CSS

CSS as of March 31, 2019

Portfolio Holdings for CSS

CSS holds 459 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Coty Inc Cl A (COTY) 7.3 $122M 11M 11.50
American Airls (AAL) 5.5 $92M 2.9M 31.77
Altaba 4.7 $79M 1.1M 74.12
Zions Bancorporation *w exp 05/22/202 3.4 $56M 4.5M 12.28
Integrated Device Tech conv 3.0 $50M 32M 1.57
Eli Lilly & Co. (LLY) 2.5 $42M 323k 129.76
Crown Castle Intl Corp New 6.875% con pfd a 2.1 $36M 30k 1184.84
Molina Healthcare Inc. conv 2.0 $34M 9.7M 3.48
Sarepta Therapeutics note 1.500% 11/1 1.8 $31M 17M 1.81
Insulet Corp note 1.250% 9/1 1.8 $30M 18M 1.65
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.8 $30M 9.0M 3.27
Exact Sciences Corp convertible/ 1.7 $28M 20M 1.37
Euronet Worldwide Inc Note 1.500%10/0 1.6 $26M 13M 1.97
Dell Technologies (DELL) 1.6 $26M 447k 58.69
Caesars Entmt Corp note 5.000%10/0 1.4 $24M 17M 1.43
Microchip Technology Inc note 1.625% 2/1 1.4 $24M 14M 1.63
Wayfair Inc convertible security 1.4 $23M 15M 1.53
Liberty Media Corp Delaware Com A Siriusxm 1.2 $20M 515k 38.18
Horizon Pharma Plc convertible security 1.1 $19M 17M 1.13
Herbalife Ltd conv 1.1 $18M 15M 1.24
Tesla Motors (TSLA) 1.1 $18M 63k 280.00
Finisar Corp note 0.500%12/1 1.0 $17M 18M 0.98
Becton Dickinson & Co pfd shs conv a 1.0 $16M 260k 62.02
Wright Medical Group Nv 2.25 20211115 1.0 $16M 10M 1.55
Dexcom Inc dbcv 0.750% 5/1 0.9 $16M 12M 1.35
Repligen Corp note 2.125% 6/0 0.9 $15M 8.1M 1.90
Aberdeen Chile Fund (AEF) 0.9 $14M 2.0M 7.27
Array Biopharma Inc bond 0.9 $14M 8.1M 1.76
Walt Disney Company (DIS) 0.8 $14M 125k 111.03
Liberty Media Corp deb 3.500% 1/1 0.8 $14M 19M 0.75
Caesars Entertainment 0.8 $13M 1.5M 8.69
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.8 $13M 9.4M 1.35
Hubspot convertible security 0.8 $13M 7.0M 1.81
Etsy Inc convertible security 0.7 $11M 5.7M 1.94
Starwood Waypoint Residentl note 3.000% 7/0 0.6 $11M 7.9M 1.33
Vistra Energy Corp convertible preferred security 0.6 $10M 105k 98.72
Dish Network Corp note 3.375% 8/1 0.6 $10M 12M 0.85
Sempra Energy convertible preferred security 0.6 $9.9M 94k 106.18
Carbonite Inc note 2.500% 4/0 0.6 $9.9M 8.5M 1.17
Hartford Financial Services (HIG) 0.6 $9.9M 199k 49.72
Restoration Hardware Hldgs I dbcv 7/1 0.6 $9.9M 9.0M 1.10
Red Hat 0.6 $9.4M 51k 182.71
Restoration Hardware Hldgs I note 6/1 0.6 $9.3M 9.3M 1.00
Celgene Corporation 0.5 $9.1M 96k 94.38
General Electric Company 0.5 $8.4M 840k 9.99
Sina Corporation 0.5 $7.9M 133k 59.24
Boulder Growth & Income Fund (STEW) 0.5 $7.8M 727k 10.78
Morgan Stanley Asia Pacific Fund 0.5 $7.7M 470k 16.35
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.4 $7.1M 189k 37.81
South Jersey Inds Inc unit 99/99/9999 0.4 $7.0M 136k 51.58
Ringcentral Inc convertible security 0.4 $7.0M 4.9M 1.43
