Clifford Swan Investment Counsel as of Sept. 30, 2012
Portfolio Holdings for Clifford Swan Investment Counsel
Clifford Swan Investment Counsel holds 223 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Exxon Mobil Corporation (XOM) | 4.8 | $52M | 569k | 91.45 | |
| International Business Machines (IBM) | 3.5 | $38M | 183k | 207.45 | |
| United Parcel Service (UPS) | 3.4 | $36M | 505k | 71.57 | |
| General Electric Company | 3.2 | $35M | 1.5M | 22.71 | |
| Chevron Corporation (CVX) | 2.8 | $31M | 262k | 116.56 | |
| Johnson & Johnson (JNJ) | 2.8 | $30M | 436k | 68.91 | |
| Costco Wholesale Corporation (COST) | 2.6 | $28M | 279k | 100.16 | |
| Accenture (ACN) | 2.5 | $26M | 378k | 70.03 | |
| Schlumberger (SLB) | 2.4 | $26M | 360k | 72.33 | |
| Wells Fargo & Company (WFC) | 2.2 | $24M | 685k | 34.53 | |
| Abbott Laboratories (ABT) | 2.1 | $23M | 331k | 68.56 | |
| Berkshire Hathaway (BRK.B) | 2.1 | $22M | 253k | 88.20 | |
| Procter & Gamble Company (PG) | 1.9 | $21M | 298k | 69.36 | |
| Apple (AAPL) | 1.9 | $20M | 30k | 667.12 | |
| Colgate-Palmolive Company (CL) | 1.9 | $20M | 185k | 107.22 | |
| Hewlett-Packard Company | 1.8 | $19M | 1.1M | 17.06 | |
| Lowe's Companies (LOW) | 1.7 | $18M | 605k | 30.24 | |
| Microsoft Corporation (MSFT) | 1.6 | $17M | 582k | 29.76 | |
| Johnson Controls | 1.5 | $16M | 593k | 27.40 | |
| Sigma-Aldrich Corporation | 1.5 | $16M | 226k | 71.97 | |
| Oracle Corporation (ORCL) | 1.4 | $15M | 487k | 31.46 | |
| Stryker Corporation (SYK) | 1.4 | $15M | 271k | 55.66 | |
| Philip Morris International (PM) | 1.4 | $15M | 165k | 89.94 | |
| Pfizer (PFE) | 1.4 | $15M | 589k | 24.85 | |
| ConocoPhillips (COP) | 1.3 | $15M | 253k | 57.18 | |
| Intel Corporation (INTC) | 1.3 | $14M | 630k | 22.66 | |
| Pepsi (PEP) | 1.3 | $14M | 197k | 70.77 | |
| Emerson Electric (EMR) | 1.3 | $14M | 283k | 48.27 | |
| Walgreen Company | 1.3 | $14M | 374k | 36.44 | |
| Kohl's Corporation (KSS) | 1.2 | $13M | 250k | 51.22 | |
| Cisco Systems (CSCO) | 1.2 | $13M | 662k | 19.10 | |
| JPMorgan Chase & Co. (JPM) | 1.2 | $13M | 309k | 40.48 | |
| Bank of New York Mellon Corporation (BK) | 1.1 | $12M | 541k | 22.62 | |
| McDonald's Corporation (MCD) | 1.1 | $12M | 128k | 91.75 | |
| 3M Company (MMM) | 1.1 | $12M | 127k | 92.42 | |
| SYSCO Corporation (SYY) | 1.0 | $11M | 343k | 31.27 | |
| Jacobs Engineering | 1.0 | $11M | 267k | 40.43 | |
| Wal-Mart Stores (WMT) | 0.9 | $9.8M | 132k | 73.80 | |
| Precision Castparts | 0.9 | $9.8M | 60k | 163.35 | |
| Agilent Technologies Inc C ommon (A) | 0.9 | $9.7M | 251k | 38.45 | |
| Nucor Corporation (NUE) | 0.8 | $9.1M | 239k | 38.26 | |
| BP (BP) | 0.8 | $8.7M | 207k | 42.36 | |
| At&t (T) | 0.7 | $7.3M | 193k | 37.70 | |
