Horizon Kinetics

Horizon Kinetics as of June 30, 2013

Portfolio Holdings for Horizon Kinetics

Horizon Kinetics holds 461 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Howard Hughes 9.0 $618M 5.5M 112.09
Liberty Media 8.9 $610M 4.8M 126.76
DreamWorks Animation SKG 4.4 $300M 12M 25.66
Icahn Enterprises (IEP) 4.3 $297M 4.1M 72.77
AutoNation (AN) 3.9 $268M 6.2M 43.39
Leucadia National 3.8 $261M 10M 26.22
Jarden Corporation 3.6 $250M 5.7M 43.75
Brookfield Asset Management 3.4 $230M 6.4M 36.02
Starz - Liberty Capital 2.5 $172M 7.8M 22.10
CBOE Holdings (CBOE) 2.5 $171M 3.7M 46.64
Wendy's/arby's Group (WEN) 2.5 $170M 29M 5.83
Rouse Pptys 2.5 $169M 8.6M 19.62
Liberty Media 2.2 $149M 6.5M 23.01
DISH Network 2.2 $149M 3.5M 42.52
Sears Holdings Corporation 2.0 $136M 3.2M 42.08
Via 1.7 $116M 1.7M 68.03
Texas Pacific Land Trust 1.7 $114M 1.3M 84.39
Live Nation Entertainment (LYV) 1.4 $95M 6.1M 15.50
Forest City Enterprises 1.3 $91M 5.1M 17.91
Libertyinteractivecorp lbtventcoma 1.3 $87M 1.0M 85.01
Equity Lifestyle Properties (ELS) 1.2 $85M 2.2M 39.29
& PROD CO shares Brookfield 1.2 $85M 3.9M 22.06
L Brands 1.2 $82M 1.7M 49.25
Discovery Communications 1.2 $81M 1.0M 77.24
CBS Corporation 1.0 $69M 1.4M 48.87
Wynn Resorts (WYNN) 1.0 $66M 519k 127.97
Las Vegas Sands (LVS) 0.9 $65M 1.2M 52.93
Echostar Corporation (SATS) 0.9 $64M 1.6M 39.11
Colfax Corporation 0.9 $63M 1.2M 52.11
Berkshire Hathaway (BRK.B) 0.9 $59M 528k 111.92
IAC/InterActive 0.9 $59M 1.2M 47.58
Continental Resources 0.7 $50M 577k 86.06
Oaktree Cap 0.7 $49M 934k 52.55
Ipath S&p 500 Vix Short Term F 0.7 $46M 979k 46.64
General Growth Properties 0.6 $37M 1.9M 19.87
Google 0.5 $37M 42k 880.37
WisdomTree Investments (WT) 0.5 $36M 3.1M 11.57
Wpx Energy 0.5 $35M 1.9M 18.94
Sears Hometown and Outlet Stores 0.5 $32M 741k 43.72
Ascent Media Corporation 0.5 $32M 406k 78.07
Family Dollar Stores 0.4 $27M 439k 62.31
Franco-Nevada Corporation (FNV) 0.4 $25M 703k 35.77
Air Lease Corp (AL) 0.3 $24M 871k 27.59
J.C. Penney Company 0.3 $23M 1.4M 17.08
Live Nation Entertainment In note 2.875% 7/1 0.3 $22M 22M 1.01
Icahn Enterprises Lp conv bnd 0.3 $23M 23M 1.00
MasterCard Incorporated (MA) 0.3 $22M 38k 574.49
Sigma-Aldrich Corporation 0.3 $22M 276k 80.42
Scripps Networks Interactive 0.3 $22M 331k 66.76
Markel Corporation (MKL) 0.3 $21M 40k 526.92
Webmd Health Conv Sr Notes conv 0.3 $21M 23M 0.92
Berkshire Hathaway (BRK.A) 0.3 $18M 108.00 168586.21
Chesapeake Energy Corp note 2.250%12/1 0.3 $18M 20M 0.88
Visa (V) 0.2 $17M 95k 182.75
Vornado Realty Trust (VNO) 0.2 $17M 207k 82.85
ViaSat (VSAT) 0.2 $17M 240k 71.46
MGM Resorts International. (MGM) 0.2 $17M 1.2M 14.78
Virtus Investment Partners (VRTS) 0.2 $17M 96k 176.27
Canadian Natural Resources (CNQ) 0.2 $16M 572k 28.26
Time Warner 0.2 $16M 270k 57.82
CSX Corporation (CSX) 0.2 $16M 685k 23.19
