Cowen Group

Cowen as of Sept. 30, 2016

Portfolio Holdings for Cowen

Cowen holds 207 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Linkedin Corp 13.3 $228M 1.2M 191.12
St. Jude Medical 10.8 $186M 2.3M 79.76
iShares Russell 2000 Index (IWM) 8.2 $140M 1.1M 124.21
Syngenta 6.9 $118M 1.4M 87.60
Yahoo! 5.0 $86M 2.0M 43.10
Linear Technology Corporation 4.5 $77M 1.3M 59.29
American Capital 4.0 $68M 4.0M 16.91
Spdr S&p 500 Etf (SPY) 3.8 $66M 304k 216.37
Imperva 3.2 $56M 1.0M 53.71
Monsanto Company 1.9 $32M 316k 102.20
CBOE Holdings (CBOE) 1.6 $28M 438k 64.85
Lexmark International 1.5 $26M 647k 39.96
Ingram Micro 1.4 $25M 697k 35.66
Envision Healthcare Hlds 1.4 $25M 1.1M 22.27
Whitewave Foods 1.4 $24M 441k 54.43
Alibaba Group Holding (BABA) 1.3 $23M 215k 105.79
Intersil Corporation 1.3 $23M 1.0M 21.93
Media Gen 1.0 $17M 893k 18.43
Powershares Senior Loan Portfo mf 0.8 $15M 624k 23.21
Amazon (AMZN) 0.8 $14M 17k 837.34
iShares MSCI Japan Index 0.8 $14M 1.1M 12.54
Cowen 0.8 $14M 3.9M 3.63
Rackspace Hosting 0.8 $14M 437k 31.69
Starz - Liberty Capital 0.8 $13M 424k 31.19
Wisdomtree Tr intl hedge eqt (HEDJ) 0.8 $13M 244k 53.74
SPDR Gold Trust (GLD) 0.7 $12M 98k 125.65
Northstar Asset Management C 0.7 $12M 889k 12.93
Molson Coors Brewing Company (TAP) 0.7 $11M 104k 109.80
Consumer Staples Select Sect. SPDR (XLP) 0.6 $11M 207k 53.21
Valspar Corporation 0.5 $8.1M 77k 106.08
Lions Gate Entertainment 0.4 $7.1M 355k 19.99
Teva Pharmaceutical Industries (TEVA) 0.4 $6.9M 150k 46.01
Electronic Arts (EA) 0.4 $6.9M 81k 85.40
Silver Run Acquisition Corp unit 99/99/9999t 0.4 $6.9M 390k 17.61
Gilead Sciences (GILD) 0.4 $6.7M 85k 79.12
Time Warner 0.4 $6.5M 82k 79.60
Joy Global 0.4 $6.1M 221k 27.74
Cynapsus Therapeutics 0.3 $5.8M 145k 40.23
E.I. du Pont de Nemours & Company 0.3 $5.5M 82k 66.97
Spectra Energy 0.3 $5.3M 123k 42.75
Bce (BCE) 0.3 $5.2M 112k 46.18
Rite Aid Corporation 0.3 $5.0M 653k 7.69
Gaming & Leisure Pptys (GLPI) 0.3 $5.0M 151k 33.45
CIGNA Corporation 0.3 $4.8M 37k 130.32
Apollo 0.3 $4.7M 597k 7.95
iShares MSCI Canada Index (EWC) 0.3 $4.8M 188k 25.69
Allergan 0.3 $4.8M 21k 230.31
Walt Disney Company (DIS) 0.3 $4.6M 50k 92.87
TreeHouse Foods (THS) 0.3 $4.6M 53k 87.20
Mondelez Int (MDLZ) 0.3 $4.6M 104k 43.90
Belmond 0.3 $4.6M 362k 12.71
SPDR S&P Metals and Mining (XME) 0.2 $4.3M 163k 26.52
Sunedison Semiconductor 0.2 $4.3M 380k 11.39
Corning Incorporated (GLW) 0.2 $4.0M 170k 23.65
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $3.6M 74k 48.49
Pfizer (PFE) 0.2 $3.4M 102k 33.86
Xilinx 0.2 $3.5M 64k 54.34
VMware 0.2 $3.5M 47k 73.34
Activision Blizzard 0.2 $3.2M 73k 44.30
Scientific Games (LNW) 0.2 $3.1M 277k 11.27
Humana (HUM) 0.2 $3.1M 18k 176.89
Micron Technology (MU) 0.2 $3.0M 166k 17.78
MGM Resorts International. (MGM) 0.2 $2.9M 111k 26.03
Zayo Group Hldgs 0.2 $3.0M 101k 29.71
Hennessy Cap Acquisition Cor 0.2 $2.9M 295k 9.83
Abbott Laboratories (ABT) 0.2 $2.8M 66k 42.28
Penn National Gaming (PENN) 0.2 $2.8M 207k 13.57
Proshs Ultrashrt S&p500 Prosha etf 0.2 $2.7M 163k 16.39
Pvh Corporation (PVH) 0.1 $2.6M 23k 110.50
Kate Spade & Co 0.1 $2.6M 153k 17.13
Versartis 0.1 $2.5M 206k 12.25