Bio-Rad Laboratories (BIO.B) 0.4 $6.8M 22k 303.00
Zendesk Inc convertible security 0.4 $6.6M 4.5M 1.46
General Electric Co option 0.4 $5.9M 593k 9.99
Nii Holdings 0.4 $6.0M 3.1M 1.96
Lincoln National Corporation (LNC) 0.3 $5.9M 100k 58.70
Brookfield Property Reit Inc cl a 0.3 $5.8M 283k 20.49
Fortive Corporation convertible preferred security 0.3 $5.8M 5.5k 1053.88
Encore Cap Group Inc note 3.000% 7/0 0.3 $5.7M 6.0M 0.95
Colfax Corp unit 01/15/2022t 0.3 $5.7M 43k 133.46
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.3 $5.5M 292k 18.66
51job Inc note 3.250% 4/1 0.3 $5.5M 3.0M 1.82
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.3 $5.5M 5.0M 1.10
Takeda Pharmaceutical (TAK) 0.3 $5.4M 263k 20.38
Industrial Logistics pfds, reits (ILPT) 0.3 $5.4M 267k 20.17
Office Pptys Income Tr Com Shs Ben Int reit (OPI) 0.3 $5.3M 190k 27.64
Acorda Therap note 1.75% 6/15 0.3 $5.1M 5.7M 0.89
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.3 $5.1M 5.0M 1.02
First Majestic Silver Corp note 1.875% 3/0 0.3 $5.1M 5.2M 0.98
Reaves Utility Income Fund (UTG) 0.3 $5.0M 148k 33.68
Iqiyi (IQ) 0.3 $5.1M 212k 23.92
Discovery Communications 0.3 $4.8M 189k 25.42
Zillow Group Inc note 2.000%12/0 0.3 $4.9M 4.8M 1.02
Encore Cap Group Inc note 3.250% 3/1 0.3 $4.9M 5.5M 0.89
Ctrip Com Intl Ltd note 1.250% 9/1 0.3 $4.6M 4.5M 1.02
Neurocrine Biosciences Inc Note 2.250 5/1 0.3 $4.7M 3.5M 1.35
Fox Corporation (FOX) 0.3 $4.6M 128k 35.88
Virtus Investment Partners convertible preferred security 0.3 $4.5M 51k 88.12
Ani Pharmaceuticals Inc. note 3.000 12/0 0.3 $4.4M 4.0M 1.10
Dermira Inc note 3.000% 5/1 0.3 $4.3M 4.9M 0.89
Vici Pptys (VICI) 0.3 $4.4M 200k 21.88
Depomed Inc conv 0.2 $4.2M 5.4M 0.77
Ares Capital Corp convertible security 0.2 $4.1M 4.1M 1.00
Osi Systems Inc convertible security 0.2 $4.2M 4.1M 1.02
Infinera Corporation note 2.125% 9/0 0.2 $4.2M 5.3M 0.80
Dht Holdings Inc cv acrd nt4.5%19 0.2 $4.0M 4.0M 1.00
Dowdupont 0.2 $4.0M 74k 53.31
Disney Walt Co option 0.2 $3.8M 34k 111.04
Alibaba Group Holding (BABA) 0.2 $3.8M 21k 182.46
Envestnet Inc note 1.750%12/1 0.2 $3.8M 3.4M 1.11
Q2 Holdings Inc convertible security 0.2 $3.8M 2.9M 1.31
Pros Holding Inc 2% Due 12/1/2 cvbond 0.2 $3.7M 2.9M 1.28
IAC/InterActive 0.2 $3.3M 16k 210.11
Epr Properties Pfd C 5.75% (EPR.PC) 0.2 $3.3M 105k 31.45
Array BioPharma 0.2 $3.1M 127k 24.40
China Fund (CHN) 0.2 $3.1M 154k 20.38
Oi Sa - (OIBZQ) 0.2 $3.2M 1.7M 1.88
Nabors Industries Ltd 6% pfd cnv sr a 0.2 $3.2M 118k 26.91
Clovis Oncology Inc note 1.250% 5/0 0.2 $3.1M 4.0M 0.78
Danaher Corporation 4.75 mnd cv p 0.2 $3.2M 3.0k 1050.33
Special Opportunities Fund (SPE) 0.2 $3.0M 224k 13.44
Kraft Heinz (KHC) 0.2 $3.1M 94k 32.68
Suntrust Banks Inc $1.00 Par Cmn 0.2 $2.9M 49k 59.26
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $2.9M 23k 126.43