Lennar Corporation (LEN) 0.2 $16M 434k 36.04
Winthrop Realty Trust 0.2 $16M 1.3M 12.03
Madison Square Garden 0.2 $16M 264k 59.25
Union Pacific Corporation (UNP) 0.2 $15M 98k 154.35
Pimco Income Strategy Fund II (PFN) 0.2 $15M 1.4M 10.52
MSC Industrial Direct (MSM) 0.2 $14M 183k 77.46
Exxon Mobil Corporation (XOM) 0.2 $14M 149k 90.35
Philip Morris International (PM) 0.2 $14M 156k 86.62
Greenlight Capital Re Ltd cl a (GLRE) 0.2 $13M 538k 24.53
Tata Motors 0.2 $13M 542k 23.44
American International (AIG) 0.2 $13M 297k 44.70
L-3 Communications Corp debt 3.000% 8/0 0.2 $12M 12M 1.02
Inter Parfums (IPAR) 0.2 $13M 437k 28.52
PIMCO Income Opportunity Fund 0.2 $12M 423k 28.60
Nuveen Performance Plus Municipal Fund 0.2 $13M 878k 14.39
NYSE Euronext 0.2 $12M 287k 41.39
Leucadia Natl Corp debt 0.2 $12M 9.3M 1.26
Blackstone 0.2 $11M 507k 21.06
Regis Corp Minn note 5.000% 7/1 0.2 $11M 9.1M 1.17
Royal Gold Inc conv 0.1 $11M 12M 0.91
Burger King Worldwide 0.1 $10M 513k 19.51
Bank of America Corporation (BAC) 0.1 $9.5M 737k 12.86
Suncor Energy (SU) 0.1 $9.7M 329k 29.49
Pimco Dynamic Incm Fund (PDI) 0.1 $9.4M 322k 29.25
Norfolk Southern (NSC) 0.1 $9.1M 126k 72.71
White Mountains Insurance Gp (WTM) 0.1 $9.1M 16k 574.90
Williams Companies (WMB) 0.1 $8.6M 265k 32.47
Amtrust Financial Services 0.1 $8.2M 229k 35.70
KKR & Co 0.1 $8.1M 412k 19.66
Market Vectors Gaming 0.1 $8.2M 203k 40.33
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $8.2M 512k 15.95
Brookfield Ppty Partners L P unit ltd partn 0.1 $8.5M 417k 20.30
Cresud (CRESY) 0.1 $7.6M 1.0M 7.43
Pimco Dynamic Credit Income other 0.1 $7.4M 325k 22.91
Liberty Global Inc C 0.1 $6.5M 96k 67.89
Cme (CME) 0.1 $6.2M 82k 75.96
Brookfield Infrastructure Part (BIP) 0.1 $6.1M 167k 36.52
Loral Space & Communications 0.1 $6.2M 103k 59.99
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $6.0M 387k 15.48
Pimco Income Strategy Fund (PFL) 0.1 $5.9M 496k 11.96
M&T Bank Corporation (MTB) 0.1 $5.8M 52k 111.76
IntercontinentalEx.. 0.1 $5.7M 32k 177.74
Susser Holdings Corporation 0.1 $5.5M 114k 47.89
Valhi 0.1 $5.5M 398k 13.74
Nasdaq Omx Group Inc note 2.500% 8/1 0.1 $5.2M 5.2M 1.00
Electronic Arts Inc conv 0.1 $5.3M 5.1M 1.04
Movado (MOV) 0.1 $4.8M 142k 33.83
BlackRock Floating Rate Income Trust (BGT) 0.1 $4.7M 313k 15.06
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $4.7M 864k 5.43
LMP Corporate Loan Fund 0.1 $4.4M 342k 13.00
PCM Fund (PCM) 0.1 $4.6M 392k 11.73
eBay (EBAY) 0.1 $4.2M 81k 51.72
BOK Financial Corporation (BOKF) 0.1 $4.4M 69k 64.05
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $3.8M 291k 12.98
Interdigital Inc 2.5% conv 0.1 $4.3M 4.0M 1.07
Caci Intl Inc note 2.125% 5/0 0.1 $3.6M 3.0M 1.20
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $3.6M 3.0k 1194.08
Sotheby's 0.1 $3.1M 82k 37.91
Prestige Brands Holdings (PBH) 0.1 $3.6M 122k 29.14
