CSS

CSS as of Dec. 31, 2019

Portfolio Holdings for CSS

CSS holds 523 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Airls (AAL) 6.2 $112M 3.9M 28.68
Zions Bancorporation *w exp 05/22/202 5.5 $99M 5.5M 18.05
Caesars Entmt Corp note 5.000%10/0 5.1 $92M 48M 1.92
Tesla Motors (TSLA) 3.8 $69M 164k 418.34
Medicines Company 2.750000 07/15/2023 bond 3.4 $60M 35M 1.74
Medicines Company 2.4 $43M 506k 84.93
Dexcom Inc dbcv 0.750% 5/1 2.4 $42M 19M 2.23
Axsome Therapeutics (AXSM) 1.5 $27M 259k 103.36
Cypress Semiconductor Corp note 4.500% 1/1 1.4 $26M 15M 1.74
Sempra Energy convertible preferred security 1.4 $26M 214k 120.18
Okta Inc cl a 1.4 $25M 11M 2.43
Medicines Company convertible security 1.4 $25M 7.4M 3.42
PG&E Corporation (PCG) 1.4 $25M 2.3M 10.87
Tesla Inc convertible security 1.4 $25M 17M 1.42
Colfax Corp unit 01/15/2022t 1.4 $25M 157k 157.58
Microchip Technology Inc note 1.625% 2/1 1.3 $23M 11M 2.15
Liberty Media Corp deb 3.500% 1/1 1.3 $23M 27M 0.87
Liberty Media Corp Delaware Com A Siriusxm 1.3 $23M 474k 48.34
Rh convertible security 1.1 $20M 16M 1.27
Dell Technologies (DELL) 1.0 $19M 368k 51.11
Caesars Entertainment 1.0 $18M 1.3M 13.60
Coupa Software Inc note 0.375% 1/1 1.0 $17M 5.3M 3.29
Scorpio Tankers Inc note 3.000% 5/1 0.9 $16M 13M 1.23
General Electric Company 0.8 $15M 1.4M 11.16
Rh (RH) 0.8 $15M 70k 213.51
Ionis Pharmaceuticals (IONS) 0.8 $15M 240k 60.41
Dominion Energy Inc unit 99/99/9999 0.7 $13M 123k 106.87
Hartford Financial Services (HIG) 0.7 $12M 201k 60.78
Danaher Corporation (DHR) 0.7 $12M 80k 153.49
Istar Inc note 3.125% 9/1 0.7 $12M 11M 1.13
Cypress Semiconductor Co convertible security 0.6 $11M 9.4M 1.21
First Majestic Silver Corp note 1.875% 3/0 0.6 $11M 7.6M 1.43
Solarcity Corp note 12/0 0.6 $11M 7.5M 1.41
Horizon Pharma Plc convertible security 0.6 $10M 7.8M 1.33
Amgen (AMGN) 0.6 $10M 42k 241.25
Lumentum Holdings Inc convertible security 0.6 $10M 7.0M 1.46
Wayfair Inc convertible security 0.6 $10M 9.4M 1.09
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.6 $10M 75k 135.48
Zendesk Inc convertible security 0.5 $9.5M 6.9M 1.37
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.5 $9.1M 8.0M 1.14
Assurant Inc convertible preferred security 0.5 $9.2M 72k 128.63
Neurocrine Biosciences Inc Note 2.250 5/1 0.5 $9.0M 5.9M 1.53
EXACT Sciences Corporation (EXAS) 0.5 $8.8M 95k 92.43
Boulder Growth & Income Fund (STEW) 0.5 $8.6M 733k 11.79
Iqiyi (IQ) 0.5 $8.7M 412k 21.11
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $8.2M 7.0M 1.17
Dht 4.5 08/15/21 note 4.500% 8/1 0.5 $8.3M 5.9M 1.39
Sarepta Therapeutics note 1.500% 11/1 0.4 $7.9M 4.1M 1.95
Nuvasive Inc note 2.250% 3/1 0.4 $7.8M 5.9M 1.33
Workday Inc note 0.250%10/0 0.4 $7.3M 5.7M 1.28
Rivernorth Opprtunities Fd I (RIV) 0.4 $7.2M 439k 16.32
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.4 $7.2M 7.2M 1.01
Takeda Pharmaceutical (TAK) 0.4 $7.1M 357k 19.73
Servicenow Inc note 6/0 0.4 $7.0M 3.3M 2.11
Zions Bancorporation (ZION) 0.4 $6.8M 131k 51.93
Twilio Inc Note 0.250 6/0 bnd 0.4 $6.7M 4.4M 1.53
Ship Finance International L Note 5.75010/1 0.4 $6.4M 6.0M 1.07
Nabors Industries Ltd 6% pfd cnv sr a 0.4 $6.5M 288k 22.65