Alphabet Inc Class C cs (GOOG) 0.1 $2.5M 3.2k 777.16
Northstar Realty Finance 0.1 $2.6M 194k 13.17
Liberty Media Corp Delaware Com A Siriusxm 0.1 $2.6M 77k 33.98
Bristol Myers Squibb (BMY) 0.1 $2.4M 45k 53.91
McKesson Corporation (MCK) 0.1 $2.3M 14k 166.75
Apple (AAPL) 0.1 $2.4M 21k 113.00
Merck & Co (MRK) 0.1 $2.4M 38k 62.39
MetLife (MET) 0.1 $2.4M 55k 44.44
iShares MSCI Turkey Index Fund (TUR) 0.1 $2.4M 63k 37.87
Hollyfrontier Corp 0.1 $2.4M 96k 24.51
Spdr Short-term High Yield mf (SJNK) 0.1 $2.4M 88k 27.69
Twitter 0.1 $2.2M 97k 23.05
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $2.1M 55k 38.01
Dow Chemical Company 0.1 $2.1M 40k 51.82
World Wrestling Entertainment 0.1 $2.0M 95k 21.30
Zynga 0.1 $2.1M 705k 2.91
Facebook Inc cl a (META) 0.1 $2.0M 16k 128.28
Liberty Broadband Cl C (LBRDK) 0.1 $2.1M 29k 71.49
IAC/InterActive 0.1 $1.8M 29k 62.48
Dollar Tree (DLTR) 0.1 $1.8M 23k 78.95
Alnylam Pharmaceuticals (ALNY) 0.1 $1.9M 28k 67.75
Coty Inc Cl A (COTY) 0.1 $1.9M 80k 23.21
Willis Towers Watson (WTW) 0.1 $1.8M 14k 132.78
Marriott International (MAR) 0.1 $1.8M 27k 67.32
Vonage Holdings 0.1 $1.8M 270k 6.61
Dollar General (DG) 0.1 $1.8M 25k 69.97
Motorola Solutions (MSI) 0.1 $1.8M 24k 76.28
Post Holdings Inc Common (POST) 0.1 $1.7M 21k 77.19
Kite Pharma 0.1 $1.7M 30k 55.87
Under Armour Inc Cl C (UA) 0.1 $1.7M 49k 33.85
Boyd Gaming Corporation (BYD) 0.1 $1.6M 79k 19.78
ConAgra Foods (CAG) 0.1 $1.5M 32k 47.12
Take-Two Interactive Software (TTWO) 0.1 $1.5M 34k 45.07
Nxp Semiconductors N V (NXPI) 0.1 $1.5M 14k 101.98
Michael Kors Holdings 0.1 $1.5M 32k 46.78
Infoblox 0.1 $1.5M 81k 18.20
Norwegian Cruise Line Hldgs (NCLH) 0.1 $1.5M 39k 37.69
Bats Global Mkts 0.1 $1.6M 53k 30.14
priceline.com Incorporated 0.1 $1.4M 934.00 1471.09
Us Silica Hldgs (SLCA) 0.1 $1.3M 28k 46.57
Alphabet Inc Class A cs (GOOGL) 0.1 $1.3M 1.7k 804.22
Citrix Systems 0.1 $1.2M 15k 85.19
NVIDIA Corporation (NVDA) 0.1 $1.2M 17k 68.54
Buckeye Partners 0.1 $1.3M 18k 71.62
Aaron's 0.1 $1.2M 45k 25.42
Vector (VGR) 0.1 $1.3M 59k 21.53
Teck Resources Ltd cl b (TECK) 0.1 $1.3M 70k 18.03
Boulevard Acquisition unit 99/99/9999 0.1 $1.2M 114k 10.21
Dell Technologies Inc Class V equity 0.1 $1.2M 26k 47.82
M Iii Acquisition Corp unit 99/99/9999t 0.1 $1.1M 116k 9.80
Comcast Corporation (CMCSA) 0.1 $998k 15k 66.37
Intel Corporation (INTC) 0.1 $998k 26k 37.76
Raytheon Company 0.1 $986k 7.2k 136.13
Shire 0.1 $969k 5.0k 193.80
Enterprise Products Partners (EPD) 0.1 $1.0M 987k 1.02
Infinera (INFN) 0.1 $1.0M 112k 9.03
Energy Transfer Partners 0.1 $1.1M 29k 36.99
Restoration Hardware Hldgs I 0.1 $1.0M 29k 34.59
L Brands 0.1 $1.0M 14k 70.79
Noble Corp Plc equity 0.1 $1.1M 30k 35.73
Paypal Holdings (PYPL) 0.1 $1.1M 26k 40.98
Madison Square Garden Cl A (MSGS) 0.1 $1.0M 6.1k 169.39
Double Eagle Acquisition Cor 0.1 $981k 100k 9.81
Pinnacle Entertainment 0.1 $965k 78k 12.34
Nexeo Solutions Inc unit 06/11/2019 0.1 $989k 112k 8.86
Via 0.1 $843k 22k 38.11
Netflix (NFLX) 0.1 $848k 8.6k 98.60
Lululemon Athletica (LULU) 0.1 $788k 13k 60.95
Monro Muffler Brake (MNRO) 0.1 $889k 15k 61.16
Prospect Capital Corporation (PSEC) 0.1 $808k 100k 8.10
American International (AIG) 0.1 $806k 14k 59.36