Penske Automotive (PAG) 0.1 $3.7M 122k 30.54
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $3.2M 35k 90.87
iShares Barclays TIPS Bond Fund (TIP) 0.1 $3.5M 32k 112.01
SPDR Barclays Capital High Yield B 0.1 $3.4M 85k 39.49
Nuveen Munpl Markt Opp Fund 0.1 $3.2M 247k 13.03
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $3.1M 229k 13.76
Nuveen Senior Income Fund 0.1 $3.5M 464k 7.59
Western Asset Mrtg Defined Oppn Fund (DMO) 0.1 $3.7M 162k 23.12
Expedia (EXPE) 0.1 $3.4M 57k 60.14
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.0 $2.6M 2.5M 1.02
Johnson & Johnson (JNJ) 0.0 $2.6M 31k 85.88
HSN 0.0 $3.0M 55k 53.73
Bristol Myers Squibb (BMY) 0.0 $2.7M 61k 44.69
CACI International (CACI) 0.0 $3.0M 48k 63.50
Encana Corp 0.0 $2.6M 156k 16.93
Danaher Corporation (DHR) 0.0 $2.6M 41k 63.30
E.W. Scripps Company (SSP) 0.0 $2.6M 164k 15.57
CenterPoint Energy (CNP) 0.0 $3.0M 126k 23.49
Dorman Products (DORM) 0.0 $3.0M 66k 45.63
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.6M 162k 16.27
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $2.7M 26k 105.04
ING Prime Rate Trust 0.0 $2.8M 441k 6.37
Montgomery Street Income Securities 0.0 $2.4M 149k 16.16
Promotora De Informaciones S adr cl b conv 0.0 $2.5M 332k 7.52
American Intl Group 0.0 $2.8M 153k 18.24
Kinder Morgan (KMI) 0.0 $2.6M 70k 37.74
Mcewen Mining 0.0 $2.9M 1.7M 1.68
Loews Corporation (L) 0.0 $1.7M 39k 44.39
Eli Lilly & Co. (LLY) 0.0 $1.8M 36k 49.15
Walt Disney Company (DIS) 0.0 $2.3M 36k 63.15
Ritchie Bros. Auctioneers Inco 0.0 $2.1M 110k 19.22
Pall Corporation 0.0 $2.1M 31k 66.43
Novartis (NVS) 0.0 $2.1M 30k 70.69
Merck & Co (MRK) 0.0 $2.2M 48k 46.46
Pepsi (PEP) 0.0 $1.9M 23k 81.81
Biogen Idec (BIIB) 0.0 $1.9M 8.6k 215.12
ManTech International Corporation 0.0 $1.9M 72k 26.12
Boardwalk Pipeline Partners 0.0 $2.0M 67k 30.19
PowerShares QQQ Trust, Series 1 0.0 $1.8M 25k 71.28
Alexander's (ALX) 0.0 $2.4M 8.1k 293.44
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $1.9M 190k 9.99
Affiliated Managers Group note 3.950% 8/1 0.0 $1.9M 1.5M 1.29
Eaton Vance Senior Income Trust (EVF) 0.0 $2.1M 282k 7.52
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $2.0M 155k 13.08
Market Vectors Short Municipal Index ETF 0.0 $2.2M 124k 17.50
Nuveen Premium Income Muni Fund 2 0.0 $1.9M 142k 13.54
Nuveen Fltng Rte Incm Opp 0.0 $2.0M 152k 13.22
Nuveen Premium Income Muni Fd 4 0.0 $2.1M 166k 12.68
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.7M 138k 12.60
Invesco Municipal Income Opp Trust (OIA) 0.0 $1.9M 292k 6.60
Managed Duration Invtmt Grd Mun Fund 0.0 $2.0M 149k 13.50
Penn West Energy Trust 0.0 $2.1M 199k 10.58
Nuveen New York Perf. Plus Muni Fund 0.0 $2.0M 135k 14.63
Lexington Rlty Trst Pref 6.50% p (LXP.PC) 0.0 $1.9M 40k 47.91
Pimco Total Return Etf totl (BOND) 0.0 $2.3M 21k 105.49
BP (BP) 0.0 $1.4M 34k 41.73