Chegg Inc note 0.250% 5/1 0.4 $6.4M 4.2M 1.52
United Technologies Corporation 0.3 $6.3M 42k 149.76
Sarepta Therapeutics (SRPT) 0.3 $6.2M 48k 129.03
Thrx 2 1/8 01/15/23 0.3 $6.3M 6.2M 1.01
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.3 $6.3M 4.8M 1.33
General Motors Company (GM) 0.3 $6.1M 167k 36.60
Unisys Corp note 5.500% 3/0 0.3 $6.1M 4.5M 1.36
Industrial Logistics pfds, reits (ILPT) 0.3 $6.0M 267k 22.42
Office Pptys Income Tr Com Shs Ben Int reit (OPI) 0.3 $6.0M 186k 32.14
Rmbs 1 3/8 2/1/23 convertible bond 0.3 $5.9M 5.8M 1.02
First Majestic Silver Corp (AG) 0.3 $5.7M 468k 12.29
Intl F & F convertible preferred security 0.3 $5.6M 117k 47.99
Cigna Corp (CI) 0.3 $5.6M 28k 204.46
Newpark Res Inc Note 4.00012/0 bnd 0.3 $5.7M 5.5M 1.04
Aqua America Inc unit 04/30/2022 0.3 $5.6M 90k 62.58
Herbalife Ltd Com Stk (HLF) 0.3 $5.4M 114k 47.59
On Semiconductor Corp Note 1.000%12/0 bond 0.3 $5.4M 3.9M 1.36
Liberty Media Corporation convertible security 0.3 $5.3M 4.0M 1.33
Marriott Vacation Worldw convertible security 0.3 $5.4M 5.0M 1.07
Bristol Myers Squibb (BMY) 0.3 $5.2M 81k 64.19
Sina Corporation 0.3 $5.2M 129k 39.93
Green Plains Inc conv bnd 0.3 $5.2M 5.5M 0.94
Bio-Rad Laboratories (BIO.B) 0.3 $5.0M 14k 369.59
Radius Health Inc note 3.000% 9/0 0.3 $5.1M 6.0M 0.85
Synaptics Inc note 0.500% 6/1 0.3 $4.8M 4.4M 1.11
Mesa Labs Inc note 1.375% 8/1 0.3 $4.9M 4.5M 1.09
Intercept Pharmaceuticals In 0.3 $4.6M 37k 123.89
Discovery Communications 0.2 $4.5M 149k 30.49
Swiss Helvetia Fund (SWZ) 0.2 $4.3M 517k 8.41
Harmonic Inc note 4.000 12/0 0.2 $4.4M 3.0M 1.46
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.2 $4.3M 5.0M 0.85
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.2 $4.3M 344k 12.43
Trip Com Intl Ltd Sponsored Ad (TCOM) 0.2 $4.4M 131k 33.55
Karyopharm Therapeutics Inc note 3.000%10/1 0.2 $4.3M 3.0M 1.44
Truist Financial Corp equities (TFC) 0.2 $4.1M 73k 56.31
Wright Medical Group Nv 2.25 20211115 0.2 $4.0M 2.8M 1.45
Avaya Holdings Corp convertible security 0.2 $3.9M 4.4M 0.89
Mongodb Inc convertible security 0.2 $4.0M 2.0M 2.02
Regeneron Pharmaceuticals (REGN) 0.2 $3.8M 10k 375.50
SPDR S&P Biotech (XBI) 0.2 $3.8M 40k 95.12
Zillow Group Inc convertible/ 0.2 $3.8M 4.0M 0.96
Sempra Energy (SRE) 0.2 $3.6M 24k 151.45
Advanced Micro Devices (AMD) 0.2 $3.6M 78k 45.84
Intra Cellular Therapies (ITCI) 0.2 $3.6M 105k 34.32
Apple (AAPL) 0.2 $3.5M 12k 293.61
China Fund (CHN) 0.2 $3.4M 161k 21.09
Eli Lilly & Co. (LLY) 0.2 $3.3M 25k 131.42
Macquarie Global Infr Total Rtrn Fnd 0.2 $3.2M 129k 24.82
Special Opportunities Fund (SPE) 0.2 $3.2M 218k 14.73
Kraft Heinz (KHC) 0.2 $3.2M 101k 32.13
Zillow Group Inc Cl C Cap Stk (Z) 0.2 $3.3M 71k 45.93
Flexion Therapeutics convertible security 0.2 $3.2M 3.0M 1.07
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.2 $3.2M 66k 48.84
Gds Hldgs Ltd note 0.2 $3.2M 2.7M 1.20
Stanley Black & Decker (SWK) 0.2 $3.2M 19k 165.76
AECOM Technology Corporation (ACM) 0.2 $3.0M 69k 43.13
Nxp Semiconductors N V (NXPI) 0.2 $3.1M 24k 127.41
Fox Corp (FOXA) 0.2 $3.2M 85k 37.07
Change Healthcare Inc unit 99/99/9999 0.2 $3.1M 52k 60.14
Wayfair Inc convertible security 0.2 $3.1M 3.0M 1.04
