Gladstone Institutional Advisory

Gladstone Institutional Advisory as of Dec. 31, 2019

Portfolio Holdings for Gladstone Institutional Advisory

Gladstone Institutional Advisory holds 273 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Trust Iv Enhanced Short (FTSM) 7.4 $30M 505k 60.09
Schwab International Equity ETF (SCHF) 4.3 $18M 523k 33.63
Schwab U S Large Cap Growth ETF (SCHG) 3.1 $13M 137k 92.91
Schwab Strategic Tr cmn (SCHV) 3.0 $12M 207k 60.12
First Tr Exchange Traded Fd ssi strg etf (FCVT) 2.6 $11M 326k 33.09
iShares S&P 500 Index (IVV) 2.6 $11M 32k 323.24
iShares S&P MidCap 400 Index (IJH) 2.4 $9.7M 47k 205.88
iShares S&P 500 Value Index (IVE) 2.0 $8.1M 62k 130.08
Ishares Tr usa min vo (USMV) 2.0 $8.0M 121k 65.65
iShares S&P 500 Growth Index (IVW) 1.9 $7.8M 40k 194.51
First Trust Large Cap GO Alpha Fnd (FTC) 1.9 $7.6M 104k 72.92
iShares S&P 1500 Index Fund (ITOT) 1.8 $7.5M 103k 72.65
Spdr S&p 500 Etf (SPY) 1.7 $7.0M 22k 321.87
Vanguard Total Stock Market ETF (VTI) 1.6 $6.6M 41k 163.61
First Trust Large Cap Value Opp Fnd (FTA) 1.6 $6.6M 117k 56.51
First Tr Exch Traded Fd Iii muni hi incm etf (FMHI) 1.5 $6.1M 114k 53.31
Ishares Inc core msci emkt (IEMG) 1.4 $5.8M 109k 53.77
iShares Lehman Aggregate Bond (AGG) 1.4 $5.6M 50k 112.46
SPDR DJ Wilshire Mid Cap Growth (MDYG) 1.4 $5.5M 97k 57.09
Apple (AAPL) 1.3 $5.1M 17k 293.48
SPDR DJ Wilshire Mid Cap Value (MDYV) 1.2 $5.1M 93k 54.78
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.2 $5.0M 77k 65.21
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 1.1 $4.5M 81k 55.54
First Trust Mid Cap Core Alpha Fnd (FNX) 1.1 $4.4M 60k 72.49
Schwab Strategic Tr sht tm us tres (SCHO) 1.0 $4.1M 81k 50.48
Schwab Emerging Markets Equity ETF (SCHE) 1.0 $3.9M 144k 27.37
Schwab Strategic Tr us reit etf (SCHH) 1.0 $4.0M 86k 45.96
Vanguard S&p 500 Etf idx (VOO) 1.0 $3.9M 13k 295.83
Amazon (AMZN) 0.9 $3.6M 2.0k 1849.67
Vanguard Growth ETF (VUG) 0.8 $3.3M 18k 182.20
SPDR DJ Wilshire Small Cap Value (SLYV) 0.8 $3.3M 51k 65.71
First Tr Exch Trd Alphadex mid cp gr alph (FNY) 0.8 $3.3M 69k 47.87
First Trust Small Cap Cr AlphaDEX (FYX) 0.7 $3.0M 47k 64.93
Exxon Mobil Corporation (XOM) 0.7 $3.0M 42k 70.04
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.7 $2.9M 107k 26.54
Ishares Tr fltg rate nt (FLOT) 0.7 $2.8M 55k 50.92
Phillips 66 (PSX) 0.7 $2.8M 25k 111.42
Goldman Sachs Etf Tr (GSLC) 0.7 $2.7M 42k 64.64
Bristol Myers Squibb (BMY) 0.7 $2.6M 41k 64.20
First Trust Large Cap Core Alp Fnd (FEX) 0.7 $2.7M 41k 65.24
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.6 $2.6M 41k 64.51
Fidelity core divid etf (FDVV) 0.6 $2.3M 70k 32.45
Microsoft Corporation (MSFT) 0.5 $2.2M 14k 157.70
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.5 $2.2M 24k 91.34
First Tr Mid Cap Val Etf equity (FNK) 0.5 $2.1M 59k 36.02
First Tr Small Cap Etf equity (FYT) 0.5 $2.1M 55k 38.33
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.5 $2.1M 17k 125.54
Vanguard Total Bond Market ETF (BND) 0.5 $2.1M 25k 83.86
First Trust Value Line Dividend Indx Fnd (FVD) 0.5 $2.1M 58k 36.03
