Clear Harbor Asset Management

Clear Harbor Asset Management as of March 31, 2016

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 251 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 12.2 $56M 304k 182.77
American Capital Mortgage In 3.7 $17M 1.2M 14.68
American Water Works (AWK) 3.5 $16M 230k 68.93
Flextronics International Ltd Com Stk (FLEX) 2.8 $13M 1.1M 12.06
Apple (AAPL) 2.8 $13M 115k 108.99
Pioneer Natural Resources (PXD) 2.5 $11M 80k 140.74
Hartford Financial Services (HIG) 2.2 $10M 222k 46.08
Axis Capital Holdings (AXS) 2.1 $9.8M 177k 55.46
Trimble Navigation (TRMB) 1.9 $8.7M 352k 24.80
Parker-Hannifin Corporation (PH) 1.9 $8.8M 79k 111.08
Taiwan Semiconductor Mfg (TSM) 1.9 $8.7M 331k 26.20
Cui Global 1.9 $8.7M 1.1M 8.08
Invesco Mortgage Capital 1.8 $8.3M 679k 12.18
Exxon Mobil Corporation (XOM) 1.8 $8.0M 96k 83.59
Spdr S&p 500 Etf (SPY) 1.7 $7.7M 38k 205.52
Johnson Controls 1.6 $7.1M 182k 38.97
Berkshire Hathaway (BRK.B) 1.5 $6.7M 47k 141.88
New Jersey Resources Corporation (NJR) 1.2 $5.7M 156k 36.43
Core Laboratories 1.2 $5.6M 50k 112.49
Honeywell International (HON) 1.2 $5.5M 49k 112.05
General Motors Company (GM) 1.2 $5.5M 174k 31.43
Chesapeake Utilities Corporation (CPK) 1.2 $5.4M 86k 62.97
Johnson & Johnson (JNJ) 1.2 $5.3M 49k 108.21
Northwest Natural Gas 1.1 $5.1M 95k 53.85
Connecticut Water Service 1.1 $5.0M 110k 45.10
Gramercy Ppty Tr 1.1 $5.0M 588k 8.45
Energen Corporation 1.0 $4.6M 126k 36.59
Merck & Co (MRK) 1.0 $4.5M 86k 52.92
South Jersey Industries 0.9 $4.3M 150k 28.45
Questar Corporation 0.9 $4.2M 171k 24.80
EQT Corporation (EQT) 0.8 $3.8M 57k 67.25
Ares Coml Real Estate (ACRE) 0.8 $3.8M 343k 10.95
Solar Cap (SLRC) 0.8 $3.6M 208k 17.28
Taro Pharmaceutical Industries (TARO) 0.7 $3.3M 23k 143.23
JPMorgan Chase & Co. (JPM) 0.7 $3.1M 52k 59.23
Caterpillar (CAT) 0.7 $3.1M 40k 76.55
General Electric Company 0.6 $2.9M 92k 31.79
Verizon Communications (VZ) 0.6 $2.9M 53k 54.08
Two Harbors Investment 0.6 $2.7M 338k 7.94
Arthur J. Gallagher & Co. (AJG) 0.6 $2.7M 60k 44.48
Western Digital (WDC) 0.6 $2.7M 56k 47.24
CBS Corporation 0.6 $2.6M 47k 55.08
Anworth Mortgage Asset Corporation 0.6 $2.6M 555k 4.66
Tecogen (TGEN) 0.6 $2.6M 653k 3.91
Microsoft Corporation (MSFT) 0.5 $2.4M 44k 55.23
Alphabet Inc Class C cs (GOOG) 0.5 $2.4M 3.2k 744.94
California Water Service (CWT) 0.5 $2.3M 88k 26.72
Matador Resources (MTDR) 0.5 $2.3M 121k 18.96
Qorvo (QRVO) 0.5 $2.3M 45k 50.41
Alphabet Inc Class A cs (GOOGL) 0.5 $2.2M 2.9k 763.04
Scorpio Tankers 0.5 $2.2M 377k 5.83
Western Refining 0.5 $2.2M 74k 29.09
ConAgra Foods (CAG) 0.5 $2.1M 46k 44.61
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $1.9M 38k 51.92
Solar Senior Capital 0.4 $1.9M 128k 14.58
Westrock (WRK) 0.4 $1.9M 48k 39.04
PNC Financial Services (PNC) 0.4 $1.8M 22k 84.57
Union Pacific Corporation (UNP) 0.4 $1.6M 21k 79.56
Harris Corporation 0.4 $1.7M 21k 77.86
Cherry Hill Mort (CHMI) 0.4 $1.6M 116k 14.16