Lennar Corporation (LEN.B) 0.2 $2.8M 63k 44.70
Gabelli Dividend & Income Trust (GDV) 0.2 $2.9M 132k 21.95
New Ireland Fund 0.2 $2.8M 283k 9.91
Aberdeen Chile Fund (AEF) 0.2 $2.9M 383k 7.62
Lan Airlines Sa- (LTMAY) 0.2 $2.9M 287k 10.16
Mirati Therapeutics 0.2 $2.8M 22k 128.89
Arrowhead Pharmaceuticals (ARWR) 0.2 $2.8M 45k 63.41
Liberty Media Delawa 0.2 $3.0M 61k 48.66
Gci Liberty Incorporated 0.2 $2.9M 42k 70.85
Sohu (SOHU) 0.2 $2.8M 252k 11.18
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $2.6M 30k 87.90
Alibaba Group Holding (BABA) 0.1 $2.7M 13k 212.25
Nii Holdings 0.1 $2.8M 1.3M 2.17
Retrophin Inc note 2.500% 9/1 0.1 $2.8M 3.5M 0.78
American Elec Pwr Co Inc unit 03/15/2022 0.1 $2.7M 50k 54.04
Brown-Forman Corporation (BF.A) 0.1 $2.5M 40k 62.77
Ptc Therapeutics I (PTCT) 0.1 $2.5M 53k 47.99
FleetCor Technologies 0.1 $2.3M 8.0k 287.78
Clovis Oncology 0.1 $2.4M 232k 10.37
Ryanair Holdings (RYAAY) 0.1 $2.4M 27k 87.64
Liberty Media Corp Del Com Ser 0.1 $2.4M 55k 43.79
Qts Rlty Tr 0.1 $2.4M 18k 128.93
Redfin Corp convertible security 0.1 $2.3M 2.3M 0.99
Iheartmedia (IHRT) 0.1 $2.3M 133k 16.90
Biogen Idec (BIIB) 0.1 $2.2M 7.5k 296.80
Amarin Corporation (AMRN) 0.1 $2.1M 97k 21.45
Qad 0.1 $2.2M 58k 38.05
Teva Pharm Finance Llc Cvt cv bnd 0.1 $2.1M 2.2M 0.95
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.1 $2.1M 110k 18.88
Depomed Inc conv 0.1 $2.1M 2.9M 0.74
Zayo Group Hldgs 0.1 $2.1M 62k 34.65
Etsy (ETSY) 0.1 $2.1M 47k 44.31
Osi Systems Inc convertible security 0.1 $2.2M 2.0M 1.10
Silicon Laboratories Inc convertible security 0.1 $2.2M 1.7M 1.33
Etsy Inc convertible security 0.1 $2.1M 1.5M 1.41
At&t (T) 0.1 $1.9M 48k 39.09
Newmont Mining Corporation (NEM) 0.1 $1.9M 44k 43.45
Carnival (CUK) 0.1 $2.0M 41k 48.16
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $1.9M 15k 128.00
Sibanye Gold 0.1 $2.1M 209k 9.93
Nexpoint Credit Strategies Fund (NXDT) 0.1 $2.0M 112k 17.71
Square Inc cl a (SQ) 0.1 $1.9M 30k 62.55
Snap Inc cl a (SNAP) 0.1 $1.9M 119k 16.33
Virtus Investment Partners convertible preferred security 0.1 $1.9M 19k 101.23
Allakos (ALLK) 0.1 $2.0M 21k 95.00
Rite Aid Corporation (RADCQ) 0.1 $1.9M 125k 15.47
Horizon Therapeutics 0.1 $1.9M 53k 36.18
Omeros Corp note 6.250%11/1 0.1 $1.9M 2.0M 0.96
Walt Disney Company (DIS) 0.1 $1.8M 12k 144.65
Teradyne (TER) 0.1 $1.8M 27k 68.25
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $1.7M 405k 4.29
Bristol Myers Squibb Co put 0.1 $1.8M 28k 63.71
Karyopharm Therapeutics (KPTI) 0.1 $1.9M 98k 19.17
Encore Cap Group Inc note 3.250% 3/1 0.1 $1.8M 1.7M 1.04
Perspecta 0.1 $1.7M 65k 26.44
Nio Inc spon ads (NIO) 0.1 $1.8M 441k 4.02
Restoration Hardware Hldgs I dbcv 7/1 0.1 $1.8M 1.0M 1.81
Scorpio Tankers (STNG) 0.1 $1.8M 46k 39.33
Live Nation Entertainmen convertible security 0.1 $1.8M 1.5M 1.23
Berkshire Hathaway (BRK.B) 0.1 $1.7M 7.3k 226.51
Asa (ASA) 0.1 $1.6M 114k 13.63
Achillion Pharmaceuticals 0.1 $1.5M 256k 6.03
RMR Asia Pacific Real Estate Fund 0.1 $1.6M 80k 20.20
Taiwan Fund (TWN) 0.1 $1.7M 81k 20.58
Washington Prime (WB) 0.1 $1.6M 35k 46.32
Liberty Broadband Corporation (LBRDA) 0.1 $1.6M 13k 124.53
Liberty Media Corp Delaware Com C Siriusxm 0.1 $1.7M 34k 48.14
