Clear Harbor Asset Management

Clear Harbor Asset Management as of Dec. 31, 2015

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 266 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.0 $59M 309k 189.79
American Capital Mortgage In 3.5 $16M 1.1M 13.96
American Water Works (AWK) 3.1 $14M 238k 59.75
Fifth Street Finance 2.9 $13M 2.1M 6.38
Apple (AAPL) 2.7 $12M 115k 105.26
Flextronics International Ltd Com Stk (FLEX) 2.6 $12M 1.1M 11.21
Spdr S&p 500 Etf (SPY) 2.4 $11M 52k 204.06
Pioneer Natural Resources (PXD) 2.3 $10M 82k 125.38
Axis Capital Holdings (AXS) 2.2 $10M 177k 56.22
General Motors Company (GM) 2.0 $9.1M 268k 34.01
Hartford Financial Services (HIG) 2.0 $9.1M 208k 43.46
Parker-Hannifin Corporation (PH) 1.8 $8.0M 83k 96.98
Trimble Navigation (TRMB) 1.7 $7.7M 360k 21.45
Johnson Controls 1.7 $7.5M 190k 39.49
Exxon Mobil Corporation (XOM) 1.6 $7.5M 96k 77.95
Cui Global 1.6 $7.2M 1.0M 7.04
Berkshire Hathaway (BRK.B) 1.5 $6.7M 51k 132.04
Core Laboratories 1.2 $5.7M 52k 108.73
Taiwan Semiconductor Mfg (TSM) 1.2 $5.6M 246k 22.75
Energen Corporation 1.2 $5.5M 134k 40.99
New Jersey Resources Corporation (NJR) 1.2 $5.3M 161k 32.96
Johnson & Johnson (JNJ) 1.2 $5.2M 51k 102.73
Chesapeake Utilities Corporation (CPK) 1.1 $5.2M 91k 56.75
Northwest Natural Gas 1.1 $5.2M 102k 50.61
Scorpio Tankers 1.1 $5.2M 643k 8.02
Honeywell International (HON) 1.1 $5.0M 49k 103.56
Connecticut Water Service 1.0 $4.4M 117k 38.01
JPMorgan Chase & Co. (JPM) 0.9 $4.2M 64k 66.03
Medical Properties Trust (MPW) 0.9 $4.2M 367k 11.51
Questar Corporation 0.8 $3.8M 193k 19.48
Taro Pharmaceutical Industries (TARO) 0.8 $3.6M 23k 154.56
South Jersey Industries 0.8 $3.5M 149k 23.52
Solar Cap (SLRC) 0.8 $3.4M 208k 16.43
EQT Corporation (EQT) 0.7 $3.0M 58k 52.12
General Electric Company 0.7 $2.9M 94k 31.15
Caterpillar (CAT) 0.6 $2.9M 43k 67.95
Arthur J. Gallagher & Co. (AJG) 0.6 $2.7M 66k 40.94
Two Harbors Investment 0.6 $2.6M 320k 8.10
Microsoft Corporation (MSFT) 0.6 $2.5M 45k 55.47
Qorvo (QRVO) 0.6 $2.5M 49k 50.89
Verizon Communications (VZ) 0.5 $2.3M 51k 46.22
Merck & Co (MRK) 0.5 $2.3M 44k 52.83
Tecogen (TGEN) 0.5 $2.4M 677k 3.50
Matador Resources (MTDR) 0.5 $2.3M 117k 19.77
Travelers Companies (TRV) 0.5 $2.2M 20k 112.84
1iqtech International 0.5 $2.2M 2.2M 1.01
CBS Corporation 0.5 $2.2M 46k 47.13
Anworth Mortgage Asset Corporation 0.5 $2.2M 495k 4.35
California Water Service (CWT) 0.5 $2.1M 91k 23.27
Goodyear Tire & Rubber Company (GT) 0.4 $2.0M 62k 32.67
FMC Corporation (FMC) 0.4 $2.0M 51k 39.12
Solar Senior Capital 0.4 $2.0M 135k 14.90
Ares Coml Real Estate (ACRE) 0.4 $2.0M 174k 11.44
PNC Financial Services (PNC) 0.4 $1.9M 20k 95.29
CF Industries Holdings (CF) 0.4 $1.9M 47k 40.80
ConAgra Foods (CAG) 0.4 $1.8M 43k 42.16
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $1.8M 33k 53.81
Hexcel Corporation (HXL) 0.4 $1.7M 36k 46.44
SanDisk Corporation 0.4 $1.7M 22k 75.99
Union Pacific Corporation (UNP) 0.4 $1.6M 21k 78.22
Getty Realty (GTY) 0.4 $1.6M 94k 17.15
MetLife (MET) 0.3 $1.6M 33k 48.21
Harris Corporation 0.3 $1.6M 18k 86.88