iShares Russell 3000 Growth Index (IUSG) 0.5 $2.0M 29k 67.65
iShares Russell 1000 Growth Index (IWF) 0.5 $2.0M 11k 175.91
First Trust DJ Internet Index Fund (FDN) 0.5 $2.0M 14k 139.09
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.5 $1.8M 14k 126.63
ConocoPhillips (COP) 0.4 $1.7M 26k 64.02
SPDR Gold Trust (GLD) 0.4 $1.7M 12k 142.87
First Tr Exch Trd Alphadex sml cp grw a (FYC) 0.4 $1.7M 36k 46.66
Ishares Msci Usa Quality Facto invalid (QUAL) 0.4 $1.6M 16k 101.00
Lattice Strategies Tr dev mk x us st (RODM) 0.4 $1.6M 54k 29.37
iShares Russell 3000 Value Index (IUSV) 0.4 $1.6M 25k 63.01
Gra (GGG) 0.4 $1.5M 29k 52.00
iShares Russell 2000 Index (IWM) 0.4 $1.5M 9.2k 165.61
J P Morgan Exchange Traded F ultra shrt (JPST) 0.4 $1.5M 30k 50.41
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.4 $1.5M 15k 100.11
Sch Us Mid-cap Etf etf (SCHM) 0.4 $1.5M 25k 60.15
iShares S&P SmallCap 600 Index (IJR) 0.3 $1.4M 17k 84.41
Fidelity Bond Etf (FBND) 0.3 $1.4M 27k 51.74
Verizon Communications (VZ) 0.3 $1.4M 23k 61.40
Visa (V) 0.3 $1.3M 7.0k 187.44
First Tr Exchange Traded Fd senior ln (FTSL) 0.3 $1.3M 26k 47.94
Walt Disney Company (DIS) 0.3 $1.2M 8.5k 144.58
Schwab Intl Small Cap Equity ETF (SCHC) 0.3 $1.2M 34k 34.64
Johnson & Johnson (JNJ) 0.3 $1.2M 8.0k 145.86
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.3 $1.2M 81k 14.35
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.3 $1.2M 23k 50.85
Janus Detroit Str Tr fund (JMBS) 0.3 $1.1M 22k 52.03
At&t (T) 0.3 $1.1M 28k 39.07
Merck & Co (MRK) 0.3 $1.1M 12k 90.97
Alibaba Group Holding (BABA) 0.3 $1.1M 5.2k 211.29
Alphabet Inc Class A cs (GOOGL) 0.3 $1.1M 825.00 1337.75
Janus Detroit Str Tr sml mid cp etf (JSMD) 0.3 $1.1M 23k 48.08
Facebook Inc cl a (META) 0.3 $1.0M 5.1k 204.84
Rdiv etf (RDIV) 0.3 $1.1M 27k 39.45
Berkshire Hathaway (BRK.B) 0.2 $1.0M 4.5k 226.87
iShares Russell 1000 Value Index (IWD) 0.2 $1.0M 7.6k 136.50
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $1.0M 14k 72.58
Ishares Tr Exponential Technologies Etf (XT) 0.2 $1.0M 24k 42.77
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.2 $992k 14k 68.97
Schwab Strategic Tr us aggregate b (SCHZ) 0.2 $977k 18k 53.41
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $964k 22k 43.14
Procter & Gamble Company (PG) 0.2 $955k 7.7k 124.70
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.2 $946k 13k 73.83
MasterCard Incorporated (MA) 0.2 $912k 3.0k 302.52
Bank of America Corporation (BAC) 0.2 $879k 25k 35.26
Vanguard Mid-Cap Growth ETF (VOT) 0.2 $907k 5.7k 158.82
Vaneck Vectors Etf Tr morningstar wide (MOAT) 0.2 $884k 24k 37.04
United Parcel Service (UPS) 0.2 $872k 7.4k 117.43
SPDR MSCI ACWI ex-US (CWI) 0.2 $848k 33k 25.77
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $853k 11k 80.98
Ishares Core Intl Stock Etf core (IXUS) 0.2 $839k 14k 61.89
D First Tr Exchange-traded (FPE) 0.2 $857k 43k 20.08
JPMorgan Chase & Co. (JPM) 0.2 $795k 5.7k 139.34
Vanguard Short-Term Bond ETF (BSV) 0.2 $785k 9.7k 80.71
Abbvie (ABBV) 0.2 $756k 8.7k 87.11
Pza etf (PZA) 0.2 $762k 29k 26.45
Cisco Systems (CSCO) 0.2 $726k 15k 48.00