| Transocean (RIG) | 0.7 | $7.1M | 158k | 44.89 | |
| Novartis (NVS) | 0.6 | $6.9M | 113k | 61.26 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.6 | $6.8M | 85k | 80.32 | |
| C.R. Bard | 0.6 | $6.4M | 61k | 104.65 | |
| Public Storage (PSA) | 0.6 | $6.2M | 45k | 139.16 | |
| Verizon Communications (VZ) | 0.6 | $6.2M | 137k | 45.57 | |
| Automatic Data Processing (ADP) | 0.6 | $6.1M | 105k | 58.66 | |
| Altria (MO) | 0.6 | $6.1M | 184k | 33.39 | |
| Home Depot (HD) | 0.6 | $5.9M | 98k | 60.37 | |
| Honeywell International (HON) | 0.5 | $5.8M | 98k | 59.75 | |
| Ingersoll-rand Co Ltd-cl A | 0.5 | $5.8M | 129k | 44.82 | |
| Illinois Tool Works (ITW) | 0.5 | $5.5M | 92k | 59.47 | |
| Caterpillar (CAT) | 0.5 | $5.3M | 62k | 86.04 | |
| Bristol Myers Squibb (BMY) | 0.5 | $5.2M | 155k | 33.75 | |
| Amgen (AMGN) | 0.5 | $5.0M | 60k | 84.28 | |
| Vodafone | 0.5 | $5.0M | 177k | 28.50 | |
| Qualcomm (QCOM) | 0.5 | $4.9M | 79k | 62.47 | |
| United Technologies Corporation | 0.5 | $4.8M | 62k | 78.30 | |
| Monsanto Company | 0.4 | $4.7M | 52k | 91.03 | |
| Target Corporation (TGT) | 0.4 | $4.7M | 74k | 63.47 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $4.6M | 112k | 41.41 | |
| Medtronic | 0.4 | $4.5M | 103k | 43.12 | |
| American Express Company (AXP) | 0.4 | $4.2M | 73k | 56.86 | |
| Walt Disney Company (DIS) | 0.4 | $4.2M | 81k | 52.28 | |
| Laboratory Corp. of America Holdings (LH) | 0.4 | $4.2M | 46k | 92.47 | |
| Merck & Co (MRK) | 0.4 | $4.2M | 94k | 45.10 | |
| EMC Corporation | 0.4 | $4.1M | 149k | 27.27 | |
| BRE Properties | 0.4 | $4.1M | 88k | 46.89 | |
| Nike (NKE) | 0.4 | $4.0M | 42k | 94.90 | |
| Templeton Global Income Fund (SABA) | 0.4 | $3.9M | 404k | 9.57 | |
| Kraft Foods | 0.3 | $3.6M | 87k | 41.35 | |
| Apache Corporation | 0.3 | $3.3M | 39k | 86.48 | |
| H.J. Heinz Company | 0.3 | $3.2M | 57k | 55.95 | |
| Plains All American Pipeline (PAA) | 0.3 | $3.1M | 36k | 88.19 | |
| Goldman Sachs (GS) | 0.3 | $2.9M | 26k | 113.68 | |
| Boeing Company (BA) | 0.3 | $3.0M | 43k | 69.60 | |
| Royal Dutch Shell | 0.3 | $2.9M | 42k | 69.42 | |
| Berkshire Hathaway (BRK.A) | 0.2 | $2.7M | 20.00 | 132700.00 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $2.6M | 95k | 27.56 | |
| Cummins (CMI) | 0.2 | $2.3M | 25k | 92.22 | |
| Pall Corporation | 0.2 | $2.3M | 36k | 63.48 | |
| NewMarket Corporation (NEU) | 0.2 | $2.2M | 9.0k | 246.44 | |
| Intuit (INTU) | 0.2 | $2.1M | 36k | 58.87 | |
| Albemarle Corporation (ALB) | 0.2 | $2.1M | 40k | 52.68 | |
| Coca-Cola Company (KO) | 0.2 | $1.9M | 50k | 37.93 | |
| Magellan Midstream Partners | 0.2 | $1.8M | 20k | 87.44 | |
| Ecolab (ECL) | 0.2 | $1.7M | 27k | 64.81 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $1.7M | 12k | 143.96 | |
