Cowen as of Sept. 30, 2016
Portfolio Holdings for Cowen
Cowen holds 200 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Linkedin Corp | 13.5 | $228M | 1.2M | 191.12 | |
| St. Jude Medical | 11.0 | $186M | 2.3M | 79.76 | |
| iShares Russell 2000 Index (IWM) | 8.3 | $140M | 1.1M | 124.21 | |
| Syngenta | 7.0 | $118M | 1.4M | 87.60 | |
| Yahoo! | 5.1 | $86M | 2.0M | 43.10 | |
| Linear Technology Corporation | 4.5 | $77M | 1.3M | 59.29 | |
| American Capital | 4.0 | $68M | 4.0M | 16.91 | |
| Spdr S&p 500 Etf (SPY) | 3.9 | $66M | 304k | 216.37 | |
| Imperva | 3.3 | $56M | 1.0M | 53.71 | |
| Monsanto Company | 1.9 | $32M | 316k | 102.20 | |
| CBOE Holdings (CBOE) | 1.7 | $28M | 438k | 64.85 | |
| Lexmark International | 1.5 | $26M | 647k | 39.96 | |
| Ingram Micro | 1.5 | $25M | 697k | 35.66 | |
| Envision Healthcare Hlds | 1.5 | $25M | 1.1M | 22.27 | |
| Whitewave Foods | 1.4 | $24M | 441k | 54.43 | |
| Alibaba Group Holding (BABA) | 1.4 | $23M | 215k | 105.79 | |
| Intersil Corporation | 1.3 | $23M | 1.0M | 21.93 | |
| Media Gen | 1.0 | $17M | 893k | 18.43 | |
| Powershares Senior Loan Portfo mf | 0.9 | $15M | 624k | 23.21 | |
| iShares MSCI Japan Index | 0.8 | $14M | 1.1M | 12.54 | |
| Rackspace Hosting | 0.8 | $14M | 437k | 31.69 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.8 | $13M | 244k | 53.74 | |
| Starz - Liberty Capital | 0.8 | $13M | 424k | 31.19 | |
| Amazon (AMZN) | 0.7 | $12M | 14k | 837.30 | |
| Molson Coors Brewing Company (TAP) | 0.7 | $11M | 104k | 109.80 | |
| Northstar Asset Management C | 0.7 | $12M | 889k | 12.93 | |
| SPDR Gold Trust (GLD) | 0.7 | $11M | 90k | 125.65 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.7 | $11M | 207k | 53.21 | |
| Valspar Corporation | 0.5 | $8.1M | 77k | 106.08 | |
| Lions Gate Entertainment | 0.4 | $7.1M | 355k | 19.99 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $6.9M | 150k | 46.01 | |
| Electronic Arts (EA) | 0.4 | $6.9M | 81k | 85.40 | |
| Silver Run Acquisition Corp unit 99/99/9999t | 0.4 | $6.9M | 390k | 17.61 | |
| Gilead Sciences (GILD) | 0.4 | $6.7M | 85k | 79.10 | |
| Time Warner | 0.4 | $6.5M | 82k | 79.60 | |
| Joy Global | 0.4 | $6.1M | 221k | 27.74 | |
| Cynapsus Therapeutics | 0.3 | $5.8M | 145k | 40.23 | |
| E.I. du Pont de Nemours & Company | 0.3 | $5.5M | 82k | 66.97 | |
| Spectra Energy | 0.3 | $5.3M | 123k | 42.75 | |
| Bce (BCE) | 0.3 | $5.2M | 112k | 46.18 | |
| Rite Aid Corporation | 0.3 | $5.0M | 653k | 7.69 | |
| Gaming & Leisure Pptys (GLPI) | 0.3 | $5.0M | 151k | 33.45 | |
| iShares MSCI Canada Index (EWC) | 0.3 | $4.8M | 188k | 25.69 | |
| CIGNA Corporation | 0.3 | $4.8M | 37k | 130.32 | |
| Apollo | 0.3 | $4.7M | 597k | 7.95 | |
| Walt Disney Company (DIS) | 0.3 | $4.6M | 50k | 92.87 | |
| TreeHouse Foods (THS) | 0.3 | $4.6M | 53k | 87.20 | |
| Mondelez Int (MDLZ) | 0.3 | $4.6M | 104k | 43.90 | |
| Belmond | 0.3 | $4.6M | 362k | 12.71 | |
| Allergan | 0.3 | $4.5M | 20k | 230.31 | |
| SPDR S&P Metals and Mining (XME) | 0.3 | $4.3M | 163k | 26.52 | |