Chesapeake Energy Corp note 2.750%11/1 0.0 $1.6M 1.7M 0.99
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.6M 1.7M 0.94
CMS Energy Corporation (CMS) 0.0 $1.3M 49k 27.17
Federal-Mogul Corporation 0.0 $1.2M 121k 10.22
Nasdaq Omx (NDAQ) 0.0 $1.3M 41k 32.78
Monsanto Company 0.0 $1.2M 12k 98.81
Abbott Laboratories (ABT) 0.0 $1.3M 36k 34.89
Pfizer (PFE) 0.0 $1.7M 59k 28.03
Chevron Corporation (CVX) 0.0 $1.3M 11k 118.31
Spdr S&p 500 Etf (SPY) 0.0 $1.2M 7.6k 160.48
General Electric Company 0.0 $1.5M 64k 23.20
Copart (CPRT) 0.0 $1.2M 40k 30.80
Leggett & Platt (LEG) 0.0 $1.2M 38k 31.08
Harris Corporation 0.0 $1.2M 23k 49.25
Emerson Electric (EMR) 0.0 $1.2M 22k 54.53
GlaxoSmithKline 0.0 $1.1M 23k 49.97
Sanofi-Aventis SA (SNY) 0.0 $1.3M 26k 51.50
Vodafone 0.0 $1.1M 38k 28.75
Imperial Oil (IMO) 0.0 $1.5M 40k 38.22
Iron Mountain Incorporated 0.0 $1.1M 40k 26.60
PetroChina Company 0.0 $1.0M 9.3k 110.65
Sina Corporation 0.0 $1.7M 30k 55.73
Pioneer Floating Rate Trust (PHD) 0.0 $1.6M 120k 13.24
Sohu 0.0 $1.1M 18k 61.61
Yahoo! 0.0 $1.5M 60k 25.13
Cablevision Systems Corporation 0.0 $1.4M 82k 16.82
Enterprise Products Partners (EPD) 0.0 $1.1M 18k 62.17
Life Technologies 0.0 $1.3M 18k 74.00
American Railcar Industries 0.0 $1.1M 32k 33.51
Cubist Pharmaceuticals 0.0 $1.2M 24k 48.29
Novagold Resources Inc Cad (NG) 0.0 $1.3M 615k 2.11
Flowers Foods (FLO) 0.0 $1.3M 59k 22.05
Medallion Financial (MFIN) 0.0 $1.4M 103k 13.91
Simon Property (SPG) 0.0 $1.1M 6.7k 157.91
SPDR S&P China (GXC) 0.0 $1.3M 21k 64.11
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.2M 79k 15.03
Cohen & Steers Quality Income Realty (RQI) 0.0 $1.6M 142k 11.23
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $1.3M 1.2M 1.07
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $1.3M 76k 17.38
Claymore/AlphaShares China Real Est ETF 0.0 $1.7M 82k 20.33
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $1.5M 104k 14.44
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $1.6M 95k 16.57
RMK Multi-Sector High Income Fund (HMH) 0.0 $1.3M 221k 5.72
Nuveen Premier Mun Income 0.0 $1.1M 82k 13.29
Templeton Emerging Markets Income Fund (TEI) 0.0 $1.0M 70k 14.89
Blackrock Muniyield Quality Fund II (MQT) 0.0 $1.2M 89k 12.95
RMK Advantage Income Fund (HAV) 0.0 $1.5M 184k 8.32
RMK High Income Fund (HIH) 0.0 $1.0M 128k 8.15
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $1.2M 83k 14.62
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $1.1M 80k 13.25
Nuveen Quality Income Municipal Fund 0.0 $1.2M 89k 13.51
Putnam Municipal Opportunities Trust (PMO) 0.0 $1.2M 103k 11.51
Nuveen Premium Income Municipal Fund 0.0 $1.3M 96k 13.30
First Trust/Aberdeen Global Opportunity 0.0 $1.7M 109k 15.43
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.3M 95k 13.28
BlackRock New York Insured Municipal 0.0 $1.6M 117k 13.30
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.6M 118k 13.93