Theravance Biopharma Inc note 3.250%11/0 0.1 $1.6M 1.5M 1.05
Tilray (TLRY) 0.1 $1.6M 96k 17.13
Urstadt Biddle Properties 0.1 $1.4M 70k 19.87
Bristol-myers Squibb 0.1 $1.4M 22k 63.67
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $1.5M 133k 11.35
Global X Fds ftse greec 0.1 $1.5M 149k 10.13
Servicenow (NOW) 0.1 $1.4M 5.0k 282.33
Tortoise Energy equity 0.1 $1.4M 326k 4.34
Alphabet Inc Class C cs (GOOG) 0.1 $1.4M 1.0k 1337.22
Match 0.1 $1.4M 17k 82.00
Special Opp 3.5% Pfd Conv 0.1 $1.5M 58k 25.44
Everbridge, Inc. Cmn (EVBG) 0.1 $1.4M 18k 78.07
Apellis Pharmaceuticals (APLS) 0.1 $1.4M 45k 30.62
Elanco Animal Health (ELAN) 0.1 $1.5M 52k 29.45
Rpt Realty 0.1 $1.4M 95k 15.04
Evolent Health Inc convertible security 0.1 $1.5M 2.1M 0.71
Cit 0.1 $1.3M 28k 45.64
Global Payments (GPN) 0.1 $1.2M 6.5k 182.62
Tiffany & Co. 0.1 $1.3M 9.4k 133.72
DISH Network 0.1 $1.3M 36k 35.48
Central Securities (CET) 0.1 $1.2M 37k 33.09
General American Investors (GAM) 0.1 $1.3M 33k 37.74
Mplx (MPLX) 0.1 $1.3M 49k 25.45
Liberty Global Inc C 0.1 $1.2M 55k 21.80
Liberty Broadband Cl C (LBRDK) 0.1 $1.3M 10k 125.73
Momo 0.1 $1.3M 40k 33.50
Liberty Media Corp Delaware Com A Braves Grp 0.1 $1.2M 40k 29.65
Verso Corp cl a 0.1 $1.2M 69k 18.03
Alteryx 0.1 $1.3M 572k 2.33
Twin River Worldwide Holdings Ord 0.1 $1.3M 49k 25.66
Beyond Meat (BYND) 0.1 $1.3M 17k 75.70
Rts/bristol-myers Squibb Compa 0.1 $1.2M 410k 3.01
Gannett (GCI) 0.1 $1.3M 199k 6.38
Ansys (ANSS) 0.1 $1.1M 4.5k 257.30
Microchip Technology (MCHP) 0.1 $1.0M 10k 104.70
MercadoLibre (MELI) 0.1 $1.1M 2.0k 572.00
SPDR Gold Trust (GLD) 0.1 $1.0M 7.0k 142.86
ArQule 0.1 $1.1M 53k 19.98
CenterPoint Energy (CNP) 0.1 $1.1M 41k 27.25
Regency Centers Corporation (REG) 0.1 $1.0M 16k 63.10
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $1.1M 10k 110.20
Omeros Corporation (OMER) 0.1 $1.1M 79k 14.09
Citigroup (C) 0.1 $1.1M 14k 79.92
Sanofi Aventis Wi Conval Rt 0.1 $1.0M 1.2M 0.86
Pennantpark Floating Rate Capi (PFLT) 0.1 $1.2M 96k 12.18
Dividend & Income Fund (BXSY) 0.1 $1.1M 81k 13.46
News (NWSA) 0.1 $1.1M 74k 14.15
Twitter 0.1 $1.1M 35k 32.00
Petroleum & Res Corp Com cef (PEO) 0.1 $1.1M 64k 16.46
Audentes Therapeutics 0.1 $1.0M 17k 59.86
Bilibili Ads (BILI) 0.1 $1.1M 60k 18.61
Resideo Technologies (REZI) 0.1 $1.1M 90k 11.93
Stewart Information Services Corporation (STC) 0.1 $839k 21k 40.77
McDonald's Corporation (MCD) 0.1 $990k 5.0k 198.00
India Fund (IFN) 0.1 $979k 49k 20.13
Boeing Company (BA) 0.1 $917k 2.8k 326.33
Mohawk Industries (MHK) 0.1 $977k 7.2k 136.40
WellCare Health Plans 0.1 $958k 2.9k 330.34
Wintrust Financial Corporation (WTFC) 0.1 $864k 12k 70.91
Neurocrine Biosciences (NBIX) 0.1 $849k 7.9k 107.50
Adams Express Company (ADX) 0.1 $944k 60k 15.77
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $860k 75k 11.53
Invesco Mortgage Capital 0.1 $816k 49k 16.65
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $844k 85k 9.92
THE GDL FUND Closed-End fund (GDL) 0.1 $970k 104k 9.30
Brookfield Global Listed 0.1 $813k 58k 13.95
Nuveen Real (JRI) 0.1 $969k 53k 18.36
Cushing Renaissance 0.1 $921k 68k 13.54
Accelr8 Technology 0.1 $949k 56k 16.92
Sprint 0.1 $813k 156k 5.21