| Sunedison Semiconductor | 0.3 | $4.3M | 380k | 11.39 | |
| Corning Incorporated (GLW) | 0.2 | $4.0M | 170k | 23.65 | |
| Xilinx | 0.2 | $3.5M | 64k | 54.34 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.2 | $3.6M | 74k | 48.49 | |
| Pfizer (PFE) | 0.2 | $3.4M | 102k | 33.86 | |
| VMware | 0.2 | $3.5M | 47k | 73.34 | |
| Activision Blizzard | 0.2 | $3.2M | 73k | 44.30 | |
| Humana (HUM) | 0.2 | $3.1M | 18k | 176.89 | |
| Micron Technology (MU) | 0.2 | $3.0M | 166k | 17.78 | |
| Zayo Group Hldgs | 0.2 | $3.0M | 101k | 29.71 | |
| Penn National Gaming (PENN) | 0.2 | $2.8M | 207k | 13.57 | |
| MGM Resorts International. (MGM) | 0.2 | $2.9M | 111k | 26.03 | |
| Hennessy Cap Acquisition Cor | 0.2 | $2.9M | 295k | 9.83 | |
| Abbott Laboratories (ABT) | 0.2 | $2.8M | 66k | 42.28 | |
| Kate Spade & Co | 0.2 | $2.6M | 153k | 17.13 | |
| Pvh Corporation (PVH) | 0.1 | $2.6M | 23k | 110.50 | |
| Versartis | 0.1 | $2.5M | 206k | 12.25 | |
| Northstar Realty Finance | 0.1 | $2.6M | 194k | 13.17 | |
| Bristol Myers Squibb (BMY) | 0.1 | $2.4M | 45k | 53.91 | |
| McKesson Corporation (MCK) | 0.1 | $2.3M | 14k | 166.75 | |
| Apple (AAPL) | 0.1 | $2.4M | 21k | 113.10 | |
| Merck & Co (MRK) | 0.1 | $2.4M | 38k | 62.39 | |
| MetLife (MET) | 0.1 | $2.4M | 55k | 44.44 | |
| iShares MSCI Turkey Index Fund (TUR) | 0.1 | $2.4M | 63k | 37.87 | |
| Hollyfrontier Corp | 0.1 | $2.4M | 96k | 24.51 | |
| Spdr Short-term High Yield mf (SJNK) | 0.1 | $2.4M | 86k | 27.69 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.1 | $2.4M | 144k | 16.39 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.1 | $2.3M | 67k | 33.98 | |
| 0.1 | $2.2M | 97k | 23.05 | ||
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.1 | $2.1M | 55k | 38.01 | |
| Dow Chemical Company | 0.1 | $2.1M | 40k | 51.82 | |
| World Wrestling Entertainment | 0.1 | $2.0M | 95k | 21.30 | |
| Zynga | 0.1 | $2.1M | 705k | 2.91 | |
| Facebook Inc cl a (META) | 0.1 | $2.0M | 16k | 128.28 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $2.1M | 29k | 71.49 | |
| IAC/InterActive | 0.1 | $1.8M | 29k | 62.48 | |
| Marriott International (MAR) | 0.1 | $1.8M | 27k | 67.32 | |
| Dollar Tree (DLTR) | 0.1 | $1.8M | 23k | 78.95 | |
| Alnylam Pharmaceuticals (ALNY) | 0.1 | $1.9M | 28k | 67.75 | |
| Vonage Holdings | 0.1 | $1.8M | 270k | 6.61 | |
| Dollar General (DG) | 0.1 | $1.8M | 25k | 69.97 | |
| Motorola Solutions (MSI) | 0.1 | $1.8M | 24k | 76.28 | |
| Willis Towers Watson (WTW) | 0.1 | $1.8M | 14k | 132.78 | |
| Post Holdings Inc Common (POST) | 0.1 | $1.7M | 21k | 77.19 | |
| Kite Pharma | 0.1 | $1.7M | 30k | 55.87 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.6M | 2.1k | 777.09 | |
| Under Armour Inc Cl C (UA) | 0.1 | $1.7M | 49k | 33.85 | |
| Boyd Gaming Corporation (BYD) | 0.1 | $1.6M | 79k | 19.78 | |
| ConAgra Foods (CAG) | 0.1 | $1.5M | 32k | 47.12 | |
| Take-Two Interactive Software (TTWO) | 0.1 | $1.5M | 34k | 45.07 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $1.5M | 14k | 101.98 | |
