Cowen as of Dec. 31, 2016
Portfolio Holdings for Cowen
Cowen holds 215 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 12.0 | $290M | 1.3M | 223.53 | |
| Nxp Semiconductors N V (NXPI) | 10.2 | $245M | 2.5M | 98.01 | |
| iShares Russell 2000 Index (IWM) | 6.7 | $162M | 1.2M | 134.85 | |
| Ishares Msci Japan (EWJ) | 5.6 | $135M | 2.8M | 48.86 | |
| Linear Technology Corporation | 5.1 | $123M | 2.0M | 62.35 | |
| St. Jude Medical | 4.2 | $100M | 1.2M | 80.19 | |
| Level 3 Communications | 3.8 | $92M | 1.6M | 56.36 | |
| Spectra Energy | 3.6 | $87M | 2.1M | 41.09 | |
| Time Warner | 3.1 | $74M | 763k | 96.53 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 2.9 | $70M | 1.2M | 57.40 | |
| Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 2.5 | $60M | 844k | 71.64 | |
| Headwaters Incorporated | 2.3 | $56M | 2.4M | 23.52 | |
| Western Refining | 2.2 | $54M | 1.4M | 37.85 | |
| BE Aerospace | 2.0 | $49M | 819k | 60.19 | |
| Joy Global | 2.0 | $48M | 1.7M | 28.00 | |
| At&t (T) | 1.8 | $44M | 1.0M | 42.53 | |
| American Capital | 1.7 | $41M | 2.3M | 17.92 | |
| Dow Chemical Company | 1.5 | $36M | 630k | 57.22 | |
| Brocade Communications Systems | 1.5 | $36M | 2.9M | 12.49 | |
| Stillwater Mining Company | 1.3 | $32M | 2.0M | 16.11 | |
| Monsanto Company | 1.0 | $25M | 236k | 105.21 | |
| Dell Technologies Inc Class V equity | 1.0 | $24M | 440k | 54.97 | |
| CenturyLink | 1.0 | $24M | 992k | 23.78 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.9 | $22M | 419k | 51.71 | |
| Powershares Senior Loan Portfo mf | 0.9 | $22M | 926k | 23.36 | |
| Rite Aid Corporation | 0.8 | $19M | 2.2M | 8.24 | |
| Whitewave Foods | 0.8 | $18M | 329k | 55.60 | |
| Bats Global Mkts | 0.7 | $17M | 516k | 33.51 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.6 | $15M | 347k | 43.96 | |
| Cornerstone Ondemand | 0.6 | $14M | 330k | 42.31 | |
| Intersil Corporation | 0.6 | $13M | 593k | 22.30 | |
| Ishares Msci United Kingdom Index etf (EWU) | 0.5 | $13M | 423k | 30.69 | |
| Alere | 0.5 | $12M | 315k | 38.97 | |
| Metaldyne Performance Group, I | 0.5 | $11M | 497k | 22.95 | |
| iShares MSCI Canada Index (EWC) | 0.4 | $9.5M | 363k | 26.15 | |
| Xilinx | 0.4 | $8.9M | 148k | 60.37 | |
| Vaneck Vectors Etf Tr coal etf | 0.3 | $8.4M | 685k | 12.26 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $8.3M | 238k | 34.70 | |
| Invensense | 0.3 | $7.1M | 556k | 12.79 | |
| Fairpoint Communications | 0.3 | $6.6M | 352k | 18.70 | |
| Apollo | 0.3 | $6.2M | 625k | 9.90 | |
| Amazon (AMZN) | 0.2 | $6.0M | 8.0k | 749.84 | |
| Ixia | 0.2 | $6.0M | 372k | 16.10 | |
| Allied World Assurance | 0.2 | $5.8M | 109k | 53.71 | |
| New York Reit | 0.2 | $5.7M | 560k | 10.12 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.2 | $5.7M | 271k | 20.92 | |
| Microsemi Corporation | 0.2 | $5.5M | 101k | 53.95 | |
| Walt Disney Company (DIS) | 0.2 | $5.2M | 50k | 104.22 | |
| Imperva | 0.2 | $5.2M | 136k | 38.40 | |
| Bce (BCE) | 0.2 | $5.1M | 118k | 43.23 | |
| Lattice Semiconductor (LSCC) | 0.2 | $5.0M | 685k | 7.36 | |
| PowerShares DB Agriculture Fund | 0.2 | $5.1M | 254k | 19.97 | |
| Sibanye Gold | 0.2 | $5.0M | 705k | 7.06 | |
| Take-Two Interactive Software (TTWO) | 0.2 | $4.6M | 94k | 49.29 | |