Allegion Plc equity (ALLE) 0.1 $954k 7.7k 124.49
Alphabet Inc Class A cs (GOOGL) 0.1 $913k 682.00 1338.71
Oi Sa - (OIBZQ) 0.1 $943k 1.0M 0.93
Twilio Inc cl a (TWLO) 0.1 $884k 9.0k 98.22
Gores Hldin-cw20 equity wrt 0.1 $858k 218k 3.94
Amag Pharmaceuticals Inc note 2.500% 2/1 0.1 $840k 1.0M 0.84
Dermira Inc note 3.000% 5/1 0.1 $930k 1.0M 0.93
Invacare Corp convertible security 0.1 $930k 1.0M 0.93
Clearway Energy Inc cl a (CWEN.A) 0.1 $833k 44k 19.13
Envista Hldgs Corp (NVST) 0.1 $877k 30k 29.63
Dte Energy Co convertible preferred security 0.1 $936k 18k 51.43
BHP Billiton 0.0 $660k 14k 47.01
International Flavors & Fragrances (IFF) 0.0 $645k 5.0k 129.00
Constellation Brands (STZ) 0.0 $760k 4.0k 190.00
Armstrong World Industries (AWI) 0.0 $789k 8.4k 93.93
Bio-Rad Laboratories (BIO) 0.0 $740k 2.0k 370.00
Insulet Corporation (PODD) 0.0 $770k 4.5k 171.11
New Germany Fund (GF) 0.0 $684k 44k 15.67
Korea (KF) 0.0 $637k 21k 29.81
Central Europe and Russia Fund (CEE) 0.0 $774k 27k 28.29
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $654k 69k 9.44
Constellation Brands 0.0 $681k 3.6k 188.90
Watsco, Incorporated (WSO.B) 0.0 $720k 4.0k 181.31
Liberty Global Inc Com Ser A 0.0 $690k 30k 22.72
Coty Inc Cl A (COTY) 0.0 $678k 60k 11.25
Sirius Xm Holdings (SIRI) 0.0 $643k 90k 7.15
Aurinia Pharmaceuticals (AUPH) 0.0 $719k 40k 18.02
Wayfair (W) 0.0 $678k 7.5k 90.40
Zillow Group Inc Cl A (ZG) 0.0 $641k 14k 45.73
Madison Square Garden Cl A (MSGS) 0.0 $798k 2.7k 294.25
Hewlett Packard Enterprise (HPE) 0.0 $694k 44k 15.85
Sprott Physical Gold & S (CEF) 0.0 $650k 44k 14.66
Zillow Group Inc note 2.000%12/0 0.0 $793k 708k 1.12
Vici Pptys (VICI) 0.0 $641k 25k 25.54
Garrett Motion (GTX) 0.0 $655k 66k 9.99
Kontoor Brands (KTB) 0.0 $718k 17k 41.99
Accelerate Diagnostics Inc bond 0.0 $770k 1.0M 0.77
Barrick Gold Corp (GOLD) 0.0 $527k 28k 18.62
Signature Bank (SBNY) 0.0 $492k 3.6k 136.55
Scholastic Corporation (SCHL) 0.0 $475k 12k 38.42
Autodesk (ADSK) 0.0 $621k 3.4k 182.50
Comerica Incorporated (CMA) 0.0 $592k 8.2k 71.77
ConocoPhillips (COP) 0.0 $463k 7.1k 65.06
Chesapeake Energy Corporation 0.0 $502k 605k 0.83
Energy Select Sector SPDR (XLE) 0.0 $600k 10k 60.00
Energy Transfer Equity (ET) 0.0 $459k 36k 12.82
MVC Capital 0.0 $491k 54k 9.16
Lululemon Athletica (LULU) 0.0 $464k 2.0k 232.00
Wabtec Corporation (WAB) 0.0 $535k 6.9k 77.74
Crawford & Company (CRD.B) 0.0 $550k 54k 10.16
Bel Fuse (BELFA) 0.0 $513k 32k 16.21
Nabors Industries 0.0 $606k 210k 2.88
Suncor Energy (SU) 0.0 $466k 14k 32.77
Amicus Therapeutics (FOLD) 0.0 $553k 57k 9.72
Templeton Dragon Fund (TDF) 0.0 $548k 28k 19.45
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $485k 34k 14.26
Source Capital (SOR) 0.0 $565k 15k 38.71
BlackRock Global Energy & Resources Trus (BGR) 0.0 $493k 42k 11.89
Gabelli Convertible & Income Securities (GCV) 0.0 $548k 94k 5.85
Facebook Inc cl a (META) 0.0 $615k 3.0k 205.00
Gabelli mutual funds - (GGZ) 0.0 $607k 51k 11.85
Foamix Pharmaceuticals 0.0 $476k 142k 3.34
Sandisk Corp conv 0.0 $494k 549k 0.90
Nuveen Global High (JGH) 0.0 $602k 37k 16.38
Aptose Biosciences 0.0 $472k 83k 5.68
Fitbit 0.0 $567k 86k 6.58