Procter & Gamble Company (PG) 0.3 $1.6M 20k 79.42
Ashford Hospitality Trust 0.3 $1.5M 244k 6.31
QEP Resources 0.3 $1.5M 113k 13.40
Pfizer (PFE) 0.3 $1.4M 44k 32.27
Ecolab (ECL) 0.3 $1.4M 12k 114.38
West 0.3 $1.4M 63k 21.57
Cherry Hill Mort (CHMI) 0.3 $1.4M 105k 13.00
Liberty Media 0.3 $1.3M 46k 27.33
Wyndham Worldwide Corporation 0.3 $1.3M 18k 72.66
International Business Machines (IBM) 0.3 $1.2M 8.8k 137.65
EMC Corporation 0.3 $1.2M 48k 25.67
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.2M 10k 122.57
Consolidated Edison (ED) 0.3 $1.2M 18k 64.26
Gilead Sciences (GILD) 0.3 $1.2M 11k 101.15
WisdomTree Japan Total Dividend (DXJ) 0.3 $1.2M 24k 50.08
Chevron Corporation (CVX) 0.2 $1.1M 12k 89.95
Chicago Bridge & Iron Company 0.2 $1.1M 28k 38.98
Abbvie (ABBV) 0.2 $1.1M 19k 59.25
Commscope Hldg (COMM) 0.2 $1.1M 42k 25.90
Cisco Systems (CSCO) 0.2 $996k 37k 27.16
Aetna 0.2 $981k 9.1k 108.12
J.M. Smucker Company (SJM) 0.2 $998k 8.1k 123.39
At&t (T) 0.2 $934k 27k 34.40
V.F. Corporation (VFC) 0.2 $957k 15k 62.28
Aqua America 0.2 $930k 31k 29.81
Boeing Company (BA) 0.2 $896k 6.2k 144.63
Lowe's Companies (LOW) 0.2 $914k 12k 76.03
Entercom Communications 0.2 $896k 80k 11.23
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.2 $910k 36k 25.00
York Water Company (YORW) 0.2 $893k 36k 24.93
CVS Caremark Corporation (CVS) 0.2 $870k 8.9k 97.77
Applied Materials (AMAT) 0.2 $864k 46k 18.68
Synchrony Financial (SYF) 0.2 $853k 28k 30.42
Walgreen Boots Alliance (WBA) 0.2 $854k 10k 85.13
American Capital Agency 0.2 $820k 47k 17.33
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $804k 15k 52.74
McKesson Corporation (MCK) 0.2 $770k 3.9k 197.13
iShares Gold Trust 0.2 $774k 76k 10.23
Anadarko Petroleum Corporation 0.2 $724k 15k 48.59
NCI Building Systems 0.2 $722k 58k 12.40
Occidental Petroleum Corporation (OXY) 0.1 $694k 10k 67.56
Schlumberger (SLB) 0.1 $697k 10k 69.73
Forest City Enterprises 0.1 $680k 31k 21.92
Piedmont Natural Gas Company 0.1 $696k 12k 57.05
ChipMOS Technology Bermuda 0.1 $662k 33k 19.81
Michael Kors Holdings 0.1 $657k 16k 40.09
EOG Resources (EOG) 0.1 $654k 9.2k 70.78
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $613k 5.8k 105.65
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $631k 51k 12.33
Twenty-first Century Fox 0.1 $654k 24k 27.17
3M Company (MMM) 0.1 $603k 4.0k 150.60
Monster Worldwide 0.1 $569k 99k 5.73
Universal Display Corporation (OLED) 0.1 $608k 11k 54.48
Assured Guaranty (AGO) 0.1 $582k 22k 26.43
Information Services (III) 0.1 $610k 168k 3.62
Abbott Laboratories (ABT) 0.1 $545k 12k 44.87
Kimberly-Clark Corporation (KMB) 0.1 $532k 4.2k 127.24
Target Corporation (TGT) 0.1 $563k 7.8k 72.65
Titan International (TWI) 0.1 $565k 144k 3.94
Activision Blizzard 0.1 $553k 14k 38.73
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $527k 4.4k 120.51
KKR & Co 0.1 $552k 35k 15.59
Pure Cycle Corporation (PCYO) 0.1 $553k 115k 4.80
Putnam Premier Income Trust (PPT) 0.1 $553k 112k 4.95
Mitel Networks Corp 0.1 $536k 70k 7.68
Eqt Midstream Partners 0.1 $540k 7.2k 75.52
Mondelez Int (MDLZ) 0.1 $545k 12k 44.81