| Equity One | 0.2 | $4.6M | 150k | 30.69 | |
| Nucor Corporation (NUE) | 0.2 | $4.1M | 68k | 59.52 | |
| iShares MSCI Turkey Index Fund (TUR) | 0.2 | $4.2M | 130k | 32.47 | |
| MetLife (MET) | 0.2 | $3.8M | 71k | 53.90 | |
| Cadence Design Systems (CDNS) | 0.1 | $3.5M | 140k | 25.22 | |
| PowerShares QQQ Trust, Series 1 | 0.1 | $3.7M | 31k | 118.49 | |
| Mondelez Int (MDLZ) | 0.1 | $3.7M | 83k | 44.32 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $3.4M | 35k | 97.32 | |
| Kate Spade & Co | 0.1 | $3.3M | 178k | 18.67 | |
| Zayo Group Hldgs | 0.1 | $3.3M | 100k | 32.86 | |
| Allergan | 0.1 | $3.4M | 16k | 209.99 | |
| MGM Resorts International. (MGM) | 0.1 | $3.1M | 109k | 28.83 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.1 | $3.2M | 92k | 34.52 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.1 | $3.2M | 96k | 33.92 | |
| Whole Foods Market | 0.1 | $3.0M | 96k | 30.76 | |
| Sensata Technologies Hldg Bv | 0.1 | $3.0M | 77k | 38.95 | |
| Motorola Solutions (MSI) | 0.1 | $2.8M | 34k | 82.90 | |
| Metropcs Communications (TMUS) | 0.1 | $2.9M | 50k | 57.50 | |
| Double Eagle Acquisition Cor | 0.1 | $2.9M | 290k | 9.95 | |
| Pfizer (PFE) | 0.1 | $2.7M | 82k | 32.50 | |
| Rockwell Collins | 0.1 | $2.6M | 28k | 92.74 | |
| Enterprise Products Partners (EPD) | 0.1 | $2.6M | 95k | 27.01 | |
| Extended Stay America | 0.1 | $2.6M | 163k | 16.15 | |
| Harley-Davidson (HOG) | 0.1 | $2.4M | 42k | 58.33 | |
| ConAgra Foods (CAG) | 0.1 | $2.4M | 59k | 39.56 | |
| Yahoo! | 0.1 | $2.4M | 63k | 38.66 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $2.5M | 34k | 74.06 | |
| Gores Hldin-cw20 equity wrt | 0.1 | $2.5M | 1.4M | 1.75 | |
| Costco Wholesale Corporation (COST) | 0.1 | $2.2M | 14k | 160.13 | |
| Abbott Laboratories (ABT) | 0.1 | $2.1M | 56k | 38.40 | |
| J.C. Penney Company | 0.1 | $2.2M | 271k | 8.31 | |
| Kroger (KR) | 0.1 | $2.1M | 61k | 34.51 | |
| Prospect Capital Corporation (PSEC) | 0.1 | $2.1M | 248k | 8.35 | |
| Hollyfrontier Corp | 0.1 | $2.2M | 69k | 32.76 | |
| Belmond | 0.1 | $2.2M | 162k | 13.35 | |
| Liberty Ventures - Ser A | 0.1 | $2.2M | 61k | 36.87 | |
| Air Products & Chemicals (APD) | 0.1 | $2.0M | 14k | 143.79 | |
| Zimmer Holdings (ZBH) | 0.1 | $1.9M | 18k | 103.20 | |
| Zynga | 0.1 | $2.0M | 764k | 2.57 | |
| Nexeo Solutions Inc unit 06/11/2019 | 0.1 | $1.9M | 192k | 10.08 | |
| M Iii Acquisition Corp unit 99/99/9999t | 0.1 | $1.9M | 194k | 9.87 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $1.7M | 47k | 36.26 | |
| Red Hat | 0.1 | $1.6M | 23k | 69.68 | |
| Alnylam Pharmaceuticals (ALNY) | 0.1 | $1.8M | 47k | 37.41 | |
| Fortinet (FTNT) | 0.1 | $1.7M | 55k | 30.11 | |
| Spdr Short-term High Yield mf (SJNK) | 0.1 | $1.6M | 57k | 27.67 | |
| Servicenow (NOW) | 0.1 | $1.6M | 22k | 74.32 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.1 | $1.7M | 40k | 42.54 | |
| Eldorado Resorts | 0.1 | $1.6M | 96k | 16.95 | |
| Liberty Media | 0.1 | $1.4M | 68k | 19.99 | |
| Penn National Gaming (PENN) | 0.1 | $1.4M | 104k | 13.79 | |
| DepoMed | 0.1 | $1.3M | 74k | 18.02 | |
| Teradyne (TER) | 0.1 | $1.4M | 54k | 25.41 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $1.4M | 70k | 20.03 | |