Pimco NY Municipal Income Fund (PNF) 0.0 $1.6M 144k 10.82
Apollo Global Management 'a' 0.0 $1.6M 67k 24.10
Amc Networks Inc Cl A (AMCX) 0.0 $1.4M 22k 65.31
Fortune Brands (FBIN) 0.0 $1.2M 30k 38.74
Mondelez Int (MDLZ) 0.0 $1.1M 40k 28.52
Susser Petroleum Partners 0.0 $1.5M 51k 29.29
Abbvie (ABBV) 0.0 $1.4M 34k 41.35
Dominion Diamond Corp foreign 0.0 $1.3M 94k 14.13
Cognizant Technology Solutions (CTSH) 0.0 $714k 11k 62.63
Navistar Intl Corp New note 3.000%10/1 0.0 $970k 1.0M 0.97
Peabody Energy Corp sdcv 4.750%12/1 0.0 $400k 579k 0.69
Infosys Technologies (INFY) 0.0 $494k 12k 41.17
Cnooc 0.0 $832k 5.0k 167.44
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $651k 20k 32.53
Progressive Corporation (PGR) 0.0 $943k 37k 25.41
Fidelity National Information Services (FIS) 0.0 $454k 11k 42.87
Lender Processing Services 0.0 $953k 30k 32.34
Bank of New York Mellon Corporation (BK) 0.0 $1.0M 36k 28.05
Caterpillar (CAT) 0.0 $794k 9.6k 82.46
Archer Daniels Midland Company (ADM) 0.0 $825k 24k 33.91
Bunge 0.0 $894k 13k 70.78
FirstEnergy (FE) 0.0 $860k 23k 37.33
United Parcel Service (UPS) 0.0 $343k 4.0k 86.46
Avon Products 0.0 $818k 39k 21.02
Carnival Corporation (CCL) 0.0 $898k 26k 34.28
Cisco Systems (CSCO) 0.0 $859k 35k 24.33
Fidelity National Financial 0.0 $877k 37k 23.81
Genuine Parts Company (GPC) 0.0 $368k 4.7k 77.97
Kimberly-Clark Corporation (KMB) 0.0 $368k 3.8k 97.25
Reynolds American 0.0 $603k 13k 48.38
Royal Caribbean Cruises (RCL) 0.0 $906k 27k 33.35
Sealed Air (SEE) 0.0 $743k 31k 23.95
Sonoco Products Company (SON) 0.0 $992k 29k 34.56
McGraw-Hill Companies 0.0 $441k 8.3k 53.17
Boeing Company (BA) 0.0 $858k 8.4k 102.39
Verizon Communications (VZ) 0.0 $485k 9.6k 50.31
Affymetrix 0.0 $462k 104k 4.44
International Flavors & Fragrances (IFF) 0.0 $349k 4.7k 75.05
Analog Devices (ADI) 0.0 $464k 10k 45.03
Cincinnati Financial Corporation (CINF) 0.0 $443k 9.7k 45.89
AstraZeneca (AZN) 0.0 $568k 12k 47.33
Raytheon Company 0.0 $618k 9.4k 66.10
Altria (MO) 0.0 $972k 28k 34.99
Honeywell International (HON) 0.0 $993k 13k 79.34
Procter & Gamble Company (PG) 0.0 $926k 12k 76.96
Royal Dutch Shell 0.0 $865k 14k 63.78
Schlumberger (SLB) 0.0 $672k 9.4k 71.63
Qualcomm (QCOM) 0.0 $489k 8.0k 61.12
Shire 0.0 $571k 6.0k 95.17
Marriott International (MAR) 0.0 $593k 15k 40.37
Deluxe Corporation (DLX) 0.0 $948k 27k 34.66
Enstar Group (ESGR) 0.0 $964k 7.2k 132.98
Dr Pepper Snapple 0.0 $647k 14k 45.92
Verisk Analytics (VRSK) 0.0 $478k 8.0k 59.75
Calpine Corporation 0.0 $604k 29k 21.23
Simcere Pharmaceutical 0.0 $455k 48k 9.48
NetEase (NTES) 0.0 $442k 7.0k 63.14
Albany Molecular Research 0.0 $665k 56k 11.88
Quest Diagnostics Incorporated (DGX) 0.0 $400k 6.6k 60.61
Teleflex Incorporated (TFX) 0.0 $558k 7.2k 77.49
ViroPharma Incorporated 0.0 $544k 19k 28.63
ISIS Pharmaceuticals 0.0 $457k 17k 26.88