Gyrodyne Llc Cmn (GYRO) 0.0 $613k 33k 18.86
Myokardia 0.0 $548k 7.5k 73.00
Hertz Global Holdings 0.0 $474k 30k 15.76
Fortive (FTV) 0.0 $535k 7.0k 76.43
Ra Pharmaceuticals 0.0 $544k 12k 46.90
Dish Network Corp note 3.375% 8/1 0.0 $579k 597k 0.97
Gordon Pointe Acquisition 0.0 $588k 56k 10.60
Brookfield Property Reit Inc cl a 0.0 $568k 31k 18.45
Dow (DOW) 0.0 $548k 10k 54.75
Acamar Partners Acqsition Co unit 12/30/2025 0.0 $508k 50k 10.18
Momo Inc note 1.250% 7/0 0.0 $465k 500k 0.93
Amplify Energy Corp (AMPY) 0.0 $484k 73k 6.61
Cerence (CRNC) 0.0 $532k 24k 22.63
Viacomcbs (PARA) 0.0 $473k 11k 41.97
Joyy Inc Spon Ads Each Rep 20 Ord Shs Cl A (YY) 0.0 $557k 11k 52.80
Petroleo Brasileiro SA (PBR) 0.0 $410k 26k 15.95
People's United Financial 0.0 $278k 17k 16.90
Teva Pharmaceutical Industries (TEVA) 0.0 $326k 33k 9.87
Morgan Stanley India Investment Fund (IIF) 0.0 $325k 16k 19.88
Churchill Downs (CHDN) 0.0 $288k 2.1k 137.14
Illumina (ILMN) 0.0 $332k 1.0k 332.00
Gamco Investors (GAMI) 0.0 $271k 14k 19.47
CVR Energy (CVI) 0.0 $306k 7.6k 40.42
Euronet Worldwide (EEFT) 0.0 $275k 1.7k 157.41
Anworth Mortgage Asset Corporation 0.0 $312k 89k 3.52
Pan American Silver Corp Can (PAAS) 0.0 $416k 18k 23.70
Associated Banc- (ASB) 0.0 $304k 14k 22.05
Acorda Therapeutics 0.0 $354k 173k 2.04
Potlatch Corporation (PCH) 0.0 $372k 8.6k 43.29
Central Garden & Pet (CENTA) 0.0 $294k 10k 29.40
KAR Auction Services (KAR) 0.0 $287k 13k 21.81
Franklin Templeton (FTF) 0.0 $368k 38k 9.58
Royce Value Trust (RVT) 0.0 $274k 19k 14.78
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $440k 3.5k 125.71
Pimco Income Strategy Fund II (PFN) 0.0 $273k 26k 10.60
Japan Smaller Capitalizaion Fund (JOF) 0.0 $361k 40k 8.95
Kinder Morgan (KMI) 0.0 $434k 21k 21.19
Wendy's/arby's Group (WEN) 0.0 $313k 14k 22.20
Metropcs Communications (TMUS) 0.0 $289k 3.7k 78.49
Brookfield Ppty Partners L P unit ltd partn 0.0 $283k 16k 18.26
Intelsat Sa 0.0 $386k 55k 7.00
Biosante Pharmaceuticals (ANIP) 0.0 $308k 5.0k 61.60
Two Riv Ban 0.0 $400k 18k 22.38
Applied Optoelectronics (AAOI) 0.0 $357k 30k 11.86
Gaming & Leisure Pptys (GLPI) 0.0 $288k 6.7k 42.99
Antero Res (AR) 0.0 $280k 100k 2.80
Chegg (CHGG) 0.0 $379k 10k 37.90
Gtt Communications 0.0 $444k 39k 11.36
Synovus Finl (SNV) 0.0 $436k 11k 39.21
Assembly Biosciences 0.0 $317k 16k 20.45
Entegra Financial Corp Restric 0.0 $302k 10k 30.20
Cornerstone Strategic Value (CLM) 0.0 $316k 28k 11.22
Seritage Growth Pptys Cl A (SRG) 0.0 $307k 7.7k 40.07
Cushing Energy Income 0.0 $397k 59k 6.72
Wright Medical Group Nv 0.0 $426k 14k 30.45
Nutanix Inc cl a (NTNX) 0.0 $290k 9.3k 31.25
Arconic 0.0 $350k 11k 30.83
Blackrock Debt Strat (DSU) 0.0 $277k 25k 11.21
Xperi 0.0 $296k 16k 18.50
Exchange Listed Fds Tr saba int rate (CEFS) 0.0 $418k 20k 20.74
Becton Dickinson & Co pfd shs conv a 0.0 $344k 5.2k 65.61
Okta Inc cl a (OKTA) 0.0 $288k 2.5k 115.20
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.0 $357k 12k 28.79
Angi Homeservices (ANGI) 0.0 $359k 42k 8.47
Cannae Holdings (CNNE) 0.0 $271k 7.3k 37.12
Aberdeen Income Cred Strat (ACP) 0.0 $295k 26k 11.53
Mongodb Inc. Class A (MDB) 0.0 $330k 2.5k 132.00
Liberty Interactive Corp (QRTEA) 0.0 $351k 42k 8.42