| Gaming & Leisure Pptys (GLPI) | 0.1 | $1.4M | 46k | 30.62 | |
| Earthlink Holdings | 0.1 | $1.3M | 235k | 5.64 | |
| Fnf (FNF) | 0.1 | $1.4M | 42k | 33.97 | |
| Paypal Holdings (PYPL) | 0.1 | $1.4M | 34k | 39.46 | |
| Hennessy Cap Acquisition Cor | 0.1 | $1.3M | 132k | 10.08 | |
| Willis Towers Watson (WTW) | 0.1 | $1.6M | 13k | 122.25 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $1.3M | 28k | 45.65 | |
| Starbucks Corporation (SBUX) | 0.1 | $1.2M | 22k | 55.51 | |
| Applied Materials (AMAT) | 0.1 | $1.1M | 34k | 32.26 | |
| Micron Technology (MU) | 0.1 | $1.1M | 50k | 21.92 | |
| Repligen Corporation (RGEN) | 0.1 | $1.1M | 37k | 30.81 | |
| Pandora Media | 0.1 | $1.1M | 85k | 13.04 | |
| Sterling Bancorp | 0.1 | $1.2M | 52k | 23.40 | |
| Hrg | 0.1 | $1.2M | 75k | 15.56 | |
| Boulevard Acquisition unit 99/99/9999 | 0.1 | $1.2M | 116k | 10.18 | |
| Boyd Gaming Corporation (BYD) | 0.0 | $1.0M | 51k | 20.16 | |
| Caterpillar (CAT) | 0.0 | $946k | 10k | 92.75 | |
| Citrix Systems | 0.0 | $1.1M | 12k | 89.30 | |
| Electronic Arts (EA) | 0.0 | $916k | 12k | 78.76 | |
| Maxim Integrated Products | 0.0 | $851k | 22k | 38.55 | |
| Gap (GAP) | 0.0 | $860k | 38k | 22.44 | |
| Anheuser-Busch InBev NV (BUD) | 0.0 | $990k | 9.4k | 105.49 | |
| SPDR Gold Trust (GLD) | 0.0 | $889k | 8.1k | 109.60 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.0 | $1.0M | 67k | 15.11 | |
| Ptc (PTC) | 0.0 | $899k | 19k | 46.28 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $985k | 1.3k | 771.94 | |
| Boulevard Acquisition cl a | 0.0 | $977k | 99k | 9.92 | |
| Pace Hldgs Corp cl a | 0.0 | $980k | 97k | 10.12 | |
| Johnson Controls International Plc equity (JCI) | 0.0 | $1.0M | 25k | 41.18 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $651k | 17k | 39.45 | |
| American Eagle Outfitters (AEO) | 0.0 | $724k | 48k | 15.17 | |
| NVIDIA Corporation (NVDA) | 0.0 | $695k | 6.5k | 106.74 | |
| Tyson Foods (TSN) | 0.0 | $834k | 14k | 61.70 | |
| Amgen (AMGN) | 0.0 | $815k | 5.6k | 146.19 | |
| International Business Machines (IBM) | 0.0 | $747k | 4.5k | 166.00 | |
| Gilead Sciences (GILD) | 0.0 | $716k | 10k | 71.60 | |
| Buckeye Partners | 0.0 | $711k | 11k | 66.20 | |
| Live Nation Entertainment (LYV) | 0.0 | $665k | 25k | 26.60 | |
| Kennametal (KMT) | 0.0 | $625k | 20k | 31.25 | |
| Marvell Technology Group | 0.0 | $728k | 53k | 13.86 | |
| World Wrestling Entertainment | 0.0 | $740k | 40k | 18.40 | |
| Pvh Corporation (PVH) | 0.0 | $730k | 8.1k | 90.29 | |
| Dunkin' Brands Group | 0.0 | $815k | 16k | 52.41 | |
| Facebook Inc cl a (META) | 0.0 | $837k | 7.3k | 115.08 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $804k | 11k | 72.50 | |
| Barington Hilco Acquisition | 0.0 | $610k | 60k | 10.16 | |
| M Iii Acquisition Corp equities | 0.0 | $737k | 76k | 9.76 | |
| Conduent Incorporate (CNDT) | 0.0 | $739k | 50k | 14.90 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $474k | 5.5k | 86.20 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $477k | 2.1k | 232.57 | |
| Raytheon Company | 0.0 | $504k | 3.6k | 141.97 | |
| Capital One Financial (COF) | 0.0 | $436k | 5.0k | 87.20 | |
| Nextera Energy (NEE) | 0.0 | $597k | 5.0k | 119.40 | |