Intrawest Resorts Holdings 0.1 $546k 70k 7.82
Coca-Cola Company (KO) 0.1 $520k 12k 42.94
Bristol Myers Squibb (BMY) 0.1 $517k 7.5k 68.74
Intel Corporation (INTC) 0.1 $498k 15k 34.45
Precision Castparts 0.1 $503k 2.2k 232.23
SPDR Gold Trust (GLD) 0.1 $512k 5.1k 101.39
Macquarie Infrastructure Company 0.1 $513k 7.1k 72.61
Esterline Technologies Corporation 0.1 $488k 6.0k 81.00
Western Asset Global Cp Defi (GDO) 0.1 $497k 32k 15.79
Western Asset Hgh Yld Dfnd (HYI) 0.1 $502k 36k 14.10
AutoNation (AN) 0.1 $436k 7.3k 59.73
Colgate-Palmolive Company (CL) 0.1 $442k 6.6k 66.63
Deere & Company (DE) 0.1 $442k 5.8k 76.34
Micron Technology (MU) 0.1 $435k 31k 14.14
athenahealth 0.1 $432k 2.7k 161.13
Industries N shs - a - (LYB) 0.1 $435k 5.0k 87.00
ardmore Shipping (ASC) 0.1 $470k 37k 12.73
Intercontinental Exchange (ICE) 0.1 $452k 1.8k 256.09
CSX Corporation (CSX) 0.1 $395k 15k 25.96
FedEx Corporation (FDX) 0.1 $387k 2.6k 148.96
Home Depot (HD) 0.1 $391k 3.0k 132.09
Bed Bath & Beyond 0.1 $428k 8.9k 48.24
International Paper Company (IP) 0.1 $415k 11k 37.73
Amgen (AMGN) 0.1 $398k 2.5k 162.25
Pepsi (PEP) 0.1 $413k 4.1k 99.93
United Technologies Corporation 0.1 $410k 4.3k 96.02
UnitedHealth (UNH) 0.1 $398k 3.4k 117.75
Dillard's (DDS) 0.1 $387k 5.9k 65.66
BlueLinx Holdings 0.1 $398k 750k 0.53
North Amern Energy Partners 0.1 $418k 242k 1.73
Spectranetics Corporation 0.1 $423k 28k 15.05
Autodesk (ADSK) 0.1 $366k 6.0k 60.95
Novartis (NVS) 0.1 $380k 4.4k 85.97
CIGNA Corporation 0.1 $344k 2.4k 146.38
Danaher Corporation (DHR) 0.1 $370k 4.0k 92.82
Graphic Packaging Holding Company (GPK) 0.1 $374k 29k 12.82
iShares Russell 2000 Index (IWM) 0.1 $353k 91k 3.88
Progenics Pharmaceuticals 0.1 $348k 57k 6.12
Dyax 0.1 $380k 10k 37.62
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $366k 3.2k 114.02
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $355k 3.4k 104.53
Nuveen Ny Divid Advntg Mun F (NAN) 0.1 $358k 25k 14.22
Apache Corporation 0.1 $335k 7.5k 44.41
Emerson Electric (EMR) 0.1 $316k 6.6k 47.77
Alcoa 0.1 $321k 33k 9.88
Philip Morris International (PM) 0.1 $316k 3.6k 88.02
iShares Lehman MBS Bond Fund (MBB) 0.1 $327k 3.0k 107.71
Marathon Petroleum Corp (MPC) 0.1 $302k 5.8k 51.85
Facebook Inc cl a (META) 0.1 $325k 3.1k 104.64
Ishares Inc etf (HYXU) 0.1 $336k 7.6k 44.40
Nuveen Int Dur Qual Mun Trm 0.1 $299k 23k 12.88
1347 Property Insurance Holdings 0.1 $299k 39k 7.65
Time Warner 0.1 $273k 4.2k 64.55
Wells Fargo & Company (WFC) 0.1 $269k 5.0k 54.27
E.I. du Pont de Nemours & Company 0.1 $253k 3.8k 66.56
Olin Corporation (OLN) 0.1 $291k 17k 17.26
Altria (MO) 0.1 $291k 5.0k 58.20
Macy's (M) 0.1 $256k 7.3k 35.00
Illinois Tool Works (ITW) 0.1 $273k 2.9k 92.57
Oracle Corporation (ORCL) 0.1 $276k 7.5k 36.56
Stillwater Mining Company 0.1 $268k 31k 8.58
Dime Community Bancshares 0.1 $254k 15k 17.47
Abb (ABBNY) 0.1 $288k 16k 17.72
BlackRock Income Trust 0.1 $251k 39k 6.37
Valeant Pharmaceuticals Int 0.1 $262k 2.6k 101.75
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $272k 28k 9.75
Blue Capital Reinsurance Hol 0.1 $271k 16k 17.17
