k 12.34
Vanguard Dividend Appreciation ETF (VIG) 0.3 $752k 9.6k 77.95
Park City (TRAK) 0.3 $752k 63k 11.92
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $747k 9.3k 80.70
Vanguard Total World Stock Idx (VT) 0.3 $730k 13k 57.58
Amgen (AMGN) 0.3 $724k 4.5k 161.68
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $725k 15k 48.04
Mondelez Int (MDLZ) 0.3 $724k 16k 44.94
CVS Caremark Corporation (CVS) 0.3 $688k 7.0k 98.08
iShares Dow Jones Select Dividend (DVY) 0.3 $704k 9.3k 75.75
SPDR S&P Dividend (SDY) 0.3 $696k 9.4k 73.81
Ishares High Dividend Equity F (HDV) 0.3 $688k 9.4k 73.54
Lazard Ltd-cl A shs a 0.3 $680k 15k 45.24
Wisdomtree Tr intl hedge eqt (HEDJ) 0.3 $674k 13k 54.09
Ishares Tr fltg rate nt (FLOT) 0.3 $675k 13k 50.45
Alphabet Inc Class C cs (GOOG) 0.3 $667k 874.00 763.16
Health Care SPDR (XLV) 0.3 $649k 9.0k 72.02
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $659k 6.3k 104.50
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.3 $664k 28k 23.40
Principal Financial (PFG) 0.3 $623k 14k 44.96
American Electric Power Company (AEP) 0.3 $641k 11k 58.22
Oracle Corporation (ORCL) 0.3 $640k 18k 36.63
iShares S&P MidCap 400 Index (IJH) 0.3 $639k 4.6k 139.16
First Trust Morningstar Divid Ledr (FDL) 0.3 $629k 27k 23.71
Comcast Corporation (CMCSA) 0.3 $618k 11k 56.34
Duke Energy (DUK) 0.3 $614k 8.6k 71.44
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.3 $609k 12k 51.98
Discover Financial Services (DFS) 0.3 $581k 11k 53.64
Cummins (CMI) 0.3 $578k 6.6k 87.98
J.M. Smucker Company (SJM) 0.3 $580k 4.7k 122.52
MetLife (MET) 0.3 $578k 12k 48.07
Vanguard Emerging Markets ETF (VWO) 0.3 $581k 18k 32.72
Allstate Corporation (ALL) 0.3 $558k 9.0k 62.03
First Tr Exchange Traded Fd multi asset di (MDIV) 0.3 $576k 32k 18.27
Alphabet Inc Class A cs (GOOGL) 0.3 $567k 727.00 779.92
Home Depot (HD) 0.2 $549k 4.2k 132.23
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $535k 6.8k 79.00
Berkshire Hathaway (BRK.B) 0.2 $519k 3.9k 132.23
AutoZone (AZO) 0.2 $519k 700.00 741.43
Under Armour (UAA) 0.2 $529k 6.6k 80.33
Market Vectors Gold Miners ETF 0.2 $531k 39k 13.65
Vanguard Consumer Discretionary ETF (VCR) 0.2 $512k 4.2k 122.34
Abbott Laboratories (ABT) 0.2 $507k 11k 44.91
Vanguard Consumer Staples ETF (VDC) 0.2 $506k 3.9k 128.88
Ishares Inc core msci emkt (IEMG) 0.2 $503k 13k 39.22
Utilities SPDR (XLU) 0.2 $477k 11k 43.35
Academy Fds Tr innov ibd50 0.2 $473k 21k 22.29
E.I. du Pont de Nemours & Company 0.2 $454k 6.8k 66.74
Valero Energy Corporation (VLO) 0.2 $463k 6.6k 70.43
Southern Company (SO) 0.2 $458k 9.8k 46.96
Walgreen Boots Alliance (WBA) 0.2 $459k 5.4k 85.79
General Mills (GIS) 0.2 $444k 7.7k 57.81
Clorox Company (CLX) 0.2 $436k 3.4k 126.78
Vanguard Small-Cap Value ETF (VBR) 0.2 $443k 4.5k 98.10
Vanguard High Dividend Yield ETF (VYM) 0.2 $446k 6.6k 67.11
Vanguard Health Care ETF (VHT) 0.2 $432k 3.2k 133.21
Phillips 66 (PSX) 0.2 $446k 5.5k 81.80