| Northrop Grumman Corporation (NOC) | 0.2 | $1.7M | 26k | 66.44 | |
| Lockheed Martin Corporation (LMT) | 0.2 | $1.7M | 18k | 93.36 | |
| Clorox Company (CLX) | 0.2 | $1.7M | 24k | 72.07 | |
| Enbridge Energy Partners | 0.2 | $1.8M | 60k | 29.44 | |
| Oneok Partners | 0.2 | $1.8M | 30k | 59.50 | |
| Becton, Dickinson and (BDX) | 0.1 | $1.4M | 18k | 78.54 | |
| Western Asset Income Fund (PAI) | 0.1 | $1.4M | 88k | 15.85 | |
| Union Pacific Corporation (UNP) | 0.1 | $1.3M | 11k | 118.71 | |
| Kellogg Company (K) | 0.1 | $1.3M | 25k | 51.67 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $1.3M | 16k | 81.47 | |
| 1/100 Berkshire Htwy Cla 100 | 0.1 | $1.3M | 1.0k | 1327.00 | |
| Plum Creek Timber | 0.1 | $1.2M | 27k | 43.86 | |
| Vanguard Intermediate-Term Bond ETF (BIV) | 0.1 | $1.2M | 13k | 90.28 | |
| Bank of America Corporation (BAC) | 0.1 | $1.1M | 127k | 8.83 | |
| Baxter International (BAX) | 0.1 | $1.1M | 18k | 60.28 | |
| E.I. du Pont de Nemours & Company | 0.1 | $1.1M | 21k | 50.25 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $1.1M | 17k | 63.13 | |
| Sempra Energy (SRE) | 0.1 | $1.0M | 16k | 64.47 | |
| Pimco Total Return Etf totl (BOND) | 0.1 | $1.1M | 9.9k | 108.73 | |
| Casey's General Stores (CASY) | 0.1 | $970k | 17k | 57.14 | |
| Minerals Technologies (MTX) | 0.1 | $1.0M | 14k | 70.92 | |
| iShares Dow Jones US Home Const. (ITB) | 0.1 | $943k | 49k | 19.35 | |
| Utilities SPDR (XLU) | 0.1 | $923k | 25k | 36.37 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $960k | 23k | 41.74 | |
| Vanguard Total Bond Market ETF (BND) | 0.1 | $986k | 12k | 85.13 | |
| Phillips 66 (PSX) | 0.1 | $1.0M | 22k | 46.36 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $835k | 9.7k | 85.81 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $913k | 27k | 33.94 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $861k | 10k | 86.11 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $856k | 16k | 53.03 | |
| 0.1 | $904k | 1.2k | 754.59 | ||
| SPDR Gold Trust (GLD) | 0.1 | $816k | 4.7k | 171.90 | |
| General Mills (GIS) | 0.1 | $756k | 19k | 39.85 | |
| UnitedHealth (UNH) | 0.1 | $733k | 13k | 55.41 | |
| TJX Companies (TJX) | 0.1 | $704k | 16k | 44.78 | |
| Edison International (EIX) | 0.1 | $737k | 16k | 45.69 | |
| Realty Income (O) | 0.1 | $803k | 20k | 40.92 | |
| Chubb Corporation | 0.1 | $653k | 8.6k | 76.29 | |
| Norfolk Southern (NSC) | 0.1 | $598k | 9.4k | 63.58 | |
| McGraw-Hill Companies | 0.1 | $610k | 11k | 54.61 | |
| Equity Residential (EQR) | 0.1 | $603k | 11k | 57.57 | |
| GlaxoSmithKline | 0.1 | $631k | 14k | 46.25 | |
| Southern Company (SO) | 0.1 | $603k | 13k | 46.12 | |
| Valmont Industries (VMI) | 0.1 | $592k | 4.5k | 131.56 | |
