Grimes & Company

Grimes & Company as of Sept. 30, 2021

Portfolio Holdings for Grimes & Company

Grimes & Company holds 301 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 5.3 $123M 6.0M 20.54
Ssga Active Etf Tr Blackstone Senr (SRLN) 5.3 $121M 2.6M 46.02
Ishares Tr Core Msci Eafe (IEFA) 5.2 $119M 1.6M 74.25
Ishares Tr Core S&p500 Etf (IVV) 4.8 $110M 256k 430.82
Ishares Tr Core S&p Scp Etf (IJR) 4.5 $104M 949k 109.19
John Hancock Exchange Traded Mltfctr Lrg Cap (JHML) 3.9 $90M 1.7M 54.41
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.4 $79M 2.2M 36.21
Spdr Ser Tr Portfolio S&p600 (SPSM) 3.3 $77M 1.8M 42.60
Apple (AAPL) 2.6 $59M 415k 141.23
Ishares Core Msci Emkt (IEMG) 2.4 $56M 906k 61.76
Vanguard Index Fds Growth Etf (VUG) 1.9 $44M 151k 290.17
Microsoft Corporation (MSFT) 1.8 $42M 152k 279.07
Select Sector Spdr Tr Technology (XLK) 1.8 $42M 279k 149.32
Select Sector Spdr Tr Sbi Healthcare (XLV) 1.7 $39M 310k 127.30
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 1.7 $39M 911k 42.53
Select Sector Spdr Tr Communication (XLC) 1.5 $35M 431k 80.11
Select Sector Spdr Tr Sbi Cons Discr (XLY) 1.4 $32M 180k 179.45
Invesco Exchange Traded Fd T Ftse Rafi 1000 (PRF) 1.4 $31M 197k 158.36
Ishares Tr Msci Eafe Etf (EFA) 1.2 $28M 361k 78.01
Cisco Systems (CSCO) 1.0 $24M 434k 54.62
Intel Corporation (INTC) 1.0 $23M 445k 51.83
Select Sector Spdr Tr Sbi Int-inds (XLI) 1.0 $22M 227k 97.84
Select Sector Spdr Tr Financial (XLF) 1.0 $22M 587k 37.53
Alphabet Cap Stk Cl A (GOOGL) 0.9 $20M 7.6k 2673.08
Amazon (AMZN) 0.8 $19M 5.8k 3285.15
Amgen (AMGN) 0.8 $19M 90k 212.65
Lowe's Companies (LOW) 0.8 $19M 92k 202.84
Regions Financial Corporation (RF) 0.8 $18M 844k 21.31
Novo-nordisk A S Adr (NVO) 0.7 $17M 178k 96.01
Paychex (PAYX) 0.7 $17M 151k 112.45
Ishares Tr U.s. Tech Etf (IYW) 0.7 $17M 168k 101.26
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.7 $17M 152k 111.65
Costco Wholesale Corporation (COST) 0.7 $16M 37k 449.35
Accenture Plc Ireland Shs Class A (ACN) 0.7 $16M 51k 319.93
Qualcomm (QCOM) 0.7 $16M 125k 128.98
Select Sector Spdr Tr Sbi Materials (XLB) 0.7 $16M 199k 79.11
United Parcel Service CL B (UPS) 0.7 $16M 85k 183.67
Medtronic SHS (MDT) 0.7 $15M 124k 123.29
Robert Half International (RHI) 0.7 $15M 150k 100.33
Raytheon Technologies Corp (RTX) 0.7 $15M 174k 85.97
Expedia Group Com New (EXPE) 0.7 $15M 91k 163.90
Facebook Cl A (META) 0.6 $15M 43k 339.55
Emerson Electric (EMR) 0.6 $14M 152k 94.20
SVB Financial (SIVBQ) 0.6 $14M 22k 646.87
PerkinElmer (RVTY) 0.6 $14M 81k 173.30
Xilinx 0.6 $14M 91k 150.99
Incyte Corporation (INCY) 0.6 $13M 191k 68.78
SYSCO Corporation (SYY) 0.6 $13M 167k 78.50