Macquarie Global Infr Total Rtrn Fnd 0.2 $2.8M 128k 22.19
Horizon Pharma 0.2 $2.9M 110k 26.40
Welltower Inc Com reit (WELL) 0.2 $2.9M 38k 77.60
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.2 $2.6M 190k 13.89
Gci Liberty Incorporated 0.2 $2.7M 49k 55.60
Financial Select Sector SPDR (XLF) 0.1 $2.5M 96k 25.72
Swiss Helvetia Fund (SWZ) 0.1 $2.5M 324k 7.62
New Ireland Fund 0.1 $2.4M 270k 9.01
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.1 $2.5M 2.5M 0.98
Radius Health Inc note 3.000% 9/0 0.1 $2.5M 3.0M 0.83
Nio Inc spon ads (NIO) 0.1 $2.4M 479k 5.10
Apple (AAPL) 0.1 $2.3M 12k 189.92
Ctrip.com International 0.1 $2.4M 55k 43.67
EXACT Sciences Corporation (EXAS) 0.1 $2.3M 27k 86.75
General Motors Company (GM) 0.1 $2.3M 62k 37.11
First Majestic Silver Corp (AG) 0.1 $2.3M 348k 6.58
Liberty Media Delawa 0.1 $2.4M 61k 39.63
Elanco Animal Health (ELAN) 0.1 $2.4M 73k 32.04
Lennar Corporation (LEN.B) 0.1 $2.1M 54k 39.11
Nxp Semiconductors N V (NXPI) 0.1 $2.2M 25k 88.28
Momo 0.1 $2.1M 56k 38.23
Intercept Pharmas conv 0.1 $2.1M 2.2M 0.99
Energizer Hldgs Inc New 7.5 mcnv pfd a 0.1 $2.1M 22k 97.62
Herbalife Ltd convertible security 0.1 $2.1M 2.0M 1.06
At&t (T) 0.1 $1.9M 61k 31.35
Procter & Gamble Company (PG) 0.1 $2.0M 20k 104.00
United Technologies Corporation 0.1 $2.0M 16k 128.90
Illumina Inc. 0.00% June 15, 2019 ccb 0.1 $2.0M 1.6M 1.23
Rivernorth Opprtunities Fd I (RIV) 0.1 $1.9M 116k 16.50
Ptc Therapeutics Inc conv bd us 0.1 $2.1M 2.0M 1.04
Midstates Pete Co Inc Com Par 0.1 $2.0M 207k 9.77
Tutor Perini Corp convertible security 0.1 $2.0M 2.0M 0.96
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.8M 42k 42.91
VMware 0.1 $1.8M 10k 180.60
Sarepta Therapeutics (SRPT) 0.1 $1.8M 15k 119.14
Travelport Worldwide 0.1 $1.9M 120k 15.73
Liberty Broadband Corporation (LBRDA) 0.1 $1.8M 19k 91.69
Liberty Media Corp Delaware Com A Braves Grp 0.1 $1.8M 65k 27.94
Dominion Resource p 0.1 $1.9M 38k 49.98
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.1 $1.8M 1.7M 1.07
PG&E Corporation (PCG) 0.1 $1.7M 98k 17.81
Rite Aid Corporation 0.1 $1.7M 2.6M 0.64
Petroleum & Res Corp Com cef (PEO) 0.1 $1.7M 102k 16.77
Corenergy Infrastructure note 7% 6/15 0.1 $1.7M 1.5M 1.12
Microchip Technology Inc sdcv 2.125%12/1 0.1 $1.6M 1.5M 1.10
Resideo Technologies (REZI) 0.1 $1.6M 85k 19.29
Cit 0.1 $1.5M 31k 47.97
Berkshire Hathaway (BRK.B) 0.1 $1.5M 7.3k 200.87
Newmont Mining Corporation (NEM) 0.1 $1.6M 44k 35.77
Bemis Company 0.1 $1.4M 26k 55.47
LivePerson (LPSN) 0.1 $1.5M 50k 29.03
Altra Holdings 0.1 $1.5M 47k 31.03
RMR Asia Pacific Real Estate Fund 0.1 $1.4M 76k 18.69
Intercept Pharmaceuticals In 0.1 $1.5M 13k 116.67
Ally Financial (ALLY) 0.1 $1.5M 55k 27.49
Washington Prime (WB) 0.1 $1.6M 25k 62.00
Square Inc cl a (SQ) 0.1 $1.5M 20k 74.93