United Rentals (URI) 0.1 $218k 3.0k 72.67
Plum Creek Timber 0.1 $248k 5.2k 47.69
Stryker Corporation (SYK) 0.1 $238k 2.6k 92.82
Qualcomm (QCOM) 0.1 $205k 4.1k 50.09
Stericycle (SRCL) 0.1 $238k 2.0k 120.38
Fifth Third Ban (FITB) 0.1 $228k 11k 20.06
Endurance Specialty Hldgs Lt 0.1 $206k 3.2k 64.03
Western Refining 0.1 $214k 6.0k 35.67
Plains All American Pipeline (PAA) 0.1 $210k 9.1k 23.08
Wausau Paper 0.1 $225k 22k 10.23
EMC Insurance 0.1 $228k 9.0k 25.33
KVH Industries (KVHI) 0.1 $229k 24k 9.41
Hatteras Financial 0.1 $206k 16k 13.14
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $204k 1.7k 122.67
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $205k 16k 12.74
Greif (GEF.B) 0.1 $205k 4.8k 42.71
Nuveen Conn Prem Income Mun sh ben int 0.1 $242k 19k 12.76
Wisdomtree Asia Local Debt etf us 0.1 $239k 5.6k 43.06
Hollyfrontier Corp 0.1 $208k 5.2k 39.87
SELECT INCOME REIT COM SH BEN int 0.1 $207k 11k 19.81
Ishares Trust Barclays (CMBS) 0.1 $245k 4.8k 50.57
Bank of America Corporation (BAC) 0.0 $176k 11k 16.79
Ford Motor Company (F) 0.0 $191k 14k 14.12
FelCor Lodging Trust Incorporated 0.0 $165k 23k 7.28
American Capital 0.0 $178k 13k 13.80
Gran Tierra Energy 0.0 $188k 87k 2.17
Market Vectors Gold Miners ETF 0.0 $172k 13k 13.69
Capital Southwest Corporation (CSWC) 0.0 $188k 14k 13.89
Campus Crest Communities 0.0 $160k 24k 6.78
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $168k 13k 12.67
China Ceramics 0.0 $192k 196k 0.98
Apollo Global Management 'a' 0.0 $178k 12k 15.21
Viavi Solutions Inc equities (VIAV) 0.0 $195k 32k 6.09
Goldcorp 0.0 $131k 12k 11.25
Energy Transfer Equity (ET) 0.0 $138k 10k 13.73
Arbor Realty Trust (ABR) 0.0 $125k 18k 7.14
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $139k 10k 13.46
Nuveen NY Municipal Value (NNY) 0.0 $158k 16k 10.06
Apollo Residential Mortgage 0.0 $128k 11k 11.91
Merrimack Pharmaceuticals In 0.0 $147k 19k 7.88
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $150k 11k 13.64
Farmland Partners (FPI) 0.0 $118k 11k 10.96
Terraform Power 0.0 $153k 12k 12.62
Del Taco Restaurants 0.0 $119k 11k 10.67
Western Digital (WDC) 0.0 $113k 40k 2.80
China Techfaith Wireless Comm. Tech 0.0 $104k 140k 0.74
MFA Mortgage Investments 0.0 $97k 15k 6.58
Qlt 0.0 $80k 30k 2.67
Town Sports International Holdings 0.0 $90k 75k 1.19
Central Fd Cda Ltd cl a 0.0 $112k 11k 9.96
Hallador Energy (HNRG) 0.0 $68k 15k 4.53
New America High Income Fund I (HYB) 0.0 $101k 13k 7.65
Putnam High Income Securities Fund 0.0 $94k 13k 7.29
Penn West Energy Trust 0.0 $93k 111k 0.84
Dakota Plains 0.0 $94k 375k 0.25
Unwired Planet 0.0 $89k 102k 0.87
Camtek (CAMT) 0.0 $41k 19k 2.18
Odyssey Marine Exploration 0.0 $54k 201k 0.27
Spectrum Pharmaceuticals 0.0 $61k 10k 6.07
Solazyme 0.0 $31k 13k 2.49
Cytrx 0.0 $34k 13k 2.62
Covisint 0.0 $25k 10k 2.50
Barclays (BCS) 0.0 $2.1k 41k 0.05
Rite Aid Corporation 0.0 $7.1k 25k 0.29
Exeter Res Corp 0.0 $11k 33k 0.33
American DG Energy 0.0 $17k 51k 0.33
Uni-Pixel (UNXLQ) 0.0 $21k 41k 0.52
Sanofi Aventis Wi Conval Rt 0.0 $4.0k 34k 0.12
Professional Diversity Net I 0.0 $13k 26k 0.51