BroadSoft 0.1 $815k 18k 46.57
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $843k 78k 10.82
Agenus (AGEN) 0.1 $933k 130k 7.18
Sterling Bancorp 0.1 $909k 52k 17.49
Hydra Inds Acquisition 0.1 $801k 81k 9.96
Cadence Design Systems (CDNS) 0.0 $753k 30k 25.53
Amgen (AMGN) 0.0 $673k 4.0k 166.71
International Business Machines (IBM) 0.0 $715k 4.5k 158.89
Live Nation Entertainment (LYV) 0.0 $603k 22k 27.47
Vornado Realty Trust (VNO) 0.0 $759k 7.5k 101.20
Alexion Pharmaceuticals 0.0 $735k 6.0k 122.50
Magellan Midstream Partners 0.0 $607k 8.6k 70.71
Prudential Sht Duration Hg Y 0.0 $688k 43k 16.00
New York Reit 0.0 $641k 70k 9.16
Ocular Therapeutix (OCUL) 0.0 $603k 88k 6.87
Silver Run Acquisition Corp *w exp 02/23/202 0.0 $739k 133k 5.55
Johnson Controls International Plc equity (JCI) 0.0 $681k 15k 46.50
Charles Schwab Corporation (SCHW) 0.0 $537k 17k 31.59
Northrop Grumman Corporation (NOC) 0.0 $580k 2.7k 214.10
Lockheed Martin Corporation (LMT) 0.0 $576k 2.4k 239.70
Liberty Media 0.0 $583k 29k 20.00
General Dynamics Corporation (GD) 0.0 $586k 3.8k 155.11
Alliance Data Systems Corporation (BFH) 0.0 $536k 2.5k 214.40
Genesis Energy (GEL) 0.0 $570k 15k 38.00
NxStage Medical 0.0 $500k 20k 25.00
Gores Hldgs Inc *w exp 08/13/202 0.0 $531k 443k 1.20
Lsc Communications 0.0 $594k 16k 37.41
Cf Corp shs cl a 0.0 $560k 57k 9.80
Costco Wholesale Corporation (COST) 0.0 $390k 2.6k 152.58
3M Company (MMM) 0.0 $369k 2.1k 176.05
Goodyear Tire & Rubber Company (GT) 0.0 $388k 12k 32.30
Capital One Financial (COF) 0.0 $359k 5.0k 71.80
Oneok Partners 0.0 $330k 8.3k 40.00
Suburban Propane Partners (SPH) 0.0 $346k 10k 33.31
Boardwalk Pipeline Partners 0.0 $265k 15k 17.18
Hain Celestial (HAIN) 0.0 $267k 7.5k 35.60
Sunoco Logistics Partners 0.0 $324k 11k 28.43
Novavax 0.0 $417k 201k 2.08
Shutterfly 0.0 $345k 7.7k 44.65
Covenant Transportation (CVLG) 0.0 $290k 15k 19.33
Huntington Ingalls Inds (HII) 0.0 $392k 2.6k 153.36
Hca Holdings (HCA) 0.0 $393k 40k 9.82
Radius Health 0.0 $352k 6.5k 54.15
Barington Hilco Acquisition 0.0 $378k 38k 10.08
Gores Hldgs Inc unit 99/99/9999 0.0 $367k 30k 12.29
Danaher Corporation (DHR) 0.0 $200k 2.6k 78.25
L-3 Communications Holdings 0.0 $200k 1.3k 150.49
Limelight Networks 0.0 $234k 125k 1.87
Pbf Energy Inc cl a (PBF) 0.0 $226k 10k 22.60
Organovo Holdings 0.0 $239k 63k 3.79
Jones Energy Inc A 0.0 $94k 27k 3.54
Dynavax Technologies (DVAX) 0.0 $179k 17k 10.50
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.0 $196k 101k 1.94
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $106k 165k 0.64
Capitol Acquisition Corp Iii 0.0 $203k 21k 9.86
Tronc 0.0 $169k 10k 16.90
Ipath S&p 500 Vix Short-term Futures Etn 0.0 $256k 7.5k 34.13
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $240k 24k 10.07
Globalstar (GSAT) 0.0 $30k 25k 1.20
Catalyst Pharmaceutical Partners (CPRX) 0.0 $26k 106k 0.24
Kinder Morgan Inc/delaware Wts 0.0 $22k 2.2M 0.01
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $23k 128k 0.18
Nexvet Biopharma Pub Ltd Co ord 0.0 $61k 15k 4.17
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $3.0k 14k 0.22
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $10k 23k 0.44