salesforce (CRM) 0.2 $740k 4.5k 162.59
Vanguard Mid-Cap Value ETF (VOE) 0.2 $715k 6.0k 119.23
Intel Corporation (INTC) 0.2 $682k 11k 59.85
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $702k 2.5k 285.02
Vanguard Information Technology ETF (VGT) 0.2 $678k 2.8k 244.55
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $708k 15k 48.77
Fidelity divid etf risi (FDRR) 0.2 $673k 19k 35.28
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $641k 5.0k 128.01
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $641k 5.6k 114.59
iShares Lehman Short Treasury Bond (SHV) 0.2 $654k 5.9k 110.49
Ishares Tr hdg msci eafe (HEFA) 0.2 $639k 21k 30.52
Invesco Senior Loan Etf otr (BKLN) 0.2 $640k 28k 22.83
iShares S&P MidCap 400 Growth (IJK) 0.1 $599k 2.5k 238.08
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $622k 17k 37.59
First Trust IPOX-100 Index Fund (FPX) 0.1 $609k 7.6k 80.32
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $595k 4.1k 145.76
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $599k 25k 23.93
iShares MSCI Emerging Markets Indx (EEM) 0.1 $580k 13k 44.87
Pfizer (PFE) 0.1 $584k 15k 39.16
Financial Select Sector SPDR (XLF) 0.1 $581k 19k 30.76
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $582k 31k 18.81
Ishares Tr broad usd high (USHY) 0.1 $585k 14k 41.09
Invesco Qqq Trust Series 1 (QQQ) 0.1 $576k 2.7k 212.44
Comcast Corporation (CMCSA) 0.1 $534k 12k 44.97
Ishares Inc em mkt min vol (EEMV) 0.1 $542k 9.2k 58.62
Boeing Company (BA) 0.1 $508k 1.6k 323.08
Novartis (NVS) 0.1 $476k 5.0k 94.61
Pepsi (PEP) 0.1 $489k 3.6k 136.39
Target Corporation (TGT) 0.1 $487k 3.8k 127.81
UnitedHealth (UNH) 0.1 $477k 1.6k 293.81
iShares MSCI EAFE Index Fund (EFA) 0.1 $473k 6.8k 69.40
Lowe's Companies (LOW) 0.1 $491k 4.1k 119.62
Vanguard Small-Cap Value ETF (VBR) 0.1 $478k 3.5k 137.20
Vanguard Dividend Appreciation ETF (VIG) 0.1 $487k 3.9k 124.65
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $499k 4.0k 125.60
Alphabet Inc Class C cs (GOOG) 0.1 $504k 378.00 1333.33
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 0.1 $478k 17k 27.64
Invesco S&p 500 High Div, Low V equities (SPHD) 0.1 $476k 11k 44.06
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) 0.1 $480k 25k 19.26
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $496k 20k 24.69
Chevron Corporation (CVX) 0.1 $432k 3.6k 120.38
NVIDIA Corporation (NVDA) 0.1 $465k 2.0k 234.78
Honeywell International (HON) 0.1 $458k 2.6k 176.90
iShares Russell 2000 Growth Index (IWO) 0.1 $466k 2.2k 214.25
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.1 $432k 1.9k 223.68
WisdomTree MidCap Dividend Fund (DON) 0.1 $464k 12k 38.06
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $463k 8.3k 55.74
Schwab 1000 Index Etf etf (SCHK) 0.1 $436k 14k 31.56
Invesco Exchng Traded Fd Tr s&p midcp low (XMLV) 0.1 $433k 8.0k 53.82
BP (BP) 0.1 $425k 11k 37.82
Coca-Cola Company (KO) 0.1 $402k 7.3k 55.39
McDonald's Corporation (MCD) 0.1 $391k 2.0k 197.56
Amgen (AMGN) 0.1 $419k 1.7k 240.71
International Business Machines (IBM) 0.1 $409k 3.1k 133.88