KLA-Tencor Corporation (KLAC) 0.0 $869k 16k 55.71
Valmont Industries (VMI) 0.0 $490k 3.4k 143.07
Arena Pharmaceuticals 0.0 $346k 45k 7.69
Cubic Corporation 0.0 $484k 10k 48.07
Rockwell Automation (ROK) 0.0 $745k 9.0k 83.12
Seaboard Corporation (SEB) 0.0 $352k 130.00 2707.69
Urstadt Biddle Properties 0.0 $695k 35k 20.17
Veeco Instruments (VECO) 0.0 $391k 11k 35.38
CoreLogic 0.0 $871k 38k 23.18
IDT Corporation (IDT) 0.0 $378k 20k 18.68
Internet Initiative Japan (IIJIY) 0.0 $586k 30k 19.27
Celldex Therapeutics 0.0 $410k 26k 15.59
WisdomTree India Earnings Fund (EPI) 0.0 $552k 34k 16.19
American Municipal Income Portfolio 0.0 $812k 56k 14.56
American Select Portfolio 0.0 $805k 79k 10.16
Eaton Vance Municipal Income Trust (EVN) 0.0 $612k 50k 12.30
Eaton Vance Short Duration Diversified I (EVG) 0.0 $537k 33k 16.19
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $344k 3.3k 105.23
Vanguard Extended Market ETF (VXF) 0.0 $943k 14k 69.86
PIMCO Corporate Opportunity Fund (PTY) 0.0 $782k 40k 19.54
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $957k 161k 5.94
BlackRock Real Asset Trust 0.0 $356k 41k 8.68
Nuveen Quality Preferred Income Fund 0.0 $369k 45k 8.29
SPDR Nuveen Barclays Capital Build Amer 0.0 $611k 11k 55.47
Blackrock Muniyield Insured Fund (MYI) 0.0 $425k 30k 13.96
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $800k 53k 15.15
Pimco Municipal Income Fund II (PML) 0.0 $369k 32k 11.72
Nuveen Mult Curr St Gv Incm 0.0 $610k 54k 11.21
BlackRock Muni Income Investment Trust 0.0 $844k 62k 13.59
BlackRock Senior High Income Fund 0.0 $734k 177k 4.15
Dreyfus Municipal Income 0.0 $506k 54k 9.35
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $450k 36k 12.42
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $490k 38k 13.01
Invesco Quality Municipal Inc Trust (IQI) 0.0 $799k 66k 12.11
Neuberger Berman NY Int Mun Common 0.0 $385k 28k 13.99
Nuveen Municipal Advantage Fund 0.0 $698k 52k 13.41
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $945k 73k 12.89
Nuveen Mun High Inc Oppty 0.0 $474k 39k 12.19
Nuveen Dividend Advantage Municipal Fd 2 0.0 $670k 48k 13.95
PIMCO Corporate Income Fund (PCN) 0.0 $789k 45k 17.42
Putnam Managed Municipal Income Trust (PMM) 0.0 $372k 52k 7.14
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $734k 24k 30.58
Nuveen Insured Quality Muncipal Fund 0.0 $430k 33k 13.00
Nuveen Investment Quality Munl Fund 0.0 $465k 33k 14.27
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $797k 59k 13.58
Market Vectors Pre-Refunded Mun. In 0.0 $563k 23k 24.18
MFS High Income Municipal Trust (CXE) 0.0 $616k 126k 4.88
Alliance New York Municipal Income Fund 0.0 $391k 30k 13.01
BlackRock MuniHoldings New York Insured (MHN) 0.0 $519k 37k 13.98
Eaton Vance New York Muni. Incm. Trst 0.0 $577k 43k 13.34
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $388k 36k 10.94