| Michael Kors Holdings | 0.1 | $1.5M | 32k | 46.78 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.1 | $1.5M | 39k | 37.69 | |
| Bats Global Mkts | 0.1 | $1.6M | 53k | 30.14 | |
| priceline.com Incorporated | 0.1 | $1.4M | 934.00 | 1471.09 | |
| Us Silica Hldgs (SLCA) | 0.1 | $1.3M | 28k | 46.57 | |
| Citrix Systems | 0.1 | $1.2M | 15k | 85.19 | |
| Aaron's | 0.1 | $1.2M | 45k | 25.42 | |
| Vector (VGR) | 0.1 | $1.3M | 59k | 21.53 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $1.3M | 70k | 18.03 | |
| Boulevard Acquisition unit 99/99/9999 | 0.1 | $1.2M | 114k | 10.21 | |
| Dell Technologies Inc Class V equity | 0.1 | $1.2M | 26k | 47.82 | |
| M Iii Acquisition Corp unit 99/99/9999t | 0.1 | $1.1M | 116k | 9.80 | |
| Comcast Corporation (CMCSA) | 0.1 | $998k | 15k | 66.37 | |
| Intel Corporation (INTC) | 0.1 | $998k | 26k | 37.76 | |
| Raytheon Company | 0.1 | $986k | 7.2k | 136.13 | |
| Shire | 0.1 | $969k | 5.0k | 193.80 | |
| Buckeye Partners | 0.1 | $937k | 13k | 71.58 | |
| Infinera (INFN) | 0.1 | $1.0M | 112k | 9.03 | |
| Agenus | 0.1 | $933k | 130k | 7.18 | |
| Infoblox | 0.1 | $1.1M | 41k | 26.37 | |
| Restoration Hardware Hldgs I | 0.1 | $1.0M | 29k | 34.59 | |
| L Brands | 0.1 | $1.0M | 14k | 70.79 | |
| Noble Corp Plc equity | 0.1 | $1.1M | 30k | 35.73 | |
| Paypal Holdings (PYPL) | 0.1 | $1.1M | 26k | 40.98 | |
| Madison Square Garden Cl A (MSGS) | 0.1 | $1.0M | 6.1k | 169.39 | |
| Double Eagle Acquisition Cor | 0.1 | $981k | 100k | 9.81 | |
| Pinnacle Entertainment | 0.1 | $965k | 78k | 12.34 | |
| Nexeo Solutions Inc unit 06/11/2019 | 0.1 | $989k | 112k | 8.86 | |
| Via | 0.1 | $843k | 22k | 38.11 | |
| NVIDIA Corporation (NVDA) | 0.1 | $783k | 11k | 68.52 | |
| Netflix (NFLX) | 0.1 | $848k | 8.6k | 98.60 | |
| Enterprise Products Partners (EPD) | 0.1 | $778k | 28k | 27.63 | |
| Energy Transfer Partners | 0.1 | $814k | 22k | 37.02 | |
| Lululemon Athletica (LULU) | 0.1 | $788k | 13k | 60.95 | |
| Monro Muffler Brake (MNRO) | 0.1 | $889k | 15k | 61.16 | |
| Prospect Capital Corporation (PSEC) | 0.1 | $808k | 100k | 8.10 | |
| American International (AIG) | 0.1 | $806k | 14k | 59.36 | |
| BroadSoft | 0.1 | $815k | 18k | 46.57 | |
| BlackRock Corporate High Yield Fund VI (HYT) | 0.1 | $820k | 76k | 10.82 | |
| Sterling Bancorp | 0.1 | $909k | 52k | 17.49 | |
| Hydra Inds Acquisition | 0.1 | $801k | 81k | 9.96 | |
| Cadence Design Systems (CDNS) | 0.0 | $753k | 30k | 25.53 | |
| Amgen (AMGN) | 0.0 | $673k | 4.0k | 166.71 | |
| International Business Machines (IBM) | 0.0 | $715k | 4.5k | 158.89 | |
| Live Nation Entertainment (LYV) | 0.0 | $603k | 22k | 27.47 | |
| Vornado Realty Trust (VNO) | 0.0 | $759k | 7.5k | 101.20 | |
| Alexion Pharmaceuticals | 0.0 | $735k | 6.0k | 122.50 | |
| Magellan Midstream Partners | 0.0 | $607k | 8.6k | 70.71 | |
| Prudential Sht Duration Hg Y | 0.0 | $688k | 43k | 16.00 | |
| Coty Inc Cl A (COTY) | 0.0 | $635k | 27k | 23.52 | |
| New York Reit | 0.0 | $641k | 70k | 9.16 | |