Liberty Interactive Corp (QRTEA) 0.1 $1.6M 97k 15.98
Insmed Inc convertible security 0.1 $1.5M 1.5M 1.01
Nuance Communications Inc note 1.250% 4/0 0.1 $1.4M 1.5M 0.99
Retrophin Inc note 2.500% 9/1 0.1 $1.6M 1.7M 0.94
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.1 $1.3M 27k 48.17
Ii-vi 0.1 $1.4M 37k 37.23
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $1.3M 15k 86.47
Qad 0.1 $1.3M 41k 31.76
Servicenow (NOW) 0.1 $1.3M 5.1k 246.58
Brookfield Ppty Partners L P unit ltd partn 0.1 $1.4M 69k 20.57
Liberty Media Corp Del Com Ser 0.1 $1.3M 38k 34.03
Special Opp 3.5% Pfd Conv 0.1 $1.4M 56k 25.11
Perspecta 0.1 $1.3M 65k 20.22
Docusign (DOCU) 0.1 $1.3M 24k 51.85
Synaptics Inc note 0.500% 6/1 0.1 $1.3M 1.4M 0.92
Garrett Motion (GTX) 0.1 $1.4M 93k 14.72
Fox Corp equity put 0.1 $1.3M 34k 36.71
Occidental Petroleum Corporation (OXY) 0.1 $1.1M 17k 66.19
Maxwell Technologies 0.1 $1.2M 264k 4.49
Telecom Argentina (TEO) 0.1 $1.2M 86k 14.60
Regency Centers Corporation (REG) 0.1 $1.1M 16k 67.48
General American Investors (GAM) 0.1 $1.1M 33k 33.31
Taiwan Fund (TWN) 0.1 $1.2M 66k 17.92
Pennantpark Floating Rate Capi (PFLT) 0.1 $1.2M 96k 12.81
Global X Fds ftse greec 0.1 $1.2M 155k 8.04
Blue Bird Corp (BLBD) 0.1 $1.2M 71k 16.93
Alphabet Inc Class C cs (GOOG) 0.1 $1.2M 1.0k 1172.98
Hewlett Packard Enterprise (HPE) 0.1 $1.1M 71k 15.43
Brookfield Real Assets Incom shs ben int (RA) 0.1 $1.2M 54k 21.63
Colony Starwood Homes convertible security 0.1 $1.1M 1.0M 1.14
Stewart Information Services Corporation (STC) 0.1 $1.0M 24k 42.71
India Fund (IFN) 0.1 $1.0M 47k 21.37
MercadoLibre (MELI) 0.1 $1.0M 2.0k 507.50
Central Securities (CET) 0.1 $1.1M 37k 28.65
Asa (ASA) 0.1 $1.0M 100k 10.25
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $1.1M 10k 106.70
iShares MSCI Switzerland Index Fund (EWL) 0.1 $990k 28k 35.36
THE GDL FUND Closed-End fund (GDL) 0.1 $965k 101k 9.56
Clovis Oncology 0.1 $917k 37k 24.79
Epr Properties (EPR) 0.1 $1.0M 13k 76.87
Twitter 0.1 $984k 30k 32.80
Ionis Pharmaceuticals (IONS) 0.1 $941k 12k 81.14
Clementia 0.1 $1.1M 41k 26.10
Silicon Laboratories Inc convertible security 0.1 $1.1M 1.0M 1.08
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.1 $928k 18k 53.04
Boeing Company (BA) 0.1 $881k 2.3k 381.50
WellCare Health Plans 0.1 $782k 2.9k 269.66
Netflix (NFLX) 0.1 $891k 2.5k 356.40
SPDR Gold Trust (GLD) 0.1 $854k 7.0k 122.00
Humana (HUM) 0.1 $852k 3.2k 266.25
Wintrust Financial Corporation (WTFC) 0.1 $820k 12k 67.30
Bel Fuse (BELFA) 0.1 $860k 40k 21.43
EQT Corporation (EQT) 0.1 $863k 42k 20.75
Urstadt Biddle Properties 0.1 $762k 46k 16.70
Changyou 0.1 $896k 52k 17.11
Adams Express Company (ADX) 0.1 $907k 63k 14.43
Gabelli Equity Trust (GAB) 0.1 $857k 139k 6.15
Invesco Mortgage Capital 0.1 $774k 49k 15.80
Citigroup (C) 0.1 $865k 14k 62.23