Vanguard Europe Pacific ETF (VEA) 0.1 $400k 9.9k 40.32
Broadcom (AVGO) 0.1 $412k 1.3k 315.79
Blackstone Group Inc Com Cl A (BX) 0.1 $409k 7.3k 56.00
Home Depot (HD) 0.1 $383k 1.7k 219.11
3M Company (MMM) 0.1 $359k 2.0k 176.36
Qualcomm (QCOM) 0.1 $358k 4.1k 88.36
iShares NASDAQ Biotechnology Index (IBB) 0.1 $362k 3.0k 120.55
Industrial SPDR (XLI) 0.1 $376k 4.6k 81.38
AllianceBernstein Holding (AB) 0.1 $361k 12k 30.23
SPDR S&P Oil & Gas Explore & Prod. 0.1 $351k 15k 23.71
Vanguard Small-Cap Growth ETF (VBK) 0.1 $382k 1.9k 198.85
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $385k 6.4k 60.38
iShares Dow Jones US Technology (IYW) 0.1 $361k 1.6k 232.90
Schwab U S Small Cap ETF (SCHA) 0.1 $365k 4.8k 75.55
Medtronic (MDT) 0.1 $362k 3.2k 113.24
Doubleline Total Etf etf (TOTL) 0.1 $363k 7.4k 48.96
First Tr Exchng Traded Fd Vi tcw unconstrai (UCON) 0.1 $366k 14k 25.89
General Electric Company 0.1 $323k 29k 11.09
DISH Network 0.1 $326k 9.2k 35.44
SPDR S&P Dividend (SDY) 0.1 $309k 2.9k 107.59
Vanguard Small-Cap ETF (VB) 0.1 $326k 2.0k 165.65
Vanguard High Dividend Yield ETF (VYM) 0.1 $328k 3.5k 93.82
wisdomtreetrusdivd.. (DGRW) 0.1 $338k 7.0k 48.47
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $330k 4.4k 75.50
Paypal Holdings (PYPL) 0.1 $326k 3.0k 107.75
Market Vectors Etf High Yield Muni Index etf (HYD) 0.1 $326k 5.1k 64.03
L3harris Technologies (LHX) 0.1 $317k 1.6k 198.49
Wal-Mart Stores (WMT) 0.1 $286k 2.4k 118.79
Health Care SPDR (XLV) 0.1 $282k 2.8k 101.64
Nextera Energy (NEE) 0.1 $283k 1.2k 241.90
Oracle Corporation (ORCL) 0.1 $293k 5.5k 52.98
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $303k 2.7k 114.00
iShares Dow Jones US Utilities (IDU) 0.1 $268k 1.7k 161.84
iShares Lehman MBS Bond Fund (MBB) 0.1 $299k 2.8k 108.15
iShares Barclays TIPS Bond Fund (TIP) 0.1 $282k 2.4k 117.49
SPDR DJ Wilshire REIT (RWR) 0.1 $301k 3.0k 102.03
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $297k 1.2k 251.48
iShares S&P NA Tech. Sec. Idx (IGM) 0.1 $271k 1.1k 241.96
iShares Dow Jones US Financial Svc. (IYG) 0.1 $275k 1.8k 152.02
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.1 $302k 3.5k 87.26
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $305k 5.7k 53.14
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $304k 12k 24.92
Mondelez Int (MDLZ) 0.1 $296k 5.4k 55.05
Ark Etf Tr innovation etf (ARKK) 0.1 $265k 5.3k 50.06
Shopify Inc cl a (SHOP) 0.1 $280k 705.00 397.16
Etf Managers Tr purefunds ise cy 0.1 $274k 6.6k 41.45
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.1 $293k 16k 17.82
Ishares Tr Ibonds Dec2023 etf 0.1 $275k 11k 25.83
Eli Lilly & Co. (LLY) 0.1 $231k 1.8k 131.80
Norfolk Southern (NSC) 0.1 $229k 1.2k 193.63
Autodesk (ADSK) 0.1 $250k 1.4k 181.82
Electronic Arts (EA) 0.1 $243k 2.3k 104.48
Western Digital (WDC) 0.1 $231k 3.7k 63.31
Lockheed Martin Corporation (LMT) 0.1 $238k 609.00 390.03
Capital One Financial (COF) 0.1 $252k 2.4k 105.26
Colgate-Palmolive Company (CL) 0.1 $252k 3.6k 69.09
GlaxoSmithKline 0.1 $262k 5.6k 47.18
Philip Morris International (PM) 0.1 $263k 3.1k 84.94
Texas Instruments Incorporated (TXN) 0.1 $252k 2.0k 128.15