Hershey Company (HSY) 0.5 $12M 72k 169.26
CBOE Holdings (CBOE) 0.5 $12M 98k 123.86
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.5 $12M 28k 429.14
Biogen Idec (BIIB) 0.5 $12M 42k 283.00
EOG Resources (EOG) 0.5 $12M 147k 80.27
Electronic Arts (EA) 0.5 $11M 80k 142.26
Bristol Myers Squibb (BMY) 0.5 $11M 192k 59.17
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.5 $11M 293k 38.70
Johnson & Johnson (JNJ) 0.5 $11M 70k 161.54
Cognizant Technology Solutio Cl A (CTSH) 0.5 $11M 147k 74.21
Visa Com Cl A (V) 0.5 $11M 49k 222.76
JPMorgan Chase & Co. (JPM) 0.4 $10M 63k 164.56
UnitedHealth (UNH) 0.4 $10M 26k 390.76
Ciena Corp Com New (CIEN) 0.4 $10M 198k 51.35
Ishares Tr Core S&p Mcp Etf (IJH) 0.4 $9.7M 37k 263.07
Cintas Corporation (CTAS) 0.4 $9.6M 25k 382.22
Alphabet Cap Stk Cl C (GOOG) 0.4 $9.5M 3.6k 2665.27
Abbvie (ABBV) 0.4 $9.3M 86k 107.87
Schlumberger Com Stk (SLB) 0.4 $9.2M 310k 29.64
Bank of America Corporation (BAC) 0.4 $8.6M 198k 43.32
Ecolab (ECL) 0.3 $7.5M 36k 208.61
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.3 $7.3M 73k 100.11
Novartis Sponsored Adr (NVS) 0.3 $7.2M 89k 81.62
Verizon Communications (VZ) 0.3 $7.1M 131k 54.01
Ishares Tr Core Us Aggbd Et (AGG) 0.3 $7.0M 61k 114.83
Boeing Company (BA) 0.3 $7.0M 32k 219.94
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.3 $6.9M 79k 87.50
Ssga Active Etf Tr Spdr Tr Tactic (TOTL) 0.3 $6.9M 143k 48.32
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 0.3 $6.7M 303k 22.11
Abbott Laboratories (ABT) 0.3 $6.6M 56k 118.12
Comcast Corp Cl A (CMCSA) 0.3 $5.8M 104k 55.93
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.3 $5.8M 55k 104.04
Eaton Corp SHS (ETN) 0.2 $5.6M 37k 149.30
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.2 $5.5M 180k 30.48
CVS Caremark Corporation (CVS) 0.2 $5.4M 64k 84.85
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 0.2 $5.4M 108k 50.49
Ishares Tr Russell 2000 Etf (IWM) 0.2 $5.1M 23k 218.75
John Hancock Exchange Traded Multifactor Mi (JHMM) 0.2 $4.8M 93k 51.65
Chevron Corporation (CVX) 0.2 $4.4M 43k 102.86
Lockheed Martin Corporation (LMT) 0.2 $4.3M 13k 345.07
Pepsi (PEP) 0.2 $4.2M 28k 150.42
Ishares Tr Us Oil Gs Ex Etf (IEO) 0.2 $4.1M 71k 58.11
Becton, Dickinson and (BDX) 0.2 $4.1M 17k 245.80
Ishares Tr Msci Emg Mkt Etf (EEM) 0.2 $4.1M 81k 50.38
Broadcom (AVGO) 0.2 $4.1M 8.4k 486.49
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.2 $4.0M 15k 272.96
Procter & Gamble Company (PG) 0.2 $3.9M 28k 139.81
Exxon Mobil Corporation (XOM) 0.2 $3.9M 69k 56.41
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.2 $3.9M 14k 280.16
MetLife (MET) 0.2 $3.7M 60k 61.74