| General Dynamics Corporation (GD) | 0.0 | $527k | 3.1k | 172.73 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.0 | $557k | 2.1k | 265.24 | |
| Petrobras Energia Participaciones SA | 0.0 | $383k | 55k | 7.02 | |
| Energy Transfer Partners | 0.0 | $405k | 11k | 35.80 | |
| Neurocrine Biosciences (NBIX) | 0.0 | $484k | 13k | 38.72 | |
| Magellan Midstream Partners | 0.0 | $528k | 7.0k | 75.60 | |
| Shutterfly | 0.0 | $477k | 9.5k | 50.21 | |
| BlackRock Corporate High Yield Fund VI (HYT) | 0.0 | $505k | 47k | 10.83 | |
| Agenus | 0.0 | $504k | 123k | 4.11 | |
| Prudential Sht Duration Hg Y | 0.0 | $550k | 36k | 15.49 | |
| Mallinckrodt Pub | 0.0 | $569k | 11k | 49.80 | |
| Oci Partners | 0.0 | $412k | 49k | 8.34 | |
| Zendesk | 0.0 | $487k | 23k | 21.21 | |
| Horizon Pharma | 0.0 | $519k | 32k | 16.17 | |
| Ocular Therapeutix (OCUL) | 0.0 | $597k | 71k | 8.36 | |
| Juno Therapeutics | 0.0 | $379k | 20k | 18.86 | |
| Harmony Merger | 0.0 | $574k | 57k | 10.12 | |
| Electrum Spl Acquisition Cor | 0.0 | $386k | 39k | 9.91 | |
| Jm Global Hldg | 0.0 | $494k | 50k | 9.88 | |
| Pinnacle Entertainment | 0.0 | $447k | 31k | 14.50 | |
| Klr Energy Acquisition Corp cl a | 0.0 | $390k | 38k | 10.39 | |
| Cf Corp shs cl a | 0.0 | $543k | 55k | 9.92 | |
| Dollar Tree (DLTR) | 0.0 | $352k | 4.6k | 77.24 | |
| Activision Blizzard | 0.0 | $237k | 6.6k | 36.07 | |
| Oneok Partners | 0.0 | $290k | 6.8k | 42.96 | |
| Boardwalk Pipeline Partners | 0.0 | $263k | 15k | 17.36 | |
| Lululemon Athletica (LULU) | 0.0 | $309k | 4.8k | 65.00 | |
| Dollar General (DG) | 0.0 | $349k | 4.7k | 74.11 | |
| Noble Corp Plc equity | 0.0 | $314k | 53k | 5.92 | |
| Dynavax Technologies (DVAX) | 0.0 | $130k | 33k | 3.94 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $250k | 315.00 | 793.65 | |
| Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $268k | 447k | 0.60 | |
| Pacific Spl Acquisition Corp | 0.0 | $213k | 21k | 10.34 | |
| Under Armour Inc Cl C (UA) | 0.0 | $310k | 12k | 25.17 | |
| Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $167k | 239k | 0.70 | |
| Lions Gate Entmnt Corp cl b non vtg | 0.0 | $236k | 9.6k | 24.59 | |
| Centennial Resource Dev Inc *w exp 02/23/202 | 0.0 | $167k | 20k | 8.42 | |
| Midstates Pete Co Inc Com Par | 0.0 | $220k | 11k | 20.75 | |
| Park Hotels & Resorts Inc-wi (PK) | 0.0 | $297k | 9.9k | 29.94 | |
| Halozyme Therapeutics (HALO) | 0.0 | $99k | 10k | 9.90 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $54k | 143k | 0.38 | |
| Remark Media | 0.0 | $0 | 22k | 0.00 | |
| Kinder Morgan Inc/delaware Wts | 0.0 | $8.8k | 882k | 0.01 | |
| Organovo Holdings | 0.0 | $85k | 25k | 3.40 | |
| Nanoviricides | 0.0 | $0 | 374k | 0.00 | |
| Cel-sci | 0.0 | $0 | 49k | 0.00 | |
| Nexvet Biopharma Pub Ltd Co ord | 0.0 | $43k | 12k | 3.73 | |
| Nii Holdings | 0.0 | $118k | 55k | 2.14 | |
| Hennessy Cap Acquisition Cor *w exp 07/28/202 | 0.0 | $75k | 88k | 0.85 | |
| Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $104k | 221k | 0.47 | |
| Pacific Spl Acquisition Corp *w exp 10/20/202 | 0.0 | $4.9k | 18k | 0.28 | |
| Klr Energy Acquisition Corp w exp 09/16/202 | 0.0 | $76k | 54k | 1.40 | |
| M Iii Acquisition Corp *w exp 10/10/202 | 0.0 | $119k | 497k | 0.24 | |
| Apricus Biosciences | 0.0 | $0 | 18k | 0.00 |