Gilead Sciences (GILD) 0.1 $227k 3.5k 64.84
Accenture (ACN) 0.1 $239k 1.1k 210.78
Public Service Enterprise (PEG) 0.1 $236k 4.0k 58.82
Medical Properties Trust (MPW) 0.1 $256k 12k 21.15
Vanguard Emerging Markets ETF (VWO) 0.1 $228k 5.1k 44.54
Vanguard Value ETF (VTV) 0.1 $252k 2.1k 119.81
iShares Russell Midcap Growth Idx. (IWP) 0.1 $264k 1.7k 152.42
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $241k 4.2k 57.86
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $259k 1.1k 228.40
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $264k 4.2k 62.31
iShares Dow Jones US Industrial (IYJ) 0.1 $261k 1.6k 167.52
iShares S&P NA Tec.-Mul. Net. Idx. (IDGT) 0.1 $240k 4.3k 55.20
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.1 $261k 1.1k 233.45
iShares Morningstar Mid Growth Idx (IMCG) 0.1 $257k 978.00 262.78
First Trust Amex Biotech Index Fnd (FBT) 0.1 $228k 1.5k 148.92
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.1 $252k 1.4k 180.65
Te Connectivity Ltd for (TEL) 0.1 $238k 2.4k 100.00
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.1 $259k 8.2k 31.59
Ark Etf Tr gen rev mltsct (ARKG) 0.1 $261k 7.8k 33.53
Ishares Tr conv bd etf (ICVT) 0.1 $227k 3.6k 62.78
Chubb (CB) 0.1 $227k 1.5k 155.62
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.1 $251k 4.8k 51.86
Hartford Fds Exchange Trade mun oportunite (HMOP) 0.1 $231k 5.5k 41.73
Truist Financial Corp equities (TFC) 0.1 $233k 4.1k 56.40
American Express Company (AXP) 0.1 $211k 1.7k 124.78
PNC Financial Services (PNC) 0.1 $221k 1.4k 159.42
Carnival Corporation (CCL) 0.1 $202k 4.0k 50.61
Edwards Lifesciences (EW) 0.1 $218k 936.00 232.91
Adobe Systems Incorporated (ADBE) 0.1 $218k 668.00 326.53
United Technologies Corporation 0.1 $204k 1.4k 148.15
Starbucks Corporation (SBUX) 0.1 $215k 2.5k 87.65
Illumina (ILMN) 0.1 $215k 656.00 328.12
Abiomed 0.1 $209k 1.2k 170.61
iShares Dow Jones Select Dividend (DVY) 0.1 $224k 2.1k 105.61
Vanguard Mid-Cap ETF (VO) 0.1 $209k 1.3k 166.67
Vanguard Health Care ETF (VHT) 0.1 $216k 1.1k 192.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $206k 2.0k 101.68
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.1 $200k 6.5k 30.77
Jd (JD) 0.1 $201k 5.7k 35.15
Alps Etf Tr med breakthgh (SBIO) 0.1 $216k 5.1k 42.22
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.1 $208k 8.2k 25.33
Nuveen High Income November 0.1 $207k 21k 10.02
Global X Fds rbtcs artfl in (BOTZ) 0.1 $213k 9.7k 21.86
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $206k 1.8k 115.54
Ares Management Corporation cl a com stk (ARES) 0.1 $213k 6.0k 35.65
Blackrock 2022 Gbl Incm Opp 0.0 $173k 18k 9.89
Blackrock Kelso Capital 0.0 $126k 25k 4.95
Advanced Emissions (ARQ) 0.0 $112k 11k 10.55
Invesco High Income 2023 Tar 0.0 $132k 13k 10.56
Mitsubishi UFJ Financial (MUFG) 0.0 $71k 13k 5.40
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $69k 16k 4.31
Allianzgi Conv & Inc Fd taxable cef 0.0 $60k 11k 5.71
Opko Health (OPK) 0.0 $16k 11k 1.44
Sandridge Permian Tr 0.0 $14k 16k 0.87
Hancock Jaffe Laboratories I 0.0 $17k 30k 0.57