Pfizer (PFE) 0.2 $3.5M 81k 43.72
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.2 $3.5M 69k 50.02
Fidelity National Financial Fnf Group Com (FNF) 0.2 $3.4M 76k 45.34
Ishares Tr Msci Usa Esg Slc (SUSA) 0.1 $3.1M 32k 95.96
McDonald's Corporation (MCD) 0.1 $3.0M 13k 241.09
Crowdstrike Hldgs Cl A (CRWD) 0.1 $3.0M 12k 245.76
IDEXX Laboratories (IDXX) 0.1 $2.7M 4.3k 621.85
Msc Indl Direct Cl A (MSM) 0.1 $2.6M 33k 80.18
Mastercard Incorporated Cl A (MA) 0.1 $2.6M 7.4k 348.37
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.1 $2.4M 47k 50.48
International Business Machines (IBM) 0.1 $2.3M 16k 138.91
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $2.2M 14k 160.21
Danaher Corporation (DHR) 0.1 $2.2M 7.3k 304.40
Toronto Dominion Bk Ont Com New (TD) 0.1 $2.2M 33k 66.15
Expeditors International of Washington (EXPD) 0.1 $2.2M 18k 119.14
Stryker Corporation (SYK) 0.1 $2.1M 7.9k 263.74
Home Depot (HD) 0.1 $2.0M 6.1k 328.19
Illinois Tool Works (ITW) 0.1 $1.9M 9.0k 206.65
Walt Disney Company (DIS) 0.1 $1.9M 11k 169.30
Target Corporation (TGT) 0.1 $1.8M 7.8k 231.58
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $1.7M 11k 153.64
Nike CL B (NKE) 0.1 $1.7M 12k 145.21
3M Company (MMM) 0.1 $1.7M 9.5k 175.82
Ishares Tr Rus 1000 Grw Etf (IWF) 0.1 $1.7M 6.1k 274.14
Texas Pacific Land Corp (TPL) 0.1 $1.7M 1.4k 1209.52
Charles Schwab Corporation (SCHW) 0.1 $1.6M 23k 72.85
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $1.6M 4.00 411500.00
Goldman Sachs (GS) 0.1 $1.6M 4.2k 377.89
Ishares Tr Esg Aw Msci Eafe (ESGD) 0.1 $1.6M 20k 78.39
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $1.5M 4.3k 357.84
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $1.5M 11k 139.62
Wells Fargo & Company (WFC) 0.1 $1.5M 33k 46.41
Tesla Motors (TSLA) 0.1 $1.5M 1.9k 775.69
General Electric Com New (GE) 0.1 $1.5M 14k 103.06
American Express Company (AXP) 0.1 $1.5M 8.8k 167.56
Marsh & McLennan Companies (MMC) 0.1 $1.4M 9.5k 151.47
Merck & Co (MRK) 0.1 $1.4M 19k 76.56
Us Bancorp Del Com New (USB) 0.1 $1.4M 23k 59.45
Nextera Energy (NEE) 0.1 $1.3M 17k 79.11
T. Rowe Price (TROW) 0.1 $1.3M 6.7k 196.74
Ishares Tr Esg Aware Msci (ESML) 0.1 $1.3M 33k 39.01
Ishares Tr Rus 1000 Val Etf (IWD) 0.1 $1.3M 8.1k 156.47
Eversource Energy (ES) 0.1 $1.3M 15k 81.75
At&t (T) 0.1 $1.2M 46k 26.42
Ishares Tr Us Oil Eq&sv Etf (IEZ) 0.1 $1.2M 88k 13.69
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $1.2M 5.1k 236.29
Gilead Sciences (GILD) 0.1 $1.2M 17k 69.82
Union Pacific Corporation (UNP) 0.0 $1.1M 5.8k 196.11
Honeywell International (HON) 0.0 $1.1M 5.4k 212.25
Starbucks Corporation (SBUX) 0.0 $1.1M 10k 110.31