GlaxoSmithKline 0.2 $407k 10k 40.27
Starbucks Corporation (SBUX) 0.2 $404k 6.7k 60.24
SPDR Gold Trust (GLD) 0.2 $424k 4.2k 101.36
iShares S&P 100 Index (OEF) 0.2 $421k 4.6k 91.18
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $404k 12k 33.24
PIMCO Strategic Global Government Fund (RCS) 0.2 $422k 47k 8.93
Wells Fargo & Company (WFC) 0.2 $383k 7.0k 54.39
McKesson Corporation (MCK) 0.2 $391k 2.0k 197.47
Colgate-Palmolive Company (CL) 0.2 $393k 5.9k 66.53
Accenture (ACN) 0.2 $400k 3.8k 104.22
Netflix (NFLX) 0.2 $402k 3.6k 113.08
Alerian Mlp Etf 0.2 $398k 33k 11.93
SPDR DJ Wilshire REIT (RWR) 0.2 $383k 4.2k 91.82
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $402k 3.3k 122.19
Rydex S&P 500 Pure Growth ETF 0.2 $384k 4.8k 80.52
Atmos Energy Corporation (ATO) 0.2 $381k 6.0k 63.16
Consumer Discretionary SPDR (XLY) 0.2 $373k 4.7k 78.91
First Trust Financials AlphaDEX (FXO) 0.2 $368k 16k 23.32
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.2 $372k 17k 21.73
3M Company (MMM) 0.2 $347k 2.3k 151.53
Union Pacific Corporation (UNP) 0.2 $355k 4.5k 78.64
Royal Dutch Shell 0.2 $338k 7.4k 45.75
United Technologies Corporation 0.2 $346k 3.6k 96.62
Qualcomm (QCOM) 0.2 $351k 7.1k 49.56
EMC Corporation 0.2 $354k 14k 25.64
NorthWestern Corporation (NWE) 0.2 $349k 6.4k 54.34
iShares Russell 2000 Growth Index (IWO) 0.2 $350k 2.5k 139.17
Consumer Staples Select Sect. SPDR (XLP) 0.2 $350k 6.9k 50.92
First Trust Value Line Dividend Indx Fnd (FVD) 0.2 $344k 14k 23.96
CenturyLink 0.1 $323k 13k 25.13
Deere & Company (DE) 0.1 $327k 4.3k 76.38
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $332k 4.0k 82.86
Delta Air Lines (DAL) 0.1 $328k 6.4k 50.99
Vanguard European ETF (VGK) 0.1 $333k 6.6k 50.12
Powershares Etf Tr Ii s^p500 low vol 0.1 $336k 8.7k 38.63
Alibaba Group Holding (BABA) 0.1 $333k 4.1k 81.14
Wal-Mart Stores (WMT) 0.1 $305k 4.9k 61.74
Tractor Supply Company (TSCO) 0.1 $314k 3.7k 85.47
CIGNA Corporation 0.1 $312k 2.1k 146.62
Visa (V) 0.1 $303k 3.9k 77.30
Unilever (UL) 0.1 $304k 7.0k 43.30
iShares S&P 500 Growth Index (IVW) 0.1 $311k 2.7k 116.44
WisdomTree MidCap Dividend Fund (DON) 0.1 $304k 3.8k 80.94
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $301k 6.3k 48.03
BP (BP) 0.1 $280k 8.9k 31.57
Schlumberger (SLB) 0.1 $278k 4.0k 69.47
Biogen Idec (BIIB) 0.1 $273k 885.00 308.47
Hershey Company (HSY) 0.1 $280k 3.1k 89.34
ConAgra Foods (CAG) 0.1 $275k 6.6k 41.87
Amazon (AMZN) 0.1 $282k 417.00 676.26
Amphenol Corporation (APH) 0.1 $287k 5.5k 52.01
iShares Russell 2000 Value Index (IWN) 0.1 $273k 3.0k 92.23
Vanguard Europe Pacific ETF (VEA) 0.1 $281k 7.6k 36.76
iShares S&P SmallCap 600 Index (IJR) 0.1 $288k 2.6k 110.68
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $277k 5.4k 50.97
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $290k 2.7k 106.58
Ishares U S Etf Tr shr mat mu etf (MEAR) 0.1 $277k 5.5k 50.01
iShares MSCI Emerging Markets Indx (EEM) 0.1 $251k 7.8k 32.25