| Duke Energy (DUK) | 0.1 | $615k | 9.5k | 64.78 | |
| America Movil Sab De Cv spon adr l | 0.1 | $545k | 21k | 25.43 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $515k | 3.6k | 144.06 | |
| Eaton Corporation | 0.1 | $581k | 12k | 47.24 | |
| Energizer Holdings | 0.1 | $485k | 6.5k | 74.62 | |
| Anadarko Petroleum Corporation | 0.1 | $486k | 6.9k | 69.98 | |
| Deere & Company (DE) | 0.1 | $546k | 6.6k | 82.42 | |
| News Corporation | 0.1 | $491k | 20k | 24.48 | |
| Wisconsin Energy Corporation | 0.1 | $570k | 15k | 37.68 | |
| Novo Nordisk A/S (NVO) | 0.1 | $492k | 3.1k | 157.69 | |
| Zimmer Holdings (ZBH) | 0.1 | $555k | 8.2k | 67.64 | |
| Meredith Corporation | 0.1 | $560k | 16k | 35.00 | |
| Sovran Self Storage | 0.1 | $544k | 9.4k | 57.87 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $580k | 5.5k | 105.74 | |
| SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd | 0.1 | $552k | 23k | 24.49 | |
| Boswell J G Co Bwel (BWEL) | 0.1 | $500k | 565.00 | 884.96 | |
| Inland American Reit | 0.1 | $581k | 81k | 7.21 | |
| Express Scripts Holding | 0.1 | $573k | 9.2k | 62.60 | |
| MasterCard Incorporated (MA) | 0.0 | $462k | 1.0k | 451.61 | |
| Consolidated Edison (ED) | 0.0 | $438k | 7.3k | 59.93 | |
| FirstEnergy (FE) | 0.0 | $424k | 9.6k | 44.08 | |
| PPG Industries (PPG) | 0.0 | $427k | 3.7k | 114.75 | |
| W.W. Grainger (GWW) | 0.0 | $437k | 2.1k | 208.29 | |
| Nordstrom (JWN) | 0.0 | $414k | 7.5k | 55.19 | |
| Campbell Soup Company (CPB) | 0.0 | $404k | 12k | 34.83 | |
| AGCO Corporation (AGCO) | 0.0 | $476k | 10k | 47.49 | |
| Nextera Energy (NEE) | 0.0 | $397k | 5.6k | 70.39 | |
| Unilever | 0.0 | $441k | 12k | 35.47 | |
| Enbridge Energy Management | 0.0 | $459k | 15k | 31.63 | |
| Amazon (AMZN) | 0.0 | $434k | 1.7k | 254.40 | |
| SPX Corporation | 0.0 | $392k | 6.0k | 65.33 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.0 | $409k | 3.4k | 121.73 | |
| SPDR S&P Dividend (SDY) | 0.0 | $449k | 7.7k | 58.12 | |
| iShares S&P Cal AMTFr Mncpl Bnd (CMF) | 0.0 | $425k | 3.6k | 116.60 | |
| Western Asset Premier Bond Fund (WEA) | 0.0 | $377k | 23k | 16.44 | |
| Comcast Corporation (CMCSA) | 0.0 | $357k | 10k | 35.78 | |
| U.S. Bancorp (USB) | 0.0 | $271k | 7.9k | 34.33 | |
| Lincoln National Corporation (LNC) | 0.0 | $311k | 13k | 24.18 | |
| Eli Lilly & Co. (LLY) | 0.0 | $369k | 7.8k | 47.35 | |
| Dominion Resources (D) | 0.0 | $312k | 5.9k | 52.92 | |
| Dow Chemical Company | 0.0 | $286k | 9.9k | 29.00 | |
| Exelon Corporation (EXC) | 0.0 | $278k | 7.8k | 35.61 | |
| Starbucks Corporation (SBUX) | 0.0 | $309k | 6.1k | 50.74 | |
| Tootsie Roll Industries (TR) | 0.0 | $283k | 11k | 26.96 | |
| Marathon Oil Corporation (MRO) | 0.0 | $284k | 9.6k | 29.53 | |