Nuveen Real (JRI) 0.1 $871k 54k 16.05
Dividend & Income Fund (BXSY) 0.1 $872k 77k 11.36
Workday Inc cl a (WDAY) 0.1 $757k 3.9k 192.96
Cushing Renaissance 0.1 $831k 49k 16.90
Sibanye Gold 0.1 $862k 209k 4.13
News (NWSA) 0.1 $865k 70k 12.45
Sprint 0.1 $836k 148k 5.65
Fs Investment Corporation 0.1 $898k 148k 6.05
Madison Square Garden Cl A (MSGS) 0.1 $795k 2.7k 293.14
Gyrodyne Llc Cmn (GYRO) 0.1 $774k 43k 18.00
Ryanair Holdings (RYAAY) 0.1 $776k 10k 74.92
Liberty Interactive Co Qvc Gp (QRTEB) 0.1 $847k 52k 16.25
Sohu (SOHU) 0.1 $895k 54k 16.58
Invacare Corp convertible security 0.1 $870k 1.0M 0.87
Rpt Realty 0.1 $779k 65k 12.08
Opko Health Inc convertible security 0.1 $846k 900k 0.94
Ansys (ANSS) 0.0 $703k 3.9k 182.60
Comerica Incorporated (CMA) 0.0 $605k 8.2k 73.34
Mohawk Industries (MHK) 0.0 $587k 4.7k 126.13
Royal Dutch Shell 0.0 $689k 11k 62.57
Zions Bancorporation (ZION) 0.0 $725k 16k 45.33
Medicines Company 0.0 $691k 25k 27.98
Armstrong World Industries (AWI) 0.0 $667k 8.4k 79.40
Templeton Dragon Fund (TDF) 0.0 $672k 34k 19.88
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $745k 71k 10.51
New Germany Fund (GF) 0.0 $610k 44k 13.98
Ligand Pharmaceuticals In (LGND) 0.0 $692k 5.5k 125.82
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $728k 85k 8.56
Central Europe and Russia Fund (CEE) 0.0 $658k 27k 24.05
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $638k 66k 9.67
Constellation Brands 0.0 $584k 3.4k 171.76
Insmed (INSM) 0.0 $620k 21k 29.11
Sanofi Aventis Wi Conval Rt 0.0 $733k 1.6M 0.45
Allegion Plc equity (ALLE) 0.0 $695k 7.7k 90.70
Gabelli mutual funds - (GGZ) 0.0 $588k 50k 11.76
Verint Sys Inc note 1.5% 6/1 0.0 $608k 553k 1.10
Jensyn Acquisition 0.0 $663k 64k 10.30
Great Elm Cap 0.0 $702k 85k 8.26
Rh (RH) 0.0 $669k 6.5k 102.92
Okta Inc cl a (OKTA) 0.0 $646k 7.8k 82.77
Cannae Holdings (CNNE) 0.0 $691k 29k 24.26
Bristow Group Inc note 4.500% 6/0 0.0 $634k 3.0M 0.21
Teladoc Inc note 3.000%12/1 0.0 $745k 500k 1.49
Corepoint Lodging Inc. Reit 0.0 $718k 64k 11.17
Petroleo Brasileiro SA (PBR) 0.0 $425k 27k 15.92
Signature Bank (SBNY) 0.0 $461k 3.6k 127.95
McDonald's Corporation (MCD) 0.0 $475k 2.5k 190.00
Teva Pharmaceutical Industries (TEVA) 0.0 $471k 30k 15.70
Scholastic Corporation (SCHL) 0.0 $492k 12k 39.80
ConocoPhillips (COP) 0.0 $475k 7.1k 66.75
Danaher Corporation (DHR) 0.0 $482k 3.7k 131.95
Barclays (BCS) 0.0 $472k 59k 8.00
TCF Financial Corporation 0.0 $441k 21k 20.70
Advanced Micro Devices (AMD) 0.0 $485k 19k 25.53
ON Semiconductor (ON) 0.0 $519k 25k 20.57
Energy Transfer Equity (ET) 0.0 $550k 36k 15.36
MVC Capital 0.0 $488k 54k 9.07
Neurocrine Biosciences (NBIX) 0.0 $466k 5.3k 87.92
Wabtec Corporation (WAB) 0.0 $534k 7.3k 73.60
Teradyne (TER) 0.0 $445k 11k 39.76
Morgan Stanley China A Share Fund (CAF) 0.0 $475k 20k 23.32