Liberty Interactive Co Qvc Gp (QRTEB) 0.0 $442k 52k 8.48
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $432k 48k 8.95
Mcdermott International Inc mcdermott intl 0.0 $293k 431k 0.68
Aberdeen Global Dynamic Divd F (AGD) 0.0 $369k 36k 10.40
Constellation Pharmceticls I 0.0 $315k 6.7k 47.06
Tkk Symphony Acquistion Cor 0.0 $307k 30k 10.22
Gossamer Bio (GOSS) 0.0 $392k 26k 15.00
Kaixin Auto Hldgs 0.0 $283k 151k 1.87
Diamondpeak Hldgs Cor 0.0 $287k 29k 9.94
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $291k 27k 10.72
SLM Corporation (SLM) 0.0 $165k 19k 8.91
Range Resources (RRC) 0.0 $221k 46k 4.86
Johnson & Johnson (JNJ) 0.0 $219k 1.5k 146.00
Dominion Resources (D) 0.0 $124k 1.5k 82.67
Gap (GAP) 0.0 $248k 14k 17.71
Ford Motor Company (F) 0.0 $96k 10k 9.30
Barclays (BCS) 0.0 $95k 10k 9.50
Vornado Realty Trust (VNO) 0.0 $206k 3.1k 66.45
New York Community Ban 0.0 $214k 18k 12.00
Gray Television (GTN) 0.0 $236k 11k 21.45
Teekay Shipping Marshall Isl (TK) 0.0 $233k 44k 5.34
Guess? (GES) 0.0 $224k 10k 22.40
GameStop (GME) 0.0 $130k 21k 6.07
Harmonic (HLIT) 0.0 $205k 26k 7.80
Greenhill & Co 0.0 $199k 12k 17.09
Aqua America 0.0 $122k 2.6k 46.92
Lattice Semiconductor (LSCC) 0.0 $262k 14k 19.12
Discovery Communications 0.0 $91k 2.5k 36.24
Ironwood Pharmaceuticals (IRWD) 0.0 $266k 20k 13.30
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $136k 32k 4.25
Hldgs (UAL) 0.0 $250k 2.8k 87.94
iShares Barclays TIPS Bond Fund (TIP) 0.0 $159k 1.4k 116.91
Kemet Corporation Cmn 0.0 $206k 7.6k 27.11
iShares MSCI Switzerland Index Fund (EWL) 0.0 $207k 5.1k 40.59
Franklin Universal Trust (FT) 0.0 $120k 15k 7.78
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $158k 14k 11.55
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $138k 13k 10.40
First Trust/Aberdeen Global Opportunity 0.0 $145k 13k 11.16
Clough Global Allocation Fun (GLV) 0.0 $175k 16k 10.96
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $257k 18k 14.64
Mexico Equity and Income Fund (MXE) 0.0 $262k 23k 11.62
John Wiley & Sons (WLYB) 0.0 $256k 5.2k 48.82
Eagle Cap Growth (GRF) 0.0 $226k 28k 8.01
American Intl Group 0.0 $104k 11k 9.73
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $108k 13k 8.08
Firsthand Tech Value (SVVC) 0.0 $190k 30k 6.44
Sunpower (SPWRQ) 0.0 $141k 18k 7.79
Wpx Energy 0.0 $172k 13k 13.76
Zynga 0.0 $174k 28k 6.13
4068594 Enphase Energy (ENPH) 0.0 $193k 7.7k 25.00
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $160k 12k 13.91
Salient Midstream & M 0.0 $178k 23k 7.80
stock 0.0 $231k 1.5k 149.81
Grifols S A Sponsored Adr R (GRFS) 0.0 $229k 9.8k 23.30
Atlanticus Holdings (ATLC) 0.0 $150k 17k 9.02
Liberty Global Plc Shs Cl B 0.0 $209k 9.2k 22.73
Fireeye 0.0 $165k 10k 16.50
Royce Global Value Tr (RGT) 0.0 $149k 13k 11.68
Voya Natural Res Eq Inc Fund 0.0 $114k 28k 4.13
Radius Health 0.0 $202k 10k 20.20
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $92k 13k 7.25
Liberty Tripadvisor Hldgs In (LTRPB) 0.0 $121k 17k 7.25
Crown Castle Intl (CCI) 0.0 $252k 1.8k 142.13
Viking Therapeutics (VKTX) 0.0 $104k 13k 8.00
Pure Storage Inc - Class A (PSTG) 0.0 $204k 12k 16.99
Atlassian Corp Plc cl a 0.0 $253k 2.1k 120.48