Hexcel Corporation (HXL) 0.3 $1.6M 36k 43.72
1iqtech International 0.3 $1.6M 2.2M 0.72
Proshares Trust Ultrapro Short S&p500 etf 0.3 $1.6M 54k 28.99
Ecolab (ECL) 0.3 $1.5M 14k 111.52
QEP Resources 0.3 $1.5M 106k 14.11
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.5M 12k 124.05
iShares Gold Trust 0.3 $1.5M 122k 11.88
West 0.3 $1.4M 63k 22.81
Procter & Gamble Company (PG) 0.3 $1.4M 17k 82.33
Gilead Sciences (GILD) 0.3 $1.4M 15k 91.89
Wyndham Worldwide Corporation 0.3 $1.3M 17k 76.46
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.3M 12k 110.38
Commscope Hldg (COMM) 0.3 $1.3M 47k 27.92
International Business Machines (IBM) 0.3 $1.3M 8.4k 151.48
J.M. Smucker Company (SJM) 0.3 $1.3M 9.9k 129.83
Pfizer (PFE) 0.3 $1.2M 42k 29.64
Consolidated Edison (ED) 0.3 $1.2M 16k 76.63
WisdomTree Japan Total Dividend (DXJ) 0.3 $1.2M 28k 43.72
V.F. Corporation (VFC) 0.3 $1.2M 19k 64.75
Hollyfrontier Corp 0.3 $1.2M 34k 35.31
At&t (T) 0.2 $1.1M 29k 39.18
Aetna 0.2 $1.2M 10k 112.33
Liberty Media 0.2 $1.2M 46k 25.25
Express Scripts Holding 0.2 $1.2M 17k 68.70
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $1.1M 8.3k 130.58
Abbvie (ABBV) 0.2 $1.1M 19k 57.14
Chevron Corporation (CVX) 0.2 $1.0M 11k 95.38
York Water Company (YORW) 0.2 $1.1M 35k 30.53
iShares Lehman MBS Bond Fund (MBB) 0.2 $1.0M 9.2k 109.49
Walgreen Boots Alliance (WBA) 0.2 $1.0M 12k 84.28
Aqua America 0.2 $934k 29k 31.80
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $948k 8.0k 118.87
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $961k 18k 53.46
CVS Caremark Corporation (CVS) 0.2 $923k 8.9k 103.73
Lowe's Companies (LOW) 0.2 $911k 12k 75.78
Fifth Street Finance 0.2 $924k 184k 5.02
NCI Building Systems 0.2 $898k 63k 14.21
Micron Technology (MU) 0.2 $844k 81k 10.47
Entercom Communications 0.2 $840k 79k 10.58
Titan International (TWI) 0.2 $799k 149k 5.38
Assured Guaranty (AGO) 0.2 $819k 32k 25.31
Synchrony Financial (SYF) 0.2 $810k 28k 28.66
Schlumberger (SLB) 0.2 $729k 9.9k 73.78
3M Company (MMM) 0.1 $667k 4.0k 166.58
Cisco Systems (CSCO) 0.1 $700k 25k 28.48
Boeing Company (BA) 0.1 $700k 5.5k 126.93
Activision Blizzard 0.1 $686k 20k 33.83
Macquarie Infrastructure Company 0.1 $682k 10k 67.42
Marathon Petroleum Corp (MPC) 0.1 $672k 18k 37.20
Allergan 0.1 $668k 2.5k 268.17
Dillard's (DDS) 0.1 $655k 7.7k 84.92
EOG Resources (EOG) 0.1 $657k 9.1k 72.60
Piedmont Natural Gas Company 0.1 $628k 11k 59.81
Information Services (III) 0.1 $625k 159k 3.93
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $645k 52k 12.51
McKesson Corporation (MCK) 0.1 $608k 3.9k 157.27
Olin Corporation (OLN) 0.1 $586k 34k 17.36
Ashford Hospitality Trust 0.1 $604k 95k 6.37
Universal Display Corporation (OLED) 0.1 $597k 11k 54.13
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $608k 5.8k 105.35
Coca-Cola Company (KO) 0.1 $562k 12k 46.40
Kimberly-Clark Corporation (KMB) 0.1 $562k 4.2k 134.42