Soliton 0.0 $1.1M 55k 20.37
Arthur J. Gallagher & Co. (AJG) 0.0 $1.0M 7.1k 148.61
Spdr Gold Tr Gold Shs (GLD) 0.0 $1.0M 6.3k 164.22
NVIDIA Corporation (NVDA) 0.0 $1.0M 5.0k 206.90
Select Sector Spdr Tr Energy (XLE) 0.0 $1.0M 20k 52.10
Coca-Cola Company (KO) 0.0 $1.0M 19k 52.46
Colgate-Palmolive Company (CL) 0.0 $980k 13k 75.60
Ishares Tr Select Divid Etf (DVY) 0.0 $964k 8.4k 114.67
Paccar (PCAR) 0.0 $958k 12k 78.90
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.0 $953k 2.8k 338.42
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.0 $928k 2.4k 394.56
Oracle Corporation (ORCL) 0.0 $926k 11k 87.11
Texas Instruments Incorporated (TXN) 0.0 $916k 4.8k 192.28
Fiserv (FI) 0.0 $873k 8.1k 108.16
Eli Lilly & Co. (LLY) 0.0 $870k 3.9k 224.14
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.0 $845k 11k 76.62
Diageo Spon Adr New (DEO) 0.0 $840k 4.5k 188.24
Square Cl A (SQ) 0.0 $822k 3.4k 239.93
Trane Technologies SHS (TT) 0.0 $821k 4.8k 172.62
Duke Energy Corp Com New (DUK) 0.0 $819k 8.4k 98.04
Vbi Vaccines Inc Cda Com New 0.0 $802k 258k 3.11
Ishares Tr U.s. Energy Etf (IYE) 0.0 $800k 28k 28.25
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.0 $800k 7.7k 103.88
Vanguard Index Fds Total Stk Mkt (VTI) 0.0 $799k 3.6k 222.19
Thermo Fisher Scientific (TMO) 0.0 $791k 1.4k 573.39
BlackRock (BLK) 0.0 $787k 938.00 839.02
Vanguard World Mega Grwth Ind (MGK) 0.0 $773k 3.3k 234.67
BioCryst Pharmaceuticals (BCRX) 0.0 $757k 53k 14.37
Kla Corp Com New (KLAC) 0.0 $741k 2.2k 334.69
Ishares Tr U.s. Finls Etf (IYF) 0.0 $735k 8.9k 82.58
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.0 $690k 1.4k 481.17
Invesco Exchange Traded Fd T S&p 500 Garp Etf (SPGP) 0.0 $688k 7.9k 86.95
Dominion Resources (D) 0.0 $686k 9.4k 73.05
Vanguard Whitehall Fds High Div Yld (VYM) 0.0 $675k 6.5k 103.34
Ishares Esg Awr Msci Em (ESGE) 0.0 $652k 16k 41.45
Applied Materials (AMAT) 0.0 $640k 5.0k 128.72
International Paper Company (IP) 0.0 $639k 11k 55.91
Carrier Global Corporation (CARR) 0.0 $635k 12k 51.75
Ironwood Pharmaceuticals Com Cl A (IRWD) 0.0 $628k 48k 13.05
TJX Companies (TJX) 0.0 $622k 9.4k 66.23
Kimberly-Clark Corporation (KMB) 0.0 $618k 4.6k 133.33
Rockwell Automation (ROK) 0.0 $590k 2.0k 294.12
Automatic Data Processing (ADP) 0.0 $571k 2.9k 199.86
Invesco Actively Managed Etf Var Rate Invt (VRIG) 0.0 $569k 23k 25.11
Southern Company (SO) 0.0 $561k 9.1k 61.92
Air Products & Chemicals (APD) 0.0 $546k 2.1k 256.10
Ishares Tr S&p 100 Etf (OEF) 0.0 $532k 2.7k 197.33
Wal-Mart Stores (WMT) 0.0 $527k 3.8k 139.49
Manulife Finl Corp (MFC) 0.0 $522k 27k 19.25
Spdr Ser Tr S&p Divid Etf (SDY) 0.0 $520k 4.4k 117.62