Bank of America Corporation (BAC) 0.1 $253k 15k 16.86
Baxter International (BAX) 0.1 $259k 6.8k 37.97
Air Products & Chemicals (APD) 0.1 $260k 2.0k 131.25
Honeywell International (HON) 0.1 $252k 2.4k 103.11
Nextera Energy (NEE) 0.1 $271k 2.6k 103.67
Exelon Corporation (EXC) 0.1 $258k 9.2k 27.99
Celanese Corporation (CE) 0.1 $264k 3.9k 67.16
Raymond James Financial (RJF) 0.1 $264k 4.5k 58.19
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $260k 2.2k 120.20
Pimco NY Muni Income Fund II (PNI) 0.1 $271k 22k 12.38
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $255k 4.8k 53.15
Baxalta Incorporated 0.1 $264k 6.7k 39.30
Caterpillar (CAT) 0.1 $234k 3.4k 68.04
East West Ban (EWBC) 0.1 $239k 5.8k 41.31
Bce (BCE) 0.1 $234k 6.0k 38.73
Energy Select Sector SPDR (XLE) 0.1 $242k 4.0k 60.61
HCP 0.1 $250k 6.4k 38.97
SPDR S&P MidCap 400 ETF (MDY) 0.1 $243k 953.00 254.98
iShares Silver Trust (SLV) 0.1 $233k 18k 13.21
Ipath Dow Jones-aig Commodity (DJP) 0.1 $243k 11k 21.39
iShares Morningstar Small Value (ISCV) 0.1 $238k 2.1k 115.03
Ishares Tr usa min vo (USMV) 0.1 $250k 6.0k 41.72
Waste Management (WM) 0.1 $209k 3.9k 53.07
J.B. Hunt Transport Services (JBHT) 0.1 $228k 3.1k 73.67
Northrop Grumman Corporation (NOC) 0.1 $219k 1.2k 189.12
Automatic Data Processing (ADP) 0.1 $220k 2.6k 84.84
DaVita (DVA) 0.1 $226k 3.3k 69.52
TJX Companies (TJX) 0.1 $207k 2.9k 70.99
New York Community Ban 0.1 $211k 13k 16.39
Technology SPDR (XLK) 0.1 $212k 5.0k 42.67
Financial Select Sector SPDR (XLF) 0.1 $219k 9.2k 23.86
First Trust IPOX-100 Index Fund (FPX) 0.1 $218k 4.3k 51.27
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $225k 8.9k 25.34
Buckle (BKE) 0.1 $205k 6.6k 30.92
Johnson Controls 0.1 $204k 5.2k 39.58
AmerisourceBergen (COR) 0.1 $204k 2.0k 103.66
Allete (ALE) 0.1 $203k 4.0k 50.75
Barclays Bk Plc Ipsp croil etn 0.1 $193k 31k 6.23
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $200k 1.9k 107.47
PowerShares Dynamic Consumer Sta. 0.1 $204k 3.6k 56.89
First Trust Energy AlphaDEX (FXN) 0.1 $187k 14k 13.90
Powershares Senior Loan Portfo mf 0.1 $201k 8.9k 22.48
Western Asset High Incm Fd I (HIX) 0.1 $173k 28k 6.26
First Trust DJ STOX Sel Div 30 IDX (FDD) 0.1 $168k 14k 12.04
Monogram Residential Trust 0.1 $165k 17k 9.70
Nuveen Muni Value Fund (NUV) 0.1 $155k 15k 10.16
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $148k 11k 13.75
PIMCO Corporate Income Fund (PCN) 0.1 $163k 12k 13.41
Sunedison 0.1 $155k 30k 5.18
Aegon 0.1 $130k 23k 5.70
Pimco NY Municipal Income Fund (PNF) 0.1 $137k 12k 11.90
DNP Select Income Fund (DNP) 0.1 $106k 12k 8.94
Allianzgi Conv & Inc Fd taxable cef 0.1 $105k 19k 5.55
Gramercy Ppty Tr 0.1 $102k 13k 7.70
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $81k 10k 7.82
Gabelli Equity Trust (GAB) 0.0 $90k 17k 5.34
Seadrill 0.0 $46k 14k 3.34
Yamana Gold 0.0 $19k 10k 1.89
Atlas Resource Partners 0.0 $13k 13k 1.04