Invesco Insured Municipal Income Trust (IIM) 0.0 $460k 32k 14.26
Nuveen Ny Div Advantg Mun 0.0 $384k 28k 13.94
RMK Strategic Income Fund 0.0 $746k 122k 6.11
BlackRock Municipal Bond Investment Tst 0.0 $529k 37k 14.47
Claymore Exchange Trd Fd Tr gugg shippng etf 0.0 $506k 29k 17.26
Alkermes (ALKS) 0.0 $717k 25k 28.68
Beam 0.0 $692k 11k 63.14
First Trust Strategic 0.0 $707k 45k 15.74
Webmd Health Corp note 0.0 $392k 400k 0.98
Molycorp Inc conv bnd 0.0 $1.0M 1.5M 0.67
Forest City Enterprises conv 0.0 $500k 446k 1.12
Kraft Foods 0.0 $971k 17k 55.84
Cvr Refng 0.0 $382k 13k 30.09
Doubleline Income Solutions (DSL) 0.0 $941k 41k 23.21
Sino Biopharmaceutical 0.0 $349k 69k 5.04
Grupo Televisa (TV) 0.0 $223k 9.0k 24.87
McDonald's Corporation (MCD) 0.0 $281k 2.8k 98.91
Baxter International (BAX) 0.0 $296k 4.3k 69.29
Tree 0.0 $172k 10k 17.14
Federated Investors (FHI) 0.0 $246k 9.0k 27.41
T. Rowe Price (TROW) 0.0 $220k 3.0k 73.33
ConocoPhillips (COP) 0.0 $208k 3.4k 60.62
Novo Nordisk A/S (NVO) 0.0 $240k 1.5k 155.04
Cohen & Steers (CNS) 0.0 $340k 10k 34.00
CoStar (CSGP) 0.0 $258k 2.0k 129.00
Fiserv (FI) 0.0 $262k 3.0k 87.33
Marathon Oil Corporation (MRO) 0.0 $252k 7.3k 34.52
SPDR Gold Trust (GLD) 0.0 $257k 2.2k 118.98
American Capital 0.0 $237k 19k 12.68
Och-Ziff Capital Management 0.0 $129k 12k 10.40
Osiris Therapeutics 0.0 $161k 16k 10.06
CARBO Ceramics 0.0 $249k 3.7k 67.35
Gorman-Rupp Company (GRC) 0.0 $213k 6.7k 31.90
MarketAxess Holdings (MKTX) 0.0 $280k 6.0k 46.67
Sirius XM Radio 0.0 $154k 46k 3.35
Banco Santander (SAN) 0.0 $69k 11k 6.44
Maxygen 0.0 $102k 41k 2.49
Progenics Pharmaceuticals 0.0 $300k 67k 4.46
Pain Therapeutics 0.0 $84k 38k 2.21
CENTRAL EUROPEAN MEDIA Enterpr Com Stk 0.0 $36k 11k 3.33
McDermott International 0.0 $135k 17k 8.18
Dendreon Corporation 0.0 $140k 34k 4.12
Apollo Investment 0.0 $207k 27k 7.72
Rydex S&P Equal Weight ETF 0.0 $292k 4.8k 61.28
Vical Incorporated 0.0 $264k 85k 3.12
Alpine Global Premier Properties Fund 0.0 $165k 22k 7.59
Babcock & Wilcox 0.0 $251k 8.4k 30.02
WidePoint Corporation 0.0 $32k 39k 0.82
AllianceBernstein Income Fund 0.0 $75k 10k 7.50
American Income Fund (MRF) 0.0 $95k 12k 7.79
American Strategic Income Portfolio 0.0 $150k 14k 10.44
American Strategic Income Portfolio III 0.0 $89k 13k 7.02
American Strategic Income Portf. Inc II 0.0 $99k 12k 8.18
Cohen & Steers Dividend Majors Fund 0.0 $193k 14k 14.33
Dreyfus Strategic Municipal Bond Fund 0.0 $155k 19k 8.13
Franklin Templeton (FTF) 0.0 $306k 23k 13.43
Opko Health (OPK) 0.0 $317k 45k 7.09
Pacific Biosciences of California (PACB) 0.0 $30k 12k 2.50
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $253k 3.0k 84.33
Nuveen Select Maturities Mun Fund (NIM) 0.0 $212k 22k 9.86
Putnam Premier Income Trust (PPT) 0.0 $105k 20k 5.33
Market Vectors High Yield Muni. Ind 0.0 $323k 11k 30.62