Otis Worldwide Corp (OTIS) 0.0 $501k 6.1k 82.25
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.0 $499k 3.0k 169.10
Check Point Software Tech Lt Ord (CHKP) 0.0 $477k 4.2k 113.14
Paypal Holdings (PYPL) 0.0 $475k 1.8k 260.70
Murphy Usa (MUSA) 0.0 $464k 2.8k 167.27
Boston Scientific Corporation (BSX) 0.0 $453k 11k 43.35
Ameriprise Financial (AMP) 0.0 $444k 1.7k 263.97
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.0 $429k 8.4k 50.79
Lincoln National Corporation (LNC) 0.0 $428k 6.2k 68.72
Ishares Silver Tr Ishares (SLV) 0.0 $422k 21k 20.54
Ishares Tr Ishares Biotech (IBB) 0.0 $416k 2.6k 161.68
Philip Morris International (PM) 0.0 $415k 4.5k 92.68
Ishares Tr Us Hlthcr Pr Etf (IHF) 0.0 $412k 1.6k 255.90
Allete Com New (ALE) 0.0 $409k 6.9k 59.56
Walgreen Boots Alliance (WBA) 0.0 $407k 8.6k 47.39
Genuine Parts Company (GPC) 0.0 $386k 3.1k 125.00
Ishares Tr Core Div Grwth (DGRO) 0.0 $376k 7.5k 50.29
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.0 $375k 5.0k 74.32
Fortune Brands (FBIN) 0.0 $375k 4.2k 89.71
Altria (MO) 0.0 $373k 8.0k 46.69
Airbnb Com Cl A (ABNB) 0.0 $363k 2.2k 167.74
Microchip Technology (MCHP) 0.0 $362k 2.4k 153.52
Ark Etf Tr Innovation Etf (ARKK) 0.0 $360k 3.3k 110.63
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.0 $359k 5.6k 63.81
Consolidated Edison (ED) 0.0 $349k 4.8k 72.54
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.0 $345k 4.0k 85.50
Yum! Brands (YUM) 0.0 $342k 2.8k 122.23
Spdr Index Shs Fds S&p Intl Smlcp (GWX) 0.0 $341k 8.9k 38.51
Chubb (CB) 0.0 $334k 2.0k 170.37
AFLAC Incorporated (AFL) 0.0 $334k 6.4k 52.13
Marinus Pharmaceuticals Com New (MRNS) 0.0 $331k 29k 11.36
Discovery Com Ser A 0.0 $329k 13k 25.35
Travelers Companies (TRV) 0.0 $327k 2.2k 150.68
Adobe Systems Incorporated (ADBE) 0.0 $326k 567.00 574.96
Etfis Ser Tr I Virtus Infrcap (PFFA) 0.0 $323k 13k 24.86
Vaneck Etf Trust Bdc Income Etf (BIZD) 0.0 $322k 19k 17.15
Graniteshares Etf Tr Hips Us High Inc (HIPS) 0.0 $322k 21k 15.32
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.0 $316k 5.2k 60.93
Dell Technologies CL C (DELL) 0.0 $310k 3.0k 104.20
Peloton Interactive Cl A Com (PTON) 0.0 $305k 3.5k 86.97
Micron Technology (MU) 0.0 $304k 4.3k 70.90
Roblox Corp Cl A (RBLX) 0.0 $302k 4.0k 75.65
Packaging Corporation of America (PKG) 0.0 $298k 2.2k 137.64
PPL Corporation (PPL) 0.0 $297k 11k 27.87
Astrazeneca Sponsored Adr (AZN) 0.0 $294k 4.9k 59.99
Lumen Technologies (LUMN) 0.0 $293k 24k 12.40
Cassava Sciences (SAVA) 0.0 $291k 4.7k 62.02
Ishares Tr Rus Mid Cap Etf (IWR) 0.0 $290k 3.7k 78.23
Caterpillar (CAT) 0.0 $282k 1.5k 192.23
Royal Dutch Shell Spons Adr A 0.0 $278k 6.2k 44.50