Suncor Energy (SU) 0.0 $461k 14k 32.42
Amicus Therapeutics (FOLD) 0.0 $582k 42k 13.92
Korea (KF) 0.0 $570k 19k 29.43
Omeros Corporation (OMER) 0.0 $435k 25k 17.40
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $458k 34k 13.65
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $431k 3.5k 123.14
BlackRock Global Energy & Resources Trus (BGR) 0.0 $487k 40k 12.12
Gabelli Convertible & Income Securities (GCV) 0.0 $487k 94k 5.20
Mexico Equity and Income Fund (MXE) 0.0 $570k 54k 10.61
Watsco, Incorporated (WSO.B) 0.0 $573k 4.0k 144.30
Kinder Morgan (KMI) 0.0 $477k 24k 20.01
Rexnord 0.0 $546k 22k 25.16
Ptc Therapeutics I (PTCT) 0.0 $529k 14k 37.75
Sirius Xm Holdings (SIRI) 0.0 $426k 74k 5.74
Sandisk Corp conv 0.0 $472k 549k 0.86
Liberty Broadband Cl C (LBRDK) 0.0 $570k 6.2k 91.80
Nuveen Global High (JGH) 0.0 $539k 36k 15.15
Zillow Group Inc Cl A (ZG) 0.0 $479k 14k 34.17
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $451k 13k 34.69
Cushing Energy Income 0.0 $515k 68k 7.56
B. Riley Financial (RILY) 0.0 $454k 27k 16.68
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.0 $438k 4.4k 99.10
Liberty Expedia Holdings ser b 0.0 $557k 12k 44.76
Vistra Energy (VST) 0.0 $523k 20k 26.02
Nuvasive Inc note 2.250% 3/1 0.0 $436k 393k 1.11
Invacare Corp conv bnd 0.0 $546k 600k 0.91
Covetrus 0.0 $422k 13k 31.91
American Elec Pwr Co Inc unit 03/15/2022 0.0 $505k 9.9k 51.11
Barrick Gold Corp (GOLD) 0.0 $287k 21k 13.73
People's United Financial 0.0 $287k 18k 16.44
Morgan Stanley India Investment Fund (IIF) 0.0 $363k 17k 20.92
Noble Energy 0.0 $307k 12k 24.73
Verizon Communications (VZ) 0.0 $378k 6.4k 59.11
Gap (GPS) 0.0 $367k 14k 26.21
Williams Companies (WMB) 0.0 $353k 12k 28.74
Cousins Properties 0.0 $252k 26k 9.66
Meredith Corporation 0.0 $265k 4.8k 55.35
Illumina (ILMN) 0.0 $311k 1.0k 311.00
Gamco Investors (GAMI) 0.0 $285k 14k 20.48
CVR Energy (CVI) 0.0 $312k 7.6k 41.22
Anworth Mortgage Asset Corporation 0.0 $358k 89k 4.04
Associated Banc- (ASB) 0.0 $294k 14k 21.32
Lattice Semiconductor (LSCC) 0.0 $375k 31k 11.94
Potlatch Corporation (PCH) 0.0 $325k 8.6k 37.82
Central Garden & Pet (CENTA) 0.0 $326k 14k 23.29
SPDR KBW Regional Banking (KRE) 0.0 $257k 5.0k 51.40
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $317k 22k 14.77
Franklin Templeton (FTF) 0.0 $367k 38k 9.64
Gabelli Dividend & Income Trust (GDV) 0.0 $299k 14k 21.29
Royce Value Trust (RVT) 0.0 $255k 19k 13.75
Pimco Income Strategy Fund II (PFN) 0.0 $266k 26k 10.29
Japan Smaller Capitalizaion Fund (JOF) 0.0 $266k 30k 8.77
Fidelity Southern Corporation 0.0 $297k 11k 27.36
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $251k 26k 9.68
Alexandria Real Estate Equitie conv prf 0.0 $325k 8.6k 37.63
Wendy's/arby's Group (WEN) 0.0 $253k 14k 17.94