SPDR Gold Trust (GLD) 0.1 $563k 4.8k 117.59
Skyworks Solutions (SWKS) 0.1 $548k 7.0k 77.95
Putnam Premier Income Trust (PPT) 0.1 $530k 112k 4.74
Western Asset Global Cp Defi (GDO) 0.1 $524k 32k 16.49
Eqt Midstream Partners 0.1 $532k 7.2k 74.41
AutoNation (AN) 0.1 $481k 10k 46.70
Abbott Laboratories (ABT) 0.1 $508k 12k 41.83
Bristol Myers Squibb (BMY) 0.1 $480k 7.5k 63.82
Deere & Company (DE) 0.1 $501k 6.5k 77.02
CF Industries Holdings (CF) 0.1 $500k 16k 31.35
Western Asset Hgh Yld Dfnd (HYI) 0.1 $486k 35k 13.95
Hca Holdings (HCA) 0.1 $488k 6.3k 78.08
Michael Kors Holdings 0.1 $498k 8.7k 56.95
Intel Corporation (INTC) 0.1 $462k 14k 32.34
Colgate-Palmolive Company (CL) 0.1 $469k 6.6k 70.70
Macy's (M) 0.1 $468k 11k 44.09
UnitedHealth (UNH) 0.1 $436k 3.4k 128.99
EMC Corporation 0.1 $442k 17k 26.64
KKR & Co 0.1 $467k 32k 14.70
Pure Cycle Corporation (PCYO) 0.1 $476k 106k 4.51
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $470k 12k 39.06
Ishares Trust Barclays (CMBS) 0.1 $457k 8.8k 52.02
Direxion Shs Etf Tr daily sm cap bea 0.1 $434k 10k 42.97
FedEx Corporation (FDX) 0.1 $423k 2.6k 162.82
Home Depot (HD) 0.1 $395k 3.0k 133.45
Pepsi (PEP) 0.1 $424k 4.1k 102.59
United Technologies Corporation 0.1 $417k 4.2k 100.19
BlueLinx Holdings 0.1 $395k 648k 0.61
American Capital Agency 0.1 $395k 21k 18.61
Spectranetics Corporation 0.1 $408k 28k 14.51
Intercontinental Exchange (ICE) 0.1 $415k 1.8k 235.13
CSX Corporation (CSX) 0.1 $375k 15k 25.75
Baxter International (BAX) 0.1 $374k 9.1k 41.06
Autodesk (ADSK) 0.1 $350k 6.0k 58.28
Amgen (AMGN) 0.1 $368k 2.5k 150.02
Anadarko Petroleum Corporation 0.1 $366k 7.9k 46.52
Occidental Petroleum Corporation (OXY) 0.1 $367k 5.4k 68.38
Philip Morris International (PM) 0.1 $352k 3.6k 98.05
Danaher Corporation (DHR) 0.1 $378k 4.0k 94.83
Graphic Packaging Holding Company (GPK) 0.1 $375k 29k 12.85
athenahealth 0.1 $372k 2.7k 138.75
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $363k 2.9k 126.09
Nuveen Ny Divid Advntg Mun F (NAN) 0.1 $370k 25k 14.74
Facebook Inc cl a (META) 0.1 $354k 3.1k 113.97
Ishares Inc etf (HYXU) 0.1 $348k 7.4k 47.11
Time Warner 0.1 $306k 4.2k 72.48
Emerson Electric (EMR) 0.1 $316k 5.8k 54.34
Novartis (NVS) 0.1 $320k 4.4k 72.40
Altria (MO) 0.1 $313k 5.0k 62.60
Illinois Tool Works (ITW) 0.1 $302k 2.9k 102.41
Applied Materials (AMAT) 0.1 $339k 16k 21.19
Oracle Corporation (ORCL) 0.1 $308k 7.5k 40.96
Stillwater Mining Company 0.1 $333k 31k 10.66
North Amern Energy Partners 0.1 $331k 162k 2.04
Nuveen Int Dur Qual Mun Trm 0.1 $314k 23k 13.53
ardmore Shipping (ASC) 0.1 $340k 40k 8.46
Bed Bath & Beyond 0.1 $252k 5.1k 49.61
BB&T Corporation 0.1 $253k 7.6k 33.25
Stryker Corporation (SYK) 0.1 $275k 2.6k 107.25
Endurance Specialty Hldgs Lt 0.1 $265k 4.1k 65.25
Dime Community Bancshares 0.1 $256k 15k 17.61
Orbotech Ltd Com Stk 0.1 $281k 12k 23.77
American International (AIG) 0.1 $278k 5.1k 54.10
BlackRock Income Trust 0.1 $261k 39k 6.63