AutoZone (AZO) 0.0 $275k 162.00 1697.53
Ishares Msci Eurzone Etf (EZU) 0.0 $273k 5.7k 48.21
L3harris Technologies (LHX) 0.0 $271k 1.2k 220.68
Intuit (INTU) 0.0 $264k 491.00 538.17
Hologic (HOLX) 0.0 $262k 3.5k 73.95
American Tower Reit (AMT) 0.0 $261k 985.00 264.97
Hanover Insurance (THG) 0.0 $259k 2.0k 129.50
Albireo Pharma 0.0 $257k 8.2k 31.18
Ishares Tr Us Aer Def Etf (ITA) 0.0 $257k 2.5k 104.05
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.0 $257k 6.6k 38.93
Marathon Petroleum Corp (MPC) 0.0 $252k 4.1k 61.83
Calithera Biosciences 0.0 $251k 115k 2.18
Agilent Technologies Inc C ommon (A) 0.0 $249k 1.6k 157.79
New York Community Ban 0.0 $249k 19k 12.86
Proshares Tr Pshs Ult S&p 500 (SSO) 0.0 $247k 2.1k 120.02
Ishares Tr Morningstar Valu (ILCV) 0.0 $246k 3.9k 63.76
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.0 $245k 3.0k 82.41
Cigna Corp (CI) 0.0 $239k 1.2k 200.17
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.0 $239k 3.2k 74.22
Ishares Tr Rus Mdcp Val Etf (IWS) 0.0 $236k 2.1k 113.35
Vanguard Index Fds Small Cp Etf (VB) 0.0 $235k 1.1k 218.81
Vanguard Index Fds Mid Cap Etf (VO) 0.0 $228k 964.00 236.51
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $226k 1.5k 147.91
Ark Etf Tr Genomic Rev Etf (ARKG) 0.0 $225k 3.0k 74.83
Moderna (MRNA) 0.0 $220k 572.00 384.62
Abiomed 0.0 $219k 674.00 324.93
Ishares Tr Core S&p Ttl Stk (ITOT) 0.0 $218k 2.2k 98.33
Exelon Corporation (EXC) 0.0 $218k 4.5k 48.37
Advanced Micro Devices (AMD) 0.0 $217k 2.1k 103.14
FirstEnergy (FE) 0.0 $214k 6.0k 35.67
Albemarle Corporation (ALB) 0.0 $214k 976.00 219.26
General Mills (GIS) 0.0 $214k 3.6k 59.89
Ishares Tr Rus 1000 Etf (IWB) 0.0 $212k 879.00 241.18
ON Semiconductor (ON) 0.0 $212k 4.6k 45.72
Dupont De Nemours (DD) 0.0 $209k 3.1k 68.10
Corning Incorporated (GLW) 0.0 $203k 5.6k 36.52
Boston Beer Cl A (SAM) 0.0 $203k 399.00 508.77
Invesco Currencyshares Brit Brit Poun Strl (FXB) 0.0 $201k 1.6k 129.68
Innoviva (INVA) 0.0 $200k 12k 16.68
Johnson Ctls Intl SHS (JCI) 0.0 $198k 3.0k 66.87
Golub Capital BDC (GBDC) 0.0 $166k 11k 15.83
Oaktree Specialty Lending Corp 0.0 $165k 23k 7.06
Northern Dynasty Minerals Lt Com New (NAK) 0.0 $147k 319k 0.46
Heron Therapeutics (HRTX) 0.0 $141k 13k 10.72
Aveo Pharmaceuticals Com New 0.0 $134k 22k 6.19
Hudson Technologies (HDSN) 0.0 $118k 33k 3.53
Agile Therapeutics 0.0 $96k 100k 0.96
Iterum Therapeutics SHS 0.0 $89k 159k 0.56
Ase Technology Hldg Sponsored Ads (ASX) 0.0 $85k 11k 7.88
Adma Biologics (ADMA) 0.0 $61k 54k 1.13
Ribbon Communication (RBBN) 0.0 $60k 10k 5.98
Regulus Therapeutics Com New 0.0 $49k 72k 0.68
Finisar Corp Note 0.500%12/1 (Principal) 0.0 $26k 26k 1.00