| Johnson Controls International Plc equity (JCI) | 0.0 | $681k | 15k | 46.50 | |
| Lsc Communications | 0.0 | $594k | 16k | 37.41 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $537k | 17k | 31.59 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $580k | 2.7k | 214.10 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $576k | 2.4k | 239.70 | |
| Liberty Media | 0.0 | $583k | 29k | 20.00 | |
| General Dynamics Corporation (GD) | 0.0 | $586k | 3.8k | 155.11 | |
| Alliance Data Systems Corporation (BFH) | 0.0 | $536k | 2.5k | 214.40 | |
| Genesis Energy (GEL) | 0.0 | $570k | 15k | 38.00 | |
| NxStage Medical | 0.0 | $500k | 20k | 25.00 | |
| Ocular Therapeutix (OCUL) | 0.0 | $470k | 68k | 6.87 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $486k | 605.00 | 803.31 | |
| Gores Hldgs Inc *w exp 08/13/202 | 0.0 | $531k | 443k | 1.20 | |
| Cf Corp shs cl a | 0.0 | $560k | 57k | 9.80 | |
| Costco Wholesale Corporation (COST) | 0.0 | $390k | 2.6k | 152.58 | |
| 3M Company (MMM) | 0.0 | $369k | 2.1k | 176.05 | |
| Goodyear Tire & Rubber Company (GT) | 0.0 | $388k | 12k | 32.30 | |
| Capital One Financial (COF) | 0.0 | $359k | 5.0k | 71.80 | |
| Oneok Partners | 0.0 | $270k | 6.8k | 40.00 | |
| Suburban Propane Partners (SPH) | 0.0 | $296k | 8.9k | 33.31 | |
| Hain Celestial (HAIN) | 0.0 | $267k | 7.5k | 35.60 | |
| Novavax | 0.0 | $417k | 201k | 2.08 | |
| Shutterfly | 0.0 | $345k | 7.7k | 44.65 | |
| Covenant Transportation (CVLG) | 0.0 | $290k | 15k | 19.33 | |
| Huntington Ingalls Inds (HII) | 0.0 | $392k | 2.6k | 153.36 | |
| Hca Holdings (HCA) | 0.0 | $393k | 40k | 9.82 | |
| Barington Hilco Acquisition | 0.0 | $378k | 38k | 10.08 | |
| Gores Hldgs Inc unit 99/99/9999 | 0.0 | $367k | 30k | 12.29 | |
| Ipath S&p 500 Vix Short-term Futures Etn | 0.0 | $256k | 7.5k | 34.13 | |
| Danaher Corporation (DHR) | 0.0 | $200k | 2.6k | 78.25 | |
| L-3 Communications Holdings | 0.0 | $200k | 1.3k | 150.49 | |
| Limelight Networks | 0.0 | $234k | 125k | 1.87 | |
| Pbf Energy Inc cl a (PBF) | 0.0 | $226k | 10k | 22.60 | |
| Organovo Holdings | 0.0 | $95k | 25k | 3.80 | |
| Jones Energy Inc A | 0.0 | $94k | 27k | 3.54 | |
| Dynavax Technologies (DVAX) | 0.0 | $177k | 17k | 10.43 | |
| Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts | 0.0 | $196k | 101k | 1.94 | |
| Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $106k | 165k | 0.64 | |
| Capitol Acquisition Corp Iii | 0.0 | $203k | 21k | 9.86 | |
| Tronc | 0.0 | $169k | 10k | 16.90 | |
| Saban Cap Acquisition Corp unit 99/99/9999 | 0.0 | $240k | 24k | 10.07 | |
| Globalstar (GSAT) | 0.0 | $30k | 25k | 1.20 | |
| Kinder Morgan Inc/delaware Wts | 0.0 | $22k | 2.2M | 0.01 | |
| Terrapin 3 Acquisition Corp *w exp 06/27/201 | 0.0 | $23k | 128k | 0.18 | |
| Nexvet Biopharma Pub Ltd Co ord | 0.0 | $61k | 15k | 4.17 | |
| Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $3.0k | 14k | 0.22 | |
| Klr Energy Acquisition Corp w exp 09/16/202 | 0.0 | $10k | 23k | 0.44 |