Innoviva (INVA) 0.0 $142k 10k 14.20
Armstrong Flooring (AFIIQ) 0.0 $145k 34k 4.27
Ishares Msci United Kingdom Index etf (EWU) 0.0 $264k 7.8k 34.06
Conduent Incorporate (CNDT) 0.0 $101k 16k 6.22
Gds Holdings ads (GDS) 0.0 $263k 5.1k 51.57
Hilton Grand Vacations (HGV) 0.0 $211k 6.2k 34.31
Uniti Group Inc Com reit (UNIT) 0.0 $94k 12k 8.12
Novavax Inc note 3.750% 2/0 0.0 $238k 594k 0.40
Cars (CARS) 0.0 $123k 10k 12.24
Delphi Automotive Inc international (APTV) 0.0 $265k 2.8k 94.81
Bluegreen Vacations Ord 0.0 $119k 12k 10.32
Opes Acquisition Corp 0.0 $105k 10k 10.50
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $249k 38k 6.49
Corepoint Lodging Inc. Reit 0.0 $107k 10k 10.70
Forty Seven 0.0 $256k 6.5k 39.40
Covetrus 0.0 $174k 13k 13.24
Corteva (CTVA) 0.0 $252k 8.5k 29.51
Amcor (AMCR) 0.0 $125k 12k 10.83
Cousins Properties (CUZ) 0.0 $269k 6.5k 41.26
Change Healthcare 0.0 $264k 16k 16.40
Mereo Biopharma Group Plc ads (MREO) 0.0 $171k 52k 3.28
Fellazo 0.0 $141k 14k 10.07
Viacomcbs (PARAA) 0.0 $104k 2.3k 44.96
Us Ecology Incorporated Warrant Exp 101723 *w exp 10/17/202 0.0 $216k 19k 11.61
Ashford Hospitality Trust 0.0 $48k 17k 2.76
Hecla Mining Company (HL) 0.0 $80k 24k 3.37
General Moly Inc Com Stk 0.0 $3.0k 12k 0.25
Materials SPDR (XLB) 0.0 $25k 400.00 62.50
GSI Technology (GSIT) 0.0 $80k 11k 7.13
Yamana Gold 0.0 $52k 13k 3.97
Spectrum Pharmaceuticals 0.0 $36k 10k 3.60
Socket Mobile (SCKT) 0.0 $90k 56k 1.61
Gabelli Utility Trust (GUT) 0.0 $78k 10k 7.80
Aware (AWRE) 0.0 $83k 25k 3.36
CECO Environmental (CECO) 0.0 $80k 11k 7.64
Hecla Mng Co pfd cv ser b (HL.PB) 0.0 $62k 1.2k 51.67
Stereotaxis (STXS) 0.0 $63k 12k 5.28
Turquoisehillres 0.0 $28k 38k 0.74
Fs Investment Corporation 0.0 $61k 10k 6.10
Zendesk 0.0 $77k 1.0k 77.00
Civeo 0.0 $15k 12k 1.28
Drive Shack (DSHK) 0.0 $50k 14k 3.69
Renren Inc- 0.0 $39k 48k 0.82
Rosehill Resources Inc - A warrant 0.0 $972.000000 16k 0.06
Pensare Acquisition Corp *w exp 07/27/202 0.0 $5.0k 15k 0.33
Mustang Bio 0.0 $43k 11k 4.06
Sogou 0.0 $46k 10k 4.60
Livexlive Media 0.0 $28k 18k 1.55
Legacy Acquisition Corp wt 0.0 $6.0k 12k 0.50
Opes Acquisition Corp w exp 01/15/202 0.0 $0 100.00 0.00
Electrameccanica Vehs Corp 0.0 $4.0k 2.0k 2.01
Electrameccanica Vehs Corp *w exp 08/03/202 0.0 $5.0k 15k 0.33
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $66k 68k 0.97
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $28k 40k 0.70
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $9.0k 16k 0.55
Phunware 0.0 $24k 20k 1.19
Fox Corporation (FOX) 0.0 $56k 1.5k 36.70
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $47k 59k 0.80
Oncosec Medical Incorporated 0.0 $77k 42k 1.82
Rmg Acquisition Corp *w exp 02/21/202 0.0 $71k 123k 0.58
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $83k 103k 0.80
Acamar Partners Acquisi-cw26 warrants 0.0 $62k 83k 0.75
Midatech Pharma 0.0 $13k 18k 0.71
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $4.0k 25k 0.16
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $5.0k 500.00 10.00
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $70k 29k 2.39
Fellazo Inc right 05/26/2026 0.0 $8.1k 45k 0.18
Kaleyra Inc *w exp 12/12/202 0.0 $18k 20k 0.90