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $215k 16k 13.45
BlackRock Debt Strategies Fund 0.0 $168k 40k 4.25
Nuveen Muni Value Fund (NUV) 0.0 $115k 12k 9.58
BlackRock Corporate High Yield Fund III 0.0 $74k 10k 7.40
Market Vectors-Inter. Muni. Index 0.0 $225k 10k 22.07
Nuveen Quality Pref. Inc. Fund II 0.0 $123k 14k 8.73
Nuveen Qual Preferred Inc. Fund III 0.0 $100k 12k 8.42
Nuveen Insured Municipal Opp. Fund 0.0 $308k 22k 13.99
Putnam High Income Securities Fund 0.0 $98k 252k 0.39
Western Asset Managed High Incm Fnd 0.0 $171k 29k 5.82
Claymore/Sabrient Insider ETF 0.0 $202k 5.1k 39.87
Nuveen Insd Dividend Advantage (NVG) 0.0 $307k 23k 13.34
Alpine Total Dynamic Dividend Fund 0.0 $133k 34k 3.90
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $151k 10k 14.65
Blackrock MuniEnhanced Fund 0.0 $117k 10k 11.47
Blackrock Defined Opprty Cr 0.0 $269k 19k 14.06
DWS Municipal Income Trust 0.0 $281k 22k 12.91
Dreyfus Strategic Muni. 0.0 $335k 39k 8.60
Eaton Vance Municipal Bond Fund (EIM) 0.0 $188k 16k 12.00
Federated Premier Intermediate Municipal 0.0 $169k 13k 13.08
MFS Municipal Income Trust (MFM) 0.0 $149k 22k 6.83
Mfs Calif Mun 0.0 $185k 17k 10.80
Nuveen Mun High Income Opp F (NMZ) 0.0 $133k 11k 12.67
Nuveen Real Estate Income Fund (JRS) 0.0 $197k 17k 11.88
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $253k 2.5k 101.40
PIMCO Short Term Mncpl (SMMU) 0.0 $201k 4.0k 50.25
Pioneer Municipal High Income Trust (MHI) 0.0 $197k 13k 15.00
Blackrock Muniyield Quality Fund (MQY) 0.0 $246k 16k 15.45
Blackrock MuniHoldings Insured 0.0 $180k 14k 12.84
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $261k 19k 13.47
Nuveen California Select Qlty Mun Inc Fu 0.0 $264k 17k 15.15
MFS High Yield Municipal Trust (CMU) 0.0 $255k 57k 4.45
Pimco NY Muni. Income Fund III (PYN) 0.0 $163k 17k 9.52
Blackrock New York Municipal Bond Trust 0.0 $180k 13k 13.96
40/86 Strategic Income Fund (HHY) 0.0 $124k 13k 9.61
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $188k 15k 12.43
Pimco CA Muni. Income Fund III (PZC) 0.0 $121k 12k 10.14
Western Asset Municipal Partners Fnd 0.0 $162k 11k 14.88
Promotora De Informaciones Adr adr cl a 0.0 $90k 359k 0.25
Nuveen Mortgage opportunity trm fd2 0.0 $316k 12k 25.62
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $45k 3.3k 13.79
Oncothyreon 0.0 $51k 32k 1.58
BlackRock Muniyield Michigan Ins. Fnd II 0.0 $99k 7.8k 12.74
Western Asset Municipal D Opp Trust 0.0 $262k 12k 21.69
BlackRock MuniYield Investment Fund 0.0 $296k 20k 14.51
China Hydroelectric Corporat w exp 01/25/201 0.0 $800.000000 40k 0.02
Sanofi Aventis Wi Conval Rt 0.0 $30k 16k 1.93
Api Technologies Corp 0.0 $193k 69k 2.80
Icg Group 0.0 $171k 15k 11.40
Orchard Supp A 0.0 $39k 129k 0.30
Novacopper 0.0 $173k 99k 1.75
Wp Carey (WPC) 0.0 $261k 4.0k 66.08
Aeterna Zentaris 0.0 $32k 17k 1.87