Firsthand Tech Value (SVVC) 0.0 $360k 27k 13.25
stock 0.0 $297k 2.4k 124.74
Atlanticus Holdings (ATLC) 0.0 $254k 75k 3.40
Accelr8 Technology 0.0 $351k 17k 21.02
Metropcs Communications (TMUS) 0.0 $296k 4.3k 69.13
Liberty Global Inc C 0.0 $373k 15k 24.21
Intelsat Sa 0.0 $274k 18k 15.66
Applied Optoelectronics (AAOI) 0.0 $305k 25k 12.20
Kkr Income Opportunities (KIO) 0.0 $290k 19k 15.46
Gaming & Leisure Pptys (GLPI) 0.0 $258k 6.7k 38.51
Chegg (CHGG) 0.0 $381k 10k 38.10
Synovus Finl (SNV) 0.0 $382k 11k 34.35
Rayonier Advanced Matls (RYAM) 0.0 $275k 20k 13.55
Cornerstone Strategic Value (CLM) 0.0 $344k 28k 12.19
Seritage Growth Pptys Cl A (SRG) 0.0 $340k 7.7k 44.37
Pure Storage Inc - Class A (PSTG) 0.0 $378k 17k 21.86
Twitter Inc note 1.000% 9/1 0.0 $251k 267k 0.94
Nutanix Inc cl a (NTNX) 0.0 $279k 7.4k 37.75
Gores Hldin-cw20 equity wrt 0.0 $277k 107k 2.60
Ishares Msci United Kingdom Index etf (EWU) 0.0 $256k 7.8k 33.03
Dte Energy Co conv p 0.0 $371k 6.7k 55.46
Conduent Incorporate (CNDT) 0.0 $281k 20k 13.82
Xperi 0.0 $374k 16k 23.37
Gnc Hldgs Inc note 1.500% 8/1 0.0 $279k 340k 0.82
Baker Hughes A Ge Company (BKR) 0.0 $366k 13k 27.80
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $400k 48k 8.26
Aberdeen Global Dynamic Divd F (AGD) 0.0 $326k 35k 9.46
Klx Energy Servics Holdngs I 0.0 $312k 12k 25.08
First Financial Ban (FFBC) 0.0 $240k 10k 24.09
SLM Corporation (SLM) 0.0 $183k 19k 9.89
NetApp (NTAP) 0.0 $208k 3.0k 69.33
Office Depot 0.0 $208k 57k 3.63
Ford Motor Company (F) 0.0 $91k 10k 8.82
Fifth Third Ban (FITB) 0.0 $240k 9.5k 25.20
AutoZone (AZO) 0.0 $205k 200.00 1025.00
Vornado Realty Trust (VNO) 0.0 $209k 3.1k 67.42
New York Community Ban (NYCB) 0.0 $206k 18k 11.55
Gray Television (GTN) 0.0 $235k 11k 21.36
Teekay Shipping Marshall Isl (TK) 0.0 $194k 50k 3.92
Acorda Therapeutics 0.0 $133k 10k 13.30
GSI Technology (GSIT) 0.0 $87k 11k 7.75
Bridgepoint Education 0.0 $122k 20k 6.13
Ironwood Pharmaceuticals (IRWD) 0.0 $135k 10k 13.50
Socket Mobile (SCKT) 0.0 $117k 58k 2.00
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $135k 32k 4.22
Alerian Mlp Etf 0.0 $150k 15k 10.00
Hldgs (UAL) 0.0 $227k 2.8k 79.85
Aware (AWRE) 0.0 $90k 25k 3.64
Opko Health (OPK) 0.0 $88k 34k 2.62
Vanguard REIT ETF (VNQ) 0.0 $217k 2.5k 86.80
Franklin Universal Trust (FT) 0.0 $107k 15k 7.03
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $144k 13k 10.76
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $202k 20k 10.07
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $242k 18k 13.84
John Wiley & Sons (WLYB) 0.0 $229k 5.2k 43.67
CECO Environmental (CECO) 0.0 $207k 29k 7.19
Eagle Cap Growth (GRF) 0.0 $199k 26k 7.57
Wabtec Cmn Stock cmn 0.0 $236k 3.2k 73.66
American Midstream Partners Lp us equity 0.0 $161k 31k 5.18
Pretium Res Inc Com Isin# Ca74 0.0 $94k 11k 8.50