| Cedar Fair (FUN) | 0.0 | $350k | 11k | 33.46 | |
| Industrial SPDR (XLI) | 0.0 | $318k | 8.7k | 36.55 | |
| Tredegar Corporation (TG) | 0.0 | $355k | 20k | 17.75 | |
| PS Business Parks | 0.0 | $324k | 4.9k | 66.75 | |
| Rockwell Automation (ROK) | 0.0 | $282k | 4.1k | 69.46 | |
| Vanguard Financials ETF (VFH) | 0.0 | $275k | 8.4k | 32.74 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.0 | $276k | 7.7k | 35.84 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $374k | 2.1k | 179.89 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.0 | $372k | 3.3k | 111.88 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $334k | 7.8k | 42.96 | |
| Vanguard Information Technology ETF (VGT) | 0.0 | $330k | 4.5k | 73.33 | |
| Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 0.0 | $305k | 3.5k | 87.77 | |
| Farmers And Merchants Bank (FMBL) | 0.0 | $279k | 63.00 | 4428.57 | |
| Genworth Financial (GNW) | 0.0 | $267k | 51k | 5.22 | |
| Health Care SPDR (XLV) | 0.0 | $229k | 5.7k | 40.18 | |
| AstraZeneca (AZN) | 0.0 | $239k | 5.0k | 47.80 | |
| Allstate Corporation (ALL) | 0.0 | $220k | 5.6k | 39.55 | |
| Praxair | 0.0 | $207k | 2.0k | 103.81 | |
| Marriott International (MAR) | 0.0 | $213k | 5.5k | 39.05 | |
| Toll Brothers (TOL) | 0.0 | $253k | 7.6k | 33.29 | |
| Energy Select Sector SPDR (XLE) | 0.0 | $201k | 2.7k | 73.36 | |
| Enterprise Products Partners (EPD) | 0.0 | $243k | 4.5k | 53.64 | |
| Key (KEY) | 0.0 | $177k | 20k | 8.76 | |
| Protective Life | 0.0 | $251k | 9.6k | 26.24 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $235k | 1.8k | 134.29 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $202k | 2.2k | 92.45 | |
| Consumer Discretionary SPDR (XLY) | 0.0 | $234k | 5.0k | 46.80 | |
| Roche Holding (RHHBY) | 0.0 | $233k | 5.0k | 46.74 | |
| Vanguard Information Technology ETF (VGT) | 0.0 | $220k | 3.0k | 73.33 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.0 | $162k | 24k | 6.64 | |
| EG Shares DJ Emerging Mark. Met & Min (EMT) | 0.0 | $248k | 18k | 13.93 | |
| iShares S&P NA Tech. Sec. Idx (IGM) | 0.0 | $267k | 3.9k | 69.35 | |
| Vanguard Energy ETF (VDE) | 0.0 | $235k | 2.2k | 106.82 | |
| Kbs Reit I | 0.0 | $193k | 37k | 5.16 | |
| Pimco California Muni Income F | 0.0 | $180k | 12k | 15.70 | |
| Frontier Communications | 0.0 | $100k | 20k | 4.92 | |
| Nuveen Quality Preferred Income Fund | 0.0 | $100k | 11k | 8.98 | |
| Hines Real Estate Investment T | 0.0 | $106k | 14k | 7.78 | |
| Kbs Reit Ii | 0.0 | $127k | 13k | 10.08 | |
| Liquidmetal Technologies (LQMT) | 0.0 | $2.0k | 10k | 0.20 | |
| Sport Chalet (SPCHA) | 0.0 | $45k | 28k | 1.61 | |
| Cotton & Western Mining (CWRN) | 0.0 | $0 | 1.0M | 0.00 | |
| Cathay Intl Hld | 0.0 | $8.0k | 19k | 0.42 |