Mitel Networks Corp 0.1 $286k 35k 8.18
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $282k 28k 10.25
Nuveen Conn Prem Income Mun sh ben int 0.1 $251k 19k 13.24
Wisdomtree Asia Local Debt etf us 0.1 $251k 5.6k 45.23
Citigroup (C) 0.1 $282k 6.8k 41.72
Mondelez Int (MDLZ) 0.1 $257k 6.4k 40.08
Blue Capital Reinsurance Hol 0.1 $278k 16k 17.91
Intrawest Resorts Holdings 0.1 $288k 34k 8.56
Walt Disney Company (DIS) 0.1 $226k 2.3k 99.12
Travelers Companies (TRV) 0.1 $222k 1.9k 116.84
Wells Fargo & Company (WFC) 0.1 $240k 5.0k 48.42
E.I. du Pont de Nemours & Company 0.1 $222k 3.5k 63.25
Stericycle (SRCL) 0.1 $247k 2.0k 126.34
Brinker International (EAT) 0.1 $230k 5.0k 46.00
EMC Insurance 0.1 $231k 9.0k 25.67
Progenics Pharmaceuticals 0.1 $248k 57k 4.37
KVH Industries (KVHI) 0.1 $232k 24k 9.54
Market Vectors Gold Miners ETF 0.1 $249k 13k 19.98
Hatteras Financial 0.1 $224k 16k 14.29
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $206k 2.5k 81.55
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $212k 16k 13.18
Greif (GEF.B) 0.1 $225k 4.8k 46.88
1347 Property Insurance Holdings 0.1 $233k 39k 5.95
Automatic Data Processing (ADP) 0.0 $201k 2.2k 89.57
Alcoa 0.0 $171k 18k 9.61
Allstate Corporation (ALL) 0.0 $202k 3.0k 67.42
Ford Motor Company (F) 0.0 $183k 14k 13.53
Fifth Third Ban (FITB) 0.0 $190k 11k 16.72
FelCor Lodging Trust Incorporated 0.0 $184k 23k 8.12
American Capital 0.0 $193k 13k 15.23
Abb (ABBNY) 0.0 $195k 10k 19.40
Gran Tierra Energy 0.0 $184k 75k 2.47
Capital Southwest Corporation (CSWC) 0.0 $188k 14k 13.89
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $176k 13k 13.13
Apollo Global Management 'a' 0.0 $190k 11k 17.12
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $178k 11k 16.18
Bank of America Corporation (BAC) 0.0 $142k 11k 13.55
Arbor Realty Trust (ABR) 0.0 $116k 17k 6.74
Central Fd Cda Ltd cl a 0.0 $135k 11k 12.00
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $146k 10k 14.13
Nuveen NY Municipal Value (NNY) 0.0 $159k 16k 10.13
Merrimack Pharmaceuticals In 0.0 $156k 19k 8.39
Garrison Capital 0.0 $128k 12k 10.77
Farmland Partners (FPI) 0.0 $115k 11k 10.69
MFA Mortgage Investments 0.0 $101k 15k 6.85
Investors Real Estate Trust 0.0 $94k 13k 7.29
Putnam High Income Securities Fund 0.0 $94k 13k 7.29
Penn West Energy Trust 0.0 $92k 98k 0.93
Qlt 0.0 $52k 26k 2.00
Camtek (CAMT) 0.0 $45k 22k 2.03
Spectrum Pharmaceuticals 0.0 $64k 10k 6.37
China Ceramics 0.0 $28k 76k 0.37
Uni-Pixel 0.0 $35k 39k 0.91
Solazyme 0.0 $25k 13k 2.01
Dakota Plains 0.0 $32k 354k 0.09
Cytrx 0.0 $35k 13k 2.69
Axiall 0.0 $44k 15k 2.93
Wal-Mart Stores (WMT) 0.0 $6.3k 16k 0.40
Rite Aid Corporation 0.0 $3.9k 25k 0.16
Exeter Res Corp 0.0 $18k 33k 0.54
American DG Energy 0.0 $17k 51k 0.33
Sanofi Aventis Wi Conval Rt 0.0 $4.0k 34k 0.12
Professional Diversity Net I 0.0 $9.0k 26k 0.35
Covisint 0.0 $20k 10k 2.00
Ishares Inc msci emrgn etf 0.0 $2.0k 50k 0.04