Sunpower (SPWR) 0.0 $118k 18k 6.52
Zynga 0.0 $151k 28k 5.32
Mcewen Mining 0.0 $95k 64k 1.49
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $152k 19k 7.99
Salient Midstream & M 0.0 $196k 21k 9.17
Kingsway Finl Svcs (KFS) 0.0 $157k 51k 3.10
Abbvie (ABBV) 0.0 $234k 2.9k 80.72
Liberty Global Plc Shs Cl B 0.0 $237k 9.2k 25.78
Fireeye 0.0 $168k 10k 16.80
Royce Global Value Tr (RGT) 0.0 $128k 13k 10.04
Enlink Midstream (ENLC) 0.0 $187k 15k 12.76
Fluidigm Corporation convertible cor 0.0 $134k 143k 0.94
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $157k 11k 14.19
Liberty Tripadvisor Hldgs In (LTRPB) 0.0 $240k 17k 14.37
New Senior Inv Grp 0.0 $92k 17k 5.46
Dermira 0.0 $207k 15k 13.53
Washington Prime Group 0.0 $247k 44k 5.65
Arconic 0.0 $223k 12k 19.14
Liberty Expedia Holdings ser a 0.0 $201k 4.7k 42.84
Blackrock Debt Strat (DSU) 0.0 $205k 19k 10.71
Novavax Inc note 3.750% 2/0 0.0 $220k 594k 0.37
Brighthouse Finl (BHF) 0.0 $225k 6.2k 36.29
Delphi Automotive Inc international (APTV) 0.0 $222k 2.8k 79.43
Bluegreen Vacations Ord 0.0 $171k 12k 14.82
Biglari Holdings Inc-b (BH) 0.0 $231k 1.6k 141.63
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $174k 29k 6.02
Barclays Bk Plc cmn 0.0 $231k 7.9k 29.24
Spirit Mta Reit 0.0 $135k 21k 6.49
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $234k 334k 0.70
Phunware 0.0 $239k 17k 13.70
Chesapeake Energy Corporation 0.0 $31k 10k 3.06
Ashford Hospitality Trust 0.0 $83k 17k 4.78
JAKKS Pacific 0.0 $18k 18k 1.02
Hecla Mining Company (HL) 0.0 $55k 24k 2.32
Harmonic (HLIT) 0.0 $66k 12k 5.42
General Moly Inc Com Stk 0.0 $3.0k 12k 0.25
Novavax 0.0 $45k 80k 0.56
Royal Bank of Scotland 0.0 $79k 12k 6.53
Yamana Gold 0.0 $34k 13k 2.60
Zion Oil & Gas (ZNOG) 0.0 $32k 43k 0.75
Gabelli Utility Trust (GUT) 0.0 $70k 10k 7.00
Eca Marcellus Trust I (ECTM) 0.0 $44k 25k 1.79
American Intl Group 0.0 $57k 11k 5.41
Francescas Hldgs Corp 0.0 $14k 20k 0.70
Turquoisehillres 0.0 $62k 38k 1.65
Ftd Cos 0.0 $5.0k 11k 0.47
Babcock & Wilcox Enterprises 0.0 $64k 156k 0.41
Civeo 0.0 $25k 12k 2.13
Aptevo Therapeutics Inc apvo 0.0 $78k 87k 0.90
Halcon Res 0.0 $32k 24k 1.35
Halcon Res Corp *w exp 09/09/202 0.0 $0 22k 0.00
Drive Shack (DSHK) 0.0 $61k 14k 4.50
Renren Inc- 0.0 $34k 23k 1.51
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $44k 132k 0.33
Rosehill Resources Inc - A warrant 0.0 $6.0k 14k 0.42
Pensare Acquisition Corp *w exp 07/27/202 0.0 $2.0k 10k 0.20
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $71k 416k 0.17
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $81k 246k 0.33
Gigcapital Inc w exp 06/08/202 0.0 $6.0k 20k 0.30
Assertio Therapeutics 0.0 $51k 10k 5.10
Falcon Minerals Corp *w exp 07/21/202 0.0 $22k 27k 0.83
Electrameccanica Vehs Corp *w exp 08/03/202 0.0 $14